State v. WallaceState v. Wallace
Laurel A. Kendall for Appellant
Gwen Howe-Gebers for Appellee
{1} Defendant-appellant Christopher G. Wallace (“Wallace“) appeals the judgment of the Henry County Court of Common Pleas, arguing that the trial court failed to substantially comply with
Facts and Procedural History
{2} On February 23, 2022, Wallace was indicted on one count of corrupting another with drugs in violation of
{3} On November 8, 2022, Wallace appeared before the trial court for sentencing. However, he made an oral motion to withdraw his prior guilty plea. The trial court then held a hearing on Wallace‘s motion to withdraw his guilty plea on December 20, 2022. On January 6, 2023, the trial court issued a judgment entry
{4} Wallace filed his notice of appeal on March 2, 2023. On appeal, he raises the following three assignments of error:
First Assignment of Error
Appellant‘s guilty plea was not knowing and voluntary when the trial court failed to substantially comply with
Second Assignment of Error
Appellant‘s sex offender classification is void because there is no information concerning the classification in the plea form, and the sentencing entry contains only information about sex offender registration requirements.
Third Assignment of Error
The trial court abused its discretion when it denied appellant‘s motion to withdraw his guilty plea before sentencing based on new evidence.
First Assignment of Error
{5} Wallace argues that his guilty plea was not knowing or voluntary made because the trial court failed to substantially comply with
{6} “When a defendant enters a plea in a criminal case, the plea must be made knowingly, intelligently, and voluntarily.” State v. Engle, 74 Ohio St.3d 525, 527, 660 N.E.2d 450, 451 (1996). “Failure on any of those points renders enforcement of the plea unconstitutional under both the United States Constitution and the Ohio Constitution.” Id.
{7}
{8} In general, “a defendant is not entitled to have his plea vacated unless he demonstrates he was prejudiced by a failure of the trial court to comply with the provisions of
{9} First, “a trial court‘s complete failure to comply with a portion of
{10} Thus, the Ohio Supreme Court has explained the analysis of an appellate challenge based upon
Legal Analysis
{11} On appeal, Wallace argues that the trial court did not adequately explain each of the Sex Offender Registration and Notification (“SORN“) requirements to which he would be subject if he pled guilty in this case. In State v. Williams,
{12} During the
{13} On appeal, Wallace notes that the trial court did not mention the community notification requirements or the residential restrictions that came with being a Tier III Sex Offender. He asserts that this represents a failure to comply with
{14} In its decision, the Ohio Supreme Court “encourage[d] trial courts to be thorough in reviewing consequences of a defendant‘s decision to enter a plea.” Dangler, supra, at ¶ 25. A thorough review would include the consequences “stemming from classification as a sex offender: the duty to register and provide in-person verification, the community-notification provisions, and the residency restrictions.” Id. However, it concluded that the trial court did not completely fail to comply with
{15} In the case presently before us, Wallace raises the same argument as the defendant in Dangler, asserting that the trial court omitted any mention of the residency restrictions and community-notification requirements that would accompany his classification as a Tier III Sex Offender. See Dangler, supra, at ¶ 1. However, as in Dangler, the trial court did inform Wallace that he “would be a Tier III Sex Offender as a result of this offense and that would require him to register
{16} Next, Wallace has failed to demonstrate prejudice in this case. See Dangler, supra, at ¶ 23. The record indicates that, during the
[Trial Judge:] * * * When we broke I * * * had explained the maximum penalties and consequences of these pleas * * *. As the State indicated the defendant would be a Tier III Sex Offender as a result of this offense and that would require him to register every 90 days for life. Do you, did you have an opportunity, Mr. Wallace, to discuss this issue with Mr. Gerbitz?
[Wallace:] Yes ma‘am.
[Trial Judge:] In light of the fact that you are finding out that you will be a registered Sex Offender, do you wish to continue?
[Wallace:] Yeah, yes.
[Trial Judge:] Do you need any additional time to talk to Mr. Gerbitz?
[Wallace:] No.
[Trial Judge:] Are you sure this is what you want to do?
[Wallace:] Yeah.
(Tr. 17-18). Wallace then entered a plea of guilty. Given these facts, we cannot conclude that Wallace would not have pled guilty had he been given more information about the SORN requirements during the
{17} In conclusion, Wallace has failed to demonstrate that the trial court completely failed to comply with the requirements of
Second Assignment of Error
{18} Wallace asserts that each of the SORN requirements should have been included in the plea agreement form and in the judgment entry of sentencing.
Legal Standard
{19}
(3)(a) The court shall include in the offender‘s sentence a statement that the offender is a tier III sex offender/child-victim offender, and the court shall comply with the requirements of section 2950.03 of the Revised Code if any of the following apply:
* * *
(ii) The offender is being sentenced for a sexually oriented offense that the offender committed on or after January 1, 1997, and the offender is a tier III sex offender/child-victim offender relative to that offense.
(A) Each person who has been convicted of * * *or pleads guilty to a sexually oriented offense * * * and who has a duty to register pursuant to section 2950.04 or 2950.041 of the Revised Code * * * shall be provided notice in accordance with this section of the offender‘s * * * duties imposed under sections 2950.04, 2950.041, 2950.05, and 2950.06 of the Revised Code and of the offender‘s duties to similarly register, provide notice of a change, and verify addresses in another state if the offender resides, is temporarily domiciled, attends a school or institution of higher education, or is employed in a state other than this state. The following official shall provide the notice required under this division to the specified person at the following time:
(1) Regardless of when the person committed the sexually oriented offense * * *, if the person is an offender who is sentenced to a prison term * * * the official in charge of the * * * state correctional institution * * * in which the offender serves the prison term * * * or a designee of that official, shall provide the notice to the offender before the offender is released pursuant to any type of supervised release or before the offender otherwise is released from the prison term * * *
(2) Regardless of when the person committed the sexually oriented offense or child-victim oriented offense, if the person is an offender who is sentenced on or after January 1, 2008 for any offense, and if
division (A)(1) of this section does not apply, the judge shall provide the notice to the offender at the time of sentencing.
provides for notice to convicted sex-offenders of their duty to register; to provide notice of a change in their residence address or in their school, institution of higher education, or place of employment address, as applicable, and register the new address; and, to periodically verify their residence address or their school, institution of higher education, or place of employment address, as applicable.
State v. Hudson, 2013-Ohio-647, 986 N.E.2d 1128, ¶ 49 (3d Dist.).
shall require the offender to read and sign a form stating that the offender‘s duties to register, to file a notice of intent to reside, if applicable, to register a new residence address or new school, institution of higher education, or place of employment address, and to periodically verify those addresses, and the offender‘s duties in other states as described in division (A) of this section have been explained to the offender.
Legal Analysis
{20} Wallace raises two arguments that allege errors in the process of notifying him of the SORN requirements. First, he asserts that the plea agreement form did not include information about the SORN requirements. However, he does not cite any legal authority that would establish that this was an error. Wallace only asserts that “a court of record speaks only through its journal entries.” Appellant‘s Brief, 15, quoting Hernandez v. Kelly, 108 Ohio St.3d 395, 2006-Ohio-126, 844 N.E.3d 301, ¶ 30. He has not demonstrated how this legal maxim relates to a plea agreement form that was presented to the trial court.
{21} Further, even if this omission did constitute an error, Wallace cannot demonstrate that it was anything other than harmless. ”
{22} The record indicates that Wallace was informed that he would be classified as a Tier III Sex Offender during the
{23} Second, Wallace asserts that his SORN sanction is void because the trial court did not set forth in writing the residential and community notification restrictions in its judgment entry. He asserts that his argument is supported by State v. Merritt, 1st Dist. Hamilton No. C-170649, 2018-Ohio-4995, ¶ 1, 4. In Merritt, the trial court failed to include “the defendant‘s Tier III sex-offender classification in the sentencing entry * * *.” Id. at ¶ 3. The defendant argued that his pleas were not voluntarily made because the trial court did not inform him of the community notification and residential restrictions. Id. at ¶ 1. However, the First District did not ultimately address this issue because it concluded that the trial court‘s failure to include his sex-offender classification in its judgment entry meant this sanction had never been imposed. Id. at ¶ 7.
{24} By contrast, in the case presently before us, the trial court included an order that Wallace was to be classified as a Tier III Sex Offender in its judgment entry in compliance with
Third Assignment of Error
{26} Wallace argues that the trial court abused its discretion in denying his motion to withdraw his guilty plea.
Legal Standard
{27} Under
‘A presentence motion to withdraw a guilty plea should be freely and liberally granted.’ * * * A defendant does not, however, have an ‘absolute right’ to withdraw his or her plea, even when a motion to withdraw is made before sentencing.
State v. Barnes, --- Ohio St.3d ---, 2022-Ohio-4486, --- N.E.3d ---, ¶ 13, quoting State v. Xie, 62 Ohio St.3d 521, 527, 584 N.E.2d 715 (1992).
Before ruling on a defendant‘s presentence motion to withdraw his plea, the trial court must conduct a hearing to determine whether there is a reasonable and legitimate basis for withdrawing the plea. [Xie at 527]. The determination whether there is a reasonable and legitimate basis for the defendant‘s request to withdraw his plea is ‘within the sound discretion of the trial court.’
{28} “An abuse of discretion is not merely an error of judgment.” State v. Costell, 3d Dist. Union No. 14-21-02, 2021-Ohio-4363, ¶ 22, quoting State v. Sullivan, 2017-Ohio-8937, 102 N.E.3d 86, ¶ 20 (3d Dist.). “Rather, an abuse of discretion is present where the trial court‘s decision was arbitrary, unreasonable, or capricious.” State v. Kleman, 3d Dist. Hardin No. 6-19-01, 2019-Ohio-4404, ¶ 18, quoting State v. Howton, 3d Dist. Allen No. 1-16-35, 2017-Ohio-4349, ¶ 23.
Legal Analysis
{29} In this case, Wallace argued that he changed his mind about his guilty plea after discovering new evidence that was related to this case. In reviewing a trial court‘s decision on a motion to withdraw a guilty plea, appellate courts have historically relied on a list of considerations that have generally included the following nine-factors:
(1) whether the withdrawal will prejudice the prosecution; (2) the representation afforded to the defendant by counsel; (3) the extent of the hearing held pursuant to
Crim.R. 11 ; (4) the extent of the hearing on the motion to withdraw the plea; (5) whether the trial court gave full and fair consideration of the motion; (6) whether the timing of the motion was reasonable; (7) the stated reasons for the motion; (8) whether the defendant understood the nature of the charges and potential sentences; and (9) whether the accused was perhaps not guilty or had a complete defense to the charges.
{30} However, in State v. Barnes, the Ohio Supreme Court did not apply the nine-factor analysis typically applied by appellate courts in cases involving a motion to withdraw a guilty plea. In Barnes, the defendant and two other people exchanged gunfire in an altercation that killed one bystander and injured two others. Barnes, supra, at ¶ 3-4. After pleading guilty to the resulting charges, the defendant asserted that he became aware of video footage that recorded the altercation. Id. He moved to withdraw his guilty plea as he believed this footage could establish that he had acted in self-defense. Id. The trial court denied his motion to withdraw his guilty plea. Id.
{31} After the Eighth District affirmed the trial court‘s decision, the Ohio Supreme Court took up this case to consider the following proposition of law:
A defendant has a reasonable and legitimate basis to withdraw a guilty plea before sentencing, upon learning of evidence that: (1) was previously withheld from the defendant; and (2) would have changed the defendant‘s decision to plead guilty.
Barnes, supra, at ¶ 12. In resolving this question, the Ohio Supreme Court concluded that, “when a defendant discovers evidence that would have affected his
{32} Since Barnes was decided, several appellate courts have noted that the Ohio Supreme Court did not entirely reject the nine-factor test that appellate courts have typically applied in evaluating motions to withdraw guilty pleas. State v. Wroten, 2023-Ohio-966, 211 N.E.3d 842, ¶ 31 (2d Dist.); State v. Kohler, 5th Dist. Delaware No. 22 CAA 10 0068, 2023-Ohio-1772, ¶ 14; State v. Grier, 6th Dist. Lucas No. L-21-1263, 2023-Ohio-207, ¶ 26; State v. Johnson, 8th Dist. Cuyahoga No. 111448, 2023-Ohio-371, ¶ 43. Rather, the Ohio Supreme Court held that these “factors do not apply here.” (Emphasis added). Barnes, supra, at ¶ 24. For this reason, a number of our sister districts have held that the nine-factor analysis continues to apply outside of cases that are factually similar to Barnes. Wroten at ¶ 31; Grier at ¶ 26; Kohler at ¶ 15; Johnson at ¶ 44-45.
{33} Turning to the case presently before us, Wallace testified at the hearing on his motion to withdraw that he had discovered new evidence after he pled guilty and that he would not have pled guilty if he had known about this evidence. On appeal, he argues that the trial court erred by denying his motion to withdraw because of the new evidence provided. Thus, his challenge is of the type that was addressed in Barnes, so we will apply the analysis set forth therein. Barnes, supra, at ¶ 24.
{35} However, Wallace never explained what this alleged statement meant in the context of this case. The record is devoid of any contextual information that could explain its potential relevance to the charges in this case. The trial court did “not accept this exhibit as evidence.” (Doc. 41). The trial court then found that “this bare statement is ambiguous at best and does not constitute newly discovered evidence.” Id. Further, even if this unsworn statement were admissible evidence, Wallace has not provided any explanation as to how this statement affected the substance of his case or would have affected his decision to plead guilty.
{36} By contrast, the defendant in Barnes had consistently maintained that he had acted in self-defense and identified a piece of evidence that could arguably provide some corroboration for this defense. Barnes, supra, at ¶ 23. The Ohio Supreme Court also noted that the defendant did not plead guilty “because there was
{37} In conclusion, while Wallace alleged that he discovered new evidence that would have affected his decision to plead guilty, he failed to substantiate these assertions before the trial court and on appeal. Thus, we cannot conclude that the trial court abused its discretion in denying Wallace‘s motion to withdraw his guilty plea. Accordingly, his third assignment of error is overruled.
Conclusion
{38} Having found no error prejudicial to the appellant in the particulars assigned and argued, the judgment of the Henry County Court of Common Pleas is affirmed.
Judgment Affirmed
MILLER, P.J. and WALDICK, J., concur.
/hls
-19-