Case Information
*1 Filed 6/2/22
CERTIFIED FOR PUBLICATION IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT DIVISION SEVEN THE ASSOCIATION OF DEPUTY B310845 DISTRICT ATTORNEYS FOR
LOS ANGELES COUNTY, (Los Angeles County
Super. Ct. No. 20STCP04250) Plaintiff and Respondent,
v.
GEORGE GASCÓN, as District
Attorney, etc., et al.
Respondents and Appellants. APPEAL from an order of the Superior Court of Los Angeles County, James C. Chalfant, Judge. Affirmed in part and reversed in part with directions.
Hogan Lovells, Stephanie Yonekura, Neal Kumar Katyal, Jo-Ann Tamila Sagar, and Danielle Desaulniers Stempel; Rodrigo A. Castro-Silva, County Counsel, Adrian G. Gragas, Assistant County Counsel, and Jonathan C. McCaverty, Deputy County Counsel; Kendall Brill & Kelly, Robert E. Dugdale and Laura W. Brill for Respondents and Appellants.
Michael Romano, Erwin Chemerinsky, and Miriam Krinsky for 67 Current and Former Elected Prosecutors and Attorneys *2 General as Amicus Curiae on behalf of Respondents and Appellants.
Ricardo D. García, Public Defender (Los Angeles County), Albert J. Menaster, Head Deputy Public Defender, and Mark Harvis, Deputy Public Defender as Amicus Curiae on behalf of Respondents and Appellants.
Summer Lacey and Tiffany M. Bailey for American Civil Liberties Union Foundation of Southern California as Amicus Curiae on behalf of Respondents and Appellants.
Browne George Ro ss O’Brien Annaguey & Ellis, Eric M. George, Thomas P. O’Brien, Chistopher Landau, Nathan J.
Hochman, David J. Carroll, and Matthew O. Kussman for Petitioner and Respondent.
Greg D. Totten; Robert P. Brown, Chief Deputy District Attorney (San Bernardino) for California District Attorneys Association as Amicus Curiae on behalf of Petitioner and Respondent.
_____________________________
INTRODUCTION
This appeal raises two questions concerning the scope of prosecutorial discretion. The first is: Can the voters, through the initiative process, or the Legislature, through legislation, require prosecutors to plead and prove prior convictions to qualify a defendant for the alternative sentencing scheme prescribed by the three strikes law? Our answer: Yes for pleading, no for proving. The second question is: Can courts require prosecutors, when moving to eliminate (by dismissal or amendment) from a *3 charging document allegations of prior strikes and sentence enhancements, to base the motion on individualized factors concerning the defendant or the alleged crime? Our answer: No, but courts do not have to grant those motions. (See People v. Nazir (June 2, 2022, B310806) Cal.App.5th ( Nazir ).)
These questions arise out of the decision on November 3, 2020 by the voters of Los Angeles County to elect George Gascón as their district attorney. In December 2020 the new district attorney adopted several “ Special Directives ” concerning sentencing, sentence enhancements, and resentencing that made significant changes to the policies of his predecessor. In essence, the Special Directives prohibited deputy district attorneys in most cases from alleging prior serious or violent felony convictions (commonly referred to as “strikes” ) under the three strikes law or sentence enhancements and required deputy district attorneys in pending cases to move to dismiss or seek leave to remove from the charging document allegations of strikes and sentence enhancements. The Special Directives stated objectives, through these policies, were to promote the “ interests of justice and public safety ” by reducing “ long sentences ” that do little ” to deter crime.
The Association of Deputy District Attorneys for Los Angeles County (ADDA) is the certified exclusive bargaining representative for Bargaining Unit 801, which consists of approximately 800 deputy district attorneys in Los Angeles County. ADDA sought a writ of mandate and a preliminary injunction to prevent the district attorney from enforcing the Special Directives, arguing they violated a prosecutor’s duties to “plead and prove” prior strikes under the three strikes law ( Pen. *4 Code, §§ 667, subds. (b)-(i), 1170.12, subds. (a)-(d)); [1] to exercise prosecutorial discretion in alleging and moving to dismiss under section 1385 prior strikes and sentence enhancements on a case- by-case basis; to continue to prosecute alleged strikes and sentence enhancements after a court denies a motion to dismiss under section 1385; and to prosecute certain special circumstances allegations. The trial court largely agreed with ADDA and issued a preliminary injunction enjoining the district attorney from enforcing certain aspects of the Special Directives.
In this appeal the district attorney argues that ADDA lacks standing to seek mandamus relief on behalf of its members, that he does not have a ministerial duty to comply with the legal duties ADDA alleges he violated, that the trial court ’s preliminary injunction violates the doctrine of separation of powers, and that the balance of the harms does not support preliminary injunctive relief. The district attorney did not challenge in the trial court, and does not challenge on appeal, the preliminary injunction’s application to special circumstances allegations.
On the issue of standing, we conclude ADDA has associational standing to seek relief on behalf of its members. On the merits, we conclude the voters and the Legislature created a duty, enforceable in mandamus, that requires prosecutors to plead prior serious or violent felony convictions to ensure the alternative sentencing scheme created by the three strikes law applies to repeat offenders. This duty does not violate the separation of powers doctrine by materially infringing on a prosecutor’s charging discretion; to the contrary, the duty affirms *5 the voters’ and th e Legislature’s authority to pr escribe more severe punishment for certain recidivists. But we also conclude neither the voters nor the Legislature can create a duty enforceable in mandamus to require a prosecutor to prove allegations of prior serious or violent felony convictions, an inherently and immanently discretionary act. Nor, we conclude, is mandamus available to compel a prosecutor to exercise his or her discretion in a particular way when moving to dismiss allegations of prior strikes or sentence enhancements under section 1385 or when seeking leave to amend a charging document. Therefore, we affirm the trial court ’s order in part and reverse it in part.
FACTUAL AND PROCEDURAL BACKGROUND A. The New District Attorney Adopts Special Directives Regarding Sentencing and Sentence Enhancements Shortly after his election in November 2020, the new district attorney for Los Angeles County adopted several Special Directives to amend the Legal Policies Manual. They included:
Special Directive 20-08 . On December 7, 2020 the district attorney issued Special Directive 20-08, which stated that “sentence enhancement s or other sentencing allegations, including under the Three Strikes law, shall not be filed in any cases and shall be withdrawn in pending matters.” Special Directive 20-08 stated it applied to “[a] ny prior-strike enhancements ” under the three strikes law, sections 667, *6 subdivisions (d) and (e), and 1170.12; [2] “ [a]ny [Proposition] 8 or ‘5 year prior’ enhancements” under section 667, subdivision (a)(1); “‘3 year prior’ enhancements” under section 667.5; “STEP Act enhancements (‘gang enhancements’)” under section 186.22 et. seq.; “ Special Circumstances allegations resulting in ” a sentence of life without the possibility of parole under sections 190.1 to 190.5; and “[v] iolations of bail or [own recognizance] release ” under section 12022.1. Special Directive 20-08 further stated: “ The specified allegations/enhancements identified in this policy directive are not an exhaustive list of all allegations/enhancements that will no longer be pursued by this office; however, these are the most commonly used allegations/enhancements .”
Special Directive 20-08 stated the district attorney’s view that “t he current statutory ranges for criminal offenses alone, without enhancements, are sufficient to both hold people accountable and also to protect public safety ” and that studies show that each additional sentence year causes a 4 to 7 percent increase in recidivism that eventually outweighs the incapacitation benefit. ” An appendix to Special Directive 20-08 stated that there was no compelling evidence the over 100 *7 sentence enhancements in California improved public safety, that such enhancements contributed to prison overcrowding, and that they “exacerbate[d] racial disparities in the justice system.” The appendix also stated “long sentences do little” to deter crime .
Special Directive 20-14 . Also on December 7, 2020 the district attorney issued Special Directive 20- 14 as the “new Resentencing Policy.” Among other things, Special Directive 20- 14 required the deputy district attorney in charge of an open and pending case to “join in the Defendant’s motion t o strike all alleged sentence enhancement(s) ” or to “ move to dismiss all alleged sentence enhancement(s) named in the information for all counts .” Special Directive 20-14 based the new resentencing policy on research showing “ the high cost, ineffectiveness, and harm to people and communities caused by lengthy prison sentences ” and on the district attorney’s promise, articulated in his successful election campaign, that he would stop[ ] the practice of imposing excessive sentences. ”
Special Directive 20-08.1 . On December 15, 2020 the district attorney issued a clarification to Special Directive 20-08 for pending cases in which the People had alleged prior serious or violent felony convictions under the three strikes law or sentence enhancements. In such cases, Special Directive 20-08.1 directed deputy district attorneys to “ make the following record ”:
“‘ The People move to dismiss and withdraw any strike prior (or other enhancement) in this case. We submit that punishment provided within the sentencing triad of the substantive charge(s) in this case are [ sic ] sufficient to protect public safety and serve justice. Penal Code section 1385 authorizes the People to seek dismissal of all strike prior(s) (or other enhancements) when in *8 the interests of justice. [3] Supreme Court authority directs this Court to determine those interests by balancing the rights of the defendant and those of society as represented by the People. ” The California Constitution and State Supreme Court precedent further vest the District Attorney with sole authority to determine whom to charge, what charges to file and pursue, and what punishment to seek. That power cannot be stripped from the District Attorney by the Legislature, Judiciary, or voter initiative without amending the California Constitution. . . . Additional punishment provided by sentencing enhancements or special allegations provide[s] no deterrent effect or public safety benefit of incapacitation — in fact, the opposite may be true, wasting critical financial state and local resources. ’” If a trial court refused under section 1385 to dismiss allegations of prior serious or violent felony convictions under the three strikes law or refused to dismiss sentencing allegations, Special Directive 20-08.1 instructed deputy district attorneys to “ seek leave of the court to file an amended charging document pursuant to Penal Code section 1009. ”
Special Directive 20-08.2 . On December 18, 2020 the District Attorney issued another clarification to Special *9 Directive 20-08. Special Directive 20-08.2 first reiterated that certain “ sentence enhancements and allegations shall not be pursued in any case and shall be withdrawn in pending matters ,” including “[s] pecial circumstances allegations resulting in ” a sentence of a life without the possibility of parole. The directive stated that such allegations “ shall not be filed, will not be used for sentencing, and will be dismissed or withdrawn from the charging document .” Special Directive 20-08.2 then revised Special Directive 20-08 to allow deputy district attorneys to allege prior strikes and sentence enhancements in certain cases, including those alleging hate crimes, elder and dependent abuse, child physical abuse, child and adult sexual abuse, human sex trafficking, certain financial crimes, and “extraordinary circumstances” where the victim suffered extensive physical injury or where “the type of weapon or manner in which a deadly or dangerous weapon including firearms [was] used exhibited an extreme and immediate threat to human life.”
B. ADDA Seeks a Writ of Mandate and a Preliminary Injunction To Prevent the District Attorney from Enforcing “Unlawful Portions” of the Special Directives
On December 30, 2020 ADDA filed a petition for writ of mandate or prohibition and a complaint for declaratory and injunctive relief. ADDA alleged the Special Directives violated California law in four ways:
First, ADDA alleged the district attorney’s Special Directives breached his duty under the three strikes law to plead and prove ” all prior qualifying serious and violent felony convictions. (See §§ 667, subd. (f)(1), 1170.12, subd. (d)(1).) *10 ADDA further alleged that, because courts have held the three strikes law does not violate the separation of powers doctrine, “the Special Directives require [deputy district attorneys] to incorrectly argue that the mandatory obligation to plead and prove strikes is unconstitutional as violative of the separation of powers. ” ADDA also alleged that, “e ven if the constitutionality of the Three Strikes Law were not already settled law, ” the district attorney, as a local executive official, has no authority to refuse his ministerial duty to plead and prove strikes based on his personal perception of their constitutionality .”
Second, ADDA alleged Special Directive 20-08.1 violated the law by seeking to circumvent the trial court’s role in determining whether to strike a serious or violent felony conviction “in furtherance of justice” under section 1385. In particular, ADDA alleged the instruction in Special Directive 20-08.1 that required deputy district attorneys, in the event the court denied a motion to dismiss a prior strike under section 1385, to request leave to file an amended charging document under section 1009 “runs afoul of section 1386,” which prohibits the district attorney from discontinuing or abandoning a prosecution “except as provided in Section 1385 . ” ADDA alle ged the district attorney’s policy violated the duty “to proceed with prosecution once it has been initiated unless the [c]ourt permits it to be dismissed.”
Third, ADDA alleged the Special Directives breached the district attorney’s duty under Government Code section 26500 “to prosecute violations of general laws, ” [4] which, according to ADDA, *11 includes the duties “to enforce the law” and “to exercise . . . prosecutorial discretion in particular cases.” ADDA claimed the district attorney failed to perform both duties “by indiscriminately prohibiting the prosecution of all violations of certain offenses” through his adoption of “blanket prosecutorial policies that do not allow for the exercise of case-by-case discretion .”
Finally, ADDA alleged the Special Directives violated California law by requiring deputy district attorneys to bring motions to dismiss special circumstances allegations that result in a sentence of life without the possibility of parole. ADDA claimed section 1385.1 prohibits a court from granting such a motion.
ADDA alleged these purportedly unlawful aspects of the Special Directives placed line prosecutors in an ethical dilemma — follow the law, their oath, and their ethical obligations, or follow their superior’s orders.” ADDA cited transcripts from several cases where courts had declined to grant motions based on the Special Directives and had admonished deputy district attorneys to comply with their ethical and legal obligations. ADDA also alleged the district attorney had “exacted retribution” against a deputy district attorney by issuing a “letter of reprimand” for choosing “to uphold the law” rather than follow the Special Directives. In its prayer for relief, ADDA sought, among other things, a writ of mandate “commanding [the district attorney] to rescind the Special Dir ectives” and a preliminary injunction “barring enforcement of the Special Directives.” law. [¶] The public prosecutor shall attend the courts, and within his or her discretion shall initiate and conduct on behalf of the people all prosecutions for public offenses. ”
ADDA also filed on December 30, 2020 an ex parte application (i.e., an application on shortened notice, not one without notice to the other side) for a temporary restraining order enjoining the district attorney from “forcing” deputy district attorneys to comply with “unlawful portions” of the Special Directives. ADDA argued the Special Directives violated the district attorney ’s mandatory duties to “plead and prove” allegations of prior serious or violent felony convictions under the three strikes law; to exercise case-by- case discretion “rather than to rubber stamp blanket prosecutorial policies barring the wholesale enforcement of a class of criminal laws” ; not to move to dismiss certain special circumstances allegations; and not to “dismiss a prosecution” without leave of court. ADDA subsequently withdrew its ex parte application for a temporary restraining order, and the court issued an order to show cause why the court should not issue a preliminary injunction.
The district attorney opposed the application for a preliminary injunction. He first challenged ADDA’s standing to pursue its claims because the interests ADDA sought to protect were not germane to the organization’s purpose. In particular, the district attorney argued ADDA’s scope of rep resentation did not include challenging policy decisions such as the Special Directives. On the merits, the district attorney argued the separation of powers doctrine precluded the judicial branch from reviewing his discretion whether to plead or move to dismiss allegations of prior strikes and sentence enhancements. The district attorney also argued there was no ministerial duty to “plead and prove” qualifying prior convictions under the three strikes law. The district attorney contended “different Dist rict Attorneys in different California counties, as well as different *13 prosecutors, have long had widely varying pleading practices, defeating any claim that such pleading is ‘ministerial.’” Similarly, the district attorney argued there was no ministerial duty not to move to dismiss existing allegations of strikes and sentence enhancements based on the Special Directives. Because there were no such ministerial duties, the district attorney argued, requiring deputy district attorneys to follow policies that reflected the district attorney’s “assessment of the interests of justice and the wise use of office resources” did not put the deputies in an ethical dilemma. As a result, the district attorney contended, the balance of harms weighed in his favor, and the injunction sought by ADDA “would interfere with the will of the more than two million [Los Angeles] County voters who recently elected the District Attorney.”
C. The Trial Court Grants ADDA’s Application for a Preliminary Injunction “ i n Large Part” The trial court granted ADDA’s motion in most respects. The court found ADDA had associational and public interest standing to pursue its claims against the district attorney. The court concluded that the three strikes law created a “duty to plead and prove strike priors” and that “this requirement is not an unconstitutional intrusion into prosecutorial discretion.” The court also found the perceptions . . . that some prosecutors do not follow the law cannot demonstrate the law’s requirements.” The trial court enjoined the district attorney from preventing deputy district attorneys from pleading and proving prior serious or violent felony convictions under the three strikes law. The court also ruled the three strikes law prohibited the district attorney from moving to dismiss a prior serious or violent felony conviction *14 based on “mere antipathy towards the Three Strikes law” and enjoined him from requiring deputy district attorneys to move to dismiss prior strikes “without having legal grounds” under section 1385. In connection with the three strikes law, the court also concluded the district attorney cannot abandon the prosecution of prior serious or violent felony conviction allegations under the three strikes law by filing a motion under section 1009 for leave to amend the charging document to eliminate those allegations.
The court further enjoined the district attorney from requiring deputy district attorneys to move to dismiss existing sentence enhancements under section 1385 based only on the Special Directives. Finally, the court enjoined the district attorney from enforcing the Special Directives to the extent they required deputy district attorneys to move to dismiss or withdraw special circumstances allegations where the court has no discretion to grant such motion. The court declined to enjoin the district attorney from enforcing the Special Directives as a “blanket policy” to prevent deputy district attorneys from alleging sentence enhancements in new cases. The district attorney timely appealed. [5]
DISCUSSION The district attorney argues the trial court erred in multiple respects in granting most of the preliminary relief *15 sought by ADDA. The district attorney contends that ADDA lacks standing to challenge the Special Directives, that ADDA failed to show the relevant laws create ministerial duties enforceable by mandamus, and that the balance of hardships weighs in his favor. Fundamentally, the district attorney argues his unreviewable prosecutorial discretion includes whether to allege prior convictions under the three strikes law and whether to continue prosecuting existing allegations of prior convictions and sentence enhancements in pending cases.
The district attorney overstates his authority. He is an elected official who must comply with the law, not a sovereign with absolute, unreviewable discretion. Nevertheless, although the trial court did not err in granting some parts of the preliminary relief requested by ADDA, the court erred in granting other parts.
A.
Applicable Law and Standard of Review for
Preliminary Injunctions Granting Mandamus Relief
“ In deciding whether to issue a preliminary injunction, a
trial court must evaluate two interrelated factors: (i) the
likelihood that the party seeking the injunction will ultimately
prevail on the merits of his claim, and (ii) the balance of harm
presented, i.e., the comparative consequences of the issuance and
nonissuance of the injunction. ” (
Common Cause v. Board of
Supervisors
(1989)
Ordinarily, appellate review of a trial court’s order granting
a preliminary injunction is limited to whether the trial court
abused its discretion in evaluating the likelihood of success on
the merits and the balance of harm. (
Chase v. Wizmann
,
supra
,
Moreover, the scope of available preliminary relief is
necessarily limited by the scope of the relief likely to be obtained
at trial on the merits. ” (
Common Cause
, 49 Cal.3d at
p. 442.) Where the ultimate relief sought includes an injunction
and a writ of mandate to compel an official to perform a legal
duty, injunctive relief is “identical in purpose and function to a
writ of mandate. ” (
Ibid
.; see
Venice Town Council, Inc. v. City of
Los Angeles
(1996)
The district attorney does not argue ADDA failed to meet
the first requirement. Indeed, mandamus is the traditional
remedy for the failure of a public official to perform a legal duty. ” (
Common Cause
Superior Court
(2018)
B. ADDA Has Associational Standing To Challenge the Special Directives
The district attorney challenges the trial court ’s findings ADDA has associational and public interest standing to bring this action. Because we agree with the trial court that ADDA has associational standing, we do not consider whether it also has standing under a public interest theory.
1.
Applicable Law and Standard of Review
Under Code of Civil Procedure section 1086, a writ of
mandate “‘ must be issued upon the verified petition of the party
beneficially interested. ’ [Citations.] ‘ The requirement that a
petitioner be “ beneficially interested ” has been generally
interpreted to mean that one may obtain the writ only if the
person has some special interest to be served or some particular
right to be preserved or protected over and above the interest
held in common with the public at large. ’” (
SJJC Aviation
Services, LLC v. City of San Jose
,
supra
, 12 Cal.App.5th at
p. 1053; see
Carsten v
.
Psychology Examining Com
. (1980)
association that does not have standing in its own right may
nevertheless have standing to bring a lawsuit on behalf of its
*20
members. . . . Associational standing exists when: ‘ (a) [the
association ’ s] members would otherwise have standing to sue in
their own right; (b) the interests [the association] seeks to protect
are germane to the organization s purpose; and (c) neither the
claim asserted nor the relief requested requires the participation
of individual members in the lawsuit. ’” (
Amalgamated Transit
Union, Local 1756, AFL-CIO v. Superior Court
(2009) 46 Cal.4th
993, 1003-1004; see
Hunt v. Washington State Apple Advertising
Comn.
(1977)
2. The Interests ADDA Seeks To Protect Are Germane to Its Purpose The district attorney challenges only the second requirement of associational standing: whether ADDA seeks to protect interests that are germane to its purpose. The trial court found the interests ADDA seeks to protect are germane to its *21 purpose of protecting its members ’ “working conditions” because the Special Directives expose ADDA members to “court sanctions, contempt of court, and ethical violations. ” The trial court cited evidence that courts have “scolded deputy district attorneys for following [the] Special Directives instead of their obligations under the law” and have opined “that it is unethical or improper to comply with the Special Directives an d refuse to prosecute.” The court found “[d]eputy district attorneys risk contempt of court or discipline by the State Bar each time they ” comply with the Special Directives. The court also found deputy district attorneys risked “internal discipline for violating the Special Directives.” The district attorney concedes that ADDA’s purpose includes protecting its members’ working conditions and that those conditions “involve following the [Special Directives] . ” But the district attorney argues that the Special Directives are “managerial policies” and that ADDA is not authorized to represent its members in disputes over such policies.
The district attorney’s argument rests on (his
interpretation of) the Meyers-Milias-Brown Act (MMBA) (Gov.
Code, § 3500 et seq.), which the Legislature enacted “ to promote
full communication between public employers and their
employees by providing a reasonable method of resolving
disputes regarding wages, hours, and other terms and conditions
of employment between public employers and public employee
organizations. ” ( Gov. Code, § 3500; see generally
Claremont
Police Officers Assn. v. City of Claremont
(2006)
At least one court has relied on a statute identifying the
organization’s purpose or scope of representation as an indication
of an “organization’s purpose” to establish associational standing.
(See
College of Dental Surgeons of Puerto Rico v. Connecticut
General Life Ins. Co.
(1st Cir. 2009)
Moreover, it is not clear even under the MMBA that the
ADDA’s statutory scope of represen tation does not include issues
arising from the district attorney’s implementation of the Special
Directives. Government Code section 3504 “ defines ‘ scope of
representation ’ to include ‘ all matters relating to employment
conditions and employer-employee relations, including, but not
limited to, wages, hours, and other terms and conditions of
employment, except, however, that the scope of representation
shall not include consideration of the merits, necessity, or
organization of any service or activity provided by law or
executive order. ’” The exception in the language at the end of
Government Code section 3504 “ was intended to ‘ forestall any
expansion of the language of “ wages, hours and working
conditions ” to include more general managerial policy decisions. ’” (
Claremont Police Officers Assn. v. City of Claremont
To resolve this “ unavoidable overlap between an employer ’ s
policymaking discretion and an employer ’ s action impacting
employees ’ . . . working conditions, ” the Supreme Court created a
three-part test, which is not well-suited to the inquiry here
regarding whether ADDA has associational standing. (See
Claremont Police Officers Assn. v. City of Claremont
The MMBA does not foreclose the commonsense conclusion that the Special Directives affect ADDA members’ working conditions, making the interests ADDA seeks to protect germane to its purpose. The trial court found, based on evidence submitted by ADDA, the Special Directives require deputy district attorneys to violate the law and expose them to possible sanctions, charges of contempt, and discipline by the State Bar. Any one of those consequences would have a significant impact on a d eputy district attorney’s working conditions. Therefore, ADDA has associational standing to seek to compel the district attorney to comply with enforceable duties under state law.
C. ADDA Showed a Likelihood of Prevailing on the Merits on One of Its Claims The trial court issued a preliminary injunction that compelled the district attorney (1) to plead and prove prior serious or violent felony convictions under the three strikes law, (2) to exercise prosecutorial discretion in moving to dismiss prior strikes and sentence enhancements on a case-by-case basis rather than pursuant to the Special Directives, and (3) to continue to prosecute allegations of prior serious or violent felony convictions a court declines to dismiss. The district attorney argues that mandamus is not available to require him to do these things and that t he preliminary injunction “unlawfully compels the exercise of prosecutorial discretion. ” Thus, this appeal depends on the law governing entitlement to mandamus relief and the interpretation of the three strikes law.
1.
Applicable Law and Standard of Review
“‘ A traditional writ of mandate under Code of Civil
Procedure section 1085 is a way to compel a public entity to
perform a legal, typically ministerial, duty. ’” (
Roger v. County of
Riverside
(2020)
Thurmond
,
supra
,
“‘ Mandamus does not lie to compel a public agency to
exercise discretionary powers in a particular manner, only to
compel it to exercise its discretion in some manner. ’” (
California
Public Records Research, Inc. v. County of Yolo
(2016)
Whether a public officer or agency has a ministerial duty to
act is generally subject to de novo review because it is a question
of statutory interpretation. (
Collins v. Thurmond
,
supra
,
41 Cal.App.5th at pp. 914-915;
Ellena v. Department of Ins.
,
supra
,
Our fundamental task in interpreting a statute or initiative
is to determine the Legislature ’ s or the voters’ intent in order to
effectuate the law ’ s purpose. (
People v. Lewis
,
supra
, 11 Cal.5th
at p. 961; see
Union of Medical Marijuana Patients, Inc. v. City of
San Diego
“ When the language of a statute is ambiguous — that is,
when the words of the statute are susceptible to more than one
reasonable meaning, given their usual and ordinary meaning and
considered in the context of the statute as a whole — we consult
other indicia of the Legislature ’ s intent, including such extrinsic
aids as legislative history and public policy. ” (
Union of Medical
Marijuana Patients, Inc. v. City of San Diego
, 7 Cal.5th at
p. 1184; see
Kim v. Reins International California, Inc. supra,
“[W] e are guided by the familiar principle that we should address and resolve statutory issues prior to, and if possible, instead of, constitutional questions [citation], and that ‘ we do not reach constitutional questions unless absolutely required to do so *30 to dispose the matter before us. ’” ( Facebook , Inc. v.
Superior Court
(2018)
Finally, “[a] n overarching principle for our interpretation of
statutes is that courts have a ‘ limited role in the process of
interpreting enactments from the political branches of our state
government. In interpreting statutes, we follow the Legislature s
*31
intent, as exhibited by the plain meaning of the actual words of
the law, “‘“ whatever may be thought of the wisdom, expediency,
or policy of the act. ”’”’” (
Jackpot Harvesting Co., Inc. v. Superior
Court
26 Cal.App.5th at pp. 141-142.) “ It cannot be too
often repeated that due respect for the political branches of our
government requires us to interpret the laws in accordance with
the expressed intention of the Legislature. ” (
California Teachers
Assn. v. Governing Bd. of Rialto Unified School Dist.
(1997)
2. The Legislature and the Voters Intended the Three Strikes Law To Create Duties To Plead and Prove Prior Strikes a. The Three Strikes Law
“The Three Strikes law consists of two, nearly identical
statutory schemes designed to increase the prison terms of repeat
felons. The earlier provision, which the Legislature enacted, was
codified as section 667, subdivisions (b) through (i). The later
provision, which the voters adopted through the initiative
process, was codified as section 1170.12.” (
People v. Superior
Court
(
Romero
) (1996)
“ The purpose of the Three Strikes law is ‘ to ensure longer
prison sentences and greater punishment for those who commit a
felony and have been previously convicted of serious and/or
violent felony offenses. ’” (
In re Young
(2004)
[7] The habitual offender law was enacted in 1981 and
predates the three strikes law by 13 years. (See
People v. Jenkins
(1995)
404, italics omitted; see Edwards , at p. 1186.) “ When a defendant is convicted of a felony, and it is pleaded and proved that he or she has committed one or more prior felonies defined as ‘ violent ’ or ‘ serious, ’ sentencing proceeds under the Three Strikes law. ” ( Edwards , at p. 1186; see § 667, subd. (d).) “ If the defendant has only one qualifying prior felony conviction, the prescribed term of imprisonment is ‘ twice the term otherwise provided as punishment for the current felony conviction. ’ [Citations.] If the defendant has two or more prior qualifying felonies, the prescribed term for the current (or ‘ triggering ) felony conviction will be an indeterminate term of life imprisonment, with the minimum term of the indeterminate sentence calculated as the greatest of three options. ” ( Edwards , at pp. 1186-1187; see § 667, subd. (e)(2)(A).) [8]
Section 667, subdivision (f)(1), provides: Notwithstanding any other law, [the three strikes law] shall be applied in every case in which a defendant has one or more prior serious or violent felony convictions as defined in subdivision (d). The prosecuting attorney shall plead and prove each prior serious or violent felony conviction except as provided in paragraph (2). ” (Italics added.) The exception in section 667, subdivision (f)(2), states : “ The prosecuting attorney may move to dismiss or strike a prior *34 serious or violent felony conviction allegation in the furtherance of justice pursuant to Section 1385, or if there is insufficient evidence to prove the prior serious or violent felony conviction. If upon the satisfaction of the court that there is insufficient evidence to prove the prior serious or violent felony conviction, the court may dismiss or strike the allegation. This section shall not be read to alter a court s authority under Section 1385. ”
ADDA contends the plain language of section 667, subdivision (f), “obligates the prosecuting attorney to plead and prove prior strikes.” The trial court agreed. The district attorney argues the “clear import of the text” refers to “the due process requirement to plead and prove a prior conviction beyond a reasonable doubt.” In support of this interpretation, the district attorney argues that interpreting the “shall plead and prove” language as creating a mandatory duty would infringe on the separation of powers doctrine by limiting prosecutorial discretion “to plead a criminal charge or sentencing enhancement . ” We do not agree with the district attorney’s interpretation of the statutory language, and we agree only in part with his view of mandamus.
b. The Duty To Plead and Prove Prior Strikes
Courts have held the language of section 667,
subdivision (f)(1), stating the prosecuting attorney shall plead
and prove each prior serious or violent felony conviction, ” limits
prosecutorial discretion by requiring a prosecutor to plead and
prove each prior serious felony conviction. (See
People v. Laanui
,
,
This interpretation is supported by other provisions of the statutory scheme, including section 667, subdivision (g), which precludes the prosecutor from using prior serious or violent felony convictions in plea bargaining and reiterates that the prosecution shall plead and prove all known prior serious or violent felony convictions and shall not enter into any agreement *36 to strike or seek the dismissal of any prior serious or violent felony conviction allegation except as provided in paragraph (2) of subdivision (f). ” In contrast, neither section 667, subdivision (a), which provides for a five-year enhancement for a prior serious felony conviction, nor section 667.61, known as the one strike law, contains a directive to “plead and prove” qualifying prior convictions or conduct. Although section 667.61 applies if the defendant has previously been convicted of one of several specified offenses that also qualify as serious or violent felonies under the three strikes law and therefore must be pleaded and proved under that law, section 667.61 may also apply if the current offense was committed under one or more specified circumstances. (See People v. Laanui 59 Cal.App.5th at p. 819 [section 667.61 does not restrict a prosecutor s discretion whether to plead or not plead allegations justifying imposition of the sentencing regime ”] ; see also § 667.61, subds. (a)-(b), (d)-(e).) [9] *37 Finally, imposing a duty to plead and prove prior serious and felony convictions is consistent with the Legislature’s stated intent of “ensuring” longer sentences and greater punishment for repeat felons. (§ 667, subd. (b).) Without requiring a prosecutor to plead and prove qualifying prior convictions, a court cannot apply the alternative sentencing scheme created by the three strikes law. Not surprisingly, then, nothing in the plain language of the statute suggests a prosecutor has any discretion not to plead or prove known strikes. The Legislature could have allowed for prosecutorial discretion by, for example, including language permitting a prosecutor to plead and prove prior strikes “‘ when warranted ’” or “‘ if deemed appropriate ’” ( Schwartz v.
Poizner
(2010)
enhancements.
[10]
That “prosecutors a cross California have
exercised prosecutorial discretion” not to plead known strikes in
the past, as the district attorney asserts, is not relevant to the
interpretation of the statute. (See
People v. Andrews
(1998)
The district attorney argues the statute’s “shall plead and
prove” language “merely ensures that no defendant can be
sentenced under the Three Strikes Law unless the prosecution’s
allegation that the defendant has committed prior felonies has
been pled and proven beyond a reasonable doubt.” The district
attorney cites no cases interpreting the three strikes law in this
way. But he contends that, because the United States
Constitution excepts prior convictions from the general rule the
government must prove beyond a reasonable doubt any fact that
exposes a defendant to a greater punishment than that
authorized by the guilty verdict or plea (see
Alleyne v. United
States
(2013)
Moreover, to the extent the statute is ambiguous, its legislative history dispels any question of its intent and meaning. At a hearing of the Senate Committee on the Judiciary on the bill that became section 667, subdivisions (b) through (i), the committee addressed six “key issue s, ” one of which was: “Should the prosecutor be required to plead and prove each prior felony conviction?” (Se n. Com. on Judiciary, Analysis of Assem. Bill No. 971 (1993-1994 Reg. Sess.) as amended Jan. 26, 1994, pp. 1-2.) [11] The committee answered that question with a resounding “yes,” stating in the bill analysis: “[T]his bill requires the prosecutor to plead and prove all prior convictions. No other law has such a firm ban on prosecutorial discretion. ” ( Sen. Com. on Judiciary, Analysis of Assem. Bill No. 971 (1993-1994 Reg. Sess.) as amended Jan. 26, 1994, p. 8.) While it is unclear whether the committee had a complete understanding of all aspects of the bill’s intended effects, [12] it is clear the committee *41 understood the new law would curtail a pros ecutor’s discretion by requiring the prosecutor to plead and prove prior strikes.
3.
Mandamus Is Available To Compel a
Prosecutor To Plead Prior Strikes
The duty to plead qualifying prior convictions under the
three strikes law is a ministerial duty enforceable by
mandamus.
[13]
The statutory scheme defines “serious or violent
felony offenses” (§ § 667, subd. (d), 1192.7, subd. (c)), identifies
factors that do not affect this determination (§ 667, subd. (d)(1)),
specifies how to determine if a prior offense committed in another
state or a juvenile adjudication qualifies as a serious or violent
felony conviction (§ 667, subd. (d)(2)-(3)), and specifies how to
allege a prior serious or violent felony conviction (§ 969). The
statute leaves no discretion for a prosecutor to act on his or her
own judgment or opinion concerning the propriety of pleading a
own motion a prior serious or violent felony conviction in
furtherance of justice under section 1385, including in
circumstances that would avoid a sentence that would constitute
cruel or unusual punishment. (
Romero
, at pp. 529-530.)
[13]
The district attorney argues we should vacate the
preliminary injunction because the trial court never determined
whether the duty to plead prior strikes is a ministerial duty. On
appeal, however, “‘ we review the correctness of the trial court ’ s
ruling, not its reasoning, ’ a principle that is ‘ particularly
applicable to rulings granting or denying preliminary
injunctions .’” (
Law School Admission Council, Inc. v. State of
California
(2014)
Chism
(2014)
prior strike. (See
Collins v. Thurmond
,
supra
, 41 Cal.App.5th at
p. 914;
Ellena v. Department of Ins.
,
supra
, 230 Cal.App.4th at
p. 205.) Instead, the statute allows a prosecutor to exercise
discretion only in determining whether to move to dismiss a prior
strike in furtherance of justice or for lack of sufficient evidence.
(§ 667, subd. (f)(2).) Thus, the three strikes law requires a
prosecutor to plead prior strikes “‘ in a prescribed manner
required by law when a given state of facts exists. ’” (
Schmid v.
City and County of San Francisco
,
supra
, 60 Cal.App.5th at
p. 495; see
Schwartz v. Poizner
,
supra
The district attorney argues that, even if the three strikes
law creates a mandatory duty to plead prior strikes (which it
does), the law does not create a ministerial duty because a
prosecutor must exercise discretion to determine whether a prior
conviction constitutes a strike. But in connection with the duty
to plead prior strikes, ADDA does not seek to compel prosecutors
to exercise their discretion in any particular way. ADDA seeks
only to compel prosecutors to plead prior strikes once the
prosecutor determines, by exercising his or her discretion in any
given case, that a prior conviction qualifies as a strike. This is an
appropriate use of mandamus. (See
Ballard v. Anderson
(1971)
The district attorney also cites a number of cases where courts have held that a statute using the mandatory “shall” did not create a ministerial duty for prosecutors. In each of those cases, however, courts considered whether a statute foreclosed a prosecutor’s discretion to initiate a prosecution, which is when prosecutorial discretion is at its apex. (See Wilson v.
Sharp
(1954)
There is “ no doubt that the initiation of criminal
proceedings is a core, inherent function of the executive branch ”
and that the public prosecutor “‘ ordinarily has sole discretion to
determine whom to charge, what charges to file and pursue, and
what punishment to seek. ’” (
Steen v. Appellate Division of
Superior Court
59 Cal.4th at pp. 1053-1054; see
People v.
Birks
(1998)
Superior Court
(2002)
Knowles
(1950)
Deukmejian
(1983)
“ Defining offenses and prescribing punishments
(mandatory or alternative choices) are legislative functions
designed to achieve legitimate legislative goals and objectives. ”
(
People v. Navarro
(1972)
Mikhail
(1993)
In
Manduley
Similarly, in
Davis v. Municipal Court
(1988)
Under the same authority, the Legislature (and the voters)
enacted the three strikes law to create an alternative sentencing
scheme when the defendant has qualifying prior felony
convictions. (See
Romero
,
supra
,
That requirement does not violate the separation of powers doctrine because it does not mate rially impair a prosecutor’s discretion to choose whom or what to charge. (See People v.
Birks
,
supra
,
Section 1009, which governs amendments to add previously
unpleaded allegations of prior serious or violent felony
convictions to a charging document, supports the conclusion that
t he three strikes law’s mandatory duty to plead prior strikes does
bring actions to abate public nuisance]; Welf. & Inst. Code,
§ 11481 [a district attorney shall prosecute contributing
delinquency cases under specified circumstances]; § 1192.7, subd.
(a) [plea bargaining is generally prohibited for serious felonies
and other specified offenses].) The existence of these provisions,
however, does not explain why the three strikes law does not
violate the separation of powers doctrine. The courts in
People v.
Gray
,
supra
,
[16] The cases cited by the district attorney are distinguishable.
In each of those cases a court refused to compel a prosecutor to
initiate a criminal proceeding. (See
Boyne v. Ryan
(1893)
And to the extent the three strikes law precludes a
prosecutor from charging a recidivist as a first-time offender, this
constraint does not “defeat or materially impair a core, inherent
function of the executive branch . . . .” (
Steen v. Appellate
Division of Superior Court
,
supra
,
Of course, because a prosecutor may and often does
determine whether a prior strike exists before filing a charging
*54
document, the act of alleging a prior strike could be viewed as
part of a pro secutor’s unreviewable pre -charging discretion. (See
Manduley
,
supra
, 27 Cal.4th at pp. 545-546 [“ Our prior decisions
instruct that the prosecutor ’ s exercise of [his or her] charging
discretion, before any judicial proceeding is commenced, does not
usurp an exclusively judicial power, even though the prosecutor s
decision effectively can preclude the court from selecting a
particular sentencing alternative .”];
People v. Birks
,
supra
We do not pass judgment on the three strikes law or its
intended or unintended consequences, which amici curiae discuss
at length. It is neither for us nor the district attorney to rewrite
it. (See
California Teachers Assn. v. Governing Bd. of Rialto
Unified School Dist.
,
The district attorney’s blanket policy not to plead prior
strikes except in limited circumstances “completely frustrate[s]”
the purpose and mandate of the three strikes law. (
Esteybar v.
Municipal Court
(1971)
*56
4.
Mandamus Is Not Available To Compel a
Prosecutor To Prove Prior Strikes
We reach a different conclusion regarding the duty to
“prove” under section 667, subdivision (f)(1). Section 667,
subdivision (f)(2), makes clear the Legislature did not create a
duty to prove alleged prior serious or violent felony convictions in
all circumstances because a prosecutor “may” move to dismi ss or
strike an allegation of a prior serious or violent felony conviction,
either under section 1385 or if there is insufficient evidence to
prove the allegation. Thus, the decision whether to “prove” a
prior strike allegation or move to dismiss or strike it is
discretionary. (See
Common Cause
,
supra
,
In
Briggs v. Brown
Similarly, there is no means of enforcing a prosecutor’s
duty to “prove” a prior strike allegation. As discussed, the
question whether a defendant has suffered a prior conviction is
tried to a court or jury (§ 1025, subd. (b)), and the prosecutor
cannot control the verdict. (See
Briggs v. Brown
, 3 Cal.5th
at p. 863 (conc. opn. of Liu, J.) [legislative mandate was
unenforceable where “ no entity — not this court, . . . not the
Legislature — can simply wave a magic wand and make it so ”]; c f.
National Shooting Sports Foundation, Inc. v. State
(2018)
Moreover, prosecutorial discretion extends to a prosecutor’s
conduct of a criminal trial. (See
Dix v. Superior Court
,
supra
,
Birks
,
supra
That the duty to prove prior strike allegations cannot be
enforced by mandamus does not mean a prosecutor can simply
abandon efforts to prove those allegations in a pending case. “‘ In
conducting a trial a prosecutor is bound . . . by the general rules
of law and professional ethics that bind all counsel .’” (
Dix v.
Superior Court
,
5. Mandamus Is Not Available To Compel a Prosecutor To Move To Dismiss a Prior Strike or Sentence Enhancement on a Case-by-case Basis
The district attorney argues the trial court erred in ruling
the Special Directives prevent prosecutors from exercising
discretion to decide, on a case-by-case basis, whether to move to
dismiss allegations of prior strikes and sentence enhancements
and in requiring deputy district attorneys to assert certain
grounds for dismissal that are precluded by the Supreme Court’s
decision in
People v. Williams
(1998)
A prosecutor has discretion to move under section 1385 to dismiss a strike or sentence enhancement “in furtherance of justice. ” The trial court appears to have preliminarily enjoined the district attorney from requiring prosecutors to move to dismiss alleged strikes and sentence enhancements under Special Directive 20-08.1 based on the court’s conclusion s Special Directive 20-08.1 conflicts with the district attorney’s “duty under [Government] Code section 26500 to prosecute crimes” and the Supreme Court’s decision in Williams . [20] The court did not identify any ministerial duty or failure to act pursuant to which mandamus is available, and there is none.
Government Code section 26500 provides , “ The public
prosecutor shall attend the courts, and within his or her
discretion shall initiate and conduct on behalf of the people all
prosecutions for public offenses. ” Because a prosecutor’s duty to
initiate and conduct prosecutions under this statute is
discretionary, mandate is not available to compel the district
attorney to exercise prosecutorial discretion in any particular
way. (See
People ex rel. Becerra v. Superior Court
,
*61
Nor does the decision in Williams create a ministerial duty to exercise discretion on a case-by-case basis in moving to dismiss an alleged strike or sentence enhancement. In Williams the trial court, on its own motion under section 1385, dismissed one of two 13-year-old prior serious or violent felony convictions under the three strikes law, observing that, although the defendant had “‘run afoul [of] the law many times,’” he had not in the interim committed “‘crimes involving actual violence.’” ( Williams , 17 Cal.4th at pp. 156-157.) In considering whether the trial court abused its discretion, the Supreme Court stated trial courts must “look for ‘justice’ in the [sentencing] scheme’s interstices, informed by generally applicable sentencing principles relating to matters such as the defendant’s background, character, and prospects,” and the Supreme Court cited the California Rules of Court as the source of such “sentencing principles.” ( Id. at p. 160 & fn. 5.) The Supreme Court held the three strikes law precluded a trial court from giving weight to “factors extrinsic to the *62 scheme” when balancing a defendant’s cons titutional rights against “society’s legitimate interests” in “the fair prosecution of properly charged crimes.” ( Id. at pp. 160-161.) Thus, a court may not consider antipathy toward the law or its consequences in a particular case; instead, in determining whether dismissing on its own motion a prior conviction for a serious or violent felony under the three strikes law would be in furtherance of justice, a trial court may consider only whether a defendant falls “outside the scheme’s spirit” by reference to “factors intrinsic to the scheme, such as the nature and circumstances of the defendant s present felonies and prior serious and/or violent felony convictions, and the particulars of his background, character, and prospects. ” ( Ibid. ) The trial court and ADDA interpret Williams to mandate that prosecutors can only move to dismiss alleged strikes and sentence enhancements based on the nonexclusive list of factors set forth in Williams .
Even if a court could create a ministerial duty through
precedent, a question we need not reach, a prosecutor’s discretion
to decide what arguments to make at trial is not subject to
mandamus.
[21]
In conducting a trial the “ prosecutor has the
responsibility to decide in the public interest whether to seek,
oppose, accept, or challenge judicial actions and rulings. These
decisions . . . go beyond safety and redress for an individual
victim; they involve ‘ the complex considerations necessary for the
*63
effective and efficient administration of law enforcement. ’” (
Dix
v. Superior Court
,
supra
,
Moreover, as discussed in our accompanying decision in
Nazir
, ___ Cal.App.5th , the criminal justice concerns
expressed in the Special Directives, including whether lengthy
sentences create an effective deterrent, are legitimate bases for
motions to dismiss under section 1385. (
Id.
at p. ___ [p. 27].) In
Nazir
we explained that, with regard to firearm enhancements
under sections 12022.5 and 12022.53, a court may properly
consider the factors listed in the California Rules of Court,
rule 4.410 (general objectives in sentencing), rules 4.421
*64
and 4.423 (circumstances in aggravation and mitigation), and
rule 4.428(b) (discretion in striking an enhancement and
punishment for an enhancement under section 1385) in deciding
whether to grant a prosecutor’s motion to dismiss a firearm
enhancement under section 1385. (
Nazir
, at p. ___ [p. 23]; see
People v. Flores
(2021)
Recent amendments to section 1385 support the application of broader criminal justice policies in sentencing. For example, a court must now consider and afford great weight to evidence offered by the defendant ” to prove any of the enumerated *65 mitigating circumstances , including whether “[a] pplication of the enhancement would result in a discriminatory racial impact ,” whether multiple enhancements are alleged in a single case (in which case, “ all enhancements beyond a single enhancement shall be dismissed ” ), and whether the application of an enhancement could result in a sentence of over 20 years, in which case the enhancement shall be dismissed .” ( § 1385, subd. (c)(3)(A), (B) & (C).) The Legislature enacted these amendments based on research, like the research cited in the Special Directives, that mandatory sentence enhancements “[d]isproportionately increase[d] racial disparities in imprisonments,” had “no material deterrent effect,” and “[g]reatly increase[d] the population of incarcerated pe rsons.” (Sen. Com. on Public Safety, Rep. on Sen. Bill No. 620 (2017-2018 Reg. Sess.) Apr. 25, 2017, p. 3.)
Although the amendments to section 1385 do not appear to
apply to allegations of prior serious or violent felony convictions
under the three strikes law (see § 1385, subd. (c)(1)
[“[n] otwithstanding any other law, the court shall dismiss
an
enhancement
if it is in the furtherance of justice to do so, ” italics
added]), we explained in
Nazir
that the directive in
Williams
to
consider only defendant-specific factors applies to trial courts
dismissing prior strikes on their own motion, not to prosecutors
in their representation of the “interests of society . ” (See
Nazir
,
, ___ Cal.App.5th at p. ___ [p. 18].) The Supreme Court in
Williams
did not address, and we need not decide, the range of
factors that would support dismissal of a prior serious or violent
felony conviction “in furtherance of justice” on the motion of a
prosecutor. (§ 1385, subd. (a).) Moreover, as discussed, the
Supreme Court in
Williams
acknowledged that “justice” under
*66
section 1385 may be informed by “ generally applicable sentencing
principles ” recited in California Rules of Court, rule 4.410
(
Williams
,
supra
,
6. Mandamus Is Not Available To Control a Prosecutor’s Discretion in Moving for Leave To Amend an Information To Eliminate an Alleged Strike
Section 1009 allows a prosecutor to “‘ amend an information
without leave of court prior to entry of a defendant s plea ’” and a
trial court to “‘ permit an amendment of an information at any
stage of the proceedings. ’” (
People v. Hamernik
ADDA argued in the trial court the district attorney has “a ministerial duty to proceed with a prosecution, including [a] Three Strikes [allegation], once it has been initiated unless the court permits it to be dismissed.” We presume ADDA located that duty in section 1386, which arguably precludes a trial court from granting leave to amend a charging document to eliminate an alleged strike. Even assuming (without deciding) section 1386 creates a duty on the part of the prosecutor to continue prosecuting a charge or allegation a trial court refuses to dismiss, nothing in the Special Directives suggests the district attorney has required or will require deputy district attorneys to abandon a prosecution. As the trial court and ADDA acknowledged, Special Directive 20-08 .1 “appears to recognize” that leave of court is required to amend a charging document (despite language in Special Directives 20-08 and 20-08.2 that existing allegations of prior strikes “shall be withdrawn”) . And at the hearing on the application for a preliminary injunction, counsel for the district attorney conceded the Special Directives intended to refer only to seeking leave to amend a charging document, not to unilaterally withdrawing existing allegations.
In seeking such leave to amend, prosecutors have discretion
to make whatever arguments they believe, in their professional
judgment and under the laws of the United States and California,
will promote the interests of the People. (See
Bradley v. Lacy
,
D. The Trial Court Did Not Abuse Its Discretion in Finding the Balance of Hardships Resulting from the Failure To Plead Prior Strikes Weighs in Favor of ADDA
Once the moving party establishes a likelihood of success
on the merits, a court must consider “‘“‘ the interim harm that the
plaintiff is likely to sustain if the injunction were denied as
compared to the harm that the defendant is likely to suffer if the
preliminary injunction were issued. ’ [Citation.] We review a
trial court s application of these factors for abuse of discretion. ”’” (
Chase v. Wizmann supra
,
The trial court found, in the context of compliance with the three strikes law, the balance of hardships weighed in favor of *69 ADDA. Citing rule 8.4 of the Rules of Professional Conduct, [23] and Business and Professions Code section 6068, subdivision (a), the court stated, “The Special Directives require unlawful conduct and an attorney’s violation of law during litigation is unethica l.” The court ruled: “There is clear harm to a deputy district attorney from following the Special Directives for strike priors, including possible sanctions, contempt, and State Bar discipline.”
The district attorney argues the trial court failed to properly consider the harm to the district attorney, including his credibility and ability to determine “which policies to pursue and how best to pursue them.” The district attorney also argues the harm the trial court identified to deputy district attorneys is “speculative” because , as the court acknowledged, a deputy district attorney who follows his or her superior’s directions is exposed merely “‘to the possibility of sanctions. ’”
Because the likelihood of prevailing on the merits in this
case depends on “‘ a question of pure law rather than upon
evidence to be introduced at a subsequent full trial ’” (
Citizens to
Save California v. California Fair Political Practices Com.
,
supra
, 145 Cal.App.4th at pp. 745-746), the showing of harm to deputy
district attorneys if the injunction does not issue need only be
minimal. (See
Common Cause
DISPOSITION The trial court ’s order granting a preliminary injunction is affirmed in part and reversed in part. The portion of the preliminary injunction enjoining the district attorney ’s direction to deputy district attorneys not to plead prior serious or violent felony convictions under the three strikes law is affirmed. The portion of the preliminary injunction enjoining the district attorney’s direction to deputy district attorneys to move to dismiss or withdraw special circumstances allegations that, if proven, would result in a sentence of life without the possibility of parole, as well as the direction not to use proven special circumstances for sentencing, is also affirmed. The other portions of the preliminary injunction are reversed. The trial court is directed to enter a new order limited to this preliminary relief. The parties are to bear their costs on appeal.
SEGAL, J.
We concur:
PERLUSS, P. J. WISE, J. [*]
Notes
[1] Undesignated statutory references are to the Penal Code.
[2] The three strikes law is actually “not an enhancement but
rather an alternate penalty provision. . . . ‘ It . . . does not add an
additional term of imprisonment to the base term. Instead, it
provides for an alternate sentence . . . when it is proven that the
defendant has suffered at least two prior serious felony
convictions. ’” (
People v. Flores
(2021)
[3] Section 1385, subdivision (a), provides that a “judge or
magistrate may, either on motion of the court or upon the
application of the prosecuting attorney, and in furtherance of
justice, order an action to be dismissed.” Section 1385 applies to
motions to dismiss an entire action and to allegations of prior
convictions and sentence enhancements. (§ 667, subd. (f)(2); see
People v. Tirado
(2022)
[4] Government Code section 26500 states: “The district attorney is the public prosecutor, except as otherwise provided by
[5] An order granting or denying a request for a preliminary
injunction is appealable. (Code Civ. Proc., § 904.1, subd. (a)(6);
Kirk v. Ratner
(2022)
[6] The relevant provisions of section 1170.12 are virtually identical to those of section 667, subdivisions (b) through (i), except that section 1170.12 does not include a statement of legislative intent. The preamble of Proposition 184, which became section 1170.12, however, mirrored the stated legislative intent of section 667, subdivision (b). (See Prop. 184, as approved by voters, Gen. Elec. (Nov. 8, 1994).) For convenience we refer
[8] The three options are not relevant to this appeal, although
the most commonly imposed option is a prison term of 25 years to
life. In addition, sections 667, subdivisions (b) through (i), and
1170.12 were amended in 2012 to provide that, in order to receive
a sentence under the three strikes law, the defendant’s current
conviction must be for a serious or violent felony. (
People v.
Conley
(2016)
[9] In contrast to section 667, subdivision (f), section 969a appears not to require a prosecutor to plead strikes discovered after the initial charging document is filed. Section 969a, which was originally enacted in 1927 and has remained unchanged since 1957, states: “ Whenever it shall be discovered that a pending indictment or information does not charge all prior felonies of which the defendant has been convicted either in this State or elsewhere, said indictment or information may be forthwith amended to charge such prior conviction or convictions, and if such amendment is made it shall be made upon order of the court . . . .” The “in every case” language of section 667, subdivision (f)(1), however, arguably applies equally to prior convictions discovered after an information or indictment is filed. The language of section 667, subdivision (f)(1), providing that the three strikes law shall be applied in every case
[10] Because statutes providing for certain sentence enhancements do not include language requiring prosecutors “to plead and prove” them , and because the three strikes law creates an alternative sentencing scheme and not a sentence enhancement, the cases cited by the district attorney and amici concerning a prosecutor’s discretion to plead and prove sentence enhancements are inapplicable.
[11] At the time of this hearing on February 17, 1994, Assembly Bill No. 971 included the version of section 667, subdivision (f), the Legislature ultimately enacted on March 7, 1994.
[12] For example, even though the version of the bill debated at
the February 17, 1994 hearing would have allowed a prosecutor
“to ‘move to dismiss or strike a prior felony conviction allegation
in the furtherance of justice pursuant to Section 1385,’” the bill
analysis stated the bill “appear[ed] to be constitutionally infirm in that it would require cruel and unusual punishment in some
cases, with no option for a lesser sentence in the interest of
justice.” (Sen. Com. on Judiciary, Analysis of Assem. Bill No. 971
(1993-1994 Reg. Sess.) as amended Jan. 26, 1994, p. 8.) And in
Romero
,
[14] Some courts have described the refusal to exercise
discretion as an abuse of discretion that may be remedied
without requiring the petitioner to demonstrate a ministerial
duty. (See
Alejo v. Torlakson
(2013)
[15] In
People v. Kilborn
[17] For the same reason, an allegation of a prior conviction
under the three strikes law as to one count is sufficient for all
alleged counts, whereas an alleged conduct enhancement applies
only to the count or counts specified in the information. (
People
v. Anderson
(2020)
[18] A prosecutor’s charging discretion is frequently influenced
by the sentence the prosecutor believes a defendant is likely to
receive upon conviction. No doubt this is a factor in many
charging decisions, for example, when deciding whether to charge
a wobbler offense as a felony or a misdemeanor. (See
Manduley
,
,
[19] Because the use of mandamus to enforce the duty to plead
prior strikes does not violate the separation of powers doctrine,
interpreting section 667, subdivision (f), to mandate that a
prosecutor plead known strikes does not create a constitutional
question or an unconstitutional interpretation to avoid. (See
People v. Gutierrez
[20] ADDA appears to argue in favor of a preliminary injunction broader than the one issued by the trial court. ADDA contends the district attorney’s “blanket office policy categorically barring the enforcement of six sentencing enhancements in all cases, and requiring their abandonment in all existing cases where they are alleged,” is unlawful. But the trial court declined to enjoin the district attorney from refusing to allege such sentence enhancements in new cases, and ADDA did not appeal that ruling.
[21] Whatever the merits of the out-of-state cases cited by
ADDA, they do not create a ministerial duty on the part of
prosecutors in California to evaluate the bases for a motion to
dismiss a strike or sentence enhancement on a case-by-case basis.
(See
State v. City Court of City of Tucson
(Ariz. 1986) 722 P.2d
267;
State v. Pettitt
(Wash. 1980)
[22] Section 1386 states that “neither the Attorney General nor the district attorney can discontinue or abandon a prosecution for a public offense, except as provided in Section 1385.”
[23] That rule provides: It is professional misconduct for a lawyer to: [¶] (a) violate these rules or the State Bar Act, knowingly [ ] assist, solicit, or induce another to do so, or do so through the acts of another, ” or “ (e) state or imply an ability to influence improperly a government agency or official, or to achieve results by means that violate these rules, the State Bar Act, or other law . . . .”
[24] In
White v. Davis
(2003)
[*] Judge of the Alameda County Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
