In re T-Z-, Respondent
United States Department of Justice, Executive Office for Immigration Review, Board of Immigration Appeals
Decided May 9, 2007
24 I&N Dec. 163 (BIA 2007)
Interim Decision #3564
(2) Nonphysical forms of harm, such as the deliberate imposition of severe economic disadvantage or the deprivation of liberty, food, housing, employment, or other essentials of life, may amount to persecution.
(3) When an Immigration Judge denies asylum solely in the exercise of discretion and then grants withholding of removal,
FOR RESPONDENT: Gang Zhou, Esquire, New York, New York
FOR THE DEPARTMENT OF HOMELAND SECURITY: Wendy Leifer, Assistant Chief Counsel
BEFORE: Board Panel: FILPPU and PAULEY, Board Members. Dissenting Opinion: COLE, Board Member.
FILPPU, Board Member:
In a decision dated December 4, 2003,1 an Immigration Judge granted the respondent‘s application for withholding of removal, denied his application for asylum as a matter of discretion, denied his request for protection under the Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, adopted and opened for signature Dec. 10, 1984, G.A. Res. 39/46, 39 U.N. GAOR Supp. No. 51, at 197, U.N. Doc. A/RES/39/708 (1984) (entered into force June 26, 1987; for the United States Apr. 18, 1988), and ordered his removal to a country other than China. The Department of Homeland Security (“DHS,” formerly the Immigration and Naturalization Service) has appealed the Immigration Judge‘s grant of withholding of removal. The respondent has appealed the discretionary denial
I. FACTUAL AND PROCEDURAL HISTORY
The respondent, a native and citizen of China, testified in support of his applications for asylum and withholding of removal that his wife was compelled to submit to two abortions, the first in November 1992 and the second in December 1998.
Describing the circumstances of the 1992 abortion, the respondent stated that his wife‘s first pregnancy was discovered during a physical checkup at her place of work in Dalien City, Liaoning Province. The birth control official told the respondent and his wife that they were too young to be given permission to have the child, because the Dalien City birth control regulation required that both parents be 25. At the time, the respondent was over 25, but his wife was a few months short of the required age. The respondent and his wife begged for permission to have the child. They were told that if they had the child, his wife would be dismissed from her job. The respondent testified that he and his wife earned low salaries, and that his wife‘s income was about 50 to 60 percent of their combined income. He stated further that if they had to depend on his salary alone, it would have been “hard to keep up with my living expenses; a difficult life.” Therefore, he explained, he and his wife decided to go through with the abortion.
The second abortion occurred 6 years later under the following circumstances. After the birth of a daughter in January 1997, the respondent and his wife used various forms of birth control, evidently in an effort to comply with China‘s “one-child” policy. Nonetheless, the respondent‘s wife became pregnant again, and her condition was discovered during a physical exam at her place of work on December 22, 1998. She was pressured to have an abortion and, according to the respondent, “immediately aborted the child.”
At the time, the respondent was away working on a construction project and was not contacted about his wife‘s pregnancy. When he learned what had happened, he was upset because he felt he should have been informed of the situation before anything was done. He went to his wife‘s working unit and complained to the birth control supervisor that he should have been allowed to “be by [his wife‘s] side taking care of her.” He explained that at the time of the second abortion, he and his wife would have liked to have had another
The Immigration Judge found that the respondent‘s testimony regarding his wife‘s abortions was credible and that the abortions were “coerced” within the meaning of the coercive family planning provision of the “refugee” definition at section 101(a)(42) of the Immigration and Nationality Act,
Now since the law seems to say that an individual or the spouse of an individual who had undergone a coercive abortion will be deemed to have suffered past persecution on account of their political opinion and will still be considered to have a future fear of persecution, I must examine whether the abortions were in fact coercive. The respondent‘s attorney is arguing that they were. The facts presented by the respondent and his wife were that if she had refused to undergo the abortion, that she would have been fired from her job, that they would have been financially unable to support themselves, that they might have been forcibly sterilized, that had they managed to have the child, the child would not have been registered in the household which would have caused other hardships.
(Indiscernible) the Government has argued that because the wife reported when told to both times for the abortion, that it was not coercive within the meaning of the statute and case law. I‘m going to agree in this case with the respondent that this is, in fact, coercive even if the respondent‘s wife was not dragged kicking and screaming against her will. I think those types of factors, the fact that had she refused to, they would have been harmed in so many ways really is coercive, really is within the congressional intent of the statute, and therefore, that the respondent‘s wife did suffer what under case law would be considered to be persecution; meaning that the respondent has established a well-founded fear of future persecution on account of his political opinion.
Ultimately, the Immigration Judge determined that the respondent was not deserving of asylum because he had not been truthful with the court about his use of an alias, his places of residence and work, and his record of arrest and conviction in the United States. Therefore, the Immigration Judge granted the respondent withholding of removal to China but denied his asylum application in the exercise of discretion.
II. ISSUES ON APPEAL
The DHS challenges the Immigration Judge‘s grant of withholding of removal. First, the DHS argues that the Immigration Judge erred in finding the respondent credible in regard to his claims for asylum and withholding of removal. Second, the DHS asserts that the respondent failed to demonstrate that he was entitled to asylum or withholding of removal based on his wife‘s submission to abortions based on economic threats, including the loss of her job. The respondent argues that the Immigration Judge erred in denying asylum in the exercise of discretion.
III. ANALYSIS
A. Credibility
The DHS contends that the Immigration Judge erred in crediting the respondent‘s testimony concerning the circumstances of his wife‘s abortions, because the respondent provided incomplete or inaccurate information in his asylum application and initial testimony regarding his employment and places of residence in this country, as well as his record of arrest and conviction. The Immigration Judge determined that the respondent‘s omissions and misrepresentations regarding the use of an alias, other addresses, employment, and convictions were extraneous to the core of his asylum application and did not tarnish the believability of his claim.
Given the Immigration Judge‘s explanation for his credibility determination, including his assessment of the respondent‘s demeanor, as well as the detail and consistency of the testimony regarding the abortions, we find the Immigration Judge‘s credibility determination was not clearly erroneous. See
B. Meaning of a “Forced Abortion”
Our starting point in determining whether the respondent demonstrated eligibility for asylum or withholding of removal is the definition of a refugee
The term “refugee” means (A) any person who is outside any country of such person‘s nationality . . . who is unable or unwilling to return to, and is unable or unwilling to avail himself or herself of the protection of that country because of persecution or a well-founded fear of persecution on account of race, religion, nationality, membership in a particular social group, or political opinion . . . . For purposes of determinations under this Act, a person who has been forced to abort a pregnancy or to undergo involuntary sterilization, or who has been persecuted for failure or refusal to undergo such a procedure or for other resistance to a coercive population control program, shall be deemed to have been persecuted on account of political opinion, and a person who has a well founded fear that he or she will be forced to undergo such a procedure or subject to persecution for such failure, refusal, or resistance shall be deemed to have a well founded fear of persecution on account of political opinion.
(Emphasis added). We have held that an alien whose spouse was forced to abort a pregnancy may qualify as a refugee.3 Matter of S-L-L-, supra, at 8.
The critical issue in this case is whether the respondent‘s wife was “forced to abort a pregnancy” as that phrase is used in the definition of a refugee. The term “forced” is not defined in the Act. We derive the meaning of a “forced” abortion by considering the ordinary meaning of the term in light of the context and structure of the general definition of a “refugee” in the first sentence of section 101(a)(42) of the Act and the specific references to forced procedures or persecution resulting from avoiding abortions or sterilizations in the final sentence.4
The fundamental concept at the core of the refugee definition is the fact of “persecution” or a “well-founded fear of persecution” based on a ground protected under the Act. The provisions addressing a “coercive population control program,” which were added to the definition in 1996, are similarly grounded in the demonstration of past persecution or a well-founded fear of persecution. An applicant establishes past persecution by demonstrating that he or she was “forced to abort a pregnancy or to undergo involuntary
The refugee definition encompasses the situations of persons who have been “forced to abort a pregnancy,” as well as those who have been “persecuted for failure or refusal to undergo such a procedure.” Section 101(a)(42) of the Act (emphasis added). One who refuses to submit to an abortion may qualify as a refugee by demonstrating that the refusal led to infliction of harm by the government so severe that it amounts to persecution. Conversely, one who is forced to submit to an abortion is also “deemed to have been persecuted.” Id.
The context and structure of the statute require that there be actual harm or a reasonable fear of future harm, amounting to persecutory harm, in order for an applicant to qualify as a “refugee.” Accordingly, we find that the question whether an abortion is “forced” within the meaning of the coercive population control provisions should be evaluated in terms of whether the applicant would have otherwise been subjected to harm of sufficient severity that it amounts to persecution. Therefore, an abortion is “forced” within the meaning of the Act when a reasonable person would objectively view the threats for refusing the abortion to be genuine, and the threatened harm, if carried out, would rise to the level of persecution.
Our interpretation of a “forced” abortion is consistent with the guidelines initially developed by the Office of General Counsel of the Immigration and Naturalization Service for implementing the coercive family planning provision of the refugee definition. These guidelines provided the following framework for addressing the question of “forced” abortions:
The amended refugee definition provides that a person who is forced to abort a pregnancy or to undergo an involuntary sterilization is deemed to have been persecuted on account of political opinion. Accordingly, to establish past persecution based on an abortion or sterilization, the applicant must demonstrate that he or she was “forced” to undergo the procedure. We believe that the procedure should be considered “forced” only when the applicant demonstrates that he or she was physically coerced or would have faced harm rising to the level of persecution if he or she had failed or refused to undergo the procedure. For instance, the imposition of a fine alone would not be a sufficient basis to consider the procedure to have been “forced,” unless the fine would result in such a substantial economic deprivation that
it would constitute persecution. A sterilization or abortion effected through physical coercion or the threat of a substantial prison term would, in most cases, meet the requirement of being “forced.”
Memorandum from the Office of the General Counsel to INS officials (Oct. 21, 1996), reprinted in 73 Interpreter Releases, No. 43, Nov. 11, 1996, app. I at 1597, 1600 (emphasis added).
We essentially agree with the framework described in the Service memorandum. Persecutory force under the statute is force which, if carried out, would meet or exceed the level of harm required to demonstrate persecution. The term “persecution” is not limited to physical harm or threats of physical harm and may include threats of economic harm, so long as the threats, if carried out, would be of sufficient severity that they amount to past persecution. Not all threats of fines, wage reduction, or loss of employment, however, will suffice to indicate that submission to an abortion was “forced” within the meaning of the Act. An abortion is forced by threats of harm for refusal—whether in the form of physical harm, economic sanctions, or otherwise—when a reasonable person would objectively view the threats as genuine, and the threatened harm, if carried out, would meet or exceed the threshold level of harm for past persecution.
Recent court decisions have recognized that the ordinary meaning of the term “forced” includes forms of coercion beyond the use of physical force or restraint, or the threat of physical force or restraint. See Ding v. Ashcroft, 387 F.3d 1131, 1138-39 (9th Cir. 2004) (quoting dictionary definitions of “forced,” including Webster‘s New International Dictionary 887 (3d ed. 1981), which defines the term with reference to “physical, moral, or intellectual means or by exigencies of circumstance“); see also Wang v. Ashcroft, 341 F.3d 1015, 1020 (9th Cir. 2003) (holding that an abortion compelled under threats of wage reduction, job loss, and unreasonably high fines was a “forced abortion” within the meaning of section 101(a)(42) of the Act).
An abortion is not “forced” within the meaning of the refugee definition, however, unless the threatened harm for refusal would, if carried out, be sufficiently severe that it amounts to persecution. We disagree with the dissent and the decisions in Ding and Wang to the extent that they suggest that threats of economic harm that do not rise to the level of persecution, if carried out, would suffice to demonstrate that an abortion was “forced” within the meaning of the statute. The statute requires that the abortion be “forced,” not merely that a person choose an unpreferred course of action as the result of some pressure that sways the choice. The mere fact of submission to pressure
The DHS does not claim that the respondent and his wife faced only idle threats. In this case, then, the question is whether the threatened loss of the wife‘s employment, potential fines, and other likely consequences of refusing or resisting the abortion would, if carried out, have amounted to persecutory force.
C. Economic Harm Amounting to Persecution
In a recent decision, the United States Court of Appeals for the Second Circuit indicated that it was unable to determine the standard we applied for assessing when economic harm amounts to persecution. Mirzoyan v. Gonzales, 457 F.3d 217, 221-22 (2d Cir. 2006). As the court pointed out, the Board has at times referred to the “deliberate imposition of substantial economic disadvantage,” a standard applied by the Ninth Circuit in Kovac v. INS, 407 F.2d 102, 107 (9th Cir. 1969), and subsequently adopted by a number of other circuit courts. See, e.g., Guan Shan Liao v. U.S. Dep‘t of Justice, 293 F.3d 61 (2d Cir. 2002); Yong Hao Chen v. U.S. INS, 195 F.3d 198, 204 (4th Cir. 1999); Borca v. INS, 77 F.3d 210, 216 (7th Cir. 1996); Baka v. INS, 963 F.2d 1376, 1379 (10th Cir. 1992); Berdo v. INS, 432 F.2d 824, 845-46 (6th Cir. 1970). We have also stated that persecution “could consist of economic deprivation or restrictions so severe that they constitute a threat to an individual‘s life or freedom.” Matter of Acosta, 19 I&N Dec. 211, 222 (BIA 1985), overruled on other grounds by INS v. Cardoza-Fonseca, 480 U.S. 421 (1987).5
As explained below, in considering economic persecution, we apply the standard for evaluating nonphysical forms of suffering or harm referred to in Matter of Laipenieks, 18 I&N Dec. 433 (BIA 1983), rev‘d on other grounds, 750 F.2d 1427 (9th Cir. 1985). That standard was outlined in a 1978 House Report as follows:
Generally [the] case law has described persecution as the infliction of suffering or harm, under government sanction, upon persons who differ in a way regarded as offensive (e.g., race, religion, political opinion, etc.), in a manner condemned by civilized governments. The harm or suffering need not [only] be physical, but may take other forms, such as the deliberate imposition of severe economic disadvantage or the deprivation of liberty, food, housing, employment or other essentials of life.
H.R. Rep. No. 95-1452, at 5, as reprinted in 1978 U.S.C.C.A.N 4700, 4704, 1978 WL 8575 (“House Report“) (emphasis added), quoted in Matter of Laipenieks, supra, at 457.6
The formulation in the 1978 House Report encapsulates the forms of nonphysical harm, including economic harm, that may amount to persecution. In one sense, economic persecution may involve the deliberate deprivation of basic necessities such that life or freedom is threatened. This form of persecution is described by Matter of Acosta and the second clause of the sentence from the House Report quoted above with emphasis. Alternatively, there may be situations in which, for example, an extraordinarily severe fine or wholesale seizure of assets may be so severe as to amount to persecution, even though the basic necessities of life might still be attainable. See H.R. Rep. No. 95-1452, at 6, as reprinted in 1978 U.S.C.C.A.N. at 4705.7 This form of persecution is covered by the “economic disadvantage” test in Kovac v. INS, supra, and by the first clause of the quoted sentence in the House Report.8 See also Mirzoyan v. Gonzales, supra, at 223 (suggesting that “the substantial economic disadvantage” test is somewhat broader than the Acosta formulation).
The standard for nonphysical persecution set forth in the 1978 House Report and endorsed in Matter of Laipenieks, supra, has been applied by the Fifth Circuit. See, e.g., Zhao v. Gonzales, 404 F.3d 295, 307 (5th Cir. 2005);
Both the Acosta formulation and the House Report use the term “severe” in describing the threshold level of harm required for persecution. The House Report‘s reference to the “deliberate imposition of severe economic disadvantage” tracks the Kovac test for economic persecution but substitutes the term “severe” for “substantial,” which was used in Kovac. The House Report also recognizes that “the deprivation of liberty, food, housing, employment or other essentials of life” may amount to persecution.9 This clause in the House Report corresponds to the reference in Acosta to “economic deprivation or restrictions so severe that they constitute a threat to an individual‘s life or freedom.” Matter of Acosta, supra, at 222.
The House Report‘s use of the term “severe” as the benchmark for the level of harm is consistent with the principle that persecution is an “‘extreme concept that does not include every sort of treatment our society regards as offensive.‘” Nagoulko v. INS, 333 F.3d 1012, 1016 (9th Cir. 2003) (quoting Korablina v. INS, 158 F.3d 1038, 1044 (9th Cir. 1998)). In this regard, the United States Supreme Court has stated that a fear of persecution is well
Persecution requires a showing of more than mere economic discrimination. Ahmed v. Ashcroft, 341 F.3d 214 (3d Cir. 2003). The economic difficulties must be above and beyond those generally shared by others in the country of origin and involve noticeably more than mere loss of social advantages or physical comforts. Cheng Kai Fu v. INS, 386 F.2d 750, 753 (2d Cir. 1967). Rather, the harm must be “of a deliberate and severe nature and such that is condemned by civilized governments.” H.R. Rep. No. 95-1452, at 7, as reprinted in 1978 U.S.C.C.A.N. at 4706.
An applicant, however, need not demonstrate a total deprivation of livelihood or a total withdrawal of all economic opportunity in order to demonstrate harm amounting to persecution.11 Kovac v. INS, supra, at 106-07; see also Koval v. Gonzales, supra, at 806; Li v. Attorney General of the U.S., supra, at 168 (rejecting the total deprivation of
A number of recent decisions provide guidance in assessing whether economic harm is sufficiently severe to amount to persecution. In Guan Shan Liao v. U.S. Dep‘t of Justice, supra, the Second Circuit determined that on the facts presented, the fine imposed for harboring a relative wanted for involuntary sterilization was insufficient to establish persecution. The court noted that “[n]o testimony or other evidence was presented regarding petitioner‘s income in China, his net worth at the time of the fines, or any other facts that would make it possible for us to evaluate his personal financial circumstances in relation to the fines.” Id. at 70; see also Yuan v. U.S. Dep‘t of Justice, 416 F.3d 192, 198 (2d Cir. 2005) (holding that an alien who was fired as a result of his daughter-in-law‘s violation of a family planning law was not harmed to the level of persecution when there was “no evidence that he was barred from getting another position, or even that he looked“).
The availability of other sources of income has been a key factor in assessing the impact of economic sanctions. In Capric v. Ashcroft, 355 F.3d 1075, 1092-93 (7th Cir. 2004), the court found that the alien‘s loss of a job and an apartment based on religion and ethnicity did not amount to past persecution where the government had given him 8 months to find a new residence, his wife had remained employed, he had not attempted to find other work, and the regional economic conditions in general were harsh. See also Khourassany v. INS, 208 F.3d 1096, 1101 (9th Cir. 2000) (finding that the forced closing of the applicant‘s restaurant did not rise to the level of harm constituting past persecution when he continued to operate other businesses); Ubau-Marenco v. INS, 67 F.3d 750, 755 (9th Cir. 1995) (concluding that confiscation of a family business without compensation because of the family‘s political beliefs may not be enough, standing alone, to support a finding of past persecution based on economic harm), overruled on other grounds by Fisher v. INS, 79 F.3d 955 (9th Cir. 1996).
Other decisions have found that various combinations of economic sanctions were sufficiently severe to constitute past persecution. For example, in Li v. Attorney General of the U.S., supra, at 169, the Third Circuit concluded that “[i]n the aggregate, a fine of more than a year and a half‘s
As discussed above, we endorse the test described in the 1978 House Report and quoted in Matter of Laipenieks, supra, in evaluating whether nonphysical forms of suffering or harm amount to persecution. Ultimately, each case must be considered on its own facts in making this assessment.
D. Threat of Economic Sanctions Against the Respondent
We now turn to the question whether the economic sanctions in this case amounted to past persecution. As in Guan Shan Liao v. U.S. Dep‘t of Justice, supra, the record in the case before us contains scant information regarding the respondent‘s financial situation. It does not indicate whether the respondent and his spouse owned their own home, or if they lived in government housing or with the support of relatives. The record is unclear as to the amount of household income the respondent and his wife earned, how their income compared to that of other households in the region, and the minimum level of income required to provide a family of this size with food, shelter, and the other essentials of life. When asked whether, if his wife lost her job, the two of them could survive on his income, the responded answered somewhat indirectly: “Because, at that time, my only, my salary only 200 (indiscernible). Because she graduated from University, she make[s] more salary than me. Therefore, if she lost her job, it would be a big effect on our life.” Although the respondent indicated at one point that his salary was “very low,” he never clearly stated the amount of his or his wife‘s salary. The respondent‘s description of the economic consequences of the loss of his wife‘s salary was that he would have found it “hard to keep up with my living expenses” and that life would have been “difficult.” Without clearer evidence of the difficulty the respondent and his family would have had in relying on the respondent‘s income, we cannot find that the respondent has described economic threats, which, if carried out, would amount to persecution.
We recognize that in finding that the totality of the pressures applied to the respondent‘s wife amounted to force within the meaning of the “refugee” definition, the Immigration Judge relied on a combination of factors, including the fear that the Chinese Government might refuse to register a second child and might seek to sterilize either the respondent or his wife. The immediate
The respondent testified that the potential loss of his wife‘s job was “the main reason” they submitted to the pressures to have the first abortion. The wife‘s written submission also referred to the loss of her job as the determinative factor in submitting to the abortions. It did not mention a threat of sterilization or any concern that a second child would not have been registered. Although the respondent described the prospect of sterilization and registration concerns as reasons why they did not plan to have a second child, the record is unclear whether an explicit threat of job loss or other adverse consequences were used to induce the respondent‘s wife to submit to the second abortion following the discovery of her unplanned pregnancy.
We will sustain this part of the DHS‘s appeal and, in large measure because the respondent prevailed below, we will remand the record to permit the parties to further address the question whether the respondent‘s spouse was subjected to a forced abortion. On remand, the parties may provide additional evidence regarding the respondent‘s salary, the family‘s living situation, and other factors relevant to whether the threatened economic harm in this case for refusal to undergo an abortion was such that they faced a “deliberate imposition of severe economic disadvantage or the deprivation of liberty, food, housing, employment or other essentials of life.” Matter of Laipenieks, supra, at 457.
E. Discretionary Denial of Asylum
The respondent argues on appeal that the Immigration Judge erred in denying asylum in the exercise of discretion. Under
IV. CONCLUSION
We find no clear error in the Immigration Judge‘s determination that the testimony of the respondent was credible, and we will dismiss that part of the DHS‘s appeal. However, we conclude that the evidence of record does not establish that the respondent‘s wife‘s abortions were “forced” as a result of the threat of economic sanctions so severe that, if carried out, they would amount to persecution. We will therefore sustain that part of the DHS‘s appeal and remand the record for further proceedings in this regard. Moreover, because the Immigration Judge failed to consider the impact of his discretionary denial of asylum on the respondent‘s ability to be reunited with his wife and minor child, the respondent‘s appeal will be sustained and the record will be remanded for such consideration.
ORDER: The appeal of the Department of Homeland Security is sustained in part and dismissed in part.
FURTHER ORDER: The respondent‘s appeal is sustained.
FURTHER ORDER: The record is remanded to the Immigration Judge for further proceedings consistent with the foregoing opinion and for the entry of a new decision.
In re T-Z-, Respondent
United States Department of Justice, Board of Immigration Appeals
Decided May 9, 2007
24 I&N Dec. 163 (BIA 2007)
Patricia A. Cole, Board Member
I respectfully dissent. I would affirm the Immigration Judge‘s findings that the respondent‘s wife‘s abortions were coerced within the meaning of the statute and congressional intent. The majority concludes that the respondent‘s wife‘s abortions cannot be considered to have been forced within the meaning of section 101(a)(42) of the Immigration and Nationality Act,
The respondent‘s wife did not want to abort her pregnancies, but she submitted to the procedures to avoid the threatened government-imposed sanctions. She was indeed harmed. Although the abortions may not have
Thus, like the Immigration Judge, in assessing the totality of the circumstances, I would find that the respondent‘s wife was forced to abort her pregnancies within the meaning of section 101(a)(42) of the Act. See Lau May Sui v. Ashcroft, 395 F.3d 863, 871 (8th Cir. 2005) (reading the phrase “forced to abort a pregnancy” in section 101(a)(42) of the Act to “require [the applicant] to show that Chinese officials used some sort of physical force or undue pressure with the intent to cause, and which did cause, the particular abortion in question” (emphasis added)); Wang v. Ashcroft, supra. Therefore, the respondent‘s wife has suffered past persecution within the meaning of the Act.
