Tommy HENRY, Appellant, v. Dr. Chad KELLY, Appellee.
No. 14-11-00444-CV.
Court of Appeals of Texas, Houston (14th Dist.).
July 10, 2012.
Rehearing Overruled Aug. 1, 2012.
373 S.W.3d 531
Caroline Clinton, Houston, for Appellee.
Panel consists of Justices FROST, BROWN, and CHRISTOPHER.
OPINION
JEFFREY V. BROWN, Justice.
This is аn appeal from the trial court‘s dismissal based on appellant Tommy Henry‘s failure to file an expert report regarding causation as to appellee Chad Kelly, D.C.1 We reverse and remand.
I
Complaining of back pain that radiated to his right knee, Henry was examined by Terry Moore, D.C., at Baytown Back Pain and Health Center on May 2, 2008.2 Aftеr an examination, Dr. Moore recommended an MRI, but did not perform one. Instead, he manipulated Henry‘s spine without an MRI. Several days later, Henry saw his family doctor and complained of worsening lumbar pain and tingling and numbness in his right leg. Henry completed several follow-up visits with his family doctor, but his symptoms did not improve. He returned to Baytown Back Pain and Health Center on May 21, but Dr. Moore was not there that day. In Moore‘s absence, Henry received a spinal manipulation by Dr. Kelly. Henry was unable to sleep that night because of intense pain, and he called Dr. Moore the following morning. An MRI performed on May 22 showed two herniated discs.
Henry sued Dr. Moore, Dr. Kelly, and Baytown Back Pain and Health Center, alleging that his initial symptoms should have been interpreted as symptoms of a herniated disc and that an immediate MRI should have been performed. Henry al
I am a graduate of the Palmer College of Chiropractic-West and I obtained my Doctor of Chiropractic in 1985. I have practiced chiropractic continuously in my office in Redwood City, California since January 1986. I am a certified Industrial Injury Examiner, a certified Disability Examiner and practiced as a California Qualified Medical Evaluator from 1990 to 2008. I am a member of the San Mateo County chapter of the California Chiropractic Association.
As a practicing chiropractor in the community of Redwood City and San Mateo County, I am very familiar with the standards of professional practice of chiropractic in regards to diagnosis and chiropractic technique.
I am qualified to render an expert opinion оn these matters by virtue of my education, training, knowledge, and more than 20 years experience.
...
According to Mr. Henry, on April 29, 2008 he initially felt a catch in the lower back. The catch lasted a short time and decreased later that day without any treatment. Mr. Henry was able to golf the next day. A residual low back soreness persisted and he made an appointment to see Terry Moore, DC, a chiropractor he had seen in the past. On May 2, 2008 Dr. Moore was out of the office and Dr. Kelly examined and treated Mr. Henry at 1:15PM.
Dr. Kelly performed a manipulation which is not within the standard scope of chiropractic technique. Mr. Henry was asked to lie on his back. Dr. Kelly lifted one leg then, with a ballistic trust [sic], flexed the leg toward the opposite shoulder. Lumbar audible cavitations were heard. Dr. Kelly then performed the same technique on the other side. Again audible cavitations were heard. Mr. Henry left the office and went home. Approximately 90 minutes later he felt sharp shooting lower back pain. Over the next few hours these symptoms decreased. Sometime during the night he awoke with the sensation of “fire” in the lower back and right leg. He continued to experience disabling levels of back pain and right sciatica over the next 3 weeks.
On May 22, 2008 he returned to Dr. Moore‘s clinic. Following an exam with Dr. Moore he was immediately referred out for a lumbar MRI. Once Dr. Moore reviewed the MRI he immediately referred Mr. Henry to David MacDougall, D.O. for surgical consultation. Mr. Henry underwent surgical decompression on June 2, 2008.
There is a question regarding the inconsistency between Dr. Kelly‘s records and the statements made by Mr. Henry. Dr. Kelly notes Mr. Henry‘s pain levels to be severe with leg pain greater than back pain. Mr. Henry states that he had minimal back soreness absent leg pain.
It is my opinion that Dr. Kelly breached the standard of care by not first fully evaluating Mr. Henry‘s injury. There is no documentation regarding the history of the initial сomplaint and a very limited exam. The standard of care recognizes the need to document the history and perform and record examination findings. Objective findings on May 2nd note “LE DTR is 2+/2+” but written on the bottom of the page a notation of decreased reflex is made, “Diminished Achilles Reflex R side.”
CAUSATION: In regards to causation оf the 2 disc herniation [sic], I believe
that the unorthodox manipulative procedure caused or aggravated the 2 lumbar discs and resulted in their failure. The standard of care recognizes that long axis, non-specific ballistic type manipulative maneuvers can place the patient at risk of disc herniation. According to Mr. Henry, prior to the chiropractic adjustment his only complaint was lower back stiffness. Following the adjustment he reported the onset of marked back and right leg pain. It is within medical probability that the long axis, ballistic type adjustment to Mr. Henry‘s back displaced the 2 lumbar discs.
In contrast, Dr. Dennis‘s report does not mention Dr. Kelly and provides a conflicting version of the facts:
Tommy Henry was evaluated for back pain, which radiated to his right knee on May 2, 2008 by Dr. Terry Moore.3 Dr. Moore found on examination a diminished right Achilles reflex and positive straight leg raising in the right leg, indicative of radiculopathy. An MRI was recommended, however аn MRI was not done, rather the patient had a manipulation of the spine by Dr. Moore. On subsequent visits to Dr. Hossein Yazdani the patient was found to have pain and tingling in the right leg. Mr. Henry received treatment at the Baytown Back Pain and Health Center on May 21, 2008. On the next day May 22, 2008 Dr. Moore noted that Mr. Henry could not sleep and was in sеvere pain. An MRI was performed demonstrating a herniated disc at L3-L4 with right L3 nerve root compression at L3-L4 and LS-SI herniated disc with SI root compression greatest on the right.
Dr. Kelly timely objected to Henry‘s expert reports and asserted that (1) Dr. Tintor, as a doctor of chiropractic, was not qualified to opine as to causation; (2) Dr. Dennis, though qualified to opine as to causation, did not implicate Dr. Kelly; and (3) Dr. Dennis did not opine on the relevant standard of care. Dr. Kelly also moved to dismiss. While that motion was pending, Henry nonsuited Dr. Moore and Baytown Back Pain and Health Center.
The trial court overruled Dr. Kelly‘s objections relаted to Dr. Dennis and ultimately ruled that Dr. Tintor‘s report is no report at all. In arguing against Dr. Kelly‘s motion to dismiss, Henry asserted that “The report of Dr. Dennis is sufficient to advise Dr. Kelly that it was the chiropractic treatment of May 2, 2008 ... that aggravated the previously existing condition that existed in Mr. Henry.” Henry also requested a 30-day extension under
The trial court found the Dennis report to be no report at all with regard to Dr. Kelly. Having found that no report concerning Dr. Kelly had been filed, the trial court concluded it did not have the discretion to consider Henry‘s request for a 30-day extension. See
II
A
A medical-malpractice plaintiff must timely serve on each defendant or
We review a trial court‘s decision on a motion to dismiss under section 74.351 for abuse of discretion. Am. Transitional Care Ctrs. of Tex., Inc. v. Palacios, 46 S.W.3d 873, 875 (Tex. 2001); Hickman, 329 S.W.3d at 213. A trial court abuses its discretion if it acts in an arbitrary or unreasonable manner or without reference to any guiding rules or principles. Larson v. Downing, 197 S.W.3d 303, 304-05 (Tex. 2006); Hickman, 329 S.W.3d at 213. Though we may not substitute our judgment for that of the trial court, the trial court has no discretion in determining what the law is or applying the law to the facts. Kingwood Specialty Hosp., Ltd. v. Barley, 328 S.W.3d 611, 614 (Tex. App.—Houston [14th Dist.] 2010, no pet.).
Likewise, we generally review a trial court‘s decision on the 30-day extension for an abuse of discretion. Sеe
The Supreme Court has encouraged trial courts to liberally construe expert reports in favor of plaintiffs: “[T]rial courts should err on the side of granting claimants’ extensions to show the merits of their claims.” Samlowski v. Wooten, 332 S.W.3d 404, 416 (Tex. 2011) (plurality op.) (Guzman, J. concurring), quoted in plurality opinion, 332 S.W.3d at 411. Recently, the Supreme Court has “brighten[ed] the line between deficient-report cases (where an extension is discretionary) and no-report cases (where dismissal is mandatory).” Scoresby v. Santillan, 346 S.W.3d 546, 558 (Tex. 2011) (Willert, J., concurring). Scoresby sets an intentionally low threshold: “[A] thirty-day extension to cure deficiencies in an expert report may bе granted if the report is served by the statutory deadline, if it contains the opinion of an individual with expertise that the claim has merit, and if the defendant‘s conduct is implicated.” Id. at 557. Further, “[a]ll deficiencies, whether in the expert‘s opinions or qualifications, are subject to being cured before an appeal may be taken from the trial court‘s refusal to dismiss the case.” Id.
B
Henry raises three issues on appeal: (1) though the trial court was correct in sus
Because we conclude Henry‘s third issue requires us to reverse and remand, it is the only issue we address. We must determine whether the trial court erred in finding it had no discretion to grant the 30-day extension. That is, we must decide whether Dr. Tintor‘s inability to serve as an expert witness on causation makes Dr. Tintor‘s report no report at all, as the trial court concluded. If so, then the trial court correctly determined that no extension is available under section 74.351(c). See
The lаck of qualification of the expert who provided a report makes the report defective but does not make the report no report at all. See Scoresby, 346 S.W.3d at 557 (concluding that even if expert was not qualified to provide expert testimony in the case under review, the report was still a defective rеport allowing the trial court an opportunity to grant an extension under section 74.351(c)); Ogletree v. Matthews, 262 S.W.3d 316, 319-21 (Tex. 2007) (holding that the report was still a defective report allowing the trial court an opportunity to grant an extension, even if expert was not qualified to provide expert testimony in the case under review); Rosemond v. Al-Lahiq, 362 S.W.3d 830, 840 (Tex. App.—Houstоn [14th Dist.] 2012, pet. filed) (same as Scoresby). In addition, the failure of the expert report to satisfy the requirements for an “expert report” as to causation does not render the report no report at all. See Gardner v. U.S. Imaging, Inc., 274 S.W.3d 669, 671 (Tex. 2008) (holding that report‘s failure to comply with Chapter 74 regarding the element of causation rendered the report dеfective rather than no report, so that plaintiff was still eligible for a thirty-day extension under section 74.351(c)); Rosemond, 362 S.W.3d at 840 (holding that report satisfied Scoresby standard and was eligible for extension even though it did not comply with Chapter 74 regarding the element of causation).
In his report, Dr. Tintor describes his expertise and experience in the area of chiropractic. He provides opinions about the standard of care and opines that Dr. Kelly performed a manipulation on Henry that was not within the standard of care. Dr. Tintor opines that this manipulation caused or aggravated two of Henry‘s lumbar discs and resulted in their failure. Dr.
Accordingly, the trial court erred when it concluded that Dr. Tintor‘s lack of qualification to give expert testimony regarding causation rendered his report no report at all rather than a defective report. In the order from which Henry appeals, the court stated that it denied Henry‘s request for an extension under section 74.351(c) because the two reports were no reports at all and thus the trial court could not grant an extension. However, because Dr. Tintor‘s report was merely deficient, the trial court should have considered whether to grant the requested extension. The proper remedy for this error is to reverse and remand so that the trial court can make this determination. See Gardner, 274 S.W.3d at 671; Gannon v. Wyche, 321 S.W.3d 881, 897-99 (Tex. App.—Houston [14th Dist.] 2010, pet. denied).
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For the foregoing reasons, we reverse the trial court‘s judgment and remand to the trial court to consider whether to exercise its discretion to grant Henry a 30-day extension under