ELVIN TORRES-ESTRADA v. CARLOS CASES, Special Agent in Charge, FBI Puerto Rico Office, individually and in his official capacity; JOSE GONZALEZ, FBI Agent, individually and in his official capacity; GUSTAVO RIVERA, FBI Agent, individually and in his official capacity; MARIO RENTERIA, FBI Agent, individually and in his official capacity; AARON GREEN, FBI Agent, individually and in his official capacity; DEVIN J. KOWALSKI, FBI Agent, individually and in his official capacity; LUIS ALOYO, Deputy U.S. Marshal, individually and in his official capacity; UNITED STATES; DOES 1-25, Inclusive
No. 21-1521
United States Court of Appeals For the First Circuit
December 6, 2023
Hon. Silvia Carreño-Coll, U.S. District Judge
Annaleigh E. Curtis, with whom Thomas G. Saunders, Wilmer Cutler Pickering Hale and Dorr LLP, Ezekiel E. Cortez, Law Office of Ezekiel E. Cortez, and James D. Crosby were on brief, for appellant.
Gerard Sinzdak, Appellate Staff, Civil Division, Department of Justice, with whom Mark B. Stern, Appellate Staff, Civil Division, Brian M. Boynton, Principal Deputy Assistant Attorney General, and W. Stephen Muldrow, United States Attorney, were on brief, for appellees.
MONTECALVO, Circuit Judge. Elvin Torres-Estrada (“Torres-Estrada“) brought Bivens and Federal Tort Claims Act (“FTCA“) claims against the Federal Bureau of Investigation (“FBI“) and several FBI agents alleging violations of his constitutional and statutory rights. The district court dismissed his complaint and held that some of his claims were untimely and that the FTCA‘s discretionary function exception stripped the court of jurisdiction to adjudicate his other claims. Torres-Estrada challenges the dismissal, arguing that his claims are timely, that the discretionary function exception does not apply, and that even if the discretionary function exception does apply, it does not cover the FBI‘s alleged misconduct.
Based on our precedent, Torres-Estrada is correct that the district court erred: the discretionary function exception does not serve as a bar to FTCA tort claims that plausibly allege constitutional violations. Nor are all of Torres-Estrada‘s claims untimely. While not all of his claims survive, we conclude that at least two of his claims are potentially subject to the “continuing violation” doctrine and so the district court
I. Background
In reviewing the dismissal of a complaint, we accept the well-pleaded facts in the complaint as true and draw all reasonable inferences in favor of Torres-Estrada. Nunez Colon v. Toledo-Davila, 648 F.3d 15, 19 (1st Cir. 2011). Accordingly, we draw the facts below from Torres-Estrada‘s complaint.
In February 2013, Lieutenant Osvaldo Albarati, a correctional officer at the Metropolitan Detention Center (“MDC“) in Guaynabo, Puerto Rico, was murdered. At the time, Torres-Estrada was detained at the MDC pending prosecution for drug and money laundering offenses.1 Shortly after the murder, the FBI began investigating Torres-Estrada as a possible suspect in the murder.
By January 2015, nine other prisoners had been indicted on charges relating to Lt. Albarati‘s murder. One of the indicted individuals declared that Torres-Estrada was not involved in the murder. Despite the claims regarding Torres-Estrada‘s lack of involvement in Lt. Albarati‘s murder, the FBI has “insisted the BOP maintain records containing the false information [that] link[s] [Torres-Estrada] to the murder.”
Torres-Estrada alleges that in both March and June 2013, the FBI placed informants with him to surreptitiously elicit incriminating statements about the murder. Then, in June 2014, two federal employees subjected him to a rectal exam to search for a hidden cell phone. After finding no cell phone, the officers conducted several x-ray examinations on Torres-Estrada, which also yielded no signs of a cell phone.
In 2015, the BOP transferred Torres-Estrada to a correctional facility in Kentucky, where the FBI placed another informant with him. In 2016, when Torres-Estrada was transferred to yet another facility in West Virginia, the FBI once again used an informant to try and elicit information about the murder.
In May 2017, Torres-Estrada was transferred to another correctional facility in South Carolina, where he was subjected to a custodial interrogation without having received Miranda warnings, despite being represented by counsel. In June 2017, Torres-Estrada‘s counsel wrote a letter to the U.S. Attorney‘s Office in Puerto Rico complaining about this improper interrogation. Following the letter, the BOP placed Torres-Estrada in the “Two Hour Watch,” a program designed for prisoners who are disruptive, pose an escape risk, or pose a threat to staff or institution security. As part of this program, the BOP required Torres-Estrada to report to a correctional officer every two hours, every day, even “when he may be in the midst of meeting with counsel for a legal consultation.”
In addition to the above, beginning in 2015 and continuing through at least early 2017, Torres-Estrada was repeatedly and
To protest the FBI‘s conduct, Torres-Estrada filed two administrative claims complaining about the allegedly unconstitutional conduct. In January 2019, having received no recourse, Torres-Estrada filed the underlying complaint in this case in federal court.2 He brought Bivens claims alleging violations of his constitutional rights,3 see Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388 (1971), and FTCA claims alleging negligence, intentional infliction of emotional distress, assault, battery, and false imprisonment. In the complaint, Torres-Estrada contends that, despite his innocence, the FBI has continued to maintain records that declare his involvement in Lt. Albarati‘s murder. Torres-Estrada alleges that, as a result of the FBI‘s actions, he has remained under investigation and his constitutional rights have been repeatedly violated.
The district court dismissed all of Torres-Estrada‘s claims. The court first held that, due to a failure to exhaust administrative remedies within two years, any FTCA claim based on conduct occurring before December 2015 was untimely. Because the court found that any attempt to remedy the error would be futile, it also denied Torres-Estrada‘s request to amend the complaint. Second, the court found that the FTCA‘s discretionary function exception barred the rest of Torres-Estrada‘s FTCA claims. Third, the court held that Torres-Estrada‘s Bivens claims were untimely because he failed to raise them within the statute of limitations provided by Puerto Rico law.
Torres-Estrada timely appealed.
II. Discussion
To summarize, in his complaint, Torres-Estrada claims the FBI denied him his due process rights, his right to counsel, and “his speech and associational rights” as well as subjected him to “repeated unreasonable searches” and “cruel and unusual punishment through several years of long stretches in solitary confinement.” These asserted constitutional violations -- and the conduct underlying them -- form the basis of his claims under the FTCA and Bivens.
On appeal, Torres-Estrada challenges the district court‘s conclusion that the FTCA‘s discretionary function exception covers the FBI‘s alleged unconstitutional conduct. As for the timeliness of his claims, he maintains that under the “continuing violation” doctrine each of his claims is within the applicable statute of limitations. We take his arguments in turn.
A. Negligence and False Imprisonment FTCA Claims
We begin with the district court‘s ruling that it lacked subject-matter jurisdiction
The FTCA provides a “limited waiver of the federal government‘s sovereign immunity with respect to private causes of action sounding in tort.” Fothergill v. United States, 566 F.3d 248, 252 (1st Cir. 2009) (citing Shansky v. United States, 164 F.3d 688, 690 (1st Cir. 1999)). The FTCA‘s discretionary function exception, however, dictates that sovereign immunity continues to apply to claims “based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government, whether or not the discretion involved be abused.”
But “[i]t is elementary that the discretionary function exception does not . . . shield conduct that transgresses the Constitution.” Limone, 579 F.3d at 101 (citations omitted). And the reason for this is simple: “[f]ederal officials do not possess discretion to violate constitutional rights.” Thames Shipyard & Repair Co. v. United States, 350 F.3d 247, 255 (1st Cir. 2003) (alteration in original) (quoting Medina v. United States, 259 F.3d 220, 225 (4th Cir. 2001)).
Torres-Estrada‘s negligence and false imprisonment claims should not have been dismissed for lack of subject-matter jurisdiction. When deciding if the discretionary function exception barred Torres-Estrada‘s FTCA claims, the district court failed to consider whether the complaint adequately alleged unconstitutional conduct. On this issue, our precedent is clear. If the FBI‘s conduct violated the Constitution, then the discretionary function exception does not apply, and sovereign immunity is waived. Limone, 579 F.3d at 101. As explained in Limone, “we do not view the FBI‘s constitutional transgressions as corresponding to the plaintiffs’ causes of action -- after all, the plaintiffs’ claims are not Bivens claims -- but rather, as negating the discretionary function defense.” 579 F.3d at 102 n.13 (citing Bolduc v. United States, 402 F.3d 50, 56 (1st Cir. 2005)). But to be clear, under Limone, even though the cause of action is tied to tortious conduct, a plaintiff must show how the alleged conduct violates the Constitution. In short, the required analysis here is not whether the FBI agents exercised discretion but whether Torres-Estrada has sufficiently alleged that the FBI‘s alleged tortious conduct violated the Constitution.
The government first contends that Torres-Estrada‘s “allegations do not demonstrate a violation of a clearly established constitutional command,” which renders them insufficient. In essence, the government argues that the principles of qualified immunity should also apply in our FTCA discretionary function analysis
Indeed, such an application would be novel; we have found no precedent -- in this Circuit or any other -- to support the government‘s contention. In fact, we find the exact opposite in the Third Circuit, which has explicitly stated that the “‘clearly established’ requirement has no place” in the discretionary function analysis. Xi v. Haugen, 68 F.4th 824, 839 (3d Cir. 2023) (holding that applying a “clearly established” requirement in the discretionary function context would be “unmoored from both precedent and purpose“). We agree with the Third Circuit and decline to import the “clearly established” requirement into the discretionary function exception analysis. Thus, to the extent Torres-Estrada‘s complaint plausibly alleges conduct that was unconstitutional, it was improper to dismiss the claims on the basis of discretionary function immunity without applying Limone.
The government further argues that Torres-Estrada has failed to allege plausible unconstitutional conduct by the FBI that would overcome the discretionary function exception‘s protection. Specifically, the government contends that the actual target of Torres-Estrada‘s complaint is the BOP -- not the FBI -- and the BOP‘s conduct in this case. The government argues that even if we accept Torres-Estrada‘s allegations as true, his complaint does not allege a plausible constitutional violation by the FBI or its agents. We may affirm the ruling below on “any ground manifest in the record,” see Walker v. Medeiros, 911 F.3d 629, 634-35 (1st Cir. 2018), and the government is correct to identify that because Torres-Estrada‘s tort claims are against the FBI, Torres-Estrada must demonstrate how the FBI‘s conduct violated the Constitution; allegations of the BOP‘S unconstitutional conduct will not suffice. But rather than address these questions now, we remand Torres-Estrada‘s negligence and false imprisonment claims to the district court to apply Limone in the first instance.5 In doing so, we
B. Remaining FTCA Claims and Bivens Claims
We now turn to Torres-Estrada‘s remaining FTCA claims and his Bivens claims. The district court dismissed Torres-Estrada‘s pre-December 2015 FTCA claims as time-barred due to a failure to exhaust administrative remedies within two years. Holding that amendment would be futile to cure the error, the district court denied leave to amend the complaint. Then, applying the Puerto Rico statute of limitations, the district court found Torres-Estrada‘s Bivens claims similarly time-barred because they all occurred outside of the applicable one-year statute of limitations.
We review a district court‘s grant of a motion to dismiss de novo. Carter‘s of New Bedford, Inc. v. Nike, Inc., 790 F.3d 289, 291 (1st Cir. 2015). And “[a]lthough we generally review a district court‘s denial of a motion to amend for abuse of discretion, within that standard, pure questions of law are reviewed de novo.” Mulder v. Kohl‘s Dep‘t Stores, Inc., 865 F.3d 17, 21 n.4 (1st Cir. 2017) (cleaned up). Here, the district court predicated its decision on the motion to amend entirely on a pure question of law: whether Torres-Estrada‘s FTCA claims were time-barred. As a result, our review of the district court‘s denial of the motion to amend is de novo. See Skwira v. United States, 344 F.3d 64, 72 (1st Cir. 2003) (noting that whether an FTCA claim is time-barred is a matter of law); D‘Agostino v. ev3, Inc., 845 F.3d 1, 6 (1st Cir. 2016).
1. Pre-December 2015 FTCA Claims
We begin with Torres-Estrada‘s remaining FTCA claims based on conduct occurring
Under the “continuing violation” doctrine, “a plaintiff may obtain recovery for . . . acts that otherwise would be time-barred so long as a related act fell within the limitations period.” Tobin v. Liberty Mut. Ins. Co., 553 F.3d 121, 130 (1st Cir. 2009). This doctrine, however, does not apply to “discrete acts” that occur on specific dates. Id. Rather, it only covers acts that take place over a prolonged period and that “by their very nature require repeated conduct to establish an actionable claim, such as hostile work environment claims.” Ayala v. Shinseki, 780 F.3d 52, 57 (1st Cir. 2015). If a claim meets that criterion, then, if there is “an act contributing to the claim [that] occurs within the filing period, the entire time period of the [claim] may be considered for the purposes of determining liability.” Nat‘l R.R. Passenger Corp. v. Morgan, 536 U.S. 101, 117 (2002); see also Loumiet, 828 F.3d at 948-49 (recognizing and applying the “continuing violation” doctrine to Bivens and FTCA claims).
In dismissing the pre-December 2015 allegations,6 the court focused on Torres-Estrada‘s allegation of an unnecessary and invasive June 2014 body search. Unlike a hostile work environment claim, which is “composed of a series of separate acts,” Nat‘l R.R. Passenger Corp., 536 U.S. at 117 (quoting
But Torres-Estrada‘s pre-December 2015 allegations contain more than just the body search in June 2014. He alleges the repeated use of jailhouse informants from 2013 to 2015 that caused “the disruption of his right to be free from surreptitious interrogation.” He also alleges that from 2015 to 2017 his SHU segregation caused his psychological condition to rapidly deteriorate. These allegations underpin Torres-Estrada‘s intentional infliction of emotional distress claim.
Torres-Estrada maintains that through at least December 2017, the FBI continued to place jailhouse informants near him in an attempt to elicit incriminating testimony, and, through at least early 2017, he was arbitrarily and repeatedly placed into isolation.
Because Torres-Estrada relies on a “continuing violation” doctrine for his FTCA claims, we vacate the dismissal of his intentional infliction of emotional distress claim. We note that we do so without
2. Bivens Claims and Motion to Dismiss
As an initial matter, we take no issue with the district court‘s choice of the applicable statute of limitations or its assessment of when the acts took place. But the district court erred in failing to address Torres-Estrada‘s “continuing violation” theory.8
Torres-Estrada argues that his Bivens claims allege a violation of his constitutional rights, resulting from continuing courses of conduct. Torres-Estrada points to his allegations of the FBI‘s continued interference with the BOP‘s maintenance of accurate records and his placement in the “Two Hour Watch” program as a result of that interference.
These types of allegations map perfectly onto the “continuing violation” doctrine. Whereas an allegation of a single instance of interference would likely not be actionable, an allegation of a continued pattern of interference, which exacted “excessive and unwarranted punishment” upon Torres-Estrada and interfered with his ability to consult with counsel, necessarily requires “repeated conduct to establish an actionable claim.” Ayala, 780 F.3d at 57. So, if Torres-Estrada is bringing claims that are “composed of a series of separate acts that collectively constitute one unlawful . . . practice,” then as long as one of those acts falls within the applicable time period, the court may consider acts that occur outside of it. Nat‘l R.R. Passenger Corp., 536 U.S. at 117 (cleaned up). While it is possible that on remand the district court may find that Torres-Estrada‘s Bivens allegations were all “discrete acts” and not a part of a continuing violation, the district court erred by finding Torres-Estrada‘s Bivens claims time-barred without considering the “continuing violation” doctrine.9
3. Leave to Amend
Finally, we address Torres-Estrada‘s request that this court allow amendment. Specifically, he requests now, as he did before the district court, leave to amend his complaint to include additional acts of assault and battery and new allegations addressing exhaustion of his FTCA claims. Ordinarily, if we affirm an order of
The circumstances here warrant allowing amendment. As we have previously noted, a valid reason for leave to amend is “the discovery of new information.” Amyndas Pharms., S.A. v. Zealand Pharma A/S, 48 F.4th 18, 37 (1st Cir. 2022). During this litigation, Torres-Estrada has uncovered new facts that contribute to his claims. As one pertinent example, Torres-Estrada now points to his inmate profile attached to the government‘s motion to dismiss or transfer venue. The profile carries a note declaring that Torres-Estrada was “INVOLVED MURDER BOP LT @ GUA” and was an “ESCAP RESK.” In mid-2019, when Torres-Estrada discovered this document during this litigation, he requested multiple times that the BOP remove the note due to its inaccuracy. The BOP denied the request and stated that “according to the Designations and Sentence Computation Center (DSCC), you were a Federal Bureau of Investigations (FBI) suspect in the death of an officer at MDC Guaynabo.” This note, combined with the BOP‘s denial of Torres-Estrada‘s request, could contribute to his claims. And Torres-Estrada maintains that he now has additional facts regarding his other claims, including new assault and battery claims. As such, given the information that has been revealed before fact discovery has even occurred, this factor weighs heavily in favor of amendment.
Other factors also weigh in favor of granting leave to amend. For instance, a court can “consider whether a proposed amendment is a first attempt,” as it would be here. Amyndas Pharms., S.A., 48 F.4th at 38. And at no point has the government opposed Torres-Estrada‘s requests for leave to amend. Notably, in its reply in support of the first motion to dismiss, the government expressly stated that it did “not oppose leave to file an amended complaint.” In addition, given the information asymmetry here -- where the government maintains the majority of the information that may come out in this litigation -- we see no reason why granting leave to amend would unfairly prejudice the government. See Villanueva v. United States, 662 F.3d 124, 127 (1st Cir. 2011) (affirming a denial of a motion to amend in part because it would be “unduly prejudicial to the United States“).
Thus, we grant Torres-Estrada leave to amend on the grounds he requested.10
III. Conclusion
For the foregoing reasons, we affirm the district court‘s dismissal in part, reverse in part, and grant Torres-Estrada leave to amend his complaint. We remand for further proceedings consistent with this opinion.
MONTECALVO
CIRCUIT JUDGE
