Steven B. STERN; Michele Stern; The Lorenzo Trust, v. Francis X. HALLIGAN, Jr.; Jeffrey W. Flatt; Berkeley Township; Berkeley Township Municipal Utilities Authority, v. Francis X. HALLIGAN, Jr; Berkeley Township, Third-party plaintiffs, v. Michael Peter SCILLITANI, Third-party defendant (Trenton D.C. Civil No. 95-cv-03449). Steven B. STERN; Michele Stern; The Lorenzo Trust, v. Francis X. HALLIGAN, Jr; Jeffrey W. Flatt; Berkeley Township; Berkeley Township Municipal Utilities Authority, v. Francis X. HALLIGAN, Jr., Berkeley Township, Third-party plaintiffs, v. Michael Peter SCILLITANI, Third-party defendant (Trenton D.C. Civil No. 95-3885). Steven B. Stern, Michele Stern, The Lorenzo Trust, Appellants.
No. 97-5506.
United States Court of Appeals, Third Circuit.
Argued July 16, 1998. Decided Oct. 7, 1998.
158 F.3d 729
Patrick Sheehan (Argued), Toms River, NJ, for Appellees—Berkeley Township and Francis X. Halligan, Jr.
John J. Sheehy (Argued), Sheehy & Sheehy, Jersey City, NJ, for Appellees—
Before: BECKER, Chief Judge, STAPLETON, and WEIS, Circuit Judges.
OPINION OF THE COURT
BECKER, Chief Judge.
Plaintiffs Steven and Michele Stern, and Michele Stern‘s brother Michael Scillitani (as trustee), each own real property in Berkeley Township, New Jersey, which is served by privately-owned well water. Defendant Berkeley Township Municipal Utilities Authority (“BTMUA“), pursuant to local ordinances, ordered the plaintiffs to connect to the municipal water supply and, through various enforcement proceedings, placed a lien on the trust property administered by Michael Scillitani when he refused. Plaintiffs brought suit against BTMUA, the Township, and local officials, alleging that the mandatory connection requirement is unconstitutional, at least as applied to them, because it is beyond the powers of a municipality; because it constitutes a taking; and because it unlawfully forces them into an unwanted contract. The plaintiffs wish to avoid a connection to the municipal water supply with its attendant costs and to continue using their private wells for drinking and other household purposes. The district court granted summary judgment for the defendants, finding that there was a rational basis for the ordinances. We affirm.
I. Facts and Procedural History
Berkeley Township Ordinance 90-16-OAB requires that, within 90 days after a BTMUA water supply line is made available, property owners must hook up their buildings to the municipal system and must also permanently disconnect their private wells from the potable water supply for the buildings. See Berkeley Township, N.J., Ordinance 90-16-OAB § 2 (Apr. 23, 1990). The ordinance also allows BTMUA to make any required connection, installation, or well sealing if an owner fails to do so after receiving notice. The owner can be charged for such actions, and the charges will be a lien on the owner‘s property until they are paid. See 90-16-
In 1994, both the Sterns and the trust received notice that BTMUA was to provide their properties with connection to the municipal water supply. In due course, both the Sterns and the trust received notice that the 90-day period for connecting to the water supply had expired and that they would be liable for all connection and service charges. In 1995, BTMUA issued summonses charging the trust with failure to connect to the water supply pursuant to township ordinance 94-23-OAB. A lien was imposed on the trust property. The plaintiffs then filed virtually identical pro se petitions in the district court for “a writ of protection” alleging violations of
The defendants are BTMUA; the Township; Francis X. Halligan, Jr., the municipal court judge in Berkeley Township who arraigned Scillitani pursuant to the 1995 summonses; and Jeffrey Flatt, the BTMUA plant supervisor who issued the summonses. The defendants moved for summary judgment, which the district court granted. The plaintiffs, now represented by counsel, appeal only the ruling as it applies to their §§ 1983 and 1985 claims.1
II. The Substantive Due Process Claim
The plaintiffs contend that Township Ordinance 90-16-OAB, which requires residents to hook up to the public water supply when it becomes available and to discontinue the use of well water in the home, violates the United States Constitution because their well water is “safe and pure.”2 They do not identify precisely what parts of the Constitution are thereby implicated, though we understand them to be making the claim that the ordinance is irrational and therefore violates substantive due process. In their reply brief, the plaintiffs also appear to invoke a general right to be free from government action by quoting Meyer v. Nebraska, 262 U.S. 390, 43 S.Ct. 625, 67 L.Ed. 1042 (1922). Even if this claim had been preserved,3 we do not consider the right to be free from municipal water connections to be part of the right to privacy as it has developed since Meyer. See Town of Ennis v. Stewart, 247 Mont. 355, 807 P.2d 179, 182 (Mont.1991) (rejecting an identical claim).
We have made clear that when “general economic and social welfare legislation” is alleged to violate substantive due process, it should be struck down only when it fails to meet a minimum rationality standard, an “extremely difficult” standard for a plaintiff to meet. Knight v. Tape, Inc., 935 F.2d 617, 627 (3d Cir.1991). The only question is “whether the law at issue bears any rational relationship to any interest that the state legitimately may promote,” id.; simple unfairness will not suffice to invalidate a law. The challenger bears the burden of proving irrationality. See Lindsey Coal Mining Co. v. Chater, 90 F.3d 688, 694 (3d Cir.1996).
These potential harms provide ample justification for government action to safeguard citizens. Because pure water is a precondition for human health, regulating the water supply is a basic and legitimate governmental activity. See City of Trenton v. New Jersey, 262 U.S. 182, 43 S.Ct. 534, 67 L.Ed. 937 (1923); City of Newark v. Department of Health, 109 N.J.Super. 166, 262 A.2d 718 (N.J.Super.Ct.App.Div.1970). A municipal water supply replaces a myriad of private water sources that may be unmonitored or, at best, difficult, expensive, and inefficient to monitor. Therefore, a legislature may rationally conclude that a public water supply is the simplest and safest solution for its citizenry as a whole without proof of danger to each and every affected person. The danger is significant, the burden of connecting to nearby waterlines is not great, and the costs and benefits of such legislation are widely shared throughout the area of service. For these reasons, the overwhelming majority of courts that have addressed the issue have found that mandatory connection to public water is a legitimate exercise of police power. See, e.g., Shrader v. Horton, 471 F.Supp. 1236 (W.D.Va.1979), aff‘d, 626 F.2d 1163 (4th Cir.1980); Lepre v. D‘Iberville Water & Sewer Dist., 376 So.2d 191 (Miss.1979); Town of Ennis, 807 P.2d at 184; New Jersey v. Kuznikow, No. A-971-94T3 (N.J.Super.Ct.App.Div. Jan. 8, 1996); Rupp v. Grantsville City, 610 P.2d 338 (Utah 1980); Tidewater Ass‘n of Homebuilders, Inc. v. City of Virginia Beach, 241 Va. 114, 400 S.E.2d 523, 526 (Va.1991); Weber City Sanitation Comm‘n v. Craft, 196 Va. 1140, 87 S.E.2d 153, 159 (Va.1955).
The only case supporting the plaintiffs’ position is City of Midway v. Midway Nursing & Convalescent Center, Inc., 230 Ga. 77, 195 S.E.2d 452 (Ga.1973). There, the Georgia Supreme Court found that mandating a connection to a public water supply was not a reasonable manner of protecting the health and welfare of citizens. City of Midway has been criticized by other courts for a crabbed understanding of the scope of a municipality‘s police power over health and safety issues. See, e.g., Town of Ennis, 807 P.2d at 182-83. Moreover, City of Midway was decided under state law that required grants of power to municipal corporations to be con-
We do not have the authority to second-guess rational legislative judgments of this sort. A legislature may be risk-averse even when there is no evidence of immediate hazard and some citizens are willing to run the risk of future harm. The Supreme Court of Virginia has upheld mandatory water connections even though the parties before the court stipulated that the plaintiffs’ wells were currently safe: 5
A local governing body must necessarily enjoy broad discretionary powers to protect the public health and general welfare of its residents. To anticipate seemingly unlikely events ... as public health hazards may be to exercise commendable prudence and foresight. There is no requirement that protective measures be limited to actions taken after a crisis has arisen or a catastrophic disaster has struck.
McMahon v. City of Virginia Beach, 221 Va. 102, 267 S.E.2d 130, 134 (1980). Similarly, the Supreme Court of Montana upheld a mandatory water connection law without evidence of immediate health threats to any well-water user in the affected area, because “the potential for such problems always exists. A municipal water system is better suited to meet these health concerns and prevent potential health problems that could arise absent such a system.” Town of Ennis, 807 P.2d at 183.6
City of Midway distinguished sewers, which it thought sufficiently important to justify mandatory connection laws, from water, which it found mostly harmless. We may accept that sewers are even more vital than clean drinking water. However, cases addressing sewers also support the proposition that only a low level of risk is required to justify mandatory connections. In Hutchinson v. City of Valdosta, 227 U.S. 303, 305, 33 S.Ct. 290, 57 L.Ed. 520 (1913), for example,
The harms averted by sewer systems may well be greater than the harms averted by municipal water sources. But the plaintiffs have offered no evidence that the disparity in risk is sufficient to disregard these precedents. See Shrader, 471 F.Supp. at 1243 (finding “no meaningful distinction between mandatory sewer connection and mandatory water connection“); Lepre, 376 So.2d at 193 (applying sewer connection precedents to a mandatory water connection ordinance).
The plaintiffs additionally claim that their case is distinct from other mandatory connection cases because the ordinance at issue may require them to cap or disconnect their wells in addition to requiring them to hook up to municipal water. We need not interpret the ordinance at this level of detail, however, because this slight additional burden makes no difference to the outcome of this case. Requiring disconnection of indoor water from a potentially dangerous source is yet still perceived the need for a municipal water supply.
Consequently, plaintiffs have no right to have their wells service their houses, even though the township has not proven that the wells are dangerous. Indeed, even if the plaintiffs can prove the current safety of their water, they would not be exempt from the generally applicable connection requirement. Mere over- or underinclusiveness will not invalidate social welfare regulation so long as the state action represents a rational response to a legitimate problem. See Lindsey Coal Mining Co., 90 F.3d at 694-95. Mandatory connections to public utilities are classic examples of social welfare regulations that merely adjust the burdens and benefits of life in the modern world. It cannot escape our notice that from the inception of such sanitary programs—and even during the Lochner era—courts have routinely rejected constitutional challenges to mandatory connection requirements. See, e.g., City of Mountain Home v. Ray, 223 Ark. 553, 267 S.W.2d 503 (Ark.1954); Schmidt v. Village of Kimberly, 74 Idaho 48, 256 P.2d 515 (Idaho 1953) (collecting cases); Township of Bedford v. Bates, 62 Mich.App. 715, 233 N.W.2d 706 (Mich.Ct.App.1975) (collecting cases); New Jersey v. Mayor of Paterson, 67 N.J.L. 455, 51 A. 922 (N.J.1902); McNeill v. Harnett County, 327 N.C. 552, 398 S.E.2d 475 (N.C. 1990) (collecting cases); Bigler v. Greenwood, 123 Utah 60, 254 P.2d 843 (Utah 1953).
In the end, the plaintiffs’ apparently quite sincere belief that the ordinance represents an unjustified intrusion on their rights as citizens does not carry the day. Most laws appear intrusively burdensome to at least some of those whose conduct is thereby governed. But the legislature may respond to potential threats to the safety and welfare of its citizens, and may require even those who consider themselves careful or lucky enough to escape harm to comply with generally applicable laws.
III. The Takings Claim
The plaintiffs contend that their takings claim was not addressed by the district court, and that the matter should thus be remanded. It does not appear, however, that the issue was fairly presented to the district court. The pro se petition filed in district court contains numerous unexplained citations of various laws and cases, including a quotation of the
IV. The Contract Claim
The plaintiffs submit that they are being forced into a contract with BTMUA involuntarily. The plaintiffs briefly claim that the ordinance violates the federal and New Jersey state constitutional provisions prohibiting laws impairing the obligation of contracts. The argument is plainly lacking in merit, because the ordinance does not impair any contracts.
The plaintiffs then argue that general principles of contract law prohibit the township from charging fees for unwanted water service. Their claim is mistaken, because government is not required to deal with citizens on a purely contractual basis, as the mandatory connection cases discussed above demonstrate. The plaintiffs may be required to obtain their water service from BTMUA and to pay for that service just as they may be required to adhere to other laws that, one way or another, cost money.8 The only forced contract is the broader social contract, which is part of the nation‘s polity and as such is unchallengeable here.
Relying on New Jersey statutory law, the plaintiffs further argue that they may not be charged fees for utility service if they have not affirmatively applied for a service contract. The governing statute, however, lists contractual relations as only one of the potential sources of a payment obligation. Municipal authorities may collect fees for connection to and use of the water system from “any person contracting for ... connection or use, products or services ... or from the owner or occupant, or both of them, of any real property which directly or indirectly is or has been connected with the water system or to which directly or indirectly has been supplied or furnished such use, products or services of the water system....”
To bolster their contractual claim, the plaintiffs cite Austin v. Mayor of Union Beach, 10 N.J. Misc. 670, 160 A. 318 (N.J. 1932), Ivan v. Marlboro Township Municipal Utilities Authority, 162 N.J.Super. 466, 393 A.2d 598 (N.J.Super.Ct.App.Div.1978), and Daniel v. Borough of Oakland, 124 N.J.Super. 69, 304 A.2d 757 (N.J.Super.Ct.App.Div.1973), in which municipalities did not connect the respective plaintiffs to the public water system and the plaintiffs had no contracts for service. In those cases the New Jersey courts found that the plaintiffs could not be assessed water service charges. Those cases are not on point, however, because they did not involve connection requirements; service was apparently voluntary.
Moreover, New Jersey law is clear that public utilities may require citizens to pay fees even if the citizens do not contract with the utilities. In Airwick Industries, Inc. v. Carlstadt Sewerage Authority, 57 N.J. 107, 270 A.2d 18 (N.J.1970), the New Jersey Supreme Court decided that nonusers of a sewer system could be required to pay a share of system construction costs because they benefited from the existence of and potential connection to the system. When a municipality requires connection to a public utility, it is legitimate to require payment to cover both construction costs and use and maintenance charges. See also Mayor of Paterson (holding that a city may construct connections to link individual houses to a sewer and then charge the costs to the property thereby benefited).
V. Conclusion
One might sympathize with the plaintiffs’ apparently sincere desire to maintain their own wells for their private use. Their grievances must, however, be addressed to the political branches, for we have no authority to upset rational, nondiscriminatory legislation addressing potential dangers to the health and safety of the community. We will affirm the judgment of the district court.
