Lead Opinion
Giles Jefferson, a Rockford, Illinois probation officer, participated in a radio talk show program where he made some extremely critical comments regarding the local criminal justice system. However, when he did so, he did not speak as Giles Jefferson; rather, he identified himself as “George,” a local gang member. The comments “George” made evidently received substantial attention in the community. Jefferson was terminated when the Rockford probation office later discovered that he had impersonated “George.” Jefferson brought suit alleging that the termination violated the First Amendment. For the following reasons, we affirm the district court’s dismissal of his claims.
I.
The facts alleged in Jefferson’s complaint, which we accept as true for the purposes of a motion to dismiss, Travel All Over The World, Inc. v. Saudi Arabia,
Around August 20, 1993, defendants Par-rett, the Chief Operating Officer of Juvenile Probation, and Laney, the Supervisor of Adult Probation, confronted Jefferson and asked him if he was “George” from the talk show. He responded, “no comment.” On September 21, 1993, Jefferson again called WROK, again identified himself as “George,” and again heavily criticized the Rockford criminal justice system. Two days later, Parrett and Laney questioned Jefferson regarding the second “George” call and again he responded, “no comment.” He gave the same answer when he was subsequently questioned by defendants Ambroz, Director of Court Services, and Murphy, Chief Operating Officer of Adult Probation and Deputy Director of Court Services. Three days later, Jefferson was suspended. He received the following letter from Ambroz relating to the suspension, which he quoted extensively in his complaint:
[O]n July 28, 1993, you misrepresented yourself as a Black Gangster Disciple to a call-in program to WROK under the name of “George,” you castigated and impugned the integrity of the local police department and the judicial system. On August 20, 1993, as you were suspected to be the caller by the staff and supervisors of the Probation Department, you were confronted by Supervisors Parrett and Laney as to your identity as “George” in the two and a half hour call-in to WROK as well as to your simultaneous tardiness of a couple of hours on the same date. You categorically denied that you were “George” or that you were the caller into WROK. You explained your tardiness on the premise of “having a flat tire.”
On September 21, 1993 you once again called WROK as a gang member “George”; this time from your work station and desk telephone at the Department. After approximately eight and a half minutes conversation with the host of WROK, Chris Bowman, you were interrupted in your call by a staff member and you broke off conversation with the radio station. On this particular occasion, you once again made unwarranted and unfounded accusations about the Rockford Police Department’s handling of [a] very sensitive case that was currently in the middle of a criminal trial, and you left no doubt that you had no respect for the judicial process. You did the aforementioned while you were on duty as an Officer of the Court.
On September 23, 1993, in a telephone conversation on this date to the Rockford Register Star reporter, Neal Justin, you admitted that you were the caller, “George” and on the same day you admitted to the radio host of WROK, Chris Bowman, that you and “George” were one and the same.
On September 23, 1993, at approximately 11:20 p.m., you called my home and you apologized that you lied to me and the supervisors on September 21, 1993 and that you, in fact, were the caller “George.”
On September 25, 1993, the Rockford Register Star published an article written by Neal Justin entitled “OFFICER POSED AS GANGSTER.” The Star later published another article entitled “DISMISS ‘GEORGE,’ THE FAKER,” which stated, among other things,
One morning this past summer, Jefferson called a local radio talk show under the guise of George, a member of the Black Gangster Disciples, and expounded in fascinating detail on life and death in the street-gang underworld. In the process, he second-guessed the criminal prosecution of Antonio Craig, who since has been convicted of the attempted murder of a Rockford police officer. He also conveyed what he admits was “a positive message” about gangs.
Good work, George — or Giles. You not only spilled confidential information gained through your position of authority, but you also put a problematic chill on relations between the police and the court agency for which you work.
Jefferson attached both articles to his complaint.
At an October 4, 1993, hearing regarding Jefferson’s conduct, Ambroz, Murphy, Par-
You lied and violated the trust with your immediate Supervisor Laney and Parrett. Neither feels that hereafter they may trust you again with privileged or confidential information or even trust you with the day-to-day responsibilities of a Court Officer. You have grievously damaged our Department’s professional relationship with the Rockford Police Department and your misconduct may have effectively undermined our professional relationship with all the law enforcement agencies of this community.
You have permanently damaged our working relationship with the Winnebago County State’s Attorney’s Office by your conduct. The Adult Probation Department has been denied access to the State’s Attorney’s Office [which] perceives [your actions] as a breach of confidence and loss of trust between the two offices.
Your misconduct and your disrespectful and unfounded criticism of the criminal justice process in Winnebago County has severely compromised our relationship with the courts.
* * * * * *
Your false radio call-in conduct has called into question our Department’s reputation with the general public and the agencies that our Department comes into contact with in the community.
Finally, and perhaps most importantly, your position as a Probation Officer requires you to supervise probationers, insuring that these probationers comply with the orders of the Court and the laws of the State. To do this, you must be seen as a[n] officer of the Court who commands the respect of the Court and also has respect for the Court. Given your public pronouncements, I cannot see how you could ever carry out the duties of your office or instill in the probationers the requisite degree of respect for the rule of law that is required to discharge your duties as a Probation Officer or that you might ever command respect of the Court.
On May 13, 1994, Jefferson filed a twelve-count complaint against the captioned defendants.
On March 27, 1993, Jefferson filed a two-count First Amended Complaint. One count related to a defendant who was voluntarily dismissed and is thus unimportant here, and the other made exactly the same allegations concerning the First Amendment violation as the first complaint. Defendants again filed motions to dismiss, Jefferson again failed to respond, and on July 10, 1995, the district court dismissed Jefferson’s First Amended Complaint with prejudice. Jefferson now appeals claiming that he either had, or could have, alleged facts sufficient to establish that the termination was a First Amendment violation.
II.
We first address whether Jefferson had alleged sufficient facts to establish a
It is clearly established that a State may not discharge an employee on a basis that infringes that employee’s constitutionally .protected interest in freedom of speech. Perry v. Sindermann,
The Supreme Court has given clear instructions on how courts are to analyze situations where government employees are terminated because of their speech. First, the court must determine whether “the employee spoke ‘as a citizen upon matters of public concern’ or ‘as an employee upon matters only of personal interest.’ ” United States v. National Treasury Employees Union, — U.S. -, -,
Jefferson initially contends that the district court should not have applied the Pickering/Connick balancing test at the pleading stage of this dispute because his complaint did not establish exactly what he said as “George.” It is true that to ascertain whether a government employee’s termination' violated the First Amendment (la, applying the Pickering/Connick test), courts should look to the “content” of the employee’s speech. See Waters, 511 U.S. at -,
Jefferson’s speech was clearly of public concern and the first prong of the test is satisfied. Thus the next question is whether Jefferson’s interest in his statements outweighs Rockford’s interest in promoting the efficiency of its judicial system. To answer this question, this Court will take into consideration the following factors:
(1) whether the statement would create problems in maintaining discipline by immediate supervisors or harmony among coworkers; (2) whether the employment relationship is one in which personal loyalty and confidence are necessary; (3) whether the speech impeded the employee’s ability to perform her daily responsibilities; (4) the time, place, and manner of the speech; (5) the context in which the underlying dispute arose; (6) whether the matter was one on which debate was vital to informed decisionmaking; and (7) whether the speaker should be regarded as a member of the general public.
Caruso,
Loyalty and confidence are critical to a probation officer’s position. Probation officers are the intermediary between the judicial system and those who are released into society, but remain under its supervision. Among other things, the probation officer directly supervises the probationers, keeps the courts informed of developments in each case, and prepares presentence reports that are used to assess later punishment. Accordingly, the State must have confidence that its “point men” can be trusted to represent the State in the officer-probationer relationship in a responsible manner. Jefferson’s comments to the Rockford public criticized the system he represented and undoubtedly damaged his supervisors’ confidence in him.
Moreover, his statements potentially caused damage to the probation office’s public image and relationship with other law enforcement agencies. Despite specifically alleging that the defendants terminated him on the basis of this damage, and. attaching the defendants’ letters to support this claim, Jefferson now argues that dismissal was unwarranted because his complaint did not establish the truth of the defendants’ conclusions. However, whether those conclusions are true is not critical to our analysis. The Supreme Court has made clear that we are to “look to the facts as the employer reasonably found them to be,” and that the government is entitled to consider the “potential disruptiveness of the speech.” Waters, 511 U.S. at -,
More important, however, is the damage the statements potentially caused the department’s ability to supervise effectively Rockford’s probationers. As noted above, a probation officer is the most important contact between the court system and the probationers. The biggest responsibility of a probation officer is to ensure that probationers comply with the orders of the court. That ability is necessarily injured when probationers believe that their probation officer lacks confidence in the system — a conclusion that seems inevitable in Jefferson’s case. In light of these facts, the defendants’ conclusion that Jefferson would be unable to perform his duties effectively in the future was not unreasonable.
III.
Jefferson’s final claim is that dismissal of his complaint was improper because
First, the defendants did not expressly rely, nor need they have, on whether Jefferson’s statements contained confidential information. The statements were damaging enough merely as an expression of a probation officer’s opinion. Second, there is no requirement that employees act with the specific intent to harm before the government employer may terminate them. That Jefferson did not anticipate being caught is thus of little relevance. Third, government employers, at least on these facts, need not accommodate those employees who engage in agency-damaging speech by finding non-public-eontact positions for them until “the heat blows over.” And finally, whether Jefferson’s statements were healthy and robust for the community is not decisive. There are many statements that may contain ideas that are healthy for the community, but may still result in permissible termination when spoken by a government employee. See Waters, 511 U.S. at -,
IV.
For the foregoing reasons, the dismissal of Jefferson’s First Amendment claims is AfFIRMED.
Notes
. Jefferson's complaint did not state that he took on the role of a gang member, only that he called himself "George.” However, his brief to this Court repeatedly refers to this role, and his counsel confirmed it at oral argument.
. Jefferson’s suit originally included Winnebago County, Illinois, Winnebago County’s Sheriff, the Rockford Register Star, Neal;Justin, and an unknown Rockford Register Star reporter. These defendants have all been voluntarily dismissed.
Concurrence Opinion
concurring.
Although I agree with the majority’s analysis of Jefferson’s First Amendment claim given the extraordinary facts that Jefferson has alleged, I nevertheless write separately to underscore my view that the proper application of the Pickering-Connick balancing test to speech that is conceded to be on a matter of public concern would, as a general matter, require a more fully developed factual record. In particular, I believe that in order to strike the appropriate balance between an employee’s interest as a citizen in expressing himself on a matter of public concern and the state’s interest as an employer “in promoting the efficiency of the public services it performs through its employees,” Pickering,
The right to criticize public officials is, after all, protected by the First Amendment, Wilbur v. Mahan,
The Court’s decision in Waters is instructive in this regard. In Waters, where the actual content of the employee’s speech was in dispute, the Supreme Court held that the employer was entitled to act on the basis of “the facts as the employer reasonably found them to be,” 511 U.S. at -,
I agree nonetheless that in the present ease we can properly conclude on the basis of all the facts before us that the defendants were clearly justified in dismissing Jefferson for the criticism to which he subjected the local police department and the court. As Jefferson himself has conceded, in addition to launching into a lengthy and severe critique of those officials on the public airwaves on two separate occasions, Jefferson decided to do so from the perspective of a local street gang member. In criticizing the police department and the court from the standpoint of a gang member, Jefferson embraced a position that was fundamentally at odds with his position as an officer of the court, thus amply justifying his superiors’ determination that public confidence and the confidence of the court in the probation department would be gravely compromised by Jefferson’s continued employment. On the basis of Jefferson’s expression, his employer was entirely reasonable in doubting Jefferson’s loyalty to the probation department and its mission.
One final comment. I do not understand the majority’s opinion to suggest that the Pickering balancing test may be applied when the court knows nothing more than the “gist” of the employee’s speech. I would be unable to join such a holding. Fortunately, this case does not require such broad measures. Our application of the balance does not rest solely on the “gist” of Jefferson’s speech, but on all of the facts discussed by the majority. I therefore join the majority in its conclusion that Jefferson’s interest in his speech was clearly outweighed by his employer’s interest in protecting the public image, integrity, and efficient operation of the probation department.
