THE PEOPLE, Plaintiff and Respondent, v. DONALD JAMES MCPHEETERS, Defendant and Appellant.
No. C069702
Third Dist.
July 24, 2013
124
[CERTIFIED FOR PARTIAL PUBLICATION*]
J. Wilder Lee, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Michael P. Farrell, Assistant Attorney General, Stephen G. Herndon and Darren K. Indermill, Deputy Attorneys General, for Plaintiff and Respondent.
HULL, J.—A jury convicted defendant Donald James McPheeters of felony stalking in violation of a restraining order (
Defendant contends on appeal that the trial court erred in instructing the jury, that the six-month sentences on the misdemeanor charges should have been stayed pursuant to Defendant and the victim, Kathryn C., met in 2003. Although never married, they were in a relationship for approximately five and a half years. They had three children together, one of whom passed away shortly after birth. The couple broke up in 2009 while Kathryn C. was pregnant with their third child. Defendant has a long and violent criminal history, and in particular a history of committing domestic violence against Kathryn C. Defendant verbally and emotionally abused Kathryn C. on countless occasions and physically abused her three times. In April 2004, defendant and Kathryn C. were watching a fight on television and were rooting for opposing fighters. Kathryn C. playfully teased defendant when her contestant won. Defendant began screaming at Kathryn C. and threw a phone across the room, hitting her in the leg. Defendant was convicted of a misdemeanor domestic violence charge. Defendant began yelling at Kathryn C. for his medication, which was located in her room upstairs. After retrieving defendant‘s pills, Kathryn C. handed the medicine to her mother. Kathryn C.‘s mother placed the pills in a dining room window. Defendant tried to grab Kathryn C.‘s mother and pull her through the window. Sometime during the melee, defendant made his way into the house and Kathryn C.‘s mother attempted to call 911. After she hung up, the emergency operator called back and Kathryn C. answered the phone. While Kathryn C. was on the phone, defendant pulled the phone plug out of the wall stating he did not want Kathryn C. speaking to the police and that he was not going back to jail. Defendant grabbed a knife and ran upstairs threatening to kill himself. Among other things, defendant was convicted in Placer County of misdemeanor domestic battery. In June 2005 when defendant and Kathryn C. were living in the State of Washington, defendant became enraged when he could not locate a shaving razor. After screaming at Kathryn C. that she had lost the razor, defendant charged her and threw her on the bed. Defendant shoved his forearm across Kathryn C.‘s throat and began choking her for approximately a minute; Kathryn C. could barely breathe. While choking her defendant stated, “I don‘t want you to breathe.” Defendant‘s mother ran into the bedroom, jumped on defendant‘s back, and pulled his hair to get him to stop choking Kathryn C. Defendant was convicted of a felony domestic-violence-related assault. No-contact orders were issued in Washington and California protecting Kathryn C. from defendant. Following the choking incident, a Washington court issued a no-contact order in September 2005. In February 2010, the Placer County Superior Court issued a criminal protective order prohibiting defendant from having any contact with Kathryn C. That order was modified in March 2010 to further prohibit defendant from coming within 100 yards of Kathryn C. In August 2010, the Placer County court again modified the protective order requiring defendant to stay at least 60 yards away from Kathryn C., but permitting peaceful contact for the sole purpose of safely exchanging their children during court-ordered supervised visits between defendant and the children at a designated facility known as “Parenting Time.” Between 2005 and 2010, Kathryn C. invited defendant over to her house approximately 15 times despite the no-contact orders so that he could see his son and help her while she was pregnant with their third child. After the birth in April 2010, Kathryn C. stopped inviting defendant over. Yet defendant continued contacting Kathryn C. On June 19, 2010, defendant showed up unannounced at Kathryn C.‘s home accusing her of stealing money from his father. When police later spoke to defendant on the phone about the incident, reminding him of the no-contact restraining order, defendant said he did not care whether the protective order was no-contact or peaceful contact because he intended to continue contacting Kathryn C. and his children regardless of the nature of the order. On August 10, 2010, defendant had a friend living near Kathryn C. call her to convince Kathryn C. to bring the children over to the friend‘s house to see defendant. Kathryn C. called police to report a violation of the no-contact order. Defendant was convicted of a misdemeanor for violating the restraining order. During this time period Kathryn C. started dating another man, David F. They began dating at the end of June 2010 and by August 2010 David F. was living full time with Kathryn C. at her house. The three had been mutual friends when Kathryn C. and defendant were together. After Kathryn C. and David F. began dating, defendant was verbally combative and repeatedly tried to pick fights with David F. in front of Kathryn C. or otherwise make him uncomfortable. She believed defendant was jealous of David F. because he perceived him as taking over defendant‘s family. Around this time, defendant told Kathryn C., “If you don‘t be careful, something is going to happen to you.” Toward the end of April or beginning of May 2011, defendant moved into a friend‘s apartment located next door to Kathryn C.‘s apartment. After During this time defendant repeatedly asked Kathryn C. to let him see or take the children. When Kathryn C. told him no and asked him to leave her alone, defendant swore at her and angrily stated, “Somebody needs to beat you up . . . .” On multiple occasions after Kathryn C. pleaded with defendant to stop bothering her, defendant told Kathryn C. that “Somebody is going to kick your butt just like I did this to [certain individuals defendant had hurt in other fights].” On May 20, 2011, defendant approached Kathryn C. and David F. near the garage of Kathryn C.‘s apartment requesting to see the children. David F. told defendant they did not want to speak to him right then and asked him to go away. Defendant replied either, “Oh, talk to me that way, someone is going to end up breaking your jaw for talking to somebody that way,” or “You better get the fuck out of here or you‘re going to get knocked out.”1 After Kathryn C. told David F. she did not feel safe with defendant living next door because he constantly intimidated her, David F. flagged down a passing police officer, Officer Fox, and reported the incident. Officer Fox located and arrested defendant a short distance away. After being placed under arrest, defendant became irate, cursing at Officer Fox and calling him a “piece of shit.” Defendant repeated that the officer was a “piece of shit” and that he was “just as fucked up as the justice system.” While in the patrol car, defendant told the officer that the restraining order against him “didn‘t mean shit, and he was going to be out [of jail] in 20 minutes . . . and he was going to go back to [Kathryn C.‘s] house immediately.” When the officer responded that he could not contact Kathryn C. due to the restraining order defendant replied, “You can‘t keep me away. I have proof. There‘s two warrants for the same thing and the dollar amounts are so low for the warrants that I‘ll just . . . [get released on my own recognizance] from the jail.” Based on defendant‘s statements about immediately returning to Kathryn C.‘s house upon his release, Officer Fox contacted the on-call judge to raise defendant‘s bail. When defendant learned of the higher bail, defendant said Officer Fox called Kathryn C. and told her what defendant said about shooting her. He asked whether Kathryn C. knew if defendant had a gun. She said she did not know, but that she was very scared. She also informed the officer defendant had told her there was nothing the police could do to keep him away from her. Defendant was charged with stalking Kathryn C. from June 1, 2010, to May 20, 2011. He was also charged with violating the no-contact orders on June 19 and August 10, 2010, and May 20, 2011. A jury convicted defendant of all charges. Defendant timely appeals. Defendant contends the trial court erred in instructing the jury on the stalking charge. Defendant‘s challenge to the given instruction is threefold. First, defendant alleges the trial court erred by failing to instruct the jury defendant had to know David F. was a member of Kathryn C.‘s immediate family when he threatened David F. in Kathryn C.‘s presence. Second, defendant argues the court failed to instruct the jury that threats made about the victim to a third party could only constitute a credible threat under the statute if defendant intended that those threats be conveyed to the victim. Third, defendant claims the instruction, as given, failed to require the jury to determine whether some of defendant‘s statements were constitutionally protected free speech under the First Amendment. As a corollary, defendant argues his statements to Officer Fox about shooting Kathryn C. qualified as free speech and therefore could not form the basis of a stalking violation. Before considering defendant‘s alleged errors, we first address the People‘s argument defendant forfeited his instructional challenge by failing to We determine independently whether a jury instruction correctly states the law. (People v. Ramos (2008) 163 Cal.App.4th 1082, 1088 [78 Cal.Rptr.3d 186] [court “determine[s] whether a jury instruction correctly states the law under the independent or de novo standard of review“].) Our task is to determine whether the trial court ” “fully and fairly instructed on the applicable law. ” (Ibid.) We consider the instructions as a whole as well as the entire record of trial, including the arguments of counsel. (Franco, supra, 180 Cal.App.4th at p. 720.) If reasonably possible, instructions are interpreted to support the judgment rather than defeat it. (Ibid.) Based on CALCRIM No. 1301, the trial court instructed the jury on the stalking charge as follows: “The defendant is charged in Count One with stalking in violation of Penal Code Section 646.9. To prove that the defendant is guilty of this crime, the People must prove that: “1. The defendant willfully and maliciously harassed or willfully, maliciously, and repeatedly followed another person, “2. The defendant made a credible threat with the intent to place the other person in reasonable fear for her safety or for the safety of her immediate family, and “3. A criminal protective order in Placer County Superior Court Case No. 62-96081 and/or a domestic violence no-contact order from Chelan County Superior Court of Washington, Case No. 5103244 prohibiting the defendant from engaging in this conduct against the threatened person was in effect at the time of the conduct. “A credible threat is one that causes the target of the threat to reasonably fear for his or her safety or for the safety of his or her immediate family, and “Immediate family means: (A) Any spouse, parent, children; [9] (B) Any grandchildren, grandparents, brother, sisters, related by blood or by marriage or [9] (C) Any person who regularly lives in the other person‘s household. . . .” The court‘s instruction was based on “(a) Any person who willfully, maliciously, and repeatedly follows or willfully and maliciously harasses another person and who makes a credible threat with the intent to place that person in reasonable fear for his or her safety, or the safety of his or her immediate family is guilty of the crime of stalking. . . . [9] . . . [9] “(e) For the purposes of this section, ‘harasses’ means engages in a knowing and willful course of conduct directed at a specific person that seriously alarms, annoys, torments, or terrorizes the person, and that serves no legitimate purpose. “(f) For the purposes of this section, ‘course of conduct’ means two or more acts occurring over a period of time, however short, evidencing a continuity of purpose. Constitutionally protected activity is not included within the meaning of ‘course of conduct.’ “(g) For the purposes of this section, ‘credible threat’ means a verbal or written threat, including that performed through the use of an electronic communication device, or a threat implied by a pattern of conduct or a combination of verbal, written, or electronically communicated statements and conduct, made with the intent to place the person that is the target of the threat in reasonable fear for his or her safety or the safety of his or her family, and made with the apparent ability to carry out the threat so as to cause the person who is the target of the threat to reasonably fear for his or her safety or the safety of his or her family. It is not necessary to prove that the defendant had the intent to actually carry out the threat. The present incarceration of a person making the threat shall not be a bar to prosecution under this section. Constitutionally protected activity is not included within the meaning of ‘credible threat.’ [9] . . . [9] “(l) For purposes of this section, ‘immediate family’ means any spouse, parent, child, any person related by consanguinity or affinity within the second degree, or any other person who regularly resides in the household, or who, within the prior six months, regularly resided in the household.” ( Defendant‘s position is that the challenged instruction was not correct in law because the statute must be interpreted to require knowledge that a person is the victim‘s immediate family member within the meaning of Given the prosecution‘s theory of the credible threat, however, we need not decide whether knowledge of one‘s status as an immediate family member of the victim is an implicit element of the stalking statute even though it may lack any explicit statutory requirement. This is because the prosecutor argued that defendant‘s entire course of conduct—not just his statement to David F. in Kathryn C.‘s presence—constituted the credible threat. The statement to David F. was but a minute aspect of this pattern of threatening conduct. Prior to trial, the judge specifically asked the prosecutor to explain his theory of the threat supporting the stalking charge. After listening to the prosecutor the judge replied, “So your theory is that his course of conduct was intended by him to be a threat to her?” The prosecutor responded, “Yes, your Honor.” As the prosecutor preliminarily explained to the judge, this course of conduct included defendant‘s long history of domestic violence against Kathryn C., his repeated violations of the no-contact orders, his statements directly to her that he would not abide by the restraining orders, his threats to David F. in Kathryn C.‘s presence outside her home, and his conduct of watching her and contacting her almost on a daily basis every time she left her apartment. During closing argument, the prosecutor reiterated his theory that defendant‘s entire course of conduct, and not merely his threat to David F., satisfied the credible threat element under the statute. The prosecutor first asked, “Did his conduct create a credible threat? Did his conduct cause her to fear for her safety?” Later the prosecutor told the jury that “It is not just the repeated contacts. It is the repeated contacts along with the statements along with the While the prosecutor did refer to the threat to David F. as one aspect of this course of conduct, it was not the only incident forming the basis of the credible threat. When viewing the record in light of the prosecution‘s actual theory, it is apparent that the real issue below was whether defendant‘s pattern of conduct implied a credible threat to Kathryn C. and not whether the statement to David F. alone constituted a threat to her. Even defense counsel characterized the threat to David F. and the immediate family issue as a “red herring” or “nonissue.” That defendant‘s appellate counsel, in hindsight, might have argued the matter differently cannot alter the record of what actually occurred. But even if we assume, without deciding, that the trial court erred by failing to instruct the jury that defendant had to know David F. qualified as Kathryn C.‘s immediate family member before the statements to David F. in Kathryn C.‘s presence could qualify as a credible threat to her, the error was harmless beyond a reasonable doubt. (People v. Sengpadychith (2001) 26 Cal.4th 316, 324 [109 Cal.Rptr.2d 851, 27 P.3d 739] [“a trial court‘s failure to instruct on an element of a crime is federal constitutional error [citation] that requires reversal of the conviction unless it can be shown ‘beyond a reasonable doubt’ that the error did not contribute to the jury‘s verdict“]; see Chapman v. California (1967) 386 U.S. 18, 24 [17 L.Ed.2d 705, 87 S.Ct. 824].) The evidence overwhelmingly showed that even without the threat to David F. defendant‘s entire course of conduct implied a credible threat to Kathryn C. As the prosecutor reminded the jury, defendant directly threatened Kathryn C. He had an extensive history of domestic violence against Kathryn C.; he physically, mentally, and emotionally abused her. Even defense counsel conceded that defendant “did some horrible things to this woman in the past... Probably the most horrendous thing he did to her was when he put his arm—she described it as how he was choking her.” Based on their extensive domestic violence history, Kathryn C. was justifiably scared of defendant. Defendant repeatedly disregarded the no-contact orders, even moving in next door to Kathryn C. and seemingly watching her from his apartment. Over the course of a month, defendant contacted Kathryn C. 40 to 50 times—nearly every time she left her home. He bragged about beating people up, told her someone should similarly beat her up after she asked him to leave her alone, told her she should be careful or else something was going to Defendant next challenges the stalking instruction because it did not inform the jury that before determining defendant‘s statements to Officer Fox about shooting Kathryn C. constituted a credible threat, the jury had to find defendant intended Officer Fox to convey the statements to Kathryn C. In other words, defendant again asks us to construe While defendant concedes no published decisions have held such an imbedded intent element exists in In Felix, the defendant made threatening statements about shooting his ex-girlfriend to a psychotherapist while in jail. Given the confidential setting in which the statements were made while discussing highly personal thoughts about homicide, suicide, and his emotions about his ex-girlfriend, the court found the requisite intent to convey lacking. (Felix, supra, 92 Cal.App.4th at pp. 913-914.) On the other hand, our colleagues in the Second Appellate District, albeit in a somewhat different context, determined that for purposes of a credible threat, it is irrelevant that a victim learns of a stalker‘s threats through a third person rather than directly from the stalker. (Norman, supra, 75 Cal.App.4th at p. 1241, fn. 4.) There, the court considered whether a victim‘s fear must be contemporaneous with the stalker‘s threats and harassment in order to violate In rejecting Norman‘s claim that insufficient evidence of a credible threat supported his conviction the court stated, “The fact that Spielberg learned about Norman‘s threatening conduct from Ramer [(his attorney)] is irrelevant—it was Norman whose course of conduct . . . was threatening and which created a foreseeable need to inform Spielberg of the danger.” (Norman, supra, 75 Cal.App.4th at p. 1241, fn. 4.) Thus, whether a defendant intends that words uttered to third parties be relayed to the victim arguably appears irrelevant for purposes of establishing a credible threat under In this case, Officer Fox told Kathryn C. what defendant had said. Kathryn C.‘s knowledge of these statements, once gained, cannot be ignored when assessing whether defendant‘s course of conduct rose to the level of a credible threat. (Uecker, supra, 172 Cal.App.4th at p. 598, fn. 10.) The fact that Officer Fox conveyed the statements, whether or not defendant intended him to relay the threatening messages, appears irrelevant. (Norman, supra, 75 Cal.App.4th at p. 1241, fn. 4.) But even if we assume, without deciding, that defendant is correct that the trial court erred by failing to instruct the jury he had to intend for Officer Fox to convey his threatening statements to Kathryn C., we are satisfied the error was harmless beyond a reasonable doubt. (People v. Sengpadychith, supra, 26 Cal.4th at p. 324.) The record shows defendant told Officer Fox he intended to immediately return to Kathryn C.‘s house as soon as he was released, the restraining order “didn‘t mean shit,” and that nothing could be done if he shot her upon his release. These comments were made to the peace officer who had just arrested defendant for violating a no-contact order after he threatened Kathryn C.‘s boyfriend in her presence and outside her home. This evidence is uncontradicted. Defendant did not make the threatening statements in a confidential setting or during a therapy session. Thus, unlike in Felix, defendant had no expectation the statements would remain confidential. Instead, like in Norman, it was reasonably foreseeable under these circumstances that defendant‘s conduct and comments would prompt the arresting officer to inform Kathryn C. about the threatening statements. Assuming the jury had been instructed that defendant had to intend for Officer Fox to relay his threats to Kathryn C., we are confident beyond a reasonable doubt the jury would have inferred such an intent based on the uncontradicted evidence in the record. (In re David L., supra, 234 Cal.App.3d at p. 1659 [intent that third party act as intermediary to convey threat to victim was implied]; People v. Lopez (1986) 188 Cal.App.3d 592, 602 [233 Cal.Rptr. 207] [uncontradicted evidence defendant knew, or exercising reasonable care should have known, police officers were attempting to arrest him].) Defendant next contends the stalking instruction was erroneous because it did not require the jury to determine whether his statements to Officer Fox constituted free speech under the First Amendment, and that because the statements so qualified, they could not form the basis of a credible threat under Our resolution of the latter issue necessarily resolves the former. We therefore consider first whether defendant‘s statements to Officer Fox constituted constitutionally protected free speech. We find they do not. The First Amendment protects “expression that engages in some fashion in public dialogue, that is, ’ “communication in which the participants seek to persuade, or are persuaded; communication which is about changing or maintaining beliefs, or taking or refusing to take action on the basis of one‘s beliefs. . . .” ’ ” (In re M.S. (1995) 10 Cal.4th 698, 710 [42 Cal.Rptr.2d 355, 896 P.2d 1365].) “As speech strays further from the values of persuasion, dialogue and free exchange of ideas, and moves toward willful threats to perform illegal acts, the state has greater latitude to regulate expression.” (Ibid.) A threat constitutes an ” ‘expression of an intent to inflict evil, injury, or damage on another.’ ” (In re M.S., supra, 10 Cal.4th at p. 710.) “When a reasonable person would foresee that the context and import of the words will cause the listener to believe he or she will be subjected to physical violence, the threat falls outside First Amendment protection.” (Ibid.) Such comments In this case, defendant told Officer Fox the restraining orders “didn‘t mean shit, and he was going to be out [of jail] in 20 minutes . . . and he was going to go back to [Kathryn C.‘s] house immediately.” He also told the officer that he could not keep him away from Kathryn C. and that when he got out of jail, if he shot Kathryn C., there was nothing Officer Fox could do about it. Defendant angrily made these statements after having just been arrested for contacting Kathryn C. at her home in violation of the no-contact order and threatening her boyfriend in her presence. Given this context and based on the nature of the comments, it was reasonably foreseeable the officer would believe the victim might be subjected to physical violence at defendant‘s hand. That is precisely what occurred when Officer Fox heard defendant‘s statements. When asked whether he was concerned or worried about the statements, Officer Fox testified, “I took it very seriously that if he‘s going to make—based on his actions up to this point and based on if he‘s going to make that claim to a police officer, not only once but twice, I felt it was my job to do the best I can to protect her.” Defendant‘s reliance on Watts v. United States (1969) 394 U.S. 705, 708 [22 L.Ed.2d 664, 89 S.Ct. 1399] (Watts) for the proposition that defendant had a First Amendment right to make ” ’ “vehement, caustic, and sometimes unpleasantly sharp attacks on government and public officials” ’ ” is misplaced. Watts involved a political rally at the Washington Monument in Washington, D.C., during the time of the Vietnam War. Watts, a young man attending the rally, informed a group of attendees that he had just received his draft notice and declared he would not report for duty. He then stated, ” ‘If they ever make me carry a rifle the first man I want to get in my sights is L. B. J.’ ” (Watts, at p. 706.) Both Watts and those that heard the statement laughed. (Id. at p. 707.) In reversing Watts‘s conviction for threatening the president‘s life, the United States Supreme Court considered the context and expressly conditional nature of the statement, as well as the listener‘s reaction. (Watts, supra, 394 U.S. at p. 708.) The high court concluded the statement, rather than a threat, was merely a ” ‘very crude offensive method of stating a political opposition to the President.’ ” (Id. at p. 708.) We find Watts inapt to the facts of the present case. At the time defendant made the comments about shooting Kathryn C., he was not taking part in a Having concluded defendant was not engaged in constitutionally protected First Amendment speech when making the statements to Officer Fox, we next consider whether the trial court erred by not instructing the jury that defendant was not guilty of stalking if his conduct was a constitutionally protected activity. Defendant concedes a specific instruction regarding constitutionally protected speech under CALCRIM No. 1301 is optional. Because we determined defendant was not engaged in such activity, we reject defendant‘s argument that the court erred in omitting any reference to constitutionally protected activity when instructing the jury on the stalking charge. II-IV* . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . The sentences on the misdemeanor charges are stayed pursuant to *See footnote, ante, page 124. Raye, P. J., and Murray, J., concurred. Appellant‘s petition for review by the Supreme Court was denied October 30, 2013, S213027.FACTS AND PROCEEDINGS
DISCUSSION
I
CALCRIM No. 1301
A. Forfeiture
B. Standard of Review
C. Knowledge Threatened Person Is Victim‘s Immediate Family Member
D. Threats Communicated to Third Person
E. Constitutionally Protected Speech
DISPOSITION
