History
  • No items yet
midpage
Tyler Scoresby, M.D. v. Catarino Santillan, Individually and as Next Friend of Samuel Santillan, a Minor
346 S.W.3d 546
Tex.
2011
Check Treatment

*1 appeals’ judgment reverse the court We for BIC. judgment

and render participate

Justice GREEN did

the decision. SCORESBY, Petitioner,

Tyler M.D., Individually SANTILLAN,

Catarino Santillan,

As Next Friend of Samuel Minor, Respondent.

A

No. 09-0497. of Texas.

Supreme Court

Argued Nov. July

Decided

Rehearing Sept. Denied *3 Smith, Art Reyes,

Eric Rene Jason C.N. Worth, Brender, for Santil- Fort Catarino lan. Yanof, Philipa Remington, ruling9

Michael Alan the court’s concomitant Dallas, Tyler Scoresby, M.D. refusal dismiss the claim before the thirty-day period expired.10 II, Hall,

Randy J. David Leon Pratt Worth, Ducic, Fort for Yadranko M.D. contemplates While Act thus that a document can be considered an ex Justice HECHT delivered the deficiencies, pert report despite its the Act Court, in which Chief Justice does not suggest that a document utterly JEFFERSON, MEDINA, Justice Justice devoid of substantive content will qualify GREEN, WILLETT, Justice Justice expert report. Based on the Act’s *4 GUZMAN, and Justice LEHRMANN purposes, text and stated we hold that a joined. qualifies document if it Liability The Medical Act1 enti contains a statement of by an indi tles defendant to dismissal of a health vidual expertise indicating with if, liability care claim within days 120 of by plaintiff claim asserted against the filed, the date suit was he is not served defendant has merit. An individual’s lack expert report with an showing that of qualifications relevant and an opinion’s against claim him has merit.2 The trial inadequacies are plaintiff deficiencies the immediately court’s refusal to dismiss is given should be an opportunity to cure if it appealable.3 specific The Act sets require possible to do so. This lenient standard ments for an adequate report4 and man expense avoids the delay multiple and of objective good dates that “an effort faith interlocutory appeals and assures a claim them,5 comply” with [be made] but it opportunity ant a fair to demonstrate that give also authorizes trial court to a his claim not frivolous. The re plaintiff test, who the 120-day port meets deadline before us meets this and there thirty days an additional which to cure a fore the trial allowing thirty court’s order “deficiency” days in the elements of the report.6 denying to cure deficiencies and The trial court should err on the of side defendants’ motions to dismiss were not granting the time7 appealable. Accordingly, additional and must we affirm the grant it the deficiencies are curable.8 court of appeals’ judgment dismissing the jurisdiction.11 The defendant cannot seek review of this want " (Guzman, (quoting §§ 1. Tex. Civ. & 74.001-.507. their claims.’ id. at' 416 Prac. Rem.Code J., Lehrmann, J., provi- joined by concurring All references to the Act are to these in the judgment))). sions. 74.351(b). § 2. Id. J., Medina, (plurality joined op. Id. at 411 C.J., Jefferson, Hecht, J.); by and id. at 416 51.014(a)(9); Badiga 3. Id. § Lopez, v. 274 J., Lehrmann, J., (Guzman, joined by concur- (Tex.2009). S.W.3d 685 ring judgment). in the 74.35l(r)(6). § 4. Tex. Civ. Prac. & Rem.Code (no 51.014(a)(9) § 9. Tex. Civ. Prac. & Rem.Code Watkins, interlocutory appeal); In re 74.351(Z). § 5. Id. (Tex.2009) (orig.proceeding) (no mandamus). by review 74.351(c). Matthews, Wooten, 7. Samlowski v. Medina, J., (Tex.2011) (plurality op. joined Jefferson, C.J., Hecht, J.) (" by ‘[T]rial 11. 287 S.W.3d 319 granting (Tex.App.-Fort courts should err on the side of Worth 2009). claimants’ extensions to show the merits of have a normal awakening I he did not exam, fact, neurologic right- had a Santillan, minor, On behalf of Samuel pro- and due to the hemiparesis, sided Tyler Dr. Scores- Santillan sued Catarino deficit, in- gression neurological of his Ducic, by otolaryn- Yadranko two and Dr. creasing hemorrhage intercerebral (ENT) surgeons (collectively, “the gology scanning. noted CT Physicians”), alleging they negligently operating He was taken back to the maxillectomy a medial to re- performed Smith, Gregory suite on 1/18/06 cavity. from Samuel’s sinus growths move D.O., neurosurgeon. pre- Dr. Smith’s that an incision made too Santillan asserts expand- that of operative diagnosis was a blood far into Samuel’s brain lacerated hematoma, ing post inter-cerebral status required surgery stop vessel harvesting, thickness skull split bleeding, resulting damage brain in- postoperative diagnosis expanding partial paralysis. tercerebral hematoma and intercerebral satisfy the Act’s re- To perforation. Procedure hematoma skull timely quirement, Santillan served *5 parietal was that of a left performed Dr. Physicians with a letter from Charles craniotomy with evacuation of intercere- attorney. D. Marable to Santillan’s The hematoma, repair bral and hemostasis. letter did not attach Marable’s curriculum Dr. operative Smith’s states there experi- vitae or his credentials or describe was cortical laceration with active bleed- ence other than to state he is. “a .that several medium-sized vessels in ing from neurologist”. From hav- Board-Certified area, were then parietal the left which Samuel and reviewed his ing examined bipolar cautery cauterized with for he- records, explained Marable his medical underlying mostatis. An intercerebral condition as follows: eventually hematoma was entered and patient initially seen on 8/3/07. successfully evacuated with suction. 17-year-old He is now a Latin-Ameri- male taken to Peter can who was John preoperative diag- for a

Smith on in appears hospital It he was the until 1/17/06 maxillary neoplasm 2/11/06, nosis of sinus under that time and at was transferred Ducic, M.D., the care of Dr. Yadro Hospital, to HealthSouth Rehabilitation physician, surgeon, ENT and another 2/11/06, Cityview, admitted on date of [sic], Tyler Scorsby Dr. procedures with discharge discharged He was 2/21/06. [sic], mediomaxillectomy of left excision diagnosis parietal with the of left hemor- maxilla, the calvarial neoplasm resection, rhage, maxillary sinus tumor growth bone and reconstruction of max- right hemiparesis, persistent pain, apra- pterygopa- illa and excision of tumor of xia, prophylaxis, peptic seizure ulcer During proce- latin structures. [sic] prophylaxis right hemisensory and defi- dure, right an incision was made in the During stay cit. his at HealthSouth in a parietal region coronal fashion and Hospital he in areas progressed all pericranium. carried As a down mobilization and self-care. He was am- this, result of there was cortical lacera- 400', bulating greater than but still had bleeding tion with active from several extremity significant right upper weak- in medium size vessels the area. spasticity. It was then ness and deemed note, Scorsby’s necessary outpa- Dr. to transfer him to an According to [sic] injury program awoke in the room tient brain and work on patient operating strength, cognition his and overall mobi- complications without and was taken to However, .... post anesthesia care unit. lization deadline, He still has After 120-day He was seen on Santillan 8/3/07. Physicians served the with right leg. arm and Marable’s cur- weakness his riculum report, vitae and his amended problem.... be a Walking seems to still which he applicable added that “the stan- having He is still headaches the occi- dard of care would have been to perform pital region. the procedure of a calvaria bone transplant Marable’s letter concluded: without or nicking lacerating parietal neurologist, my As a Board-Certified get cortex the appropriate [and] sur- is that Dr. Ducic violated the geon, such as a neurosurgeon, instead of Scorsby standards of as well as Dr. an ENT physician to do a calvaria bone [sic], and as a result his are grafting procedure”, and that “Dr. Ducic right-sided hemiparesis that of a and Dr. ... Scorsby perform failed to [sic] possibility of seizure foci the future. a- careful well-planned surgery, and caus- seizures, Although he has not had ing a laceration of the cortical hemisphere, certainly he does meet the criteria for a causing bleeding”. substantial At seizure Had it not been for disorder. hearing Physicians’ objections Scorsby’s Dr. negli- Ducic [sic] motions, the trial court refused to consider gent activity causing cortical lacera- Marable’s post-deadline report. amended lobe, patient’s parietal tion of this left he Physicians complained that Marable’s hospital- would not have needed further original letter did not show that he had ization at John Smith or the Peter ICU qualifications sufficient experience Rehab, therapy, going to HealthSouth *6 opinion regarding surgery, render an the right hemiparesis and is now left with a care, and did not define the standard young age. at a breached, state how it was or explain how Physicians timely objected The each in injuries. breach resulted Samuel’s inadequate that the letter was as an expert The Physicians acknowledged that Samuel (i) report, asserting neurologist that: artery argued suffered a lacerated but qualified testify regarding not to the stan- things surgery, such are inevitable in no surgeon dard of care for an ENT in per- carefully performed, matter how it is and forming procedures Physicians necessarily the the do indicate a breach of the (ii) Samuel; The standard of care. trial court denied performed opin- Marable’s granted the motions to dismiss and Santil- regarding Physicians’ ions the standard of thirty-day lan a extension to cure deficien- breach, relationship and causal to report. cies in the injuries conclusory Samuel’s were and di- Scoresby collectively rected to and Ducic Physicians appealed, persisting The (iii) individually; rather than and Mara- their contention that Marable’s letter was included, ble’s curriculum vitae was not as re inadequate qualify too to as an Physicians argued requires.12 the Act therefore, met the port; Santillan had not deficient, woefully Marable’s letter was so deadline; 120-day consequently, the qualify expert report it did not even permit thirty Act did not an additional 120-day the Act meet under dead- days to the deficiencies but instead cure They line. moved the court to dismiss the required that the case be dismissed.13 The prejudice analysis case with and award them their court construed our attorney to mean that defi reasonable fees and costs. v. Matthews14 74.351(a). 12. Tex. Civ. Prac. & 14. 262 S.W.3d 316. Rem.Code 13. 287 S.W.3d at 320. MLIIA, in the ex- Legislature’s purpose

ciencies in a document tendered as stated, was to pressly from preclude will not it The court concluded qualifying severity as such.15 frequency and reduce excessive interlocutory elaims[,] in these cir appeal liability that an ... de- of health care elaims[,] ... permitted.16 cumstances was not do crease the cost those unduly in a manner that will not so granted Physicians’ petitions for We rights any claimant’s more restrict a review.17 crisis[, necessary to deal with the than pending, this has been While ... make affordable medi- thereby] Physicians lodged essentially have cal and health care more accessible objections to Santillan’s amended re- same to the of Texas.... available citizens they original report. made to the port as the MLI- Legislature replaced dismissal, They again have also moved Act, Liability repeat- IA the Medical fees, The trial court attorney and costs. ing findings and statements of its objections has not ruled on those and mo- purpose.23 tions. Fundamentally, goal Act Liability MLIIA and the Medical II been to make health care in Texas more Li- Legislature enacted Medical expensive by reducing available and less Improvement Act ability and Insurance liability claims. To the cost of health care (“MLIIA”) response in 197718 in to “a end, sought have both statutes in the malpractice medical insurance crisis by requiring lawsuits deter frivolous having of Texas” that “a materi- State early litigation produce claimant delivery al adverse effect on the of medical of a suitable that his claim Texas, including signifi- and health care “[E]liciting expert’s opin has merit. availability cant reductions of of medical early litigation ions in the obvious [is] people and health care services to the *7 attempting in to friv place to start reduce of further Texas and likelihood reduc- thereby and reduce the olous lawsuits”24 Legislature in the future”.19 The tions costs of claims. by found that the crisis had been created expert Legislature increase in the volume first added an “inordinate[ ]” 1993, expense liability report requirement and of health care to the MLIIA it over the next ten strengthened claims.20 Concerned that “the direct cost then patient years, finally allowing interlocutory ap- care to the and of public medical increased”,21 uniform enforcement. materially peals Texas the to ensure We ha[d] Act, 1.02(a)(5)-(6). § 15. 287 S.W.3d at 19. 1977 Act, 1.02(a)(l)-(5). § Id. at 325. 20. 1977 27, 2010). Act, Tex.Sup.Ct.J. (Aug. 1.02(a)(8). 17. 53 1061 We § 21. 1977 jurisdiction have to determine whether the Act, 1.02(b)(l)-(3), (5). jurisdiction. Dep’t § court of had Tex. 22. 1977 Simons, Criminal Justice v. 2, 2003, R.S., 338, (Tex.2004). Leg., 23. Act of June 78th ch. 343 204, 10.01, 10.09, 10.11, §§ Gen. 2003 Tex. 30, 1977, R.S., 847, 864-882, May Leg., 18. Act of 65th ch. Laws 884-885. 817, 2039, formerly Tex. 1977 Gen. Laws Tex., TexRev.Civ. Stat. Ann. art. 4590i 24. Am. Transitional Care Ctrs. Inc. v. [hereinafter Act], Palacios, 877 standards, requirement, provider look first at the then the care failed to the meet finally proper opera- and at their appeal, relationship and the causal between that together. tion harm, injury, failure and the claimed.”31 The failure to make “a good

A faith comply32 effort” to could result The 1993 amendment to the MLIIA re- prejudice liability dismissal with for quired plaintiff, ninety days within attorney fees as well as costs.33 But if the suit, filing comp either to file an affidavit that he failure —even missing the deadline expert’s opinion had obtained a suitable letely34 “not intentional or the re —was $2,000 that claim merit or to post his had sult of conscious indifference but was the or cash The trial deposit.25 bond court mistake,” result of an accident or the trial for up ninety could extend deadline to required grant court was grace peri “a “for A days good plaintiff cause shown”.26 od of days permit the claimant to comply who failed to risked dismissal with- comply”.35 costs, prejudice liability again, out for Act, Liability Medical adopted ... except “good cause shown”.27 effect, and now eliminates the Legislature required alternative, bond/deposit shortens itself be filed and raised expert deadline for the report and curricu- deposit the amount of the bond or posted (unless lum days vitae to 120 extended $5,000.28 in lieu of a The amend- agreement), requires service rather ment retained the initial ninety-day dead- filing.36 than The Act retains the defini- line but added even a bond or expert tion of an report37 but is more deposit posted, expert were report and specific expert’s qualifications.38 about an curriculum vitae must be filed within 180 distinguishes The Act now between days of initiating suit.29 The amendment missing altogether a deadline and serving specified the qualifications 74.351(b) an inadequate report. Section required to have30 and defined the report provides that “providing] summary as one a fair [i]f, ..., ... as to a defendant expert’s opinions regarding applicable [by standards of the manner in which the has not been served the dead- line], court, care rendered or health motion of the 25, 1993, R.S., Act, 4590i, 13.01(7). May Leg., § 25. Act of 73rd ch. 32. 1995 former art. 2347, 2347, 1993 Tex. Gen. Laws *8 4590i, formerly Tex.Rev.Civ. Stat. Ann. art. Act, 4590i, 13.01(e). § 33. 1995 former art. (a) (b) Act], § 13.01 1993 [hereinafter — 610, Offenbach, 34. Stockton v. Act, 4590i, 13.01(d). § 26. 1993 former art. (Tex.2011) ("Under 4590i, plain- 616 article extension, tiff could an obtain even when no Act, 4590i, 13.01(c). § 27. 1993 former art. deadline, provided by the if the p p¿ n -UI plaintiff could show an ‘accident or mistake’ 4s* t-<a> (rq cn m \£>vo C/D OJ3 OO § Ln H a> X ' o r < w failing timely report.”). » to furnish a OOsO ON - 4590i, 28 formerly Tex.Rev.Civ. Stat. Ann. art. 13.01(a) Act], § Act, 4590i, 1995 [hereinafter 13.01(g). § 35. art. 1995 former Act, 4590i, 13.01(d). § 29. 1995 former art. 74.351(a). § 36. Tex. Civ. Prac. & Rem.Code Act, 4590i, 13.01(r)(5) §§ 30. 1995 former art. l(r)(6). § 37. Id. 74.35 & 14.01. Act, 4590i, (r)(6). 74.35l(r)(5), § §§

31. 1995 former art. 13.01 38. Id. 74.401-.403.

554

[defendant], shall, subject purpose report requirement expert to Subsection of the claims,43 (c), that: not to dispose enter an order is to deter frivolous of claims of their merits. (1) regardless “The reasonable defendant] awards [the ...; Legislature failing determined that costs has attorney’s fees and of court timely report, or expert filing file an and good-faith evidence a that does not (2) the claim respect with dismisses effort to with the definition of an comply prejudice to the the [defendant] that report, means claim is the claim.39 refiling of frivolous, either or at best has been 74.351(0, the same conse- Under section brought prematurely.”44 But the Legisla- quences serving inadequate an re- attend recognized ture has an likewise when objective port represent that “does not an thirty days, can be cured in good comply faith effort” to with the Act’s It the claim is not frivolous. must be But before those conse- requirements.40 “ are ‘[t]here remembered that constitu- quences imposed, provides are Act tional upon power limitations courts deficiencies opportunity for to be cured. ... to dismiss an action without 74.351(a) affording requires any objec- Section party for a opportunity hearing sufficiency of a lodged tion to the be ”,45 and limi- merits of his cause’ those service,41 twenty-one days of within no 74.351(c) Legislature tations constrain the less in provides: section requiring dismissal. expert report If not been served [by the because elements of deadline] reasons, For these we have held that deficient, are found the court trial in granting courts be lenient should may grant 30-day one extension to the thirty-day extensions and must do so if cure claimant order to the deficien- in an deficiencies can be cy.” thirty-day period. cured within the This “minimal delay report’s before a sufficien-

The Act’s thirty-day extension may cy challenged be again the case replaces to cure deficiencies the 1995 law’s dismissed, if warranted”46 does not impair thirty-day “grace period” for “accident mistake”, purpose Act. the focus shifting from the claim report’s ant’s conduct to the contents. But B appropriate importance delay MLIIA, there was no finally dismissing a claim for of an Under the inter- want adequate report locutory is undiminished. The from the denial of a motion 209-210, 1087, 74.351(b). § Id. 78 S.Ct. L.Ed.2d 1255 (1958), citing Packing Co. Hammond v. Arkan 74.351(1) § Id. sas, 350-351, 212 U.S. 29 S.Ct. Elliott, (1909), Hovey L.Ed. 74.351(a). (1897); U.S. 17 S.Ct. 42 L.Ed. 215 74.351(c). 42. Tex. Civ. Prac. & Rem.Code *9 § Ir., Corp. accord v. Compagnie Ins. Ltd. des Guinee, 694, 705-706, Bauxites U.S. de 456 Tex., 43. Care Ctrs. v. Am. Transitional Inc. 2099, (1982)); 102 S.Ct. 72 L.Ed.2d 492 see Palacios, 873, (Tex.2001) 46 S.W.3d 878 Gutierrez, 56, also 111 S.W.3d Walker v. 66 ("And purpose expert-report one re- (Tex.2003). claims.”). quirement is to deter frivolous Matthews, 316, 44. v. 262 S.W.3d (Tex.2007). Corp. 45. TransAmerican Natural v. Pow Gas ell, 913, (Tex.1991) (quoting 197, Rogers, Societe Internationale v. 357 U.S. liability served, claim for If no expert report timely to dismiss a health care we comply expert report failure to with the held in Badiga Lopez v. that the denial of and we did not make clear requirement, motion appealable, to dismiss is even if by 2008 that review mandamus was until grants the court an extension.53 The Med- adopting available.47 In the Medical Lia- Act, MLIIA, Liability ical unlike the does 2003, bility Legislature permit- Act in not authorize an extension if no report is interlocutory appeal ted an from an order timely Granting served. an extension not denying part sought by “all or of the relief by authorized section pre- 74.351 does not 74.351(b), except a motion under Section clude appeal. But because an appeal is an taken from an appeal may be available, we held In re Watkins that an granting order extension under Section by review mandamus is not available.54 cases, 74.351”48 a series of we have present requires case us to deter- explained limits of this review mecha- mine whether a document served on a nism. lacking defendant can be so in substance served, If timely an qualify that it does not expert report, vitae, even without a curriculum we held in and therefore an immediate appeal from Ogletree v. Matthews that the trial court’s the denial of a motion to dismiss is avail- dismiss, asserting denial of motion to Badiga. able under report’s inadequacy, be appealed cannot grants thirty-day the court also exten- C prohibi- sion to cure deficiencies.49 “This expert The Act defines an tion,” said, logical prac- we “is both to be 50 Otherwise, tical.” by a written report pro- an the court of would address the summary vides a fair of the expert’s report’s sufficiency while its deficiencies opinions as of the date of the presumably at being were cured the trial regarding applicable standards of level, illogical court and wasteful re- the manner in which the care rendered Moreover, Legislature sult. because the or health care provider single, thirty day authorized a extension standards, failed to meet the and the health reports, provid- for deficient care relationship causal between that failure only delay ers face a minimal before a harm, injury, and the report’s sufficiency may again be chal- claimed.55 dismissed, lenged and the case if war- ranted.51 qualifications experience neces- sary prescribed great for an are If granted, after extension has been adequacy detail.56 The of a is de- dismiss, again held defendant moves we “represents] termined whether it Lewis Funderburk that a denial of objective good comply” the motion is faith effort to appealable.52 Ctr., Inc., 204, (Tex.2008). In re McAllen Med. 52. 253 207-208 458, (Tex.2008). 461-462 681, (Tex.2009). 53. 274 S.W.3d 51.014(a)(9); § 48. Tex. Civ. Prac. & Rem.Code 2, R.S., Leg., Act of June 78th ch. 54. 279 S.W.3d 1.03, § 2003 Tex. Gen. Laws 74.351(r)(6). 49. 262 S.W.3d at 321. 55. Tex Civ. Prac. & Rem.Code *10 50. Id. 74.351(r)(5), §§ 56. Id. 74.401-.403.

51. Id. con- statutory comings, “implicated Ogletree’s definition.57 As we have ex- it duct”, so that the trial court was author-

plained: extension, grant thirty-day ized setting expert’s opinions out the prohibited.66 was elements, report each of those must information to fulfill two provide enough Ogletree’s holding, though good- if it purposes constitute sound, only so far. To can be extended First, faith effort. in- report must meaning stretch the of deficient include specific form the defendant of the con- words, “ex paper a sheet of with the two plaintiff ques- duct the has called into written on it would mock the pert report”, Second, equally important, tion. Act’s requirements. report provide must a basis for the substantively was no more than Lewis trial to. the claims court conclude thank-you letter to physician’s that —one have merit.58 referring patient.67 another for In de particular formality60 No words59 or are line, termining where to draw the we are required, but bare conclusions will not suf- guided by One is that two considerations. report fice.61 The must address all the principal purpose the Act’s is to reduce the elements,62 may sup- and omissions be expense liability of health care claims. plied inference.63 Legislature reasonably could have de purpose termined that that is served seen, But we have as Act al interlocutory appeal from the denial of a thirty-day period lows a claimant a to cure motion to dismiss for want of an adequate finally before the trial court deficiencies expert report, Ogle- but as we observed report inadequate determines that the tree, such permitting two be Ogle- and the claim must be dismissed. In —one tree, thirty-day rejected argument period we that a fore the cure and one defi There, report.64 simply cient is no after —is wasteful. The other con provided the goal claimant radiolo sideration is the of the Act’s vitae, gist, requirement: without a curriculum on a urolo to deter frivolous gist’s Dr. Ogletree inadequate expert report standard of care.65 ar claims. An does gued really report’s that the no not indicate a claim if the frivolous all, despite readily at but we held that its short- deficiencies are curable. 74.351(1). (“Nor purposes 57. Id. 62. Id. can a meet these good-faith it and thus constitute a effort if Tex., 58. Transitional Care Am. Ctrs. Inc. v. statutory requirements.”). omits Palacios, (Tex.2001). 46 S.W.3d Hosp., 63. See Bowie Mem’l 79 S.W.3d at 53 Hosp. Wright, 59. Bowie Mem’l v. 79 S.W.3d ("[T]he report required must include the in- (Tex.2002) curiam) ("[A] (per report’s corners.”). formation within its four adequacy depend does not on whether the ”). any particular 'magical uses words.' Matthews, 64. Palacios, (“The report 60. 46 S.W.3d at 879 (Tex.2007). 320-321 can be informal in that the in the information report does not have to meet the re- same Id. at 318. quirements as the evidence offered in a sum- trial."). mary-judgment proceeding or at Id. at 321. ("A report merely states the ex- Funderburk, pert's 67. Lewis v. 762- conclusions about the standard of breach, C.J., 2006) (Tex.App.-Waco (Gray, and causation does not fulfill these dis- rev’d, purposes."). senting), two 253 S.W.3d 204 *11 thirty-day press adequacy conclude that a no view on the We Dr. expert in extension to cure deficiencies qualifications; Marable’s the trial court did may granted be if the is matter, not specifically address the and it deadline, if it con statutory served the premature is for us to consider it. But the opinion the of an individual with ex tains believe, arguments, dissent’s we show the merit, if that the claim has and the pertise in approach determining wisdom of our implicated. conduct is We defendant’s qualifies what as an report. standard, is a minimal recognize that this that, acknowledges The dissent as necessary multiple think it is but we Ogletree, radiologist qualified opine a is to avoided, interlocutory appeals are to be on “whether urologist should have in- give to a claimant the appropriate and volved radiology-related devices and tech- provided by thirty- the Act’s opportunity (the niques specialty in which to show that a claim has day extension qualified) treating patient deficiencies, All whether in the ex merit. whether the failure to do so resulted pert’s opinions qualifications, or are sub instance, injury.”69 In that the dissent may before an ject being appeal cured contends, there an “apparent closely- is taken from the trial court’s refusal to be related connection” between radiology and dismiss the case. neurology.70 dissent sees no such con- neurology nection between and ENT sur- Ill gery surely the brain.71 But Dr. Marable’s letter in this neurologist’s expertise relevant in ex- easily Claiming case meets this standard. between plaining Physi- connection expertise neurologist, as a he described injury during cians’ to blood vessels sur- brain, to Samuel’s it to injury ascribed gery and the hemiparesis and weakness breach of Physicians’ the standards Simon suffered. What further relevance care, and stated that their breach caused expertise has to Santillan’s claim partial paralysis linger Samuel’s and other should first be addressed the trial ing expert report, debilities. As an event, however, court. In no think do we Marable’s letter was deficient. For exam opportunity a claimant’s to cure and a ple, it did not state the standard of care right defendant’s immediate that it only implied but was inconsistent distinctions, should fine ei- turn such Physicians’ with the conduct. But there is expert’s qualifications ther in an or in his question no that in opinion, his Santillan’s opinions. against Physicians claim has merit. This case also demonstrates the difficul- argues The dissent that Dr. Mara- ty stringent more standard. The qualified give

ble was not Physicians’ trial court denied the motions Physicians’ about the conduct because he that Santillan have to dismiss and ordered only surgeon, not a neurologist, thirty-day extension to cure deficiencies therefore his letter is so deficient it does report nearly years in Dr. Marable’s three qualify expert report. The Act already ago. Santillan had served an knowledge, that Dr. requires Marable’s report, response to which the amended training experience, practice be objections Physicians “relevant” to Santillan’s claim.68 We ex- had filed renewed 68. See Id. Tex. Civ. Prac. & Rem.Code 74.35l(r)(5), 74.401(a), (c). § § at-. Post

558 and I am confi- ly squarely presented, the case. it is moved to dismiss again brighten will the line appeal today’s have dismissed this dent decision Now that we (where trial court will cases an deficient-report between jurisdiction, for want of to the amended re- objections discretionary) no-report rule extension is (where to dismiss. Whatev- mandatory). and the motions port cases dismissal undoubt- appeal another will ruling, er the today all but holding Our will edly follow. 2007,22008,3 In a trio of concurrences first, appeal. Just eliminate the wasteful 2009,4 ques- nagging I focused on this that a help it will importantly, as .assure between legal tion: Is there a difference claimant, being apprised of a defen- after filing something that filing nothing and expert report, and objections to an dant’s is, filing can a nothing? amounts to That those opportunity to discuss having had lacking required in the statu- utterly be so the trial hearing at a before objections all, at as to be no tory elements court, to cure opportunity have a fair will join today’s I requiring thus dismissal? that his and demonstrate deficiencies decision, my con- which I read to confirm deter- not frivolous and should be claim is document bears sistently stated view: If a the merits.

mined on envi- zero resemblance to what the statute it as- point, to the never sions—more of the court Accordingly, judgment anything wrong did anyone serts that —it for want dismissing this cannot receive extension. jurisdiction Matthews, In I described Affirmed. naively hoped I would be “a rare bird what plaintiff pass legal practice”5 Texas —a concurring Justice WILLETT filed ing off as a bona fide document so opinion. that, chari facially absurd “no matter how dissenting filed a Justice JOHNSON viewed, tably simply it cannot be deemed in which Justice WAINWRIGHT opinion, all, report’ at even a deficient ‘expert joined. deficient-or-no-report issue one.”6 I present Ogletree, but noticed WILLETT, concurring. Justice case, Lewis v. then-pending it in another 2006 have circled an issue both Since we Funderburk, Ogletr filed one week before any docu- recurring and elusive: whether ee.7 ment, anyone even one that never accuses Funderburk, confronted the Court to war- committing malpractice, suffices bird, of this rare sighting “an actual thirty-day extension rant an unreviewable extinction, 74.351(c).1 species my that in view merits today, the under Section Until (and “report” Fun- not conservation.”8 frustratingly) procedurally issue was thank-you letter from one Final- derburk was a unreachable and thus unresolvable. (Willett, J., concurring). 74.351(c). 5. 262 S.W.3d at 324 1. See Tex. Civ. Prac. & Rem.Code Matthews, Ogletree v. 262 S.W.3d 2. 6. Id. at 323. J., (Tex.2007) (Willett, concurring). J., Funderburk, (Willett, at 209 Funderburk,

3. Lewis v. J., concurring). (Tex.2008) (Willett, concurring). Watkins, (Tex. In re J., 2009) (Willett, concurring). *13 ry-dismissal provision14 letter that never once alternatively, doctor to another —a —or manner, way, shape, express adoption or form ac- this Court’s of a any graee- period This test that is indeed anyone malpractice.9 gracious, cused allow- ing thanks-for-your-referral everything. letter was no extensions for most medical-expert report “than a doc- more a admittedly Under the Court’s “lenient or card tor-signed prescription Christmas standard,”15 the document must merely be,” wrote, “If adding, report would I a is a statement opinion by “[contain] missed, amiss, are just not courts remiss expertise individual with indicating that 10 Alas, they do not dismiss.” the defen- the claim asserted the plaintiff against issue, report” the “no dant did raise the defendant has merit.”16 The line is foreclosing challenge.11 thus a merits-based forgiving bright: “report” but must Watkins, Finally actually came In re where a allege someone committed mal- narrative plaintiff merely practice. genesis filed a of treat- of this elemental ment, something every requirement that omitted statu- found in Ogletree, where torily required appar- element and had no first purport- Court indicated that the relationship medical-malpractice report implicate provider’s ent to a ed must con- Funderburk, however, Like this also duct.17 It emphasis, case.12 case merits standard, is, procedural kept today’s had a wrinkle that benevolent as it is not marquee report” report” by any piece “no vs. “deficient satisfied medical-related paper; out of reach.13 But the rare-bird the bar low issue but not subterrane- noticed, I an. For sightings, becoming example, “report” were more Funder- commonplace. they proliferate surely today’s And would burk would fail even lax docket, predicted, appel- thank-you on our I absent test. The letter in that case malpractice by anyone, late enforcement of the statute’s mandato- never mentioned reproduced entirety unnecessary. report merely 9. The letter is in its mus is If the was deficient, Gray’s interlocutory appeal in the court of then an was Chief Justice dissent Funderburk, prohibited, granting appeals. See Lewis v. to review mandamus 2006) Legislature's (Tex.App.-Waco it would limit on S.W.3d 762-63 subvert C.J., rev’d, review.”) (citations omitted). (Gray, dissenting), 253 S.W.3d 204 such My sightings sense is that such have in- Funderburk, (Willett, 253 S.W.3d at 210-11 grown prevalent, making Chapter deed more J., concurring). perhaps "identify 74 defendants with the sea- Bodega besieged by Bay, side residents of (“We (majority opinion) 11. Id. at 208 do not attacks,” Watkins, re at avian question reach the addressed in the concur- J., (Willett, concurring) (citing 637 n. 13 THE ring opinions it here because is not raised. (Universal 1963)), BIRDS Pictures or else brief, reply As stated in his Lewis has ‘[Dr.] those Arkansans who witnessed the so-called abundantly ap- made it clear that he is not Eve, Aflockalypse New when thou- last Year’s (no pealing the trial court’s order [initial] starlings mysteri- fell sands blackbirds it),’ vehemently disagrees matter how he ously from the skies. deny- only appealing instead is the order but dismiss.”). ing his second motion to 546, 549. 15. 346 S.W.3d J., (Willett, concurring). S.W.3d at 637 16. Id. at 549. ("The (majority opinion) sepa- 13. Id. at 634 ("Because writings join again today 17. 262 rate issue on the S.W.3d at 321 implicated Ogletree’s question whether the item served was a defi- conduct was served extension, granted cient or no at all. But here it and the trial court served, court of could not reach the merits of does not matter. If no was available, dismiss.”) added). (emphasis interlocutory appeal so manda- motion opposed are absent as to defi- man- elements implicit glancing most or even in the merely that the letter cient: it is not Again, ner. statutory element. every required omitted (b) If, as to a defendant Rather, having hinted at it never even provider, health care at all— case

relationship malpractice to a period not been served within the defendant, much *14 mention of a claim or no court, (a), by specified Subsection with, exper- “an less a claim that individual physician the motion of the affected 18 merit.” indicates “has tise” shall, subject to provider, health care (c), enter an order that:

Subsection understanding of the my Based on (1) physician the affected awards to requiring “minimal Court’s standard”19 — provider reasonable at- or health care express an expertise with someone torney’s of court in- fees and costs has a meritorious plaintiff that the opinion by or health care physician curred against claim defendant —I malpractice provider; and join the decision. Court’s (2) to respect dismisses the claim with provider, or health care JOHNSON, by joined Justice Justice refiling to the of the prejudice WAINWRIGHT, dissenting. claim. who time- says plaintiff that a Court (c) expert report If an has not been report eligible is ly files a defective period specified by within the served report time to cure the for an extension of Subsection if (a) are because elements of the report] contains a statement [the deficient, may grant the court one found opinion by expertise an individual with 30-day extension to the claimant or- claim asserted indicating that the deficiency. der to cure the has merit. plaintiff against the defendant qualifica- An individual’s lack of relevant 74.351(b), Tex. Prac. & Civ. Rem.Code are opinion’s inadequacies tions and an Watkins, (c);1 see In re S.W.3d given should be plaintiff deficiencies the (Tex.2009) (Johnson, J., concurring) 634-35 to opportunity possible an to cure it is (“The expert report] requires definition [of do so. qualify as a statuto- that for document my In view the ry expert report, it must demonstrate conform to re- (1) standard does not Court’s with relevant things: three someone quirements Legislature imposed (‘ au- expertise “[e]xpert report” means a writ- an extension to cure a deficient thorizing (2) an report by expert’), opin- ten report. respectfully I dissent. (‘that summary provides ion fair (3) opinions'), and that the defen- expert’s statutorily court authorized to

A trial failing appli- was at fault for to meet of an dant grant an extension to cure elements thereby deficient, cable standards of care not expert report that are found Absent an ex- substantively plaintiff....”). not a harmed the to cure a I pert expertise, which with relevant do see report, nor to cure a from re 19. Id. at 557. 18. 346 S.W.3d at 549. The narrative test, might today's also fail as it Watkins element, statutory every required lacked 1. Further references to the Civil Practice though burk, letter in Funder- unlike the referral by referring Remedies Code will be to section (twice) the defen- it at least mentions numbers unless otherwise indicated. physician’s dant name. (Tex.2008)). expert report there can be an under recognized how Court has statute, because the foundation of an every that not qualified doctor is to render requirement is the that the every about aspect of medicine “Expert” qualified expert. be or medical science. In re McAllen Med. purposes of a means: Ctr., Inc., (Tex.2008); respect person giving opinion to a [W]ith Heise, Broders testimony regarding physi- whether a (Tex.1996) (“[G]iven increasingly spe cian from departed accepted standards medicine, cialized and technical nature of expert qualified of medical was, there is no validity, if there ever testify requirements under the of Sec- every the notion that licensed medical doc tion 74.401.... automatically tor should be qualified to Tex. Civ. Prac. & Rem.Code *15 testify expert every on ques medical 74.351(r)(5)(A). § provides Section 74.401 tion.”). specific requirements expert for an to be The apparently Court’s new test allows provide to qualified section 74.351 re- report qualify a to as a deficient report port: even if report demonstrates none of (a) involving In a suit a health care lia- requirements three of section bility against physician injury claim a 74.401(a). The requires only test that the or of a patient, person may death person rendering the opinion have some qualify as an on the expert witness issue type of undefined expertise. level of It physician departed of whether the from abandons the requirements that the accepted only standards of medical care (1) expert show the knowledge has of ac- person if the is a who: cepted diagnosis, standards of care for the (1) is practicing medicine at the time care, illness, injury, or treatment of the or testimony given prac- such is or was (2) claim; condition involved in the ticing medicine at the time the claim qualifies training on the basis of or experi- arose; expert opinion ence to offer an regarding (2) knowledge accepted of stan- accepted those standards of medical care. dards of medical diagno- care for the See Tex. Civ. Prao. & RemlCode sis, care, illness, or treatment of the (3). 74.401(a)(2), § Nor does the test re- injury, or condition involved in the quire showing that the is practic- claim; and ing doing medicine or was so when the (3) qualified training the basis of 74.401(a)(1). § claim arose. See id. experience expert opin- or to offer an report says nothing Dr. Marable’s about regarding accepted

ion those stan- surgical qualifications. his The dards of medical care. give any does not facts or information 74.401(a). Id. The Court has said that qualify which him opine would on the report by an unqualified “[a] will type surgery standards of care for the of (though always) sometimes not reflect a case, performed this and he did not good-faith justify effort sufficient to a 30- Buster, report.2 attach a CV to the The day extension.” In re (Tex.2008) curiam) showing was written on a letterhead (per (citing Brandal, Leland v. 208 he maintains board certification neurolo- report by 2. An amended Dr. Marable with a it did not show that Dr. Marable had day CV attached was filed on the the defen- training expertise type surgery in the of dants’ motions to dismiss were heard. The involved here. court, CV was not considered the trial but filed because the expert report had been In his he makes gy psychiatry. not basing opinion radiologist his on his who was that he is was it clear surgery: “As a neurology, not on the stan- expertise qualified express neurologist, my opinion board certified urologist. for a dard care violated the standards that Dr. Ducic urologist defen- Scoresby, and as a as well as a urethral catheteriza- performed dant had are that of a [Santillan’s] result patient suffered during tion which possibility right-sided hemiparesis Id. at bruising perforation. and bladder neurologi- foci in the future.” seizure radiologist’s report that the 317. We held on which Dr. Marable relies expertise cal deficient, Id. at 320. But was not absent. surgery. involve See Wilson does not radiologist opining was Simplified Stegeman, TeRms Medioal have urologist whether the should about (1976) neurologists per- do not (noting under flou- performed the catheterization Academy American surgery); form in order to avoid or roscopic guidance Doctor, Neurology, Working with Your timely diagnose perforation. more https://patients.aan.com/go/workingwith instance, radiologist In that at 318. 2011) (last yourdoctor Apr. visited urologist opining about whether perform surgery.”). (“Neurologists do *16 radiology-related de- should have involved claim that report Dr. Marable’s does not (the in techniques specialty vices past per- in the performs he now or has treating in expert qualified) which the particular much less this surgery, formed and whether the failure to do patient the neither type surgery. report of The The matter before injury. so resulted in knowledge that he has of the stan- claims Ogletree from because there us is different performing surgery the dard of care connection apparent closely is no related the of qualified nor that he is on basis spe- in expertise the involved the between experience expert to offer an training or in- cialty neurology expertise and the of of care. See opinion on those standards knowing perform, how to volved (3). 74.401(a)(2), & Tex. Civ. PRAC. Rem.Code by performing, surgery performed the say partic- not that he has report does Scoresby Drs. and Ducic. in, observed, ipated or even read about Center, In Medical McAllen of left mediomaxil- “procedures how to do validity of a doc- we considered the lectomy, neoplasm excision of of the maxil- negligent creden- expert reports tor’s la, growth calvarial bone and reconstruc- medical center. tialing against suits the of of tion of maxilla and excision tumor challenged adequacy McAllen the structures,” the pterygopalatin which were the that the doctor was reports on basis by surgical procedures performed Drs. short, opinions as to the nothing qualified express In in not Scoresby and Ducic.3 an inference Id. at 462. credentialing process. Dr. Marable’s raises We expert type as to this qualified that he is a McAllen and held that the agreed with statute, surgery, prescribed by as reports inadequate: were the is all that was before the trial record, not plaintiffs On have this regard qualifications. to his court qualifications. Dr. Brown’s established Matthews, hospital of care for a “The standard v. we considered hospital statutory ordinarily prudent no what an a defendant’s contention that type surgery of this attorney represented during Marable that he had seen 3. Santillan’s oral they patients after had because he had treated argument that he believed Dr. Marable's surgery. Dr. amended contained statements or cir- care negligent having would do under the same similar and those activities Nothing in the record cumstances.” caused support were sufficient to qualified how Dr. Brown is here shows an extension of time. But the report sets can to address this standard. Nor we neurologist, out his as a not a have may knowledge infer that she some surgical expertise. in the expertise or that is included Legislature did not intend that an record. could be a doctor with no dem-

Moreover, negligent credentialing “a onstrated or inferable experience and specialized claim involves a standard training practice in a area who reads medi- industry care” and “the health care cal report containing records and writes a developed guidelines govern various simplistic indictments credentialing process.” Dr. hospital’s negligently here: the defendants lacerated contain no reference to reports Brown’s surgery brain and further was re- any or indication guidelines, those quired. See Tex. Civ. Prac. & Rem.Code training, special knowledge, that she has 74.401(a). experience regarding process. this “ says The Court ‘there are consti qualified merely Nor was Brown upon power tutional limitations physician; “given because she is a ... courts to dismiss an action without increasingly specialized and technical affording party opportunity for a medicine, validity, there no nature of ” hearing on the merits of his cause.’ was, if there ever to the notion that S.W.3d at 554 (quoting TransAmerican every licensed medical doctor should be Powell, Natural Corp. Gas automatically qualified testify (Tex.1991)). I agree. But the every question,” medical *17 all, statement does not fit here. First of (citations omitted). Id. at 463 the constitutionality of the statute is not before, The substance of the issue us is Second, were, challenged. if it even similar to the issue we decided in McAllen statutory requirement timely of a Medical Marable’s in- Center. Dr. qualified expert spring upon a did not dicates that the defendants stan- violated warning. require Santillan without surgery of care for the and their dards in place surgery ment was before the took negligent activity caused to San- place January while suit was not tillan. But Dr. Marable’s does not against filed the defendant doctors and qualified show he was under statute to County January Tarrant until Hospital give expert opinion, such an nor did his had time find a quali 2008. Santillan opinion surgeons’ about the decisions and provide report required fied during surgery special- actions involve his merit, to show claim if he could his had ty except to the extent a with his expert. find such an specialty post- would have been involved surgical possibly care a decision to timely I would hold that failure to serve reoperate. a expert qualified under the merely deficiency statute is not ih an

If Dr. Marable’s had in some deficiency it report, element of quali- manner demonstrated that he was question to the the re- going whether fied to render an about the stan- competent entitled to be involved, port and is surgery dard of care for the then given any weight. And I would hold that might conclusory I agree that his state- filing it is not an having negli- ments about the defendants gently applicable report supports violated standards of such a inferences that a expert was report by qualified

proper merit, available, the claim lacks be dismissed.

the claim should judgment

I would reverse the case. See

court of and dismiss 684-85

Badiga Lopez, parte

Ex Tenika BROOKS.

No. 12-06-00378-CR. Texas, Appeals

Court of

Tyler.

June

Discretionary Review Granted

Oct.

Case Details

Case Name: Tyler Scoresby, M.D. v. Catarino Santillan, Individually and as Next Friend of Samuel Santillan, a Minor
Court Name: Texas Supreme Court
Date Published: Jul 1, 2011
Citation: 346 S.W.3d 546
Docket Number: 09-0497
Court Abbreviation: Tex.
Read the detailed case summary
AI-generated responses must be verified and are not legal advice.
Log In