MARK E. THOMPSON, Plaintiff-Appellant, v. ILLINOIS DEPARTMENT OF PROFESSIONAL REGULATION, LEONARD A. SHERMAN, individually and as Director of the Illinois Department of Professional Regulation, BOB DUDYCZ, WALTER DUDYCZ, and WILLIAM DARR, Defendants-Appellees.
No. 01-4074
United States Court of Appeals For the Seventh Circuit
Argued May 23, 2002—Decided August 7, 2002
Before FLAUM, Chief Judge, BAUER and ROVNER, Circuit Judges.
Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 01 C 6057—Suzanne B. Conlon, Judge.
OPINION
BAUER, Circuit Judge. This case deals with the long-running saga of political patronage hiring and firing in Illinois. See Elrod v. Burns, 427 U.S. 347 (1976) (plurality opinion); Rutan v. Republican Party of Ill., 497 U.S. 62 (1990); O‘Hare Truck Service, Inc. v. City of Northlake, 518 U.S. 712 (1996); see also Shakman v. Democratic Org. of Cook County, 569 F.Supp. 177 (N.D. Ill. 1983).
The plaintiff, Mark E. Thompson, an elected Maine Township Supervisor, sued the Illinois Department of
BACKGROUND
Mark E. Thompson was an elected Maine Township Supervisor from 1993 to 2001. In 1999 he was appointed, on a probationary basis, Deputy Chief Counsel for the IDPR.1 Thompson later accepted a voluntary transfer to the position of Chief ALJ of the IDPR in April 2000.2
In October 2000, Thompson fired a Maine Township Code Enforcement Officer, citing the employee for failing to come to work and spending most of his time at home (a.k.a. ghost pay rolling). According to Thompson, the fired employee was a friend of defendants Bob Dudycz and
Tensions began to mount between Thompson and Dudycz and Darr. As a result, Thompson was not “slated” as a candidate for Maine Township Supervisor on the Republican ticket. Then, in January 2001, Thompson, a Republican, began openly supporting several Democratic candidates for Maine Township offices. Thompson alleges that thereafter Bob Dudycz, Walter Dudycz, and William Darr conspired with other Illinois State elected officials, including the Governor, to demote and transfer him in retaliation for his actions as Township Supervisor and his political associations.
Thompson, a resident of Des Plaines, was later temporarily transferred to Springfield to occupy the position of IDPR‘s Chief of Enforcement Administration. Finally, Thompson was transferred back to his original position as IDPR‘s Deputy Chief Counsel, assigned to work in Chicago.
Thompson filed a two count complaint in district court on August 7, 2001. He amended the complaint, adding an additional count, on September 20, 2001. Count I of the amended complaint alleged that Thompson was trans-
The defendants moved to dismiss the complaint under
ANALYSIS
A. Standard of Review
We review the district court‘s grant of a motion to dismiss de novo, looking only at the pleadings, taking all the facts pled as true and construing all inferences in favor of the plaintiff. Beam v. IPCO Corp., 838 F.2d 242, 244 (7th Cir. 1988); Pleva v. Norquist, 195 F.3d 905, 911 (7th Cir. 1999). The consideration of a 12(b)(6) motion is restricted solely to the pleadings, which consist generally of the complaint, any exhibits attached thereto, and supporting briefs. See Beam, 838 F.2d at 244;
B. Pleading Requirements
All that
Thompson asserts he is entitled to rebut the statements in the exhibit, and that the 12(b)(6) motion should have
C. Documents Attached to the Complaint as Evidence
Thompson cites Northern Indiana Gun & Outdoor Shows, Inc. v. City of South Bend, 163 F.3d 449 (7th Cir. 1998), in support of his argument that when attachments and allegations in a complaint are in conflict, the court should resolve the differences in favor of the plaintiff. NIGOS reaffirmed the “well-settled rule that when a written instrument contradicts allegations in a complaint to which it is attached, the exhibit trumps the allegations.” Id. at 454 (emphasis added); see also In the Matter of Wade, 969 F.2d 241, 249 (7th Cir. 1992) (“A plaintiff may plead himself out of court by attaching documents to the complaint that indicate that he or she is not entitled to judgment.“); Graue Mill Dev. Corp. v. Colonial Bank & Trust Co. of Chi., 927 F.2d 988, 991 (7th Cir. 1991). NIGOS’ specific holding dealt only with exhibits which are not the “subject of the claim“. 163 F.3d at 455. NIGOS applied a more flexible approach because the attached exhibit
In his second amended complaint, which is twelve pages long, Thompson did not provide a single direct reference to the duties of the Chief ALJ. The only statement which even refers to the Chief ALJ‘s duties is in Count II, the breach of contract claim, and states: “That the position of Chief Administrative Law Judge is a civil service title of Senior Public Administrator. (Job description is attached as Exhibit C)“. The lack of contradictory facts in the complaint distinguishes the instant case from NIGOS and from cases in which the facts of the complaint are in conflict with facts in an exhibit attached to the complaint. Rather than making allegations in the complaint, Thompson attached the job description as proof that he was demoted when he was transferred. (In order to show that he was demoted and transferred, Thompson needed to establish that the duties of the two positions were different, which is why he also attached the job description for Chief of Enforcement Administration). In this case, the exhibit was attached for the purpose of describing the Chief ALJ‘s duties, clearly making it part of the “subject of the claim“, and no contrary facts were alleged in the actual complaint. That leaves us with the exhibit as the sole uncontradicted description of the duties of the Chief ALJ.
D. Count I: First Amendment Claim
The freedom to associate with persons of like mind and opinion, and believe in a particular cause or idea are among the core rights protected by the First Amendment. See, e.g., Elrod, 427 U.S. at 356; Buckley v. Valeo, 424 U.S. 1, 11 (1976). Government cannot condition employment on be-
A representative democracy is based on competition (between candidates and ideas and not necessarily parties); and structural entrenchment through the spoils system would prevent serious challenges to incumbents and the formulation of new ideas. See Rutan, 497 U.S. at 81-86 (Stevens, J., concurring) (noting that the founding fathers—Madison, Hamilton, Franklin, Washington, and John Adams—all decried the divisive effect of political parties). And unlike other forms of government, a representative democracy continually reinvents and reinvigorates itself with new people and new ideas preventing stagnation, decay, and eventual collapse. See generally JOHN STUART MILL, CONSIDERATIONS ON REPRESENTATIVE GOVERNMENT (1860); ALEXIS DE TOCQUEVILLE, DEMOCRACY IN AMERICA (Vol. I, 1835 and Vol. II, 1840).
However, political leaders are, at least in theory, elected for a purpose, i.e., to carry out the promises and pledges made during the campaign. To prevent a newly elected offi-
The justification often proffered by public employers in terminating their subordinates is that such positions were “policymaking” in nature, requiring political loyalty or confidentiality to effectively discharge required duties. See Branti, 445 U.S. at 517-18. The term “policymaker” is somewhat misleading because not all public employees who make policy can be dismissed for political reasons, just as there is no absolute prohibition against the political dismissal of any public employee who is not a “policymaker“. See id. at 517-19; Rutan, 497 U.S. at 71 n.5; Pleva, 195 F.3d at 911-12. “[T]he ultimate inquiry is not whether the label ‘policymaker’ or ‘confidential’ fits a particular position; rather the question is whether the hiring authority can demonstrate that party affiliation is an appropriate requirement for the effective performance of the public office involved.” Branti, 445 U.S. at 517-18; Rutan, 497 U.S. at 71 n.5. Nevertheless, we begin our analysis looking for policymaking powers or confidential relationships because those terms “accurately describe the vast majority of offices that fall within the realm of legitimate
In determining whether an employee is in a policymaking position we consider, among other things, “whether the employee acts as an adviser or formulates plans for the implementation of broad goals.” Elrod, 427 U.S. at 367-68; Branti, 445 U.S. at 518. Job title and supervisory authority do not necessarily transform an employee into a policymaker because the employee “may have only limited and well-defined objectives“. Elrod, 427 U.S. at 367-68; see also Milazzo I, 108 F.3d at 133 n.1 (citing cases showing that “merely being a supervisor/administrator is not sufficient to show that political affiliation is an appropriate requirement for the job in question.“). On the other hand, a lower level employee may have more actual responsibility by virtue of poorly defined duties of a “broad scope“. Elrod, 427 U.S. at 367-68. Hence, lists of duties and terms of office figure into the calculation, but do not determine whether or not the position is a policymaking one. Rather, we look at the nature of the responsibilities and focus on the duties inherent in an office, and not the functions of the position performed by a particular person.
Thompson compares the facts in Lohorn v. Michal, 913 F.2d 327, 329-30 (7th Cir. 1990), involving a statutorily labeled position, to the current situation, arguing the Illinois Department of Central Management Services (IDCMS) job description deserves little or no evidentiary weight. Lohorn involved only the statutory labeling of the position as “policymaking” without any description of the duties. Id. at 334-35. Our opinion concluded that the district court placed undue emphasis on the
The deference Lohorn stated was due to legislative descriptions of positions is certainly not as strong in this case where the position description was created by the executive (under what authority we do not know) and not enacted into law. However, the IDCMS job description is still evidence of the duties of the Chief ALJ to be scrutinized along with everything else introduced as evidence at this stage. Id.; cf. Pleva, 195 F.3d at 912; Warzon v. Drew, 60 F.3d 1234, 1240 (7th Cir. 1995); Heck v. City of Freeport, 985 F.2d 305, 310 (7th Cir. 1993). Also, in contrast to the bare “policymaking” label in Lohorn, the IDCMS job description was detailed and specific and did not mention the buzzword “policymaking“. Moreover, Thompson attached the job description to his complaint as proof of his duties and affirmed its accuracy.6 Because Thompson attached and relied upon the job description in forming the basis for his claims, it is proper to
The IDCMS job description of the Chief ALJ‘s duties includes: directing subordinate staff, formulating procedures for the hearing programs, advising peer review committees, developing hearing program goals, and directing and implementing the program budget. Most of the Chief ALJ‘s time is spent on these activities, approximately eighty-five percent. While any one of these activities alone might not be considered policymaking, together they indicate that the Chief ALJ spends a considerable amount of time formulating policy and implementing broad goals.
Thompson counters that as Chief ALJ he, in fact, has very limited powers and is an impartial, quasi-judicial official. Two of the duties described in the IDCMS job description do support Thompson‘s assertions. The Chief ALJ is described as making “independent decisions” and exercising “judicial impartiality“. However, those duties comprise less than fifteen percent of the Chief ALJ‘s overall responsibilities. Moreover, even in performing these duties the Chief ALJ reports to the director, preparing recommendations not independent decisions.
Based on the description alone, it is apparent that the Chief ALJ is a policymaking official within the IDPR. The Chief ALJ performs a variety of functions overseeing ac-
D. Count III: Due Process and Equal Protection Claims
1. Due Process
To demonstrate a due process violation in the employment context Thompson would be required to show, among other things, that he has a “legitimate claim of entitlement” to the position. See, e.g., Wolf v. City of Fitchburg, 870 F.2d 1327, 1330 (7th Cir. 1989) (quoting Board of Regents v. Roth, 408 U.S. 564, 577 (1972)). However, Thompson has essentially admitted that he has no property interest in the specific job of Chief ALJ. Thompson was only temporarily appointed to the position of Deputy Chief Counsel for the IDPR, and his transfer/promotion to the position of Chief ALJ was, admittedly, based only on a mutual understanding. See Kolman v. Sheahan, 31 F.3d 429, 435 (7th Cir. 1994). Moreover, as the Illinois Civil Service Commission concluded, his temporary transfer—for stated benign reasons—violated no state laws or rules. See Gustafson v. Jones, 117 F.3d 1015, 1021 (7th Cir. 1997);
Finally, the result in the prior analysis (concluding Thompson pled himself out of court) precludes a finding for Thompson on this claim. If Thompson can be terminated, demoted, or transferred at will for political reasons, he has no property interest in the position of Chief ALJ. Because Thompson cannot demonstrate a property interest in the position of Chief ALJ, we conclude his due process claim was properly dismissed.
2. Equal Protection
To demonstrate an equal protection violation Thompson would need to show that “state government took an action against him that ‘was a spiteful effort to ‘get’ him for reasons wholly unrelated to any legitimate state objective.’ ” Pleva, 195 F.3d at 917 (quoting Esmail v. Macrane, 53 F.3d 176, 179 (7th Cir. 1995)). Thompson alleges that Darr and Dudycz conspired with the Governor and subordinate officials to demote and transfer him because of his political activities in Maine Township.9 Director Sherman responded by stating that the temporary transfer was for personnel not political reasons.
E. Denial of Leave to Amend the Second Amended Complaint
Thompson filed a two count complaint on August 9, 2001. On August 21, 2001, Director Sherman moved to dismiss both counts. Thompson later filed a second amended complaint, adding a third count, on September 21, 2001. The court dismissed Count I with prejudice, and granted Director Sherman‘s motion to dismiss Count II, in part, on October 2, 2001. Then on October 4, 2001, the defendants moved to dismiss Count III and the remaining Count II claims. While the motion to dismiss was under consideration, on October 11, 2001, Thompson again sought leave to amend his complaint and file a third amended complaint. On October 30, 2001, the court dismissed Count III with prejudice and the remaining Count II claims without prejudice. The court denied leave to amend on November 6, 2001, concluding that further amendments would be futile.
Although a district court shall freely grant leave to amend “when justice so requires“, the rule does not command leave be granted every time.
Even after the defendants’ moved to dismiss the first amended complaint, Thompson failed to cure the deficiencies with the subsequent second amended complaint. Then, only after the defendants’ moved to dismiss the remaining counts—including the added count in the second complaint—did Thompson attempt to cure the deficiencies that were evident since the first complaint. Thompson delayed in filing a motion to amend, twice, until after the defendants had moved to dismiss. The last delay prejudiced the defendants by forcing them to articulate reasons for dismissal, and, at the same time providing Thompson with the opportunity to correct mistakes facially apparent since the first complaint after the defendants had shown their hand. See Doherty v. Davy Songer, Inc., 195 F.3d 919, 927-28 (7th Cir. 1999). The district court did not abuse its discretion in denying further leave to amend and curtailing this cat and mouse game of motions to dismiss followed by a motion to amend. See Feldman v. American Memorial Life Ins. Co., 196 F.3d 783, 793 (7th Cir. 1999).
CONCLUSION
Sometimes more is not better. All Rule 8 requires (with certain exceptions noted in Rule 9) is a short, plain statement showing the plaintiff is entitled to relief. The plaintiff in this case attached a document to his pleadings which showed he was not entitled to relief. AFFIRMED.
Teste:
Clerk of the United States Court of Appeals for the Seventh Circuit
