Opinion
INTRODUCTION
Defendant and appellant David Garcia Franco (defendant) was arrested after an inspection of his apartment revealed a large quantity of drugs and drug paraphernalia. Defendant admitted to using the drugs, but denied that he sold or intended to sell them. A jury convicted defendant of maintaining a place for selling, giving away or using a controlled substance (Health & Saf. Code, § 11366). 1 The jury acquitted defendant on two counts of possession of a controlled substance for sale (§§ 11351, 11378), but convicted defendant of the lesser included offense of simple possession of a controlled substance (§§ 11350, subd. (a), 11377, subd. (a)).
In the published portion of this opinion, we hold that section 11366 is not violated by a defendant’s personal use of a controlled substance in his or her own home, even if the defendant used drugs continuously or repeatedly. As relevant here, section 11366 is violated only if the defendant maintains a place for the continuous or repeated use of drugs by others. Accordingly, the trial court erred by giving the jury an instruction that permitted it to convict defendant for maintaining a plаce for his own personal drug use. We reverse defendant’s conviction under section 11366 and remand for retrial on that count. In the unpublished portion of this opinion, we affirm the remainder of the judgment.
BACKGROUND 2
Defendant leased an apartment in a building on East 3rd Street in Pomona. The property management company responsible for the building had a policy *717 of conducting biannual inspections of the apartments to determine the condition of the apartments and, in effect, to monitor whether tenants were complying with thеir leases. In April 2008, employees of the property management company discovered what they believed to be drugs in plain view during an inspection of defendant’s apartment. They notified the police.
Defendant consented to a search of his apartment by the police. On the bar in the kitchen area, police saw two lines of cocaine cut for use and two rolled dollar bills. There was another line of cocaine and a rolled bill in a bedroom. Police further searched the apartment and discovered: (1) four sets of electronic scales, two with a white powdery residue consistent with cocaine; (2) inositol powder, commonly used as a cutting agent for cocaine; (3) clear plastic baggies, commonly used as a packaging medium for narcotics; (4) a methamphetamine pipe; (5) a clear plastic bag containing 107 grams of cocaine; (6) a black plastic bag, inside of which was a plastic bag containing 39.5 grams of methamphetamine, a plastic bag containing 26.8 grams of cocaine, and several small wrapped baggies containing a total of 8.19 grams of cocaine; (7) a nine-millimeter semiautomatic handgun, in a holster, with 20 live rounds, including a loaded magazine inserted into the weapon, one round in the chamber, and a fully loaded secondary magazine; (8) $503 in cash in a bag hanging on a bedpost; and (9) $3,526 stuffed between the mattress and box spring of a bed. The cocaine recovered by police had an estimated street value of $11,000, and the methamphetamine recovered had an estimated street value of $4,000.
Defendant presented evidence that the nine-millimeter firearm and ammunition belonged to a friend who had asked defendant to hold them for safekeeping during a visit from the friend’s relatives; the cash was from a restaurant defendant operated; and defendant was not putting money in the bank because he was in the process of getting a divorce. Defendant admitted that he started using drugs with his roommate, Daniel Zaragoza, shortly before his arrest, and that he was using cocaine heavily due to pеrsonal problems. Defendant denied selling drugs. Defendant testified that Zaragoza, a truck driver, left on a trip to Oklahoma a few days before defendant was arrested. Defendant further testified that he was not aware that the electronic scales or the methamphetamine pipe were in the apartment.
B. PROCEDURAL BACKGROUND
Defendant was charged with one count of possession of a controlled substance with a firearm (§ 11370.1, subd. (a)) (count 1); two counts of *718 possession of a controlled substance for sale (§§ 11351 [cocaine], 11378 [mеthamphetamine]) (counts 2 and 4); one count of maintaining a place for selling or using a controlled substance (§ 11366) (count 3); one count of possession of a firearm by a felon (Pen. Code, § 12021, subd. (a)(1)) (count 5); and one count of possession of ammunition by a felon (Pen. Code, § 12316, subd. (b)(1)) (count 6). The information also specially alleged pursuant to section 11370 that defendant had a prior drug conviction. The jury convicted defendant of the lesser included offense of possession of a controlled substance on counts 2 and 4, and convicted defendant as charged on all other counts.
The trial court sentenced defendant to a total prison term of four years four months on counts 1, 4 and 6. The trial court stayed the sentences on counts 2, 3 and 5 pursuant to Penal Code section 654. The trial court also imposed various fines and penalties.
DISCUSSION
A. CALCRIM No. 2440 (Count 3)
Count 3 charged defendant with maintaining a place for the use of a controlled substance. (§ 11366.) Defendant contends the trial court’s instruction omitted an element of the offense, which was that the place must be provided to others for use of the controlled substance. We agree.
1. Additional Background
Section 11366 provides in pertinent part: “Every person who opens or maintains any place for the purpose of unlawfully selling, giving away, or using any controlled substance . . . shall be punished by imprisonment in the county jail for a period of not more than one year or the state prison.” “The proscribed ‘purpose’ is one that contemplates a continuity of such unlawful usage; a single or isolated instance of the forbidden conduct does not suffice.”
(People
v.
Horn
(1960)
Although defendant’s trial occurred in September 2008, the trial court instructed the jury with an old version of CALCRIM No. 2440, dated January 2006. The trial court instructed, “The defendant is charged in Count 3 with maintaining a place for the sale or use of a controlled substance in violation of Health and Safety Code section 11366. [f] To prove that the defendant is *719 guilty of this crime, the People must prove that; [f] 1. The defendant maintained a place; [f] AND [f] 2. The defendant maintained the place with the intent to sell or use a controlled substance, specifically cocaine, on a continuous оr repeated basis at that place.” 3 Defense counsel approved the instruction and did not request any modification or clarification of the instruction.
During deliberations, the jury requested the following clarification of the instruction as to count 3: “Is the term ‘use’ for private use or for customer use?” The trial court responded, “Refer to the language of Instruction # 2440 for the elements of the crime. [][]... [][] View these instructions in light of all the court’s instructions.” Defense counsel did not object to the trial court’s response to thе jury. The jury convicted defendant on count 3, but acquitted defendant on two counts of possession for sale, convicting him instead of the lesser offense of simple possession.
2. Forfeiture
The People argue that defendant forfeited his challenge to the jury instruction by failing to object in the trial court. Generally, a party forfeits any challenge to a jury instruction that was correct in law and responsive to the evidence if the party fails to object in the trial court.
(People v. Hudson
(2006)
*720 3. Standard of Review
We review de novo whether a jury instruction correctly states the law.
(People
v.
Posey
(2004)
4. Application
Defendant argues that for him to be convicted of violating section 11366 on the theory that he maintained a place for the use of controlled substances, the evidence must show that he maintained the place for the use of controlled substancеs by others. Defendant contends that section 11366 is not violated when a defendant maintains a place for his or her own personal drug use, even if the defendant used drugs continuously or repeatedly. The People, on the other hand, contend that “under the plain language of the statute, it appears that a defendant may be convicted . . . where he or she maintains or opens a place for personal drug use . . . .” Accordingly, we must interpret section 11366 to determine if it encompasses maintaining a place for the defendant’s рersonal drug use.
“ ‘In construing a statute, our role is to ascertain the Legislature’s intent so as to effectuate the purpose of the law. [Citation.] In determining intent, we must look first to the words of the statute because they are the most reliable indicator of legislative intent. [Citation.]’ [Citation.] ‘We do not, however, consider the statutory language “in isolation.” [Citation.] Rather, we
*721
look to “the entire substance of the statute ... to determine the scope and purpose of the provision .... [Citation.]” [Citation.] That is, we construe the wоrds in question “ ‘in context, keeping in mind the nature and obvious purpose of the statute . . . .’ ” ’ [Citation.]”
(People
v.
Brookfield
(2009)
Section 11366 makes it a crime to “openQ or maintain[] any place for the purpose of unlawfully selling, giving away, or using” specified controlled substances, including cocaine. Accordingly, the elements of the offense “are that the defendant (a) opened or maintained a place (b) with a purpose of continuously or repeatedly using it for selling, giving away, or using a controlled substance. [Citations.]”
(People
v.
Hawkins
(2004)
If read in isolation, the term “using” in section 11366 reasonably could be understood to encompass the defendant’s personal use of a controlled substance. If read in context, however, the term reasonably could bе understood to refer to the “use” of controlled substances by third persons. (See
People v. Loeun
(1997)
Similarly, the acts of “selling” and “giving away”—as used in the phrase “selling, giving away, or using” in section 11366—both require the participation of a person other than defendant, i.e., a purchaser or recipient. Read as part of that series—“selling,” “giving away,” and “using”—the term “using”
*722
reasonably can be understood to proscribe opening or maintaining a place where
others
use drugs not sold or given away on the premises, i.e., that were procured elsewhere. (See
Vera, supra,
This ambiguity was addressed by the Court of Appeal in
Vera, supra,
Similar reasoning led the court in
People
v.
Ferrando
(2004)
*723
Also instructive is
People v. Shoals
(1992)
This interpretation of section 11366 is consistent with a common sense reading of the statute. To interpret section 11366 to reach a defendant’s personal drag use could lead to absurd results.
(Woods v. Young
(1991)
The legislative history of section 11366 is not determinative as to whether the Legislature intended the statute to apply to individual use of controlled substances at home. In 1972, the Legislature enacted section 11366 and repealed the statute’s predecessor, former section 11557. (Stats. 1972, ch. 1407, §§ 2, 3, pp. 2986, 3019; former § 11557, as amended by Stats. 1970, ch. 1098, § 12, pp. 1952-1953.) When former section 11557 was enacted in 1940, the statute provided, “It is unlawful to open or maintаin to be resorted to by other persons any place in which narcotics are unlawfully sold, given away, or smoked.” (Stats. 1941, 1st Ex. Sess. 1940, ch. 9, § 32, p. 23, italics added.) In 1953, the Legislature amended the statute to, inter alia, delete the language “to be resorted to by other persons.” (Stats. 1953, ch. 1770, § 4, p. 3526.) The amended statute stated, “It is unlawful to open or maintain any *724 place for the purpose of unlawfully selling, giving away or using any narcotic.” (Ibid.) The Legislative Counsel summarized the 1953 statutory change by just noting the change in language. (Legis. Counsel’s Dig., Assem. Bill No. 2238 (1953 Reg. Sess.) Summary Dig., p. 216.)
Although one might infer that the 1953 amendment’s deletion of the reference to “other persons” is significant, it is equally reasonable to conclude that the amendment only eliminated unnecessary and awkward language. The pre-1953 language suggests that the Legislature intended to apply the statute to places that are made available to others. Had the Legislature intended to modify the statute to include personal use only, one would expect an express indication of that intent. Thus, the legislative history is inconclusive.
If the Legislature believed that the decision in
Vera, supra,
Finally, even if there are two equally reasonable interpretations of section 11366, we resolve doubts as to the meaning of the statute in defendant’s favor—the “rule of lenity.” The Supreme Court has recognized the application of that rule in сertain circumstances.
(People v. Story
(2009)
For these reasons, we hold that section 11366 does not apply to an individual’s continuous or repeated use of controlled substances at home, absent evidence that the individual opened his or her home to others for the purpose of selling or giving away to them, or for the use by them of such *725 substances. The jury instruction in this case, and the trial court’s response to the jury’s request for clarification, permitted the jury tо convict defendant on an improper legal theory, and were therefore erroneous.
5. Prejudice
The People concede that, if there was instructional error in this case, it was prejudicial. We agree.
4
“When one of the theories presented to a jury is legally inadequate, such as a theory which 1 “fails to come within the statutory definition of the crime” ’ [citation], the jury cannot reasonably be expected to divine its legal inadequacy. The jury may render a verdict on the basis of the legally invalid theory without reаlizing that, as a matter of law, its factual findings are insufficient to constitute the charged crime. In such circumstances, reversal generally is required unless ‘it is possible to determine from other portions of the verdict that the jury necessarily found the defendant guilty on a proper theory.’ [Citation.]”
(People v. Perez
(2005)
The error here involved the presentation of a legally erroneous theory to the jury—that is, that defendant could be convicted upon a showing that he personally used controlled substances in his home on a continuous or repеated basis. Reversal is required because there is nothing in the record to establish that the jury necessarily rejected that theory and instead convicted appellant on a proper theory. To the contrary, the jury acquitted defendant on two charges of possession of narcotics for sale, and instead convicted him of the lesser included offense of simple possession. The jury’s request for clarification demonstrates that it was concerned about whether a conviction could be based uрon defendant’s personal drug use. There was evidence that defendant personally used cocaine on a continuous or repeated basis in his home. For example, defendant testified that he abused cocaine in his home, and police discovered a large quantity of drugs in the apartment, including three lines of cocaine cut for use. We cannot rule out the possibility the jury convicted appellant on the basis of an invalid legal theory. Because the error was prejudicial, defendant’s conviction for violating section 11366 must be reversed.
*726 B. Substantial Evidence (Count 3)
Although we reverse defendant’s conviction for violating section 11366, we must nevertheless resolve defendant’s contention regarding the sufficiency of the evidence to determine whether defendant may be retried for the offense.
(People v. Morgan
(2007)
In this case, a large quantity of drugs was discovered in defendant’s apartment. In addition, there was substantial evidence that the drugs were not brought into the home recently or for mere transit to another place. The police discovered four electronic scales in three different rooms of the apartment, a cutting agent, drug packaging materials, large amounts of cash, and a loadеd firearm. Defendant testified that he and Zaragoza had used cpcaine in the apartment on multiple occasions over the course of at least one month, with defendant using so heavily that he had two “attacks” that required medical treatment. Defendant also testified that Zaragoza had brought “women” into the apartment. Police discovered three lines of cocaine cut for personal use in two different rooms of the apartment. A reasonable jury could infer from such evidence that persоns other than defendant had used cocaine in the apartment on a repeated basis, and that defendant had therefore “opened” and “maintained” his apartment for the “use” of controlled substances by one or more other persons. Accordingly, because there was sufficient evidence to support a conviction under section 11366, defendant may be retried on the charge. (See
People v. Hallock
(1989)
C„ D. *
*727 DISPOSITION
Defendant’s conviction under section 11366 on count 3 is reversed. The matter is remanded to the trial court for further proceedings consistent with this opinion. In all other respects, the judgment is affirmed.
Turner, P. J., and Armstrong, J., concurred.
Appellant’s petition for review by the Supreme Court was denied March 30, 2010, S179800.
Notes
All statutory references are to the Health and Safety Code, unless stated otherwise.
On appeal, “we must view the evidence in the light most favorable to the verdict and presume the existence of each fact that a rational juror could have found proved by the evidence. [Citation.]”
(People v. Rundle
(2008)
CALCRIM No. 2440 has been revised so that the formulation of the second element addresses the specific point raised by defendant on this appeal. As of the October 2009 edition, CALCRIM No. 2440 provides in part, with the pertinent language in bold: “2. The defendant (opened/ [or] maintained) the place with the intent to (sell[,]Z [or] give away[,]/ [or] allow others to use) a (controlled substance/ [or] narcotic drug), specifically <insert name of drug>, on a continuous or repeated basis at that place.”
We conclude that the error was prejudicial under either
People
v.
Watson
(1956)
See footnote, ante, page 713.
