Lead Opinion
II
Discussion
A
The Prosecutor's Closing Argument
The defendant argues that the trial justice erred by failing to declare a mistrial after the prosecutor made inappropriate, pungent, vulgar, and inaccurate remarks during the course of his closing argument. In this regard, defendant argues that the prosecutor strayed beyond the bounds of proper conduct during his closing arguments in three separate instances: (1) the prosecutor referred to the rules of hearsay as the reason he "couldn't say things[,]" (2)
"It is well settled that a decision to pass a case and declare a mistrial are matters left to the sound discretion of the trial justice." State v. Dubois ,
1
Reference to Hearsay Rules in Closing Argument
Roscoe first takes issue with the prosecutor's statement during the state's closing argument that:
"[Ms. Lupino] also retested the blood in the kit to make sure that the blood in the kit matched the non-spermatazoa [sic ] D.N.A. and then she matched the sperm D.N.A. with the swab that she took of his cheek. Because of the hearsay rules, we couldn't say things but I hope everybody was following with how it was working . I know it got to be a little technical because we were talking about the blood tube in the kit matched the non-spermatazoa [sic ] portion and then we talked about the spermatazoa [sic ] portion in the kit matched the buccal swab that they took from him. Because of the rules, that's just the way it is. In voir dire you said you would apply the rules so that's what we did ." (Emphasis added.)
Roscoe argues that those references to the rules of hearsay left the jurors with the impression that inculpаtory evidence existed that was known to the state but was kept from them.
To support his argument, Roscoe cites Commonwealth v. Bolden ,
While we agree that, at first blush, the comments by the prosecutor in the present case may resemble those made in Bolden , the prosecutor's remarks here are distinguishable. As the trial justice ruled, when read in context, it is clear that the prosecutor was merely attempting, albeit ineloquеntly,
2
Inferences Drawn from the Expert Testimony
The defendant also argues that the trial justice erred when he allowed the prosecutor to mislead the jury by misstating the testimony of the medical examiner. We do not agree.
During the trial, the prosecutor posed this hypothetical to the medical examiner on redirect examination: "a person who has a serious heart condition, who is sexually assaulted and assaulted, what impact would you believe that the assault and the sexual assault would have on that person who has that type of heart condition?" The medical examiner's response to this question was, "I believe it would cause an extreme risk to life. I think the individual, the decedent, would have suffered a cardiac arrest as a result of the stress, the panic, and the pain."
There can be no argument that posing a hypothetical question to an expert witness is appropriate. See State v. Feliciano ,
"The next question for you is if you find there was a sexual assault, the next question did she die as a result of the sexual assault. And I am going to direct your attention back to Dr. Garrity, the expert in this case, 'The pain, the panic, the anxiety of the sexual assault pushed this woman over the edge.' "
Roscoe argues before this Court, as he did below, that with those remarks the proseсutor purported to directly quote Dr. Garrity, but in fact he blatantly misrepresented the medical examiner's testimony.
After reviewing the trial transcripts, we agree with the trial justice that the prosecutor was not engaged in an effort to directly quote Dr. Garrity. Rather, the prosecutor called attention to Dr. Garrity's testimony and attempted to draw what seems to us to be a fair inference that could be gleaned from that testimony. In State v. Fortes ,
In our opinion, it was permissible here for the prosecutor to suggest a reasonable inference that could be gleaned from the trial testimony. Doctor Garrity testified that, in his opinion, a person with a serious heart condition who was assaulted "would have suffered a cardiac arrest as a result of the stress, the panic, and the pain." It is well settled that prosecutors enjoy "considerable latitude in closing argument, as long as the statements pertain only to the evidence presented and represent reasonable inferences from the record." Barkmeyer ,
"[W]hat was said by the attorneys in their closing arguments is not evidence and should not be considered in evidence. For example, if something was said during closing argument and your recollection or notes of what the testimony was during the trial are different, you are to rely on your memories and your notes and not what was said. * * * [T]he only evidence in this case are the respоnses of the witnesses on the witness stand during their direct and cross-examination and any full exhibits that are in evidence."
After closely examining the prosecutor's closing remarks in light of the record, and after considering the cautionary instruction imparted by the trial justice, it is our opinion that the prosecutor did not drift outside the bounds of proper prosecutorial conduct by suggesting that the jury draw a reasonable inference from the medical examiner's testimony.
3
The Prosecutor's Characterization of Defense Strategy
During her closing arguments, Roscoe's defense counsel argued that evidence of sexual assault was lacking and that the prosecution's case necessarily depended on the inference that an eighty-five year old widow simply would not have engaged in consensual sexual relations with a man fifty years her junior. This inference, she argued, wаs out of step with modern society.
This type of coarse and vulgar verbiage is simply unacceptable and has no place in the courtrooms of this state. Perhaps more
We have repeatedly condemned "ad hominem attacks that solely 'serve to demonize a particular defendant.' " Barkmeyer ,
"A guilty verdict must be based upon the evidence and the reasonable inferences therefrom rather than on 'an irrational response that [sic ] may be triggered if the prosecution unfairly strikes an emotion in the jury.' Appeals to the jurors' sympathy or emotions are to be rejected because they go beyond the facts of the case and the reasonable inferences to be drawn from such facts." State v. Mead ,, 1150 (R.I. 1988) (quoting DeShields v. State , 544 A.2d 1146 , 642 (Del. 1987) ). 534 A.2d 630
Although "there is no formula in law which precisely delineates the proper bounds of a prosecutor's argument," Tucker ,
We are mindful that the trial justice gave a cautionary instruction after closing arguments regarding the words used by the prosecutor. Further, it cannot be gainsaid that we have held that a prosecutor's inappropriate remarks may be harmless error in the face of "overwhelming evidence of the defendant's guilt" and adequate cautionary instructions. State v. Simpson ,
B
The Medical Examiner's Testimony
The defendant next argues that the trial justice erred when he admitted the expert testimony of the medical examiner, Dr. Garrity, with respect to the manner of death. This is so, he argues, because Dr. Garrity relied on anecdotal history and the results of the police investigation when he determined that the manner of Mrs. Mouchon's death was homicide.
Rule 702 of the Rhode Island Rules of Evidence permits expert witnesses to testify about their scientific, technical, or specialized knowlеdge if their doing so will assist the trier of fact. We previously have stated that "the jury will benefit from expert testimony when 'the subject matter of the inquiry is one involving special skills and training beyond the ken of the average layman.' " State v. Castore ,
To address defendant's argument, we must determine whether a medical examiner may opine as to a decedent's manner of death if that determination relies on the statements of lay witnesses and the results of police investigations in addition to the findings based on his or her medical examination of the decedent. Because an anecdotal history of a decedent's death is often helpful in making a sound determination as to manner of death, and because it cannot be said that Dr. Garrity relied solely or primarily on informatiоn relayed to him by the police, we cannot agree with defendant that the trial justice erred by admitting Dr. Garrity's testimony.
After an initial external examination of the decedent's body, Dr. Garrity performed a more extensive examination and a detailed autopsy, in which he catalogued evidence of external injuries and examined internal organs for signs of disease. He testified that the autopsy revealed several injuries to Mrs. Mouchon's head, face, and left breast, a urinary tract infection, an enlarged heart, and fluid around her lungs, but none of the usual defensive injuries one might expect to see on a victim of a violent crime. Based on his findings, the medical examiner concluded that the cause of death was "[b]asically a heart attack or a cardiac arrest following a traumatic event[,]" namely "[m]ultiple blunt force injuries about the face, left breast." Doctor Garrity was at that point unable to opine as to the manner of death, however, until he learned that laboratory testing of the evidence collection kit indicated the presence of sperm in Mrs. Mouchon's body and that witness statements indicated she had not been in a relationship.
Roscoe argues that a medical examiner's conclusions do not assist the trier of fact when they are based on witness statements and the results of a police investigation because this extrinsic information is just as easily understood by a jury, without the need for expert testimony. In Castore , we considered the admissibility of a physician's expert testimony regarding his opinion that the complainant had been molested. Castore ,
In resolving this issue, we have the benefit of jurisprudence in other states. Some courts have held expert testimony to be inadmissible when it relies too heavily on witness statements and other anecdotal information. In State v. Tyler ,
Similarly, in State v. Sosnowicz ,
The Supreme Judicial Court of Maine reached a similar conclusion in State v. Vining ,
However, in State v. Commander ,
The cited cases are largely in line with our own reasoning in Castore , and together they suggest that an expert's opinion will not be admissible if it relies solely or primarily on witness statements that are within the ken of the jury. We recognize, however, that medical examiners do not conduct their examinations in a vacuum. We are persuaded by the reasoning in Commander and agree that an understanding of the circumstances surrounding the death and discovery of a deceased person is an important component of any determination of cause or manner of death. Indeed, medical examiners have a statutory duty to inquire into these circumstances. General Laws 1956 § 23-4-8(a) provides, in relevant part:
"When the office of state medical examiners has notice that there has been found or is lying within this state the body of a person who is supposed to have come to his or her death by violence * * * an agent of the office of state medical examiners shall immediately proceed to the place where the body lies and take charge of it, view it, and make personal inquiry into the cause and manner of death." (Emphasis added.)
We therefore conclude that medical examiners may supplement their medical findings with other information to assist them in interpreting their findings in the exercise of their "scientific, technical, or other specialized knowledge[,]" R.I. R. Evid. 702, so long as they do not rely solely or primarily on such information.
In this case, the trial justice ruled that Dr. Garrity's opinion as to the manner of death was within his area of expertise and that his testimony would assist the jury in its fact finding function. In our opinion, allowing Dr. Garrity to testify about his consideration of witness statements was not clearly erroneous, because
Rosсoe also argues that Dr. Garrity's testimony should have been excluded under Rule 403 of the Rhode Island Rules of Evidence, because Dr. Garrity's determination that Mrs. Mouchon's manner of death was by homicide was likely to confuse jurors who might have equated the medical term "homicide" with the legal charge of murder. We do not agree. Again, as we acknowledged in Mattatall , where police believe that violence may have caused the death of an individual, a medical examiner is obliged by § 23-4-8 to "immediately proceed to the place where the body lies and take charge of it, view it, and make personal inquiry into the cause and manner of death." See Mattatall ,
The admission of Dr. Garrity's testimony with regard to the manner of death was not clearly erroneous, and we will not disturb the trial justice's ruling.
C
Violations of the Confrontation Clause
Roscoe next argues that allowing Det. Bousquet
"When a criminal defendant claims on appeal that the introduction of certain evidence violated his constitutional rights of confrontation and cross-examination, we review such an evidentiary ruling in a de novo manner." State v. Moten ,
Analysis of DNA recovered from sperm at the scene of Mrs. Mouchon's death established a very high probability that defendant had had sexual contact with Mrs. Mouchon before her death. The key issue at trial was whether or not that sexual contact had been consensual. Following the discovery of sperm during the original 1990 investigation into Mrs. Mouchon's death, West Warwick police questiоned several witnesses in an effort to learn whether Mrs. Mouchon had been involved in a relationship at the time of her death. Unfortunately, several of those witnesses passed away in the decades between that investigation and Roscoe's 2016 trial, including her son, George Mouchon, as well as Anna Blais and Henriette Van Coughen.
During the direct examination of Det. Bousquet, who had been the lead investigator in 1990, the prosecution inquired about the steps taken to determine the extent of Mrs. Mouchon's romantic attachments, if any:
"[THE STATE:] Did you re-interview George Mouchon?
"[DET. BOUSQUET:] I did.
"* * *
"* * *
"[THE STATE:] And in general terms, did you ask him if he knew if his mother was in a relationship?
"[DET. BOUSQUET:] I did.
"[THE STATE:] Did you interview Henriette Van Coughen?
"[DET. BOUSQUET:] Yes, sir.
"[THE STATE:] And had you determined that Mrs. Van Coughen knew Mrs. Mouchon?
"[DET. BOUSQUET:] Yes.
"* * *
"* * *
"[THE STATE:] And did you ask her if she knew if Mrs. Mouchon was in a relationship?
"[DET. BOUSQUET:] Yes.
"[THE STATE:] Did you interview Anna Blais?
"[DET. BOUSQUET:] Yes, sir.
"* * *
"* * *
"* * *
"* * *
"[THE STATE:] * * * Did you ask Mrs. Blais if she knew whether Mrs. Mouchon was in a relationship?
"[DET. BOUSQUET:] I did."
The prosecutor later referred to that testimony, highlighting it during the course of his closing argument:
"[Police] go to speak to her son, George Mouchon. Was your mother in a relationship? They go to speak to Anna Blais, her next door neighbor. Was Mrs. Mouchon in a relationship? They go to speak to Henriette VanCoughen. Was Mrs. Mouchon in a relationship? They go to speak to Lionel Russi. Was she in a relationship? Don't you think they would have followed up?"9
In our opinion, this line of questioning introduced testimonial evidence
The state concedes that the statements made to police by Anna Blais, Henriette Van Coughen, and George Mouchon were testimonial, and therefore triggered Confrontation Clause considerations. Although the actual words spoken by the now-deceased witnesses were not themselves elicited at trial, the content of their statements-that Mrs. Mouchon had not been involved in a relationship-was "readily inferred." United States v. Kizzee ,
In Kizzee , the defendant was charged with multiple drug-related federal offenses. Kizzee ,
In this case, Det. Bousquet testified that he had interviewed Anna Blais, Henriette Van Coughen, and George Mouchon and that he asked each of them whether they knew if Mrs. Mouchon had been involved in a relationship. Although their answers to these questions were not elicited directly at trial, the jury was left with the unavoidable implication that each of these individuals had told police they did not believe Mrs. Mouchon was in a relationship. This inference was reinforced during the prosecutor's closing argument, when he recalled Det. Bousquеt's testimony and asked the jury, "Don't you think they would have followed up?"
We agree with those courts that have held the Confrontation Clause applies with full force when the jury can readily infer the contents of untested out-of-court testimonial statements. See
The state argues that, even if the statements of Blais, Van Coughen, and George Mouchon could be readily inferred from Det. Bousquet's testimony, those statements did not run afoul of the Confrontation Clause because they did not directly implicate defendant. According to the state, those statements can only support the inference that Mrs. Mouchon was not in a relationship at the time of her death. While this inference might lead to the further inference that sperm found with Mrs. Mouchon was a result of a sexual assault rather than consensual sexual contact, the state maintains, it did not directly or indirectly inculpate Roscoe in that crime. In other words, the state maintains that only when weighed in combination with DNA evidence did those witnesses' statements in any way incriminate Roscoe in the crime of sexual аssault. However, in Melendez-Diaz v. Massachusetts ,
That reasoning applies here with full force. Although it is true that the statements of the now-deceased declarants do not directly identify or implicate Roscoe, the statements were nonetheless employed in an effort to prove that defendant's DNA was present as the result of nonconsensual sexual contact. Anna Blais, Henriette Van Coughen, and George Mouchon were therefore witnesses against the defendant. Their deaths prior to trial deprived Roscoe of the ability to subject them to cross-examination, yet the trial justice nonetheless admitted testimony that referred to their statements to police in 1990. In our opinion, this was error.
It is further our opinion that this error was not harmless beyond a reasonable doubt. The state was tasked with proving that any sexual contact between Roscoe and Mrs. Mouchon was nonconsensual. However, there were no signs of forced entry into Mrs. Mouchon's apartment, there were no defensive wounds on Mrs. Mouchon's hands, and vaginal injuries were not present. We therefore cannot say that, had "the damaging potential of the cross-examination [been] fully realized," no reasonable jury could have acquitted the defendant.
Conclusion
For the foregoing reasons, we hold that the introduction of out-of-court statemеnts of deceased declarants violated the Sixth Amendment to the United States Constitution and article 1, section 10, of the Rhode Island Constitution. Therefore, we vacate the judgment of conviction and remand the case to the Superior Court for new trial.
Notes
Defense counsel did not object to this question, nor was there a motion to strike the resulting answer by the medical examiner.
In her closing remarks to the jury, defense counsel made a reference to the 1990s television program "Golden Girls," which depicted the energetic and sometimes randy exploits of four elderly women.
We realize that the prosecutor in this case is seasoned and well respected, and thus we chalk up his inappropriate remarks to a sudden burst of overzealous advocacy.
"We believe that the medical examiner should not be required to close his eyes to sources of information relied upon by mankind generally in order to determine the questions that must be resolved in his official capacity." State v. Dame ,
Detective Bousquet was long-retired at the time of his testimony.
We note that the record indicates that Det. Bousquet in fact did not interview Lionel Russi, who died during the course of the investigation.
Defendant also appealed his convictions for both felony murder and first degree sexual assault on the grounds that these dual convictions amounted to double jeopardy. The state agreed in its brief before this Court that double jeopardy principles prevent the conviction of murder under the felony-murder theory alongside the underlying felony, in this case, first degree sexual assault. Because we vacate the judgmеnt of conviction on other grounds, we need not, and do not, reach this argument.
Concurrence Opinion
I am pleased to join the majority opinion in all respects save one. I write separately merely to express my belief that the trial justice's failure to grant defendant a mistrial based upon the prosecutor's comments in closing argument insinuating that the defense had called Mrs. Mouchon "a slut" and "a whore" throughout the trial was an abuse of discretion.
These statements are not only inflammatory, they are false. The record is devoid of any reference by the defense to the victim as being a "slut" or a "whore." In my judgment, these remarks could not help but "arouse the sympathy and passion of the jurors." State v. Mead ,
I appreciate the majority's indignation concerning the prosecutor's inappropriate remarks. I would, however, go one step further and declare that they were so outrageous as to require a new trial. In doing so, I am reminded of the United States Supreme Court's admonition that prosecutors have a "unique responsibility" in our system-"his [or her] duty is to seek justice, not merely to convict." Young v. United States ex rel. Vuitton et Fils S.A. ,
Concurrence Opinion
I join without reservation in the Court's opinion to the extent that it addresses the Confrontation Clause issue, and I view with favor the Chief Justice's concurring opinion that calls for a new trial because of the contents of the prosecutor's closing argument. In my judgment, there are two available grounds in this case on which a new trial could be ordered: because of the Confrontation Clause issue so nicely analyzed in the Court's opinion and also because of the impropriety of the prosecutor's closing argument-an argument that was not focused on the evidence in the record, but instead egregiously mischaracterized defense counsel's theory of the case as well as what defense counsel had actually said and done in the course of the trial.
Therefore, it is my view that the defendant in the instant case is entitled to a new trial because of the violation of the Confrontation Clause, as the majority opinion holds; but I also wish to explicitly note that this case could also be reversed due to the very inappropriate language and baseless animadversions in the prosecutor's closing argument.
While the troubling aspects of the prosecutor's closing argument were in all likelihood the product of an advocate's zeal, they are, in my view, nonetheless so serious as to form the basis for requiring a new trial.
See State v. Gonzalez ,
I wish to be entirely clear. After considerable reflection, I have concluded that the Confrontation Clause issue and the closing argument issue could constitute separate and independent grounds for ordering a new trial.
