THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v MICHAEL DIACK, Appellant.
February 17, 2015
[26 NE3d 1151, 3 NYS3d 296]
Argued January 5, 2015
Argued January 5, 2015; decided February 17, 2015
POINTS OF COUNSEL
Lynn, Gartner, Dunne & Covello, LLP, Mineola (Kenneth L. Gartner, Joseph Covello and Tiffany D. Frigenti of counsel), and Carnell T. Foskey, County Attorney, Mineola, for respondent. I. The Appellate Term properly held that conflict preemption does not apply because the state laws do not specifically permit the conduct prohibited by Local Law No. 4-2006 of the County of Nassau. (Jancyn Mfg. Corp. v County of Suffolk, 71 NY2d 91; Matter of Chwick v Mulvey, 81 AD3d 161; Matter of Lansdown Entertainment Corp. v New York City Dept. of Consumer Affairs, 74 NY2d 761; People v Cook, 34 NY2d 100; Sunrise Check Cashing & Payroll Servs., Inc. v Town of Hempstead, 91 AD3d 126; DJL Rest. Corp. v City of New York, 96 NY2d 91; Consolidated Edison Co. of N.Y. v Town of Red Hook, 60 NY2d 99; People v Conti, 27 Misc 3d 453; Incorporated Vil. of Nyack v Daytop Vil., 78 NY2d 500.) II. The patchwork of state law in this area is not a “comprehensive and detailed regulatory scheme,” and thus, as evidenced by the legislative histories, the State has not occupied the field of sex offender regulation. (Jancyn Mfg. Corp. v County of Suffolk, 71 NY2d 91; DJL Rest. Corp. v City of New York, 96 NY2d 91; Consolidated Edison Co. of N.Y. v Town of Red Hook, 60 NY2d 99; Robin v Incorporated Vil. of Hempstead, 30 NY2d 347; People v Blair, 23 Misc 3d 902; Incorporated Vil. of Nyack v Daytop Vil., 78 NY2d 500; Vatore v Commissioner of Consumer Affairs of City of N.Y., 83 NY2d 645; People v De Jesus, 54 NY2d 465.)
New York Civil Liberties Union Foundation, New York City (Dana B. Wolfe, Mariko Hirose, Corey Stoughton, Amol Sinha, Jason Starr and Christopher Dunn of counsel), for New York Civil Liberties Union, amicus curiae. I. The proliferation of local residency restrictions across New York State creates a complex, overlapping, and incoherent scheme of regulation. (Terrance v City of Geneva, N.Y., 799 F Supp 2d 250; Doe v County of Rensselaer, 24 Misc 3d 1215[A], 2009 NY Slip Op 51456[U]; People v Blair, 23 Misc 3d 902; People v Oberlander, 22 Misc 3d 1124[A], 2009 NY Slip Op 50274[U].) II. Local residency restrictions are preempted because they prohibit what state laws permit. (Consolidated Edison Co. of N.Y. v Town of Red Hook, 60 NY2d 99; Matter of Lansdown Entertainment Corp. v New York City Dept. of Consumer Affairs, 74 NY2d 761; Matter of Williams v Department of Corr. & Community Supervision, 43 Misc 3d 356; People v Oberlander, 22 Misc 3d 1124[A], 2009 NY Slip Op 50274[U]; Terrance v City of Geneva, N.Y., 799 F Supp 2d 250.) III. Local residency restrictions are invalid under conflict preemption because they undermine the State’s policy concerns. (Jancyn Mfg. Corp. v County of Suffolk, 71 NY2d 91.)
OPINION OF THE COURT
PIGOTT, J.
In 2006, Nassau County enacted Local Law No. 4-2006 (Local Law 4), which, as relevant here, prohibits registered sex offenders from residing within 1,000 feet of a school. In recent years, dozens of municipalities in this state have enacted similar laws
But a local government‘s police power is not absolute. When the State has created a comprehensive and detailed regulatory scheme with regard to the subject matter that the local law attempts to regulate, the local interest must yield to that of the State in regulating that field. We hold that the State‘s comprehensive and detailed statutory and regulatory framework for the identification, regulation and monitoring of registered sex offenders prohibits the enactment of a residency restriction law such as Local Law 4.
I.
In 2001, defendant, a Nassau County resident, was convicted of the crime of possessing an obscene sexual performance by a child (
fender
Defendant was charged by information with a violation of Nassau County Local Law 4, which is codified in Nassau County Administrative Code § 8-130.6. That provision states, in relevant part, that “[i]t shall be unlawful for any registered sex offender to establish a residence or domicile where the property line of such residence or domicile lies within: 1) one thousand feet of the property line of a school; or 2) five hundred feet of the property line of a park” (Nassau County Administrative Code § 8-130.6 [a] [1], [2]). The code defines a “registered sex offender” as “a person who has been classified as a Level 1, Level 2 or Level 3 sex offender and who is required to register with the New York state division of criminal justice services, or other agency having jurisdiction,” pursuant to the Sex Offender Registration Act, regardless of whether the sex offender has actually registered (id. § 8-130.2).
Defendant moved to dismiss the information on the ground that Local Law 4 and section 8-130.6 are preempted by state law. The District Court of Nassau County granted the motion and dismissed the charge on the ground that Local Law 4 is preempted by New York‘s “comprehensive statutory scheme for sex offenders.” The Appellate Term reversed and reinstated the information, holding that it could not discern any express or implied intention by the legislature through the enactment of the Sex Offender Registration Act (and other state laws) to occupy the entire field so as to prohibit the enactment of local laws imposing “residency restrictions for sex offenders who are no longer on probation, parole supervision, subject to a conditional discharge or . . . seeking public assistance” (41 Misc 3d 36, 39 [App Term, 2d Dept, 9th & 10th Jud Dists 2013]). A Judge of this Court granted defendant leave to appeal (22 NY3d 1155 [2014]).
II.
Although a local government is constitutionally empowered to enact local laws relating to the welfare of its citizens through its police power, it is prohibited from exercising that power through
Beginning with enactment of the Sex Offender Registration Act (SORA), the legislature has passed and the Governor has signed a series of laws regulating registered sex offenders, including the Sexual Assault Reform Act (SARA) in 2000, the Sex Offender Management and Treatment Act (SOMTA) in 2007, and chapter 568 of the Laws of 2008 (chapter 568). Because the legislature has not expressly stated an intent to occupy the field of sex offender residency restrictions in the aforementioned laws, our focus on this appeal is whether the legislature, by implication, has shown its intent to do so.
III.
The doctrine of field preemption prohibits a municipality from exercising a police power “when the Legislature has restricted such an exercise by preempting the area of regulation” (New York State Club Assn. v City of New York, 69 NY2d 211, 217 [1987], affd 487 US 1 [1988]; see Albany Area Bldrs. Assn., 74 NY2d at 377). Although field preemption may be “express” as evidenced by the legislature‘s stated directive, it may also “be implied from a declaration of State policy by the Legislature or from the fact that the Legislature has enacted a comprehensive and detailed regulatory scheme in a particular area” (Consolidated Edison Co. of N.Y. v Town of Red Hook, 60 NY2d 99, 105 [1983] [citations omitted]). Intent to preempt the field may “be implied from the nature of the subject matter being regulated and the purpose and scope of the State legislative scheme, including the need for State-wide uniformity in a given area” (Albany Area Bldrs. Assn., 74 NY2d at 377, citing Robin v Incorporated Vil. of Hempstead, 30 NY2d 347 [1972]).
The People assert that the statutes at issue (SORA, SARA, SOMTA and chapter 568) either do not specifically mention
IV.
This State’s foray into sex offender management began in 1996 with the enactment of SORA, which addressed the legislature’s concern about the “danger of recidivism posed by sex offenders, especially those sexually violent offenders who commit predatory acts characterized by repetitive and compulsive behavior” (L 1995, ch 192, § 1). SORA, as its title makes clear, is a registration and notification statute directed at protecting the public from sex offenders, who, upon their release, are assigned a risk level dependent upon whether their risk for reoffending is low (level one), moderate (level two) or high (level three) (see
The critical provision under SARA (as amended in 2005) is its reference to this definition of “school grounds“:
“(a) . . . any building, structure, athletic playing field, playground or land contained within the real property boundary line of a public or private elementary, parochial, intermediate, junior high, vocational, or high school, or (b) any area accessible
to the public located within one thousand feet of the real property boundary line comprising any such school or any parked automobile or other parked vehicle located within one thousand feet of the real property boundary line comprising any such school. For the purposes of this section an ‘area accessible to the public’ shall mean sidewalks, streets, parking lots, parks, playgrounds, stores and restaurants” ( Penal Law § 220.00 [14] [a], [b] [emphasis supplied]).4
Courts have interpreted section 220.00 (14) as creating a residency restriction prohibiting certain classes of sex offenders from living within 1,000 feet of a school (see Terrance v City of Geneva, N.Y., 799 F Supp 2d 250, 255 [WD NY 2011]; People v Blair, 23 Misc 3d 902, 908 [Albany City Ct 2009]; People v Oberlander, 22 Misc 3d 1124[A], 2009 NY Slip Op 50274[U] [Sup Ct, Rockland County 2009]). The practical effect is that any sex offender who is subject to the school grounds mandatory condition is unable to reside within 1,000 feet of a school or facility as defined in
Further evidence of the State‘s intent to occupy the field of sex offender housing is found in the enactment of chapter 568 of the Laws of 2008. That chapter directed the Division of Parole (DOP), the Division of Probation and Correctional Alternatives (DPCA) and the Office of Temporary and Disability Assistance (OTDA) “to promulgate rules regarding the placement of sex offenders” to address the inability of those agencies “to locate suitable housing for convicted sex offenders” (Assembly Mem in Support, Bill Jacket, L 2008, ch 568 at 7, 2008 NY Legis Ann at 388). Because the lack of suitable housing created “an unacceptable high level of concentration of sex offenders in certain residential areas,” resulting in “an unnecessary risk to public safety,” chapter 568‘s objective was to remedy that
In approving chapter 568, the Governor stated that this statute was necessary to address the challenges sex offenders faced upon leaving prison in light of the shortage of affordable housing and the enactment of “well-intentioned” local ordinances that imposed “even more restrictive residency limitations on registered sex offenders” than the restrictions contained in SARA (Governor’s Approval Mem, Bill Jacket, L 2008, ch 568 at 6, 2008 NY Legis Ann at 388 [emphasis supplied]). The Governor further acknowledged that this chapter “recognizes that the placement of these offenders in the community has been and will continue to be a matter that is properly addressed by the State,” and that the chapter’s guidelines would “balance” the competing factors of public safety and the provision of suitable housing for sex offenders, leading “to a coordinated and comprehensive statewide policy that will both protect the public and ensure that there is suitable and appropriate housing available for sex offenders in every community in the State” (Governor’s Approval Mem, Bill Jacket, L 2008, ch 568 at 6, 2008 NY Legis Ann at 388-389 [emphasis supplied]).
Chapter 568 added new subdivisions to
Pursuant to these regulations, regardless of whether the level two or level three sex offender is sentenced to probation or is released, the legislature has determined that placement of the sex offender is dependent on a number of factors, all of which must be considered by the relevant agency. Such factors include the concentration of registered sex offenders in a given area or municipality; the number of registered sex offenders residing at a certain property; the proximity of entities that have vulnerable populations; the sex offender‘s accessibility to family members or friends or other supportive services such as local sex offender treatment programs; and the availability of permanent, stable housing so as to reduce the possibility that the sex offender will be transient (see
The regulations promulgated pursuant to
V
The defendant in this appeal is a designated level one sex offender, is not on probation or parole, nor is he subject to conditional release or PRS. None of the aforementioned provisions that even touch upon residency or placement apply to him. Contrary to the People’s contention, however, that does not mean that the State has delegated to local governments the duty of enacting residency laws concerning registered sex offenders. Nor does it mean, as Appellate Term held, that “the legislature has chosen to limit its regulations over sex offenders and not to enact a comprehensive legislative scheme in the area of law concerning the residency restrictions of sex offenders who are not on parole, probation, subject to conditional discharge or seeking public assistance” (41 Misc 3d at 39). Rather, it is clear that the State has been continuously active in this field and, as such, it is evident that the State has chosen to occupy it.
What SORA, SARA, chapter 568 and SOMTA represent is a detailed and comprehensive regulatory scheme involving the State’s ongoing monitoring, management and treatment of registered sex offenders, which includes the housing of registered sex offenders. The monitoring and treatment of sex offenders does not end when the sex offender is released from prison. The State, through SORA, has devised a risk level system to identify the offenders who are most likely to reoffend. That system operates in tandem with SARA and chapter 568, which refer to risk levels in their determinations as to where
Residency restriction laws such as Local Law 4 encroach upon the State‘s occupation of the field, inhibit the operation of [this] State‘s general law and thereby thwart the operation of [this] State‘s overriding policy concerns” relative to the identification, monitoring and treatment of sex offenders (Albany Area Bldrs. Assn., 74 NY2d at 377 [citation and internal quotation marks omitted]). They also collide with state policy by prohibiting sex offenders who are on probation and parole from living in housing that has been approved by the Division of Probation and Correctional Alternatives and Division of Parole.
Local residency restriction laws also hinder statewide uniformity concerning sex offender placement. SORA, SARA, chapter 568 and SOMTA are statewide laws that apply to every community, including those particular laws and regulations regarding sex offender placement. Local Law 4 and similar laws are easily passed and, understandably, receive local support, but, as the State has acknowledged, communities in recent years have taken to shifting the burden of sex offender housing to neighboring communities, thereby frustrating the State‘s policy that each community bear the burden (see 9 NYCRR 365.3 [d] [5] [noting that “it is not appropriate for any one community or county to bear an inappropriate burden in housing sex offenders because another community has attempted to shift its responsibility for those offenders onto other areas of the State“]; 8002.7 [d] [5] [same]; 18 NYCRR 352.36 [a] [4] [v]). As such, the unmistakable intent of the State to preempt the field prohibits their enactment.
Chief Judge LIPPMAN and Judges READ, RIVERA and ABDUS-SALAAM concur; Judges STEIN and FAHEY taking no part.
Order reversed and information dismissed.
