Sandra R. THRONEBERRY, Plaintiff/Appellant, v. McGEHEE DESHA COUNTY HOSPITAL, Defendant/Appellee.
No. 03-3822
United States Court of Appeals, Eighth Circuit
April 11, 2005
403 F.3d 972
In addition, Childs argues that
Finally, Childs filed two motions for leave to file supplemental briefs, both of which we denied. Childs filed his first motion after the Supreme Court decided United States v. Booker, — U.S. —, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). We denied that motion because Booker, which held unconstitutional the mandatory application of the United Statеs Sentencing Guidelines, is wholly inapposite to our review of Childs’ sentence. Not only was Childs’ sentence based upon the mandatory minimum sentence provided in
Childs filed a second motion for supplemental briefing after the Supreme Court decided Shepard v. United States, — U.S. —, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005). In Shepard, the Supreme Court held that a court may not look beyond “the terms of the charging document, the terms of a plea agreement or transcript of colloquy between judge and defendant in which the factual basis for the plea was confirmed by the defendant, or to some comparable judicial record of this information” to determine whether a conviction is a violent felony under
For the reasons stated above, we affirm.
Sandra R. THRONEBERRY,
Plaintiff/Appellant,
Leigh Anne Shults, Little Rock, AR (Byron Freeland, on the brief), for appellee.
Before RILEY, JOHN R. GIBSON, and GRUENDER, Circuit Judges.
RILEY, Circuit Judge.
Does the Family and Medical Leave Act of 1993 (FMLA),
Sandra Throneberry (Throneberry) sued her employer, McGehee Desha County Hospital (Hospital), alleging three violations of the FMLA. After a jury trial, the district court1 entered judgment in the Hospital‘s favor, and later denied Throneberry‘s Motion for a New Trial, Judgment as a Matter of Law, and to Alter or Amend. We affirm.
I. BACKGROUND
Throneberry, a registered nurse, accepted a position as a staff home health nurse with the Hospital in 1988. During her employment with the Hospital, Throneberry enjoyed above-average performance reviews and increased responsibility. In 1998, after her father‘s death and her divorce, Throneberry‘s mental health gradually deteriorated to a point where it impacted her working relаtionships and job performance. Throneberry began missing work, leaving work to visit a casino, failing to read important mail, and not completing her work. According to Throneberry, she began to suffer a nervous breakdown, and also began taking the prescription drugs Xanax, Prozac and Luvox to treat her emotional issues.
In August 1998, Throneberry‘s mental and emotional problems came to a head at work. At trial, Throneberry testified about her emotional state in August 1998: “I know that I had difficulty concentrating. . . . I could not complete tasks. . . . I was depressed. I was having mood swings. I could cry about—I would cry about almost аnything. I was upset.” One of Throneberry‘s co-workers, who is also a registered nurse, testified at trial that Throneberry “was agitated one minute, crying the next, unable to focus at work. When she did come to work, it was disruptive to the rest of us because we weren‘t able to because you never knew if she was going to be happy, sad or crying.” After Throneberry endured three tumultuous days in and out of work in early August 1998, Barbara Wood (Wood), the acting Hospital administrator, met with Throneberry and recommended “she please take a month‘s leave of absence to get herself together and we would re-evaluatе at the end of the month.” Throneberry agreed to take a month of paid medical leave to address her serious health condition.
Although Throneberry was on medical leave, her co-workers informed Wood that Throneberry still showed up at work “acting just like she was before: over-medicated, ansy, [and] disrupting the work—their workplace.” Throneberry‘s co-workers called Wood to ask her to come to the work area, as “they could not deal with it anymore.” When Wood arrived to see what was happening, “Throneberry was reared back in a seat and she had on a short, tight dress that wаs very inappropriate for the workplace, and she was laughing, giggly. . . . She had her chair
After this incident, Wood was told by another management member that “you need to let [Throneberry] go.” After thinking about the situation for “a long time,” Wood decided she would not discharge Throneberry, which would require informing the state bоard of nursing, but instead would ask her to resign. Wood then met with Throneberry and asked her to resign. When asked why, Wood told Throneberry her work performance had declined in the last year, and her personal problems had impacted the entire department. Throneberry refused to resign, left the meeting, and went home, where she overdosed on Xanax. After being released from the hospital the next day, Throneberry called Wood and asked to resign with pay, as long as the Hospital provided her with certain severance benefits, which the Hospital paid. According to a resignation agreemеnt Throneberry signed, she continued on a leave of absence, with pay and benefits, until December 31, 1998, at which time her resignation became effective. Throneberry testified she “would have continued [her] medical leave” if she had known she had been entitled to twelve weeks of FMLA leave.
After Throneberry resigned, her former co-workers assumed her responsibilities and reviewed her unopened mail. Throneberry‘s unopened mail included letters from the state health department relating to Medicaid updates. Some of these letters were over five months old. The co-workers also discovered Throneberry had billed Medicaid for services without proper documentation, which required the Hospital to repay Medicaid approximately $40,000. Based on the performance issues discovered after Throneberry resigned, Wood testified she would have discharged Throneberry before her resignation date took effect.
Throneberry brought this federal action against the Hospital, alleging the Hospital violated the FMLA by interfering with her FMLA rights, failing to reinstate her, and retaliating against her for taking FMLA leave. At the close of opening statements at her jury trial, Throneberry voluntarily dismissed her retaliation claim. The district court submitted Throneberry‘s interference and reinstatement claims to the jury. The jury found in favor of Throneberry on her interference claim, and found in the Hospital‘s favor on the reinstatement claim.2 Because the jury found in Throneberry‘s favor on at least one claim, the verdict form then asked the jury two questions: “Question No. 1: Has it been proved by the preponderance of the evidence that defendant would have discharged plaintiff regardless of her exercise of her rights under the FMLA?” and “Question No. 2: Has it been proved by the preponderance of the evidence that plaintiff would not have been employed by the defendant at the time job reinstatement would have been requested?”3 The
After the district court entered judgment, Throneberry filed a Motion for a New Trial, Judgment as a Matter of Law, and to Alter or Amend, arguing the district court erroneously submitted a same decision instruction and an after-acquired evidence instruction to the jury. Throneberry also urged the district court to allow a new trial on damages. Finally, Throneberry asserted that, because the jury found the Hospital had interfered with Throneberry‘s substantive FMLA rights, the court was required to amend its judgment to award nominal damages to Throneberry.
In ruling on Throneberry‘s post-trial motion, the district court recognized “intent is immaterial in an interference claim.” Quoting Smith v. Diffee Ford-Lincoln-Mercury, Inc., 298 F.3d 955, 960-61 (10th Cir.2002) (citing
On appeal, Throneberry contends (1) “the district court erred in giving a same decision/after-acquired evidence instruction to the jury“; and (2) “the district court erred in denying [her] motion for a new trial, judgment as a matter of law, and to alter or amend.”
II. DISCUSSION
A. Interference Claim under the FMLA
Throneberry concedes the district court properly gave the same decision instruction as it related to the reinstatement claim. However, Throneberry argues the district court erroneously gave the same decision instruction, and the after-acquired evidencе instruction for that matter, relating to the interference claim. We review the district court‘s jury instructions for an abuse of discretion. Campos v. City of Blue Springs, 289 F.3d 546, 551 (8th Cir.2002). When “reviewing alleged errors in jury instructions,” we ask
Throneberry contends the FMLA mandates strict liability for an employer whenever it interferes with an employee‘s FMLA rights. As a matter of first impression for our circuit, we must decide whether the FMLA imposes strict liability for all interferences with FMLA rights, or whether the FMLA condones lawful interference with FMLA rights. Rejecting Throneberry‘s interpretation of the FMLA, we hold an employer who interferes with an employee‘s FMLA rights will not be liable if the employer can prove it would have made the same decision had the employee not exercised the employee‘s FMLA rights.
The FMLA entitles еligible employees to take a total of twelve weeks of leave during a twelve-month period due to “a serious health condition that makes the employee unable to perform the functions of the position of such employee.”
Because the FMLA grants valuable leave and restoration rights to eligible employees, it also secures these rights against unlawful infringement. The FMLA makes it “unlawful for any employer to interfere with, restrain, or deny the exercise of or the attempt to exercise, any right provided under” the FMLA.
Throneberry essentially asserts her interference theory of recovery means the Hospital absolutely had no authority to interfere with her FMLA leave. Although the FMLA focuses on guaranteed leave, as Throneberry correctly points out, the second valuable FMLA guarantee is a right to restoration after FMLA leave ends. Throneberry‘s apparent assertion that the two guarantees аre not connected is where her theory collapses. The FMLA simply does not force an employer to retain an employee on FMLA leave when the employer would not have retained the employee had the employee not been on FMLA leave. This conclusion is supported by the FMLA‘s plain language and structure, the Department of Labor‘s implementing regulations, a persuasive Tenth Circuit decision, and uncluttered logic.
The FMLA is structured to grant leave rights to qualified employees, but the FMLA also grants the all-important
This interpretation also tracks the Department of Labor‘s interpretation of the FMLA. The Department of Labor, acting under its congressional authority to implement the FMLA, see
In addition to finding support to reject a strict liability standard in the FMLA‘s plain language and in the Department of Labor‘s regulations, we, like the district court, find support in the Tenth Circuit‘s decision in Smith. The employer in Smith discharged an employeе on FMLA leave. After the employee prevailed on her interference claim before a jury and the district court entered judgment in the employee‘s favor, the employer appealed, contending the district court erroneously instructed the jury that the employer bore the burden to prove it would have discharged the employee regardless of the employee exercising her FMLA rights.
The Tenth Circuit initially noted an employee can prove interference with an FMLA right regardless of the employer‘s intent. Smith, 298 F.3d at 960. However, the court recognized “an employee who requests FMLA leave would have no greater protection against his or her employment being terminated for reasons not related to his or her FMLA request than he or she did before submitting the request.” Id. (citation omitted). Given that understanding, the Tenth Circuit held “an employee may be dismissed, preventing her from exercising her statutory right to FMLA leave—but only if the dismissal would have occurred regardless of the employee‘s request for or taking of FMLA leave.” Id. at 961 (citing Gunnell v. Utah Valley State Coll., 152 F.3d 1253, 1262 (10th Cir.1998)) (citing
After settling the issue of whether an employer is strictly liable for interfering with an employee‘s FMLA leave, the Tenth Circuit then addressed “which party [in an interference case] bears the burden of proving whether the employee would or would not have been dismissed for reasons unrelated to her FMLA leave.” Id. at 962. Rejecting the employer‘s attempt to place that burden on the employee, the Tenth Circuit held the Department of Labor‘s implementing regulation,
We find the Tenth Circuit‘s reasoning in Smith relating to interference claims convincing. We also note Throneberry recognizes the Tenth Circuit‘s decision in Smith is the only decision from a circuit court clearly addressing whether the FMLA mandates strict liability for any interference with an employee‘s FMLA rights. By adopting the Tenth Circuit‘s holding in Smith, our decision today avoids a circuit split.
Logic also dictates we interpret the FMLA to preclude the imposition of strict
Another example of an employer‘s lawful ability to interfere with an employee‘s FMLA leave rights might be when an employer goes out of business while an employee is on FMLA leave. Discharging the employee on FMLA leave clearly interferes with the employee‘s rights under the FMLA. However, holding the employer strictly liable for a violation of the FMLA in such a circumstance would be preposterous.
A final example of why we cannot adopt Throneberry‘s strict liability theory involves taking Throneberry‘s own conduct in this case to the extreme. The evidence showed Throneberry disturbed the workplace before she decided to take leave. During her FMLA leave, Throneberry returned to her workplace and caused additional workplace disturbance. Under the theory Throneberry advocates оn appeal, she had the unrestricted right to visit and disturb her workplace every day during her FMLA leave without fear that the Hospital could “interfere” with her FMLA rights. Indeed, the thrust of Throneberry‘s interpretation of the FMLA would mandate that the Hospital be strictly liable if it discharged her for constantly disrupting the workplace during her FMLA leave. Interpreting the FMLA differently, we faithfully apply the FMLA‘s caution that an employee on FMLA leave has no greater rights than the employee would have enjoyed had she not taken FMLA leave. Strict liability contravenes this statutory caution.
Thus, we conclude the district court appropriately instructed the jury on the interference claim and correctly placed the burden on the Hospital to prove it would have discharged Throneberry regardless of her taking FMLA leave.
Having concluded the district court did not err in instructing the jury, we still must determine whether the evidence supports the district court giving the challenged instructions, and, ultimately, whether the evidence supports the jury‘s verdict that the Hospital would have discharged Throneberry even if she had not taken
The evidence in the record supports the jury‘s finding that the Hospital would have discharged Throneberry had she not exercised her FMLA rights. Indeed, the evidence suggests the Hospital discharged Throneberry because of her work performance problems together with her disruptive conduct after she went on FMLA leave. Wood testified no other еmployee had ever dressed or acted like Throneberry did in early August 1998. Given the previous complaints about Throneberry‘s job performance, Throneberry‘s negative impact on the work environment, and Throneberry‘s conduct during her FMLA leave, a jury reasonably could conclude the Hospital had the right to discharge Throneberry, because the Hospital would have discharged Throneberry regardless of whether she exercised her FMLA rights.
Finally, we note Throneberry has the mistaken belief she prevailed on her interference claim before the jury. What actually happened at trial is Thrоneberry proved the Hospital interfered with her FMLA leave rights, but then the Hospital proved it lawfully interfered with those rights. Thus, it cannot fairly be said that Throneberry prevailed on her interference claim in front of the jury.7
B. Post-Trial Motion
Throneberry‘s argument on appeal that the district court erroneously denied her post-trial motion depends upon her succeeding in the first issue discussed above: “As a result of [the same decision and after-acquired instructions] going to the jury, Throneberry argued [to the district court] that she was entitled to a new trial on damages, judgment as a matter of law on the issue that the same decision/аfter-acquired evidence defenses are not recognized as a defense for substantive FMLA claims, and for an order amending the judgment to reflect nominal damages.” Because we (1) reject Throneberry‘s proposed interpretation of the FMLA, (2) hold the district court properly instructed the jury, and (3) conclude sufficient evidence supports the jury‘s verdict in the Hospital‘s favor, we likewise reject Throneberry‘s argument that the district court erroneously denied her post-trial motion.
III. CONCLUSION
For the foregoing reasons, we affirm the district court‘s entry of judgment in favor of the Hospital.
