Toby Joseph Welch v. Iowa Department of Transportation, Motor Vehicle DivisionToby Joseph Welch v. Iowa Department of Transportation, Motor Vehicle Division
Case Information
*1 IN THE SUPREME COURT OF IOWA
No. 10–2029 Filed August 12, 2011 TOBY JOSEPH WELCH,
Appellant,
vs.
IOWA DEPARTMENT OF TRANSPORTATION,
MOTOR VEHICLE DIVISION,
Appellee. Appeal from the Iowa District Court for Polk County, Joseph E.
Smith, Senior Judge.
Toby Welch appeals the revocation of his driver’s license under Iowa Code section 321J.9 (2009) for refusing to submit to chemical testing. AFFIRMED.
Billy J. Mallory of Brick Gentry, P.C., West Des Moines, for appellant.
Thomas J. Miller, Attorney General, Noel C. Hindt, Assistant Attorney General, for appellee.
MANSFIELD, Justice .
This case presents the question whether a motorist who initially refuses chemical testing for intoxication may change his or her mind, provided the motorist does so within a short and reasonable time and certain other conditions are met. We conclude that a rule treating the motorist’s initial refusal as determinative is supported by our precedents, consistent with the general assembly’s intent, and easier for police and courts to administer. Accordingly, we reject the motorist’s appeal and uphold the revocation of his license.
I. Background Facts and Proceedings.
The essential facts of this case are not disputed.
[1]
Early on the
morning of August 1, 2009, Toby Welch was pulled over by Officer Ryan
King of the Des Moines Police Department for driving the wrong way
down a one-way street. At 1:54 a.m., Welch consented to and Officer
King administered a preliminary breath screening test (PBT).
See
At 2:14 a.m., after invoking the implied consent procedures and reading Welch an implied consent advisory, Officer King requested a breath specimen to be used for chemical testing. Officer King provided Welch the opportunity to make phone calls “to seek advice about this test that I’m asking you to take.” Welch left a message for his attorney at 2:15 a.m., spoke with his wife at 2:17 a.m., and left a message for his mother at 2:19 a.m. At 2:20 a.m., the following conversation took place: OFFICER KING: Anybody else you’d like to call sir?
TOBY WELCH: Nope, I’m going to refuse though.
OFFICER KING: You’re going to refuse?
TOBY WELCH: Yep. Officer King asked Welch to check the “refuse to submit” box and sign the electronic tablet to confirm his refusal. See State v. Fischer , 785 N.W.2d 697, 706 (Iowa 2010) (determining that the use of a computer screen satisfies the “written request” requirement of section 321J.6(1)). Welch declined both requests. Welch then received a phone call which he was permitted to answer.
At 2:23 a.m., Officer King and Welch continued their discussion of King’s request for a breath specimen:
OFFICER KING: You do want to refuse, is that correct? Toby?
TOBY WELCH: I plead the fifth.
OFFICER KING: Ok.
TOBY WELCH: My name is not Toby.
OFFICER KING: Your name is not Toby?
TOBY WELCH: No sir.
OFFICER KING: What’s your name then?
TOBY WELCH: Can’t tell you.
OFFICER KING: Ok. Just so you know, I’ve written in refused to sign and checked the refused box since you don’t want to take the test. You will lose your license for a period of one year.
Welch was placed in a temporary holding area and at some point within the next eight minutes received a return phone call from his attorney. At 2:31 a.m., speaking from the holding area, Welch engaged another officer in the following dialogue:
TOBY WELCH: Can I talk to anybody?
OFFICER: About what?
TOBY WELCH: I’d like to go ahead and blow.
OFFICER: Excuse me?
TOBY WELCH: I refused to blow earlier but I’d like to go ahead and blow.
OFFICER: Who was doing the testing?
TOBY WELCH: What’s that?
OFFICER: The officer in there did your testing? Hey Ryan? OFFICER KING: Yeah?
TOBY WELCH: I didn’t want to and I refused it.
OFFICER: He refused to test right?
OFFICER KING: Yeah, he refused to even sign the box.
Informed of Welch’s newfound desire to consent, Officer King responded that Welch had already refused to submit to the breath test, and it was now “too late.” At 2:35 a.m., Welch again requested the test. He stated, “My lawyer told me I need to blow tonight.” He then asked Officer King to “throw the paperwork away.” Officer King declined Welch’s request, commenting, “You made your choice not to take the test.”
Based on his refusal to submit to chemical testing, the Iowa
Department of Transportation (IDOT) revoked Welch’s driver’s license for
one year.
Welch requested an administrative hearing to contest the
revocation.
See
While [Welch’s] refusal in words and reluctance to submit in writing could not be clearer, [Welch] claims a subsequent consent rule is more logical and best furthers the purpose of the implied consent statutes. The Iowa Supreme Court disagreed forty years ago and has not waivered [sic] from that conclusion.
Having exhausted his administrative remedies, Welch filed a
petition for judicial review with the district court.
See
Welch appeals. We now must determine whether the “one refusal is determinative” rule set forth in Krueger should be abrogated in favor of a more flexible standard permitting a motorist’s subsequent consent to cure a prior initial refusal to submit to chemical testing.
II. Standard of Review.
Judicial review of an IDOT driver’s license revocation for refusal to
submit to chemical testing is governed by the Iowa Administrative
Procedure Act (Iowa Code chapter 17A).
See
In interpreting a statute, our goal “is to give effect to the legislative
intent of [the] statute.”
State v. Schultz
,
III. Analysis.
A. Iowa’s Implied Consent Law.
Enacted in 1963, Iowa’s implied
consent law was intended to “control alcoholic beverages and aid the
enforcement of laws prohibiting operation of a motor vehicle while in an
intoxicated condition.” 1963 Iowa Acts ch. 114, § 37 (codified at
In order to achieve this goal, the implied consent procedures
authorize the withdrawal and chemical testing of blood, breath, or urine
when a peace officer has reasonable grounds to believe that a person has
been operating a motor vehicle while under the influence of alcohol, a
controlled substance, or other drug, and at least one of a series of
additional conditions is met.
[3]
See
However, recognizing the potential invasiveness of collecting bodily
substances, the legislature did not endow the State with the unfettered
ability to invoke implied consent in order to obtain specimens for
chemical testing.
See, e.g.
,
State v. Hutton
, 796 N.W.2d 898, 902 (Iowa
2011) (“Despite the statutory presumption of consent, a person may
refuse to submit to chemical testing.”);
State v. Garcia
,
The request for chemical testing must be made within two hours of
the PBT or arrest; otherwise, “a test is not required, and there shall be no
revocation.”
B. Previous Interpretation of “Refusal” as Used in
We have also previously addressed the circumstance where the
motorist initially declines chemical testing and then changes his or her
mind. In
Krueger
, a request for chemical testing was made thirty-five
minutes after the plaintiff’s arrest for OWI.
Four years later, in
Swenumson v. Iowa Department of Public
Safety
,
“Having in mind the remedial purpose of the statute, and the rapidity with which the passage of time and the physiological processes tend to eliminate evidence of ingested alcohol in the system, it is sensible to construe the statute to mean that anything substantially short of an unqualified, unequivocal assent to an officer’s request that the arrested motorist take the test constitutes a refusal to do so. (citation omitted). The occasion is not one for debate, maneuver or negotiation, but rather for a simple ‘yes’ or ‘no’ to the officer’s request.”
Id . (quoting State v. Pandoli , 262 A.2d 41, 42 (N.J. Super. Ct. App. Div. 1970)).
A few years after that, in
Hoffman v. Iowa Department of
Transportation
,
Swenumson
and
Hoffman
preceded our decisions in
State v. Vietor
,
C. Application of this Interpretation to the Present Case.
Welch does not contest that he initially refused to submit to a breath
test. After speaking with his wife and leaving messages for his attorney
and his mother, Welch declined to make any additional phone calls and
said he would not provide a breath specimen. Welch’s statement, “I’m
going to refuse,” constituted an explicit refusal. Further, and as the
district court noted, Welch’s subsequent statements and conduct
amounted to a failure to cooperate.
See, e.g., Taylor
,
Instead, Welch argues that he did not refuse chemical testing within the meaning of the implied consent statute because his subsequent consent to the breath test at 2:31 a.m. essentially negated his 2:20 and 2:23 a.m. refusals. In support of this argument, Welch asks us to limit Krueger and Swenumson to their facts. He urges that the rule denying effect to a subsequent consent only applies when a significant amount of time has passed from the earlier refusal.
Welch’s attempt to distinguish his case from
Krueger
and
Swenumson
is not persuasive. True, the gap here is significantly shorter
than it was in
Krueger
(eleven minutes as opposed to one hour and
twenty-three minutes). But in
Krueger
, the time lapse between initial
refusal and subsequent consent was not determinative. Rather, without
referencing any specific period of time, we rejected outright the notion
that a motorist should be given more than one opportunity to make an
informed decision.
Krueger
, 169 N.W.2d at 879. Similarly, in
Swenumson
, although that case did not involve an actual attempt to
withdraw a prior refusal, we reaffirmed
Krueger
’s holding that “one
refusal is determinative.”
Swenumson
,
Welch’s argument also fails to account for our decision in
Hoffman
,
where the time separation between the original “qualified refusal” and the
later attempt to consent was even briefer than it was here. There, only
six minutes elapsed between Hoffman’s initial response and his
subsequent request to take the test.
Hoffman
,
In short, under our prior case law, Welch’s words and actions
constituted a refusal within the meaning of
D. Should We Overrule Our Prior Interpretation of “Refusal”? Thus, in order for Welch to prevail, we must abandon our existing bright- line rule in favor of an approach that enables subsequent consent to chemical testing to cure an initial refusal in certain circumstances. Welch urges us to adopt the five-factor test espoused by the Supreme Court of Kansas in Standish v. Department of Revenue , 683 P.2d 1276, 1280 (Kan. 1984), which entailed a slight modification of a test announced by the North Dakota Supreme Court in Lund v. Hjelle , 224 N.W.2d 552, 557 (N.D. 1974). Under Standish , a previous refusal is effectively rescinded when subsequent consent is made:
(1) within a very short and reasonable time after the prior first refusal; (2) when a test administered upon the subsequent consent would still be accurate; (3) when testing equipment is still readily available; (4) when honoring the request will result in no substantial inconvenience or expense to the police; and (5) when the individual requesting the test has been in the custody of the arresting officer and under observation for the whole time since arrest.
Id . at 1280. Welch contends this “flexible” approach is more logical and fair and best furthers the purpose of the implied consent statute.
Although all fifty states have adopted implied consent procedures, jurisdictions are divided in their treatment of an attempt to retract an initial refusal. See generally Jonathan M. Purver, Annotation, Driving While Intoxicated: Subsequent Consent to Sobriety Test as Affecting Initial Refusal , 28 A.L.R.5th 459 (1995). A minority of state appellate courts have adopted some form of the so-called flexible rule. Id . [5] Under this approach, a previous refusal may generally be cured by a subsequent request for a chemical test so long as the request is made within a reasonable time and the delayed administration of the test will neither materially affect the test results nor substantially inconvenience the police. Minnesota, New Hampshire and Ohio have adopted a narrower, but still somewhat forgiving, standard by which a refusal may only be withdrawn “almost immediately.” [6] The majority of jurisdictions, however, have endorsed a stricter approach, finding an initial declination to be binding and conclusive and refusing to recognize a driver’s subsequent change of heart. [7] Nine states do not appear to have addressed the issue. [8]
After taking into account the duration of our existing interpretation
of
“Stare decisis is a valuable legal doctrine which lends stability to
the law . . . .”
Kersten Co., Inc. v. Dep’t of Soc. Servs.
,
These guiding principles are especially salient when the general
assembly has reenacted or repeatedly amended the statutory provision in
question without disturbing our previous interpretation.
See State v.
Jones
,
Krueger
was decided in 1969;
Swenumson
in 1973;
Hoffman
in
1977. The general assembly repealed the entire OWI chapter (321B) of
the Iowa Code in 1986 and reenacted the revised provisions in chapter
321J.
See
1986 Iowa Acts ch. 1220 (codified at Iowa Code ch. 321J).
The “refusal to submit” provision has itself been amended numerous
times.
See
,
e.g.
, 2010 Iowa Acts ch. 1097, § 8 (codified at
According to Iowa’s refusal-revocation provision, if a person
“refuses” to submit to chemical testing, “a test shall not be given” and the
department of transportation “shall revoke the person’s driver’s license.”
To begin with, Welch’s complicated standard appears to be at odds
with the simplicity of the statute’s wording. The law provides that a test
shall not be given if the person “refuses to submit to the chemical
testing,”
Furthermore, we have characterized an administrative license
revocation under
Additionally, a bright-line rule has the advantage of providing clear guidance to law enforcement personnel. Clarity as to what the law requires is generally a good thing. It is especially beneficial when the law governs interactions between the police and citizens. Law enforcement officials have to make many quick decisions as to what the law requires where the stakes are high, involving public safety on one side of the ledger and individual rights on the other. A clear, teachable rule is a high priority. Welch’s flexible approach, by contrast, is likely to lead to uncertainty in particular cases. See, e.g., Stone v. McCullion , 500 N.E.2d 326, 328 (Ohio Ct. App. 1985) (“No specific period of time . . . can be laid down as reasonable or unreasonable in any and all events.”). [9]
Also, Iowa’s existing, clearcut “one refusal” rule reduces the time
and cost burdens on law enforcement. As we noted in
Krueger
, if a
motorist can change his or her mind, this means the officer must remain
with or near the arrested motorist, effectively removing him or her from
other duties, until the “reasonable” time has expired. 169 N.W.2d at
879;
see also, e.g.
,
Zidell
,
IV. Conclusion.
For the foregoing reasons, we hold that a motorist’s request to take
the chemical test need not be honored after he or she has previously
refused that test following a valid implied consent advisory. In this case,
Welch’s words and actions amounted to a “refusal” within the meaning of
AFFIRMED.
Notes
[1] A DVD recording was made of the events at the police station and is part of the record.
[2] Prior to 1986, the implied consent provisions now contained in chapter 321J were codified in chapter 321B.
[3] For example, if “[a] peace officer has lawfully placed the person under arrest for
violation of section 321J.2” or “[t]he preliminary breath screening test was administered
and it indicated an alcohol concentration equal to or in excess of the level prohibited by
section 321J.2.”
[4] For example, Iowa Code section 321J.7 provides that “[a] person who is dead,
unconscious, or otherwise in a condition rendering the person incapable of consent or
refusal is deemed not to have withdrawn the consent provided by
[5]
Pruitt v. State
,
[6]
Lewis v. Comm’r of Pub. Safety
, 737 N.W.2d 591, 593 (Minn. Ct. App. 2007)
(“[A] subsequent change of heart does not revoke an intial refusal, even when a
relatively short period of time has elapsed between the intial refusal and the
reconsideration except for an ‘almost immediate’ change of mind.”);
Harlan v. State
,
[7]
Zidell v. Bright
, 71 Cal. Rptr. 111, 113 (Ct. App. 1968);
Marshall v. District of
Columbia
, 498 A.2d 190, 192 (D.C. 1985);
People v. Shorkey
, 321 N.E.2d 46, 48 (Ill.
App. Ct. 1974);
Parker v. State
, 530 N.E.2d 128, 130–31 (Ind. Ct. App. 1988);
Humphries v. Commonwealth
,
[8] Alabama, Arkansas, Massachusetts, Mississippi, Rhode Island, Tennessee, Texas and Virginia.
[9]
Compare In re Smith
, 770 P.2d 817, 822 (Idaho Ct. App. 1989) (ten to twenty
minute delay is permissible),
Lund
,