Lead Opinion
OPINION
In these consolidated appeals, we consider whether the manifestation of an occupational disease outside of the 300-week period prescribed by Section 301(c)(2) of the Workers’ Compensation Act (the “WCA” or the “Act”),
John Tooey worked for Ferro Engineering (“Ferro”), a division of Oglebay-Nor-ton Co. (“Oglebay”), as an industrial salesman of asbestos products from 1964 until 1982, during which time he was exposed to asbestos dust. In December 2007, Tooey developed mesothelioma and died less than one year later. Spurgeon Landis worked for Alloy Rods, Inc. (“Alloy”), predecessor in interest to Chemetron Corp. (“Che metro n”), and ESAB Group, Inc. (“ESAB”), from 1946 until 1992. He, too, was exposed to asbestos throughout his employment, and, in July 2007, was diagnosed with mesothelioma.
In 2008, Tooey, Landis, and their spouses (hereinafter “Appellants”) filed separate tort actions against multiple defendants, including their respective employers (collectively, “Employers”). Employers filed motions for summary judgment, alleging Appellants’ causes of action were barred by the exclusivity provision of Section 303(a) of the Act.
Employers filed an interlocutory appeal with the Superior Court, which reversed in an unpublished memorandum decision. In so doing, the court concluded it was bound by its recent decisions in Ranalli v. Rohm & Haas Co.,
Although the Superior Court in the instant case acknowledged Appellants’ position that Ranalli and Sedlacek “improperly expanded the application of the exclusivity provision,” the court conclud
As it is this Court’s policy to resolve claims on non-constitutional grounds when it is possible to do so, see, e.g., Commonwealth v. Long,
The WCA was designed “to compensate claimants for earnings loss occasioned by work-related injuries.” City of Erie v. W.C.A.B. (Annunziata),
Relevant to the case sub judice, Section 301(c)(2) of the Act provides, in pertinent part:
The terms “injury,” “personal injury,” and “injury arising in the course of his employment,” as used in this act, shall include ... occupational disease as defined in section 108 of this act [i.e., 77 P.S. § 27.1]: Provided, That whenever occupational disease is the basis for compensation, for disability or death under this act, it shall apply only to disability or death resulting from such disease and occurring within three hundred weeks after the last date of employment in an occupation or industry to which he was exposed to hazards of such disease: And provided further, That if the employe’s compensable disability has*858 occurred within such period, his subsequent death as a result of the disease shall likewise be compensable.
77 P.S. § 411(2) (emphasis added).
Appellants argue that, under the plain language of Section 301(c)(2), an occupational disease which first manifests more than 300 weeks after the last occupational exposure to the hazards of the disease does not fall within the definition of injury-set forth in Section 301(c)(2); that the Act, therefore, does not apply to employees seeking compensation for such diseases; and, accordingly, that the exclusivity provision of Section 303(a) does not preclude an employee from seeking recovery for such disease through a common law action against an employer. Appellants contend their interpretation of the statutory language is supported by general rules of grammar, and, to the extent the statute may be deemed ambiguous, that their interpretation is consistent with the humanitarian purposes of the Act, as well as precedent from this Court.
Employers, conversely, assert that Section 303(a), by its express language, “unequivocally precludes current or former employees from making civil claims for damages against their employers for work-related injuries,” including occupational disease claims. See, e.g., ESAB/Chemetron Brief at 9-10. Employers, like Appellants, argue their interpretation is supported by recognized principles of grammar, the underlying purpose of the Act, and this Court’s prior decisions interpreting the Act. Additionally, Employers emphasize the distinction between compensability and coverage under the Act, and they contend that Section 301(c)(2) is a valid statute of repose that serves as a temporal limitation on recovery, rather than a jurisdictional limitation of the Act.
It is well settled that “[t]he object of all interpretation and construction of statutes is to ascertain and effectuate the intention of the General Assembly. Every statute shall be construed, if possible, to give effect to all its provisions.” 1 Pa.C.S.A. § 1921(a). Further, “[i]n giving effect to the words of the legislature, we should not interpret statutory words in isolation, but must read them with reference to the context in which they appear.” Giant Eagle, Inc. v. W.C.A.B. (Givner),
Turning to the pertinent language of Section 301(c)(2) — “whenever occupational disease is the basis for compensation, for disability or death under this act, it shall apply only to disability or death resulting from such disease and occurring within three hundred weeks after the last date of employment in an occupation or industry to which he was exposed to hazards of such disease” — Appellants contend that the word “it” in the phrase “it shall apply,” refers to “this act” and not to “the basis for compensation.” Thus, they read Section 301(c)(2) as follows: “whenever occupational disease is the basis for compensation, for disability or death under this act, this act shall apply only to disability or death resulting from such disease and oc
In support of their argument, they rely on “an elementary rule of grammar, [that] a pronoun may substitute for or refer to an immediately preceding noun.” Appellants’ Brief at 16 (citing The Chicago Manual of Style, § 5.34 (15th ed. 2003)). They further assert that, while a legislative act is frequently said to “apply,” the phrase “basis for compensation” is not ordinarily used in the same manner.
Employers, on the other hand, argue that the term “it” in the phrase “it shall apply only to disability or death,” refers to the term “compensation,” an interpretation they contend is supported by the rules of grammar concerning restrictive and nonrestrictive clauses. Specifically, Employers assert:
A restrictive clause is a clause that is essential to the meaning of a sentence, including the identification of nouns or pronouns in the sentence. It is not set off by commas.
By contrast, nonrestrictive clauses, which contain nonessential and mere explanatory information, are set apart from the rest of the sentence by a pair of commas. Nonrestrictive clauses “do not restrict the meaning of the word or words they relate to ...; they could be removed from the sentence without changing the [sentence’s] basic meaning.” The pair of commas around a nonrestrictive clause act exactly like a pair of parentheses.
Brief for ESAB/Chemetron, at 20 (citations omitted). Applying these grammatical rules to Section 301(c)(2), Employers argue that the phrase “for disability or death under this act,” is nonrestrictive, such that the word “it” clearly refers to the word “compensation,” and not “act.” Id. at 21. Thus, Employers read Section 301(c)(2) as follows: “whenever occupational disease is the basis for compensation, for disability or death under this act, compensation shall apply only to disability or death resulting from such disease and occurring within three hundred weeks after the last date of employment.”
Upon review, we find Appellants’ interpretation of the language of Section 301(c)(2) to be the most reasonable one. Although both Appellants and Employers make grammatical arguments based on punctuation placement, the common and approved usage of the terms in Section 301(c)(2) clearly support Appellants’ interpretation of the statute. While an act generally is described as applying or not applying in certain situations, the term “compensation” is not invoked in the same manner. Indeed, our research reveals no published decision in which any Pennsylvania court has utilized the verb “apply” to describe the term “compensation.” Similarly, there are no Pennsylvania statutes which invoke the terms “apply” and “compensation” in this manner. Thus, we conclude that the term “it” applies not to “compensation,” but to the term “act,” as contained in (1) the phrase “for disability or death under this act” immediately preceding “it”; and/or (2) the phrase “as used in this act” in the preamble to Section 301(c)(2). Accordingly, we construe Section 301(c)(2) as follows: “whenever occupational disease is the basis for compensation, for disability or death under this act, [the act] shall apply only to disability or
Assuming, for purposes of argument, that Employers’ interpretation of Section 301(c)(2) also is reasonable, such that there exists an ambiguity, see Giant Eagle,
This Court has recognized that the Act “substitutes a quick and inexpensive scheme to provide compensation for work-related injuries in place of the common law process where the employee must sue the appropriate parties for damages. Employers pay benefits at a set rate and they are immune from common-law liability.” Sporio,
With regard to the exclusivity provision of Section 303(a), this Court, in Alston v. St. Paul Ins. Cas., explained that Section 303(a):
reflects the historical quid pro quo between an employer and employee whereby the employer assumes liability without fault for a work-related injury, but is relieved of the possibility of a larger damage verdict in a common law action. The employee benefits from the expeditious payment of compensation, but forgoes recovery of some elements of damages.
In the case sub judice, Appellants contend that, as a result of the 300-week time provision contained in Section 301(c)(2), in cases involving latent, asbestos-related mesothelioma, “the quid pro quo contemplated by the Act cannot be effectuated. The employee does not benefit from ‘expeditious payment of compensation,’ and in fact has no reasonable opportunity to obtain compensation at all.” Appellants Brief at 19. Thus, according to Appellants, “[fit would violate the spirit of the
In support of their position, Appellants rely on this Court’s prior decisions in Lord Corp. v. Pollard,
On further appeal to this Court, an equally divided Court determined that an employee’s common law action is not barred by the exclusivity provision of either the WCA or the ODA until there has been a final determination that the injury or disease in question is cognizable under either Act. The Opinion in Support of Af-firmance provided, in relevant part:
This Court has previously examined the question of whether an employee’s common law action is barred under circumstances similar to those presented here. In Boniecke v. McGraw-Edison Co.,485 Pa. 163 ,401 A.2d 345 (1979), an employee commenced an action in trespass against his employer after being denied relief under the ODA. The employer then filed a motion for summary judgment, contending, as Lord does in the present case, that the ODA and WCA bar all common law actions by an employee against his employer for occupational diseases. This Court rejected the employer’s argument, holding that the employee’s claims were not barred because although the employee had been denied relief under the ODA, there had been no adjudication of the employee’s rights under the WCA, and “there [was] nothing in the record, aside from [the employer’s] mere allegations, which would indicate that [the employee was] entitled to relief under the Acts.” Boniecke,485 Pa. at 167 ,401 A.2d at 347 .
We reached a similar conclusion in Greer [v. U.S. Steel Corp.,475 Pa. 448 ,380 A.2d 1221 (1977) ], wherein an employee sought common law recovery for a disease allegedly contracted in the course of employment due to the negligence of the employer. The employer’s answer to the complaint claimed, in part, that the employee’s exclusive remedy was under the ODA. In rejecting the employer’s claim, we reasoned that:
[i]n the pleadings we have no assertion by either side as to whether the existence of [the applicable conditions of the ODA] can or cannot be demonstrated nor have we had any argument by counsel as to who has the burden of proof on the issue. In any event, the uncertainty of this factual question makes it inappropriate for the grant of judgment on the pleadings.
Greer,475 Pa. at 453 ,380 A.2d at 1223 .
In accordance with our decisions in Boniecke and Greer, we would hold that an employee’s common law action is not barred by the exclusivity provisions of*862 either the WCA or the ODA until there has been a final determination that the injury or disease in question is cognizable under either Act. See Boniecke; Greer. Thus, in the present case, if it is determined that decedent’s nodular lymphoma is compensable, then Pollard’s common law action is barred. Conversely, if the facts do not warrant such a finding, her common law cause of action may be maintained.
Lord Corp.,
Employers, however, insist that the workers’ compensation system was not intended to provide, in every case, either compensation for a workplace injury or an opportunity to seek redress at common law. Employers contend there is a difference between coverage and compensability under the Act, and they further suggest that individuals who contract mesothelioma or other latent asbestos-related diseases are not completely without a remedy at common law, as such individuals still may seek compensation from non-employer defendants. Employers additionally maintain that Section 301(c)(2) is a statute of repose which serves as a legitimate temporal limitation on recovery, as opposed to a jurisdictional limitation of the Act.
In support of their argument that the Act’s remedies are exclusive, even where compensation is unavailable, Employers cite, inter alia, this Court’s decision in Kline v. Arden H. Verner Co.,
To change, alter or abolish a remedy lies within the wisdom and power of the legislature and in some instances, the courts. Access to a tribunal is not denied when the tribunal has no jurisdiction to entertain either the claim or the remedy. Time and circumstances require new remedies to adjust to new and unforeseen losses and conditions. To do so, facets of the society often require new immunities or larger responsibility, as the legislature may determine. The workmen’s compensation law has deprived some of rights in exchange for surer benefits, immunized some, to make possible resources to benefit many, who where [sic] heretofore without possible or practical remedies.
Id. at 255,
Employers additionally assert that this Court “recognized the crucial distinction between ‘coverage’ and ‘compensation’ under the WCA in Moffett v. Harbison-Walker Refractories Co.,
*863 the original act, providing for accidental injuries, allowed no compensation until after a definite period, provided no compensation to nonresident dependents, and allowed nothing for disfigurement. That was the legislative policy and was well understood when the supplement of 1937 was passed. In harmony with that policy, the legislature, in providing for compensation for silicosis, made other exceptions: section 5(a) provided it ‘shall be paid only when it is shown that the employe has had an aggregate employment of at least two years in the Commonwealth of Pennsylvania, during a period of eight years next preceding the date of disability, in an occupation having a silica or asbestos hazard.’ It is inconceivable that the legislature intended, for example, that a person recently come into the state, and becoming totally disabled, within two years, should have the right to sue in tort and that after two years he should be subject only to the compensation statute. We think in each case the employe’s contract resulted from the statute and in each case was the same; he gave up his right to sue in tort for the absolute certainty provided by the Act of receiving the compensation on bringing himself within its compensatory clauses. By coming under the Act, plaintiff surrendered his right, in the words of the Act ‘to any method of determination thereof, other than as provided, in article three.’
Upon review, it is evident that this Court’s decisions in Lord, Greer, and Ban-iecke support Appellants’ construction of the Act. See Sporio, supra. Moreover, we find neither Kline, nor Moffett, compels the conclusion for which Employers advocate. With respect to Employers’ reliance on Moffett, we note that Moffett was decided prior to 1974, when participation in the workers’ compensation system was elective, and employees could opt out of a system which might deprive them of compensation for an entire category of injuries. See supra note 4. Employees no longer have that option, and are required to participate in a system that likely will deny them the opportunity to seek compensation from their employer for any late-manifesting work-related injuries.
Furthermore, in Kline, this Court recognized that “the injury suffered was clearly within the scope of the Act and the appellant was fully compensated under the Act.”
The Act, as originally conceived, established a dual system of recovery for injured employees against their employers — principally through the Article III schedule, but, barring that, through an action at law under Article II.
Article II remains in the Act, although modified considerably. Section 204(a) now contains a series of provisions pertaining only to offsets enjoyed by the employer to be applied to specific compensation benefits an employer is obligated to pay under §§ 108 or 306 of the Act. In addition, § 305(d) explicitly provides an action at law pursuant to Article II continues to be available to any employee whose employer is either uninsured or not an approved self-insurer. See 77 P.S. § 501(d) (“When any employer fails to secure the payment of compensation under this act as provided in sections 305 and 305.2, the injured employee or his dependents may proceed either under this act or in a suit for damages at law as provided by article II.”).
Bowman,
Indeed, the consequences of Employers’ proposed interpretation of the Act to prohibit an employee from filing an action at common law, despite the fact that employee has no opportunity to seek redress under the Act, leaves the employee with no remedy against his or her employer, a consequence that clearly contravenes the Act’s intended purpose of benefitting the injured worker. It is inconceivable that the legislature, in enacting a statute specifically designed to benefit employees, intended to leave a certain class of employees who have suffered the most serious of work-related injuries without any redress under the Act or at common law.
The dissent suggests that allowing employees to seek damages at common law when they cannot proceed under the Act “would expose employers to potentially unlimited liability for occupational diseases, an exposure that could undermine the compromise of interests” between the employers and employees manifest in the Act. Dissenting Opinion at 871. The dissent fails to acknowledge, however, as we have repeatedly emphasized, that the Act is “remedial in nature and intended to benefit
Furthermore, we recognize that Section 301(c)(2), which requires that an occupational disease-based disability manifest within 300 weeks of an employee’s last exposure to the hazards of the disease, “was intended to prevent stale claims, and prevent speculation over whether a disease is work-related years after an exposure occurred.” Sporio,
Thus, consideration of the relevant factors set forth in 1 Pa.C.S.A. § 1921(c), particularly the remedial purpose of the Act and the consequences of both Employers’ and Appellants’ proposed interpretations, indicates the legislature did not intend the Act to apply to claims for disability or death resulting from occupational disease which manifests more than 300 weeks after the last occupational exposure.
For the above reasons, we conclude the Act does not apply to Appellants’ claims. As a result, we hold that the exclusivity provision of Section 303(a) does not preclude Appellants from seeking compensation for their injuries via a common law action against Employers, and, therefore, we reverse the Superior Court’s decision reversing the trial court’s denial of Employers’ motion for summary judgment.
Reversed. Case remanded to Superior Court for remand to the trial court for further proceedings.
Former Justice ORIE MELVIN did not participate in the decision of this case.
Chief Justice CASTILLE and Justices EAKIN, BAER and McCAFFERY join the opinion.
Justice SAYLOR files a dissenting opinion.
Notes
. Act of June 2, 1915, P.L. 736 (as amended, 77 P.S. §§ 1-1041.1; 2501-2626).
. Section 303(a) of the Act provides:
The liability of an employer under this act shall be exclusive and in place of any and all other liability to such employes, his legal representative, husband or wife, parents, dependents, next of kin or anyone otherwise entitled to damages in any action at law or otherwise on account of any injury or death as defined in section 301(c)(1) and (2) or occupational disease as defined in section 108. 77 P.S. § 481(a) (footnotes omitted). Pursuant to Section 108 of the Act, the term "occupational disease" includes, inter alia, "[a]s-bestosis and cancer resulting from direct contact with, handling of, or exposure to the dust of asbestos in any occupation involving such contact, handling or exposure.” 77 P.S. § 27.1(Z).
. Employers, in arguing that the word "it” refers to the word "compensation,” and not "act,” ignore the possibility that the word “it” might refer to the word "act,” as contained in the preamble, which states: "The terms 'injury,’ 'personal injury,' and 'injury arising in the course of his employment,’ as used in this act, shall include ... occupational disease as defined in section 108 of this act.”
. Notably, the Act did not always provide the exclusive remedy for workplace injuries. Pri- or to 1974, participation in the Workers’ Compensation system was elective, although there existed a rebuttable presumption that the employer and its employees accepted the compensation scheme. See, e.g., Bowman v. Sunoco, Inc.,
. The dissent, challenging our de facto exclusion conclusion, is correct in noting that the latency period is measured from the first exposure, whereas the 300-week time period is measured from the last exposure, and that, as a result, some mesothelioma claims could theoretically be covered by the Act for persons "who have had a long occupational history of exposure.” Dissenting Opinion at 873 n.ll. However, we question the size of such a group, as, essentially, such persons would have to have had asbestos exposure at the
. As this Court recognized in Daley v. A.W. Chesterton, Inc.,
. In light of our holding, we need not address Appellants' constitutional claims.
Dissenting Opinion
dissenting.
I respectfully dissent, as I would find that the diseases in question were meant to be covered by the terms of the Workers’ Compensation Act, but that compensation is unavailable due to the expiration of the 300-week statutory period. Thus, I would find that the constitutional claims raised by Plaintiffs have become salient and that the Attorney General should be given an opportunity to participate. My reasoning follows.
The terms “injury,” “personal injury,” and “injury arising in the course of his employment,” as used in this act, shall include ... occupational disease as defined in section 108 of this act [ie., 77 P.S. § 27.1]: Provided, That whenever occupational disease is the basis for compensation, for disability or death under this act, it shall apply only to disability or death resulting from such disease and occurring within three hundred weeks after the last date of employment in an occupation or industry to which he was exposed to hazards of such disease: And provided further, That if the employe’s compensable disability has occurred within such period, his subsequent death as a result of the disease shall likewise be compensable....
77 P.S. § 411(2) (emphasis added). As noted by the majority, Plaintiffs have contended throughout this litigation that the above should be interpreted to remove their injuries entirely from the scope of the WCA, which in turn would render Section 303(a)’s exclusivity clause inapplicable. Plaintiffs support this position by adverting to rules of grammar, arguing that the “it” in “it shall apply” refers to “this act” rather than “the basis for compensation.” They observe that pronouns often substitute for the immediately preceding noun, see Brief for Appellants at 16 (citing The Chicago Manual of Style § 5.34 (15th ed. 2003)), and argue that, generally speaking, an act may “apply,” whereas a “basis for compensation” is not ordinarily said to “apply.”
As a fallback position, Plaintiffs reason that, to the extent Section 301(c)(2) may be ambiguous, such ambiguity should be resolved in favor of permitting a tort cause of action to proceed, since that interpretation will be less likely to raise constitutional difficulties such as a potential violation of the Remedies Clause. See Pa. Const. art. 1, § 11 (“[E]very man for an injury done him in his land, goods, person or reputation shall have remedy by due course of law....”). Additionally, they posit that considerations such as the object to be attained and the consequences of a particular interpretation, see 1 Pa.C.S. § 1921(c), militate in favor of their proffered construction. Here, Plaintiffs note that the WCA establishes a quid pro quo whereby an employer assumes no-fault liability but is shielded from potentially greater liability at common law, while the employee receives expeditious compensation but forgoes some elements of damages. See Alston v. St. Paul Ins. Cos.,
Finally, Plaintiffs bolster their position by reference to case law from this jurisdiction and one sister State. They draw attention, first, to Lord Corp. v. Pollard,
Employers respond that the workers’ compensation scheme was enacted pursuant to an express grant of legislative power reflected in the state charter, see Pa. Const, art. Ill, § 18, and that it was intended by the General Assembly to operate as a comprehensive substitute for common-law tort liability based on concepts of efficiency and compromise.
As a matter of textual analysis, Cheme-tron initially stresses the disjunctive nature of the language used in the exclusivity provision (Section 303(a) of the WCA), noting that employer liability is made to exist in place of all other liability on account of injury or death as defined in section 301(c)(1) and (2) or occupational disease as defined in Section 108. See 77 P.S. § 481(a). Thus, since it is undisputed that mesothelioma is an occupational disease as defined in Section 108, see supra note 2, Chemetron proffers that this alone is sufficient to implicate remedy exclusivity without consulting Section 301(c)(2). Alternatively, Employers state that, even if Section 301(c)(2) is deemed controlling, Plaintiffs’ grammatical analysis is in error since the antecedent of the pronoun “it” in the phrase “it shall apply” is not the word “act,” but “compensation,” and that this construction is appropriate because the commas surrounding the phrase, “for disability or death under this act,” signify that the clause is a nonrestrictive one— that is, it contains parenthetical, explanatory information, and as such, the commas may be replaced with parentheses without altering the meaning. See, e.g., Brief for Chemetron at 20 (citing, inter alia, William Strunk, Jr. & E.B. White, The Elements of Style 2-5 (3d ed. 1979), and The Chicago Manual of Style § 5.29 (13th ed. 1982)). This is significant, according to Employers, because it shows that the statutory proviso was not intended to negate the act’s coverage of mesothelioma, and any covered disease is subject to the rule of exclusivity even where the injury is ultimately non-compensable on some independent basis (such as the expiration of a limitation period).
Moreover, Employers argue that cases such as Pollard, on which Plaintiffs rely for the contrary position, actually support Employers’ argument since the determinative issue in those matters was whether the disease or injury was of a type that was encompassed by the WCA, and not whether the individual plaintiffs particularized circumstances foreclosed compens-ability. As applied here, Employers reason that, although Plaintiffs’ disease first manifested beyond the 300-week period, their condition fell within the WCA’s ambit — i.e., was covered by the WCA — and hence, Section 303(a) exclusivity applies notwithstanding non-compensability. See generally Brief for Chemetron at 26 (citing Kline v. Arden H. Verner Co.,
As for Plaintiffs’ argument pertaining to the WCA’s embodiment of a quid pro quo, Employers offer that the central quid pro quo transcends individual cases and pertains to employees and employers as a class who give up certain rights in exchange for others. Employers maintain
As noted, Chemetron initially suggests that the dispute can be resolved solely by reference to Section 303(a) in view of its disjunctive phraseology and its reference to Section 108. That provision states, in full:
The liability of an employer under this act shall be exclusive and in place of any and all other liability to such employefe], his legal representative, husband or wife, parents, dependents, next of kin or anyone otherwise entitled to damages in any action at law or otherwise on account of any injury or death as defined in section 301(c)(1) and (2) [77 P.S. § 411(c)(1) and (2) ] or occupational disease as defined in section 108 [77 P.S. § 27.1].
77 P.S. § 481(a) (emphasis added). The above represents a forceful statement by the Legislature that it intends for both injuries and occupational diseases to be treated uniformly under the act and, more particularly (in my view, at least), to be covered by the remedies prescribed thereunder to the exclusion of common-law remedies. Thus, Employers understandably seek to rely on its language as a shield against common law suits without reference to other provisions. Still, Sections 303(a) and 108 are part of the WCA’s overall scheme pertaining to liability for occupational diseases. That scheme also subsumes Section 301(c)(2), which makes the diseases enumerated in Section 108 compensable by classifying them as injuries (thus triggering potential liability under Section 301(a)), see generally Brockway Pressed Metals v. WCAB (Holben),
As recited by the majority, the parties’ first point of contention centers on whether the pronoun “it” in the phrase “it shall apply” refers back to “act” or “compensation.” Plaintiffs claim that “it” refers to “act,” so that late-manifesting occupational diseases are entirely removed from the scope of coverage under the WCA, with the result that the enactment’s exclusivity clause has no present application. However, the proviso’s most natural reading is that “under this act” simply modifies “disability or death,” and not that it was intended to provide the predicate for the following pronoun. See 1 Pa.C.S. § 1903(a) (directing that words and phrases should ordinarily be interpreted according to rules of grammar and their common and approved usage). Similarly, the grammatical structure of the proviso, including its placement of commas, militates against Plaintiffs’ reading. See generally United States v. Ron Pair Enters., Inc.,
I would conclude, then, that the plain meaning of the proviso is more limited than Plaintiffs contend and the majority concludes: in my view, it states that compensation is unavailable for late-manifest
Workers’ compensation is social legislation. Thus, the issue forwarded here touches on social policy which, of course, is the primary domain of the Legislature. The advent of workers’ compensation laws in the early twentieth century accomplished two things broadly described in terms of a compromise between the interests of employers and employees. It gave employees compensation based solely on a loss of earning power, and it immunized employers from large and unexpected costs they might incur through the tort system. See Shick v. Shirey,
Plaintiffs’ argument — that, since the act is designed to provide reasonable indemnity to employees who sustain work-related injuries, when such indemnity is lacking employees should have access to the courts as a forum to obtain a remedy — has some logical force. The main difficulty, however, when the broad policy goals are considered, is that such a result would expose employers to potentially unlimited liability for occupational diseases, an exposure that could undermine the compromise of interests described above.
Supporting HaHwell’s observation is that the legislative trend in the workers’ compensation arena has consistently been to expand the WCA’s reach to ever greater classes of injury. For example, while the legislation originally covered only accidents, it was later amended to bring non-accidental injuries within its scope. Further, the definition of “injury” was eventually changed from “violence to the physical structure of the body” to any work-related “injury to an employe, regardless of his previous physical condition[.]” Act of March 29, 1972, P.L. 159, No. 61, § 7 (amending Section 301(c)). Thereafter, occupational diseases were brought within the ambit of the WCA. See Act of Oct. 17, 1972, P.L. 930, No. 223, §§ 1, 2 (adding Section 108 and 301(c)(2)). As well, the Legislature eventually changed the nature of the scheme from an elective system to a mandatory one. See Act of Dec. 5, 1974, P.L. 782, No. 263; Bible v. Dep’t of Labor & Indus.,
Within this historical development, moreover, the General Assembly’s particular treatment of occupational diseases is also germane. The Assembly was initially disinclined to provide no-fault compensation for disease victims and, indeed, it waited twenty-two years after the enabling constitutional amendment was ratified to bring such work-related illnesses within the act’s scope. There were various reasons for this delay, including problems of proof in difficult etiological contexts, see Sporio,
These limitations appear to represent an exercise in legislative line-drawing stemming from a generalized aversion toward holding employers liable to all disease victims under a strict-liability scheme. Accord David B. Torrey, Time Limitations in Pennsylvania Workmen’s Compensation and Occupational Disease Acts: Theoretical Doctrine and Current Applications, 24 Duq. L. Rev. 975, 1013 (1986)
Conversely, where courts have permitted an action at law for a work-related disease, the illness in question was of a type that was totally excluded from the definition of a compensable injury. Thus, in Billo v. Allegheny Steel Co.,
Thus, there is a qualitative difference between coverage and compensability under the WCA. Accord Hartwell,
As I would conclude that the Workers’ Compensation Act provides the exclusive remedy for Plaintiffs’ injuries although compensation is unavailable, I would find that the constitutional issues raised by Plaintiffs are salient. These issues pertain to whether the time-based limitation under review violates the Reasonable Compensation Clause of Article III, Section 18 of the Pennsylvania Constitution, the Remedies Clause contained in Article I, Section 11 of the state charter, or the federal Equal Protection Clause or Due Process Clause. Plaintiffs have provided substantive advocacy on these constitutional questions, to which Employers have responded on the merits.
Employers additionally state that Plaintiffs did not give notice to the Pennsylvania Attorney General of their challenge to the constitutionality of the WCA in the common pleas court in compliance with civil procedural rule 235. They also allege that Plaintiffs failed to provide the Attorney General with similar notification at the appellate level and a copy of their appellate briefs as required by our appellate rules. See Pa.R.A.P. 521(a). They indicate that, where a party fails to notify the Attorney General that the constitutionality of a statute is being attacked, the issue is deemed waived. See Kepple v. Fairman Drilling Co.,
In reply, Plaintiffs maintain that they “did indeed serve notice of their challenge to the constitutionality of the Workers’ Compensation Act,” and reference portions of the common pleas docket sheets reflecting that “Plaintiffs have served their Challenge to the Constitutionality of the Workers’ Compensation Act.” Appellants’ Reply Brief at 10 (citing RR. 12a (Tooey), 107a-108a (Landis)).
The Pennsylvania Attorney General is the Commonwealth official statutorily charged with defending the constitutionality of all enactments passed by the Pennsylvania General Assembly. See City of Phila. v. Commonwealth,
upon the filing of the record, or as soon thereafter as the question is raised in the appellate court, to give immediate notice in writing to the Attorney General of Pennsylvania of the existence of the question; together with a copy of the pleadings or other portion of the record raising the issue, and to file proof of service of such notice.
Pa.R.A.P. 521(a). See generally Md. Cas. Co. v. Odyssey Contracting Corp.,
Under prevailing precedent, a threshold question is whether Plaintiffs allege a facial, or as-applied, challenge to the constitutionality of the provision under review. This is because, as Plaintiffs observe, Kep-ple indicated that an as-applied challenge does not implicate civil rule 235 or appellate rule 521(a). See Kepple,
These appeals present such a case. Plaintiffs are seeking to maintain an action at law, and they propose that the exclusive-remedy command of Section 303(a) may not constitutionally be applied to them. Their challenge, in that limited sense, is as-applied. However, Plaintiffs’ argument focuses on whether Section 303(a)’s exclusivity clause can constitutionally be enforced in conjunction with Section 301(c)(2) under any circumstances, not just their own. See Plaintiffs’ Reply Brief at 12. Indeed, Plaintiffs do not purport to rely on any facet of their circumstances that would differentiate them from any other worker whose occupational disease occurs beyond the 300-week period, nor do they assert that such proviso, in conjunction with remedy exclusivity, can potentially be applied to other workers under different circumstances. See generally Citizens United v. FEC,
Here, Plaintiffs do not specifically allege that they provided notice to the Attorney General. See supra note 17. Further, the docket sheets from this Court and the Superior Court do not contain entries to that effect, nor is there any indication in the record of an appellate-level notification. Finally, as Plaintiffs have not sought to augment the record with such proof, there is no basis to believe that Plaintiffs satisfied their obligations under Rule 521(a).
Regarding issue preservation, it is true, as Employers contend, that Kepple reflects a holding of this Court that failure to notify the Attorney General as required
For the reasons given above, I would hold that Plaintiffs’ injuries are covered by the Workers’ Compensation Act, but that compensation is unavailable. Additionally, I would retain jurisdiction and direct that Plaintiffs give immediate written notice to the Attorney General concerning the constitutional issues raised by such a holding, in conformance with appellate rule 521(a). Accordingly, I respectfully dissent from the majority’s decision to reverse the Superior Court’s order and remand to the common pleas court for further proceedings.
. Act of June 2, 1915, P.L. 736 (as amended, 77 P.S. §§ 1-1041.1; 2501-2626).
. The parties agree that Employees’ injuries fall within the Section 108(Z) definition of "occupational disease.” See 77 P.S. § 27.1(f) (defining die term to include "[ajsbestosis and cancer resulting from direct contact with, handling of, or exposure to the dust of asbestos in any occupation involving such contact, handling or exposure”).
. Act of June 21, 1939, P.L. 566, No. 284 (as amended 77 P.S. §§ 1201-1603). The ODA contains an exclusivity provision that this Court has described as "very similar” to that of the WCA. Barber v. Pittsburgh Corning Corp.,
. Chemetron and the ESAB Group, the employer parties in the Landis litigation, have filed one brief, and Oglebay Norton Company, the employer party in the Tooey case, has filed a separate brief individually and on behalf of its Ferro Engineering division. Because the arguments overlap substantially, they are summarized together except where otherwise noted.
. Cf. Weldon v. Celotex Corp.,
. Although Section 301(c)(2) references the employee’s "last date of employment,” 77 P.S. § 411(2), this Court has stated that the 300-week period begins on the last day of employment-based exposure to the hazard. See Sporio v. WCAB (Songer Constr.),
. Because the current version of Section 301(c)(2) was finally enacted after December 31, 1964, its punctuation may be considered. See 1 Pa.C.S. § 1923(b); Cash Am. Net of Nevada, LLC v. Dep't of Banking,
. Accord Mumid v. Abraham Lincoln High Sch.,
.The majority suggests that "it” may refer to the word "act” in the phrase "as used in this act,” which appears in a sentence extrinsic to the proviso. See Majority Opinion, at 859 n.3. To my mind, such a reading seems overly attenuated.
. In criticizing this observation, the majority appears to view the act as designed solely for the benefit of injured workers. See Majority Opinion, at 864-65. That is indeed one of the central aims of the statute. However, the broader historical context, including the essential underlying compromise, is also relevant to ascertaining legislative intent.
. See also Time Limitations, 24 Duo. L. Rev. at 1015 ("The disease manifestation provisions [of the WCA and ODA] are unique creatures of the statutory scheme ... reflecting ... the simple legislative judgment that employers are to be relieved of at least some of the liability which might possibly accrue, by means of an arbitrary time limit on the manifestation of disability-causing diseases.”); id. at 979 ("Having sacrificed its common law defenses, the employer faces increased and almost certain liabilities; it is thus reasonable that at least the time frame within which such liability may accrue is established clearly.”); cf. 3 Arthur Larson, Workers’ Compensation Law § 53.03 (criticizing such substantive limitations on compensability as leading to inequities for workers suffering from long-latency occupational diseases, including asbestos-related ailments).
. To the degree the majority suggests that the long latency period associated with meso-thelioma "operates as a de facto exclusion of coverage under the Act for essentially all mesothelioma claims,” Majority Opinion, at 863, the majority is mistaken. The latency period is measured from the first exposure, see, e.g., Jones v. United States,
. I am not convinced by the majority's attempt to distinguish Moffett on the grounds that it was decided at a time when participation in the workers' compensation system was elective. See Majority Opinion, at 863. The central point made in Moffett was that, as a matter of statutory interpretation in light of the history of Pennsylvania’s workers’ compensation legislation, once the Legislature decided to bring a certain occupational disease within the scope of the act's coverage, the statutory remedies were intended to be exclusive even where the act made compensation unavailable under the circumstances. See Moffett,
. This understanding is confirmed because that portion of the opinion relies on Boniecke v. McGraw-Edison Co.,
. The Third Circuit explained its reasoning as follows:
Since it is coverage that takes away employees’ rights under the common law, the employer’s immunity from tort liability continues even though the limitations period in the [ODA] bars compensation for the employee. ... Although that result is harsh, arbitrariness is a necessary result of any period of limitations, and no system of compensation yet devised avoids all inequities.
Celotex,
. I pause to emphasize that I am not without sympathy for workers who suffer from diseases that manifest beyond the time period permitted for compensation under Section 301(c)(2), and am cognizant of the harshness of the result that would ensue in such cases under my present interpretation. However, I am constrained by what I believe to be the legislative policy and intent underlying the time limitation, and as such, I would affirm the Superior Court’s expression that, absent constitutional infirmity, "removal or fine-tuning of the statute of repose is for the legislature, not for the courts.” Ranalli v. Rohm & Haas Co.,
. This aspect of Plaintiffs' representation appears somewhat evasive, as Plaintiffs do not state that they served notice on the Attorney General. Plaintiffs also attach to their reply brief two documents purporting to be such notices at the common pleas level, one for the Tooey plaintiffs and the other for the Landis plaintiffs. Each contains a single sentence, stating: "Notice is hereby given that on May 13, 2008, the Plaintiffs have served their Challenge to the Constitutionality of the Workers[’] Compensation Act.” The documents do not specify who received service of the challenge. The common pleas docket entries are similar.
In denying an allegation with waiver implications predicated on an alleged lack of notice
. See, e.g., Sonnier v. Crain,
. It may be true, as Plaintiffs suggest, that various parties involved in this litigation are interested in seeing the statute upheld. Still, I disagree with Plaintiffs' suggestion that this Court’s waiver analysis should consider whether those parties are powerful corporations who defend the enactment vigorously. Such considerations would require the Court to inquire into the financial strength of the parties before it and make an assessment as to whether their advocacy was sufficiently forceful that the Attorney General's input would be superfluous — a standard that would be unworkable in practice.
