*1 SUTTON, Petitioner- T. Nicholas
Appellant, BELL, Respondent-Appellee.
Ricky
No. 03-5058. Appeals, Court
United States
Sixth Circuit. March 2009.
Argued: 8, 2011. Filed: June
Decided En Banc Rehearing
Rehearing and Aug. 2011.*
Dеnied * grant rehearing reasons stated in his dissent. Judge Martin would *2 Inc., Knoxville, Tennessee, Ten-
Eastern Whalen, nessee, F. Appellant. Joseph General, Attorney the Tennessee Office of *3 Nashville, Tennessee, Appellee. for MARTIN, BOGGS, and Before: DAUGHTREY, Judges. Circuit BOGGS, J., of the opinion delivered the 765-67), DAUGHTREY, (pp. J. court. concurring separate opinion delivered reasoning and the result of the MARTIN, 767-71), majority. (pp. J. dissenting opinion. separate delivered a OPINION BOGGS, Judge. Circuit pris- T. a Tennessee Nicholas Sutton is murdering a oner sentenced to death for prisoner. petitions He for a writ fellow trial corpus grounds on the that his habeas constitutionally counsel was ineffective. court’s denial of affirm the district We relief. habeas Background I. 15, 1985, January Estep, Carl On County Re- Morgan inmate at Tennessee’s Facility, was murdered gional Correctional thirty-eight cell. He was stabbed his in the chest and neck with two times knives, “shanks,” which homemade were body. wounds found near his Defensive arms, his and as well as blood on on hands bunk, walls, body, the and the indicated struggle! that there had been Street, Sutton, Thomas and Charles Ferrell, charged Estep’s were mur- A. Federal Freeman Stephen ARGUED: trial, Tennessee, At primary der. Defender Serviсes of Eastern Inc., Knoxville, Tennessee, testimony of three against Sutton was the Appellant. for Meadows, inmates, Estel Whalen, Harold Joseph F. of the Tennessee other Office Nashville, Tennessee, Green, tes- General, Cary Scoggins. and Meadows Attorney body shortly A. tified before Appellee. Stephen ON BRIEF: discovered, enter Ferrell, he saw Sutton and Street Federal Defender Services stance; Estep cell and heard scream. He that his counsel Estep’s failed to before, days adequately investigate present that two also claimed miti- discussion, Estep “physical” gating had a evidence of the amount of violence prisons held a knife to Es- Tennessee during which Sutton his troubled that he also tep’s background. throat. Green testified go and another inmate into saw Sutton II. Standard of Review Estep and that he heard
Estep’s cell
Scog-
inside.
screaming while Sutton was
ineffective-assistance
Estep
gins explained
governed
claims are
by the familiar stan
deal,
feuding
and that
drug
been
over
*4
dard of
Washington,
Strickland v.
466
kill
Estep had threatened to
Sutton.
668,
2052,
U.S.
104 S.Ct.
able,” merely incorrect. quietly sit officers armed] [uniformed 1495. S.Ct. defendants); v. Hur
ting” behind the
Bell
(6th Cir.2004)
Security
Trial
Fed.Appx.
III.
16-17
ley, 97
visibly shackling
the defen
(noting
claim is that his
first
which,
presence
unlike
dant —
constitutionally ineffective for
counsel was
“inherently
guards,
prejudicial”
under
objections under Hol
failing to raise two
justified
he was ac
Flynn
because
—was
“prac
trial
prohibits
Flynn,
which
brook
guard during prison
attacking
cused of
the defendant with
“prejudice”
tices”
Missouri,
riot); see also Deck v.
cause.” 475 U.S.
out “sufficient
622, 632,
2007,
id. at
IV. Prosecutorial Misconduct
ed);
security’s re
they do not address
next claim that
his coun
to,
outbursts or at
sponse
e.g., courtroom
object
sel failed to
to three
in
statements
567-71,
Flynn,
tacks.
475 U.S. at
See
First,
prosecutor’s closing arguments.
(discussing “practices” and
S.Ct. 1340
argues
that his counsel should have
presence
as the
“procedures” such
objected
prosecutor’s
guilt-phase
to
Williams,
guards); Estelle v.
425 U.S.
suggesting
comment
that Sutton was
503-04,
Blah’, psychologist clinical who a licensed has an drug extensive histo- [Sutton] appellate The state evaluated Sutton. adolescent, ry. By the time he was an testimony: court summarized her using variety he a wide drugs. was ... testified was [Blair] [Sutton] drugs admitted the he had dealt [He] unstable, in an often violent and raised well, extensively provide as a means threatening supervi- home life where the obtaining drugs pro- his own and to inadequate. were He sion and structure money. vide himself some lack His a exposed was child intermittent internal controls was exacerbated his father, explosivе violence from his who drug use. seriously mentally hospi- ill and was was extensively psychiatric hospi-
talized at Eventually, juvenile prob- [Sutton’s] 1973, In tal between 1969to 1976. there drug being lems and abuse led to him restraining against order the fa- was a sent to Knoxville live his aunt ther after he held his mother and [Sut- high and attend school. While he failed and had a standoff with gun point ton] classes, grade. some he did not fail a contrast, In when police. [Sutton’s] eventually dropped high He out of violent, being father was not he would during grade. school the eleventh In overindulgent encourage inap- be received his [Sutton] GED at a In propriate behavior. [Sutton’s] community college. At age [he] hypothermia expo- father died of joined Navy from November to De- The death certificate indicated sure. cember of 1978. He received honor- contributing that alcohol abuse was a however, discharge, able the records in- factor his death. adjust that he was dicate unable From the time of his incarceration at military life. was [Sutton] described as age threatening environment being training overwhelmed endured as a [Sutton] child was adjust pres- unable to to the emotional prison offered present TDOC. records, According sure. to the [his] or predictability. little structure [He] authority respectful. attitude toward was hyper-vigilant, had to be and this was Thereafter, [Sutton] incarcerated at by the fact that a exacerbated number age of 18 and has been [for murder] weapons inmates had access to and that continually incarcerated since that time. pris- there were a number of assaults in medical records were limit- [Sutton’s] on. eye age ed. He was shot in the at the child, multiple As suffered [Sutton] injuries 9. He had several head which Specifically, abandonments losses. lead to a [sic] loss of consciousness. mother abandoned him before the motorcycle One such incident involved one, age essentially he lost his father accident when was 12. [Sutton] [He] illness, ultimately to mental he suf- sporting age also suffered accidents at Moreover, fered the death of his father. addition, In 13 and 15. was shot in [he] the circumstances of his father’s death age the knee at the of 16. There is no explained to him. [He] were never also having any psychiatric record of grandfather [Sutton] suffered the loss of his history entering or treatment bеfore age separation of 7 or and the grandparents from his maternal at the TDOC. *10 alienated, self- Blair, suspicious, als tend to be the TDOC records
According to narcissistic, imma- indulgent, a safe and struc- with kept if indicated environment, ag- ture, is well-ad- somewhat manipulative, [Sutton] tured management prob- no justed, presents agreed Blair gressive behaviors. Blair lems, violent. admitted and is not personal- diagnosis of antisocial previous trial, profes- of the her that at the time ity disorder. predict it was difficult to felt that sion of a different sentence probability key and that the dangerousness future a func- presented been had this evidence history violence. past indicator was strength aggravating of the tion this factor further admitted She mitigating the net value circumstances and in favor of weighed [Sut- not have
would
background.
See
troubled
of Sutton’s
ton],
Smith,
510, 516-18,
v.
539 U.S.
Wiggins
cumulative
concluded that
Blair
534, 536-38,
156 L.Ed.2d
interview,
data,
history,
and test
social
(2003) (“In
prejudice, we
assessing
personality traits that
supported
results
aggravation
reweigh the
evidence
vulnerable
[Sutton]
would have rendered
totality
mitigating
of available
against
during
conditions TDOC
prevailing
396-98,
evidence.”); Williams,
conditions in-
еarly
1980s. Those
(considering prejudice de
763 were, personality reflecting circumstances as had disorder unex- aggravating maladjustment. suggested, overwhelming: ceptional See Wicklinе v. the state court (6th murder, Mitchell, 813, Cir.2003) first-degree 319 F.3d prison while killing (noting and carried out the that the defendant “did not suffer planned any from suggesting mutilation of another inmate because mental condition” and and drug prior-violent-felony depression mitigating deal. The that his was a “weak of a (internal statutory factor” aggravators quotation marks omit- prison-murder ted)). undisputable weigh strongly are Sutton, jury’s against finding and the of a mitigating This limited value must be statutory aggravator, that the mur-
third
weighed against
harm in-
potential
its
“heinous, atrocious,
cruel,”
or
re-
der was
might
troduction
have done to Sutton’s
brutality of the murder
flects the
and mitigation case. It is well established that
jury
suggests that
believed that
facts such as Sutton’s extensive involve-
aggravating circumstances were extraordi- ment with drugs
discharge
and his
from
nary.
Navy
juries
are often viewed
harmful,
circumstances,
against
these
and this must be counted
Given
overwhelming
proposed
with an
mitigating
evidence
net
evidence’s
value.
See,
Williams,
produce
e.g.,
value could
a reason-
mitigating
U.S. at
probability
(balancing
able
of a life sentence. The S.Ct. 1495
the unfavorableness
reasonably
points
juvenile
state court
noted two
of the defendаnt’s
convictions
other,
evidence);
mitigating
against
while the
suggesting
Burger
value
favorable
776, 793,
background
Kemp,
of Sutton’s troubled
evidence v.
substantial,
might
(noting
be
it was not over-
background
determination).
assault,
and other
court
kidnaping, [sic]
to such a state
bery,
citizens”).
innocent
upon
acts
violent
say
can we
that the state court’s
Nor
relatively
proba-
a
low
by
Even discounted
these variables was unreason-
balancing of
admission,
value of
expected
bility of
mitigating
able. The
value
quite
is
devastating rebuttal evidence
such
and it
background
overwhelming,
not
the net
significantly
reduces
lаrge, and
by
double-edged nature of
countered
is
background.
value of Sutton’s
mitigating
portions
background
of his
significant
1150,
Bell,
1157-
131 F.3d
v.
Rickman
Cf.
small,
devastating,
though potentially
(6th Cir.1997)
(excoriating counsel
60
result,
danger of rebuttal evidence. As
of his client’s violent
introducing evidence
mitigating
net
value was
the evidence’s
that
background
“creat[ed]
and troubled
aggravating cir-
by
dwarfed
the extreme
...
that would make a
image
loathsome
in-
prejudice
cumstances. And while the
to rid the world of
juror
compelled
feel
fact-
quiry
unavoidably case-specific
him”).
intensive,
that our
we are satisfied
decision
compe-
correct that
Perhaps Sutton is
mainstream of failure-to-intro-
likely
presented
tent counsel
could
duce-mitigating-evidence case law decided
background
troubled
with-
evidence of his
See, e.g.,
AEDPA’s
under
strictures.
making
out
such rebuttal evidence rele-
Wickline,
that
(holding
rule and did level, First, superficial on a the term evidence, Magana Hofbauer, v. see Judge Boggs’s “concedes” overstates rath- (6th Cir.2001)); Harries v. F.3d er tentative1 observation that Sutton’s Cir.2005) (6th Bell, 631, 634, 640 417 F.3d should, could, perhaps criminal record peti- the habeas (weighing de novo because by relatively a proba- be “discounted low was filed before AEDPA’s effective tion Mitchell, Second, date); bility 268 F.3d of admission.” and of much Coleman (6th Cir.2001) (same); Carter, in greater importance, is the fact that (same). 591, 593, 600 F.3d at the trial in peculiar circumstances of this case, admissibility prior of Sutton’s say can we that it was unreasonable Nor certainly have history would almost been totality prof- conclude that the of the Burchetts’ proposed fered evidence—the admissible to rebut much of the testimony, all of the evidence about the evi- mitigation evidence introduced prisons, in Tennessee’s and the violence dentiary in court. hearing district evidence of Sutton’s troubled back- True, a line of in the there is cases ground prob- not create reasonable —did sentencing Tennessee law has mitigat- ability of a life sentence. The net limiting scope somewhat effect on low, ing value of all of this evidence is too in negative penalty evidence admissible and the circumstances are too phase capital of a case. It traces back to strong. Supreme opinion
the Tennessee
Court’s
in
VII. Conclusion
(Tenn.
State,
In
by
pres-
[in
the
demonstration of his
the State’s
case],
may
presented
evidence
tal
be
criminal proclivities.
ent
any matter that the court deems rele-
Id.
include,
punishment
may
vant to
case,
post-conviction
In this
the state
to,
not be limited
the nature and
appeal
courts at both the trial and
levels
crime;
circumstances of the
the defen-
applied state law as summarized above and
character, background history,
dant’s
concluded that Sutton did not establish
condition;
physical
any evidence
by
prejudiced
that he was
his counsel’s
tending
aggra-
to establish or rebut the
present
failure to delve into and
evidence
...;
any evi-
vated circumstances
They
of Sutton’s troubled childhood.
did
tending
any
dence
establish
rebut
in a principled
thorough
so
fashion.
mitigating circumstances.
See Nicholas Todd Sutton v. State
Ten-
rejected
The
court
the state’s
Cozzolino
nessee,
03C01-9702-CR-00067,
No.
1999
statute,
reading
broad
of the
instead hold-
(Tenn.Crim.App.
WL 423005
June
narrowly
more
that:
1999). Yet, the
dissent characterizes
When the statute is considered as a
application
state courts’
of Strickland to
whole, it
only
is clear that
issues
the facts of this case as unreasonable with-
jury may
in
properly
consider
taking
analysis
out
into account their
a decision
reaching
on the sentence
despite
the issue. This
the United States
imposed
be
are whether the
has
State
Supreme
in
Court’s admonition
Bell v.
one or more of
aggrava-
established
Cone,
447, 455,
543 U.S.
125 S.Ct.
160
beyond
ting circumstances
a reasonable
(2005),
L.Ed.2d 881
that a federal court
so,
and,
any
doubt
if whether
mitigating
...
“presume
lightly
should not
that a
factors have been
out-
shown
would
apply
state court failed to
its own law a[in
weigh
aggravating
those
factors.
despite
reasonable
This
the fact
fashion].”
2254(d)
Cozzolino,
Hence,
§
“highly
things
capital
when defending a
to
sufficient
undermine
confidence
the
suit,”
along
up,”
“show
“wear
and
Strickland,
outcome.”
466 U.S. at
awake.”
“stay
Sutton’s counsel’s failure to
2052;
104 S.Ct.
see also Wiggins, 539 U.S.
inquiry
make this basic
constitutes ineffec-
(“Had
at
S.Ct. 2527
jury
been
assistance of
per
tive
counsel
See Wig
se.
place petitioner’s
able to
excruciating life
Smith,
510, 123
v.
gins
S.Ct.
scale,
history
mitigating
on the
(2003) (due
side of
L.Ed.2d 471
to minimal
there
probability
is a reasonable
at
investigation,
that
presented
counsel
no evi
juror
of
least one
would have
family
dence
defendant’s
struck a differ-
history, which
balance.”); Frazier,
abuse);
ent
severe
included
childhood
Ham
ble, utterly convincing. One but not could Furthermore, background because this unfolding easily things much dif- imagine appeals information to the emotions of the ferently up- had the evidence jurors paint least a picture and at tries to introduced: Defense bringing been counsel of a human it being, Sutton as strikes me up- of Sutton’s terrible introduces evidence as a more persuasive prediction jury constantly changing bringing home than majority’s —his deliberations effort to life, violent, father, mentally unstable analogize capital sentencing delibera- shot at having been least twice before the tions impassive algebraic gymnastics. to age injuries, several eighteen, head ex- attempt persuade As an to the reader that teens, during any use drug tensive his prejudice, majori- suffered no diligent investigation other un- evidence ty’s not recognize macabre mathematics do brings psychiatrist in a to covers—and tes- how emotional the decision between life tify experiences as to how these childhood juror, and death is for a and for that to contributed Sutton’s violent tendencies reason fails. The decision whether to sen- opened as an adult. Even if this the door highly tence someone to death is emotion- prosecutor elicit testimony allow the sense, al. This is a matter of common (which past about Sutton’s crimes the ma- See, is well supported the literature. unlikely jority concedes is an possibility), e.g., Sundby, E. Scott A and Death Life including beating grandmother his Jury Decision: A Weighs the Death Pen- death (2005) (“However after she found out that Sutton had alty 177 feels one about killed people, two other defense counsel penalty, jurors’ death stories lead plausibly arguеd could that Sutton’s bottom, one At indisputable conclusion: entirely violent nature derives from jury’s his effort decide life between words, horrific In distinctly childhood. other both death is a human endeavor in- prior violence and the instant fused judgment. murder with emotion and moral stem Despite from the same rotted roots. legislatures More- the efforts of over, suggests, counsel courts to penalty make death decision *18 argued, could legal that Sutton has tried judgment to that is reached follow- join rules, better himself. He tried Navy, to series of end the deter- adjust pres- could not to the emotional mination of whether the defendant lives or training, sure of the no doubt due to unavoidably his dies results from the intersec- early years, successfully jurors’ obtained tion of twelve individual beliefs and prison. views.”);5 GED while in Terry Maroney, Emotional sibly leave one profile confident in outcome For a addressing overstated. recent Toobin, appearance justice. Jeffrey Mitigator, these see The issues Yorker, 9, 2011, May The New 32. 4. The effectiveness of evidence in book, jurors persuading impose Sundby synthesizes not 5. to death In his Professor and, situations, penalty prosecutors jurors. capital some interviews with numerous pursue penalty jurors provide the death cannot be a first-hand account of the Law, Sense Common Van. Common HIMES; Himes, Mary Josh (noting
L.Rev. Plaintiffs-Appellants, its openly can defend Supreme “Court about as normative judgments emotion general there is consensus ... where ones America, UNITED STATES of the emo- prevalence on the nature Defendant-Appellee. disagreement on phenomenon but
tional No. 10-5114. accorded in the weight it should be Appeals, United States Court of calculus”). It stands jurisprudential Sixth Circuit. juror would have reason that least one making harder the emo- a much time Argued: June 2011. condemn a man to die had he leap tional Filed: 2011. July Decided and who was and how he or she known Rehearing 2011. Sept. Denied just man that he or she had became the of murder. convicted said, though I it to I believe be
As
case, my say I cannot for certain that ac- to reconstruct events is more
attempt Nor majority’s. than the can
curate honestly say that its reconstruc-
majority than accurate mine. likely
tion is more
However, certain —counsel’s thing one present to obtain and
failure early awful regarding clearly Sutton of his estab-
life robbed himself as human right
lished show jury’s eyes in the and made easier
being difficult decision a
what should be most precisely po- make.
jury can This is to undermine confidence the out-
tential to protect Strickland stands
come against. I and the courts
defendants and remand for
would therefore reverse
resentencing competent defense coun-
sel. *19 deliberations, judicial attempts capital sentenc- workings to recreate both on
inner permits conclusion but deliberations no group level and on the individual level. jurors judicial pure fiction. efforts are Comparing the of these these accounts
