Lead Opinion
OPINION
delivered the opinion of the unanimous Court. ,
Does a court of appeals have subject-matter jurisdiction to entertain a State’s appeal from a trial court’s grant of shock probation? If ■ so, does the pendency of that State’s appeal deprive the trial court of subject-matter jurisdiction to consider a motion for shock probation after the mandate has issued on that appeal? Yes and no. The State may appeal a grant of shock probation, but that appeal stays the proceedings in the trial court. Given the stay in the proceedings, the trial court’s October 21,2013 order placing Appellee on shock probation is valid. We reverse the judgment of the court of appeals and enter judgment ■ affirming The shock probation order of the trial court.
Background
The facts in this case were set out by the Thirteenth Court of Appeals in its first of three opinions on this case. Robinson v. State (Robinson I), 13-10-00064-CR, 13-10-00065-CR,
The couple were tried together. The jury found Floria guilty of evading arrest or detention with a vehicle and imposed punishment of two years’ confinement. The jury also found Appellee guilty of the third-degree felony offense of assault on a public servant and imposed punishment of four years’ imprisonment. Both convictions were upheld on appeal. The court rejected Appellee’s sole issue—that the trial court erred in denying his motion to suppress evidence because he had been illegally detained. The. court held that, even if Appellee’s initial detention was unlawful, evidence of his subsequent assault on Deputy Doelitsch was not subject to suppression under the exclusionary rule. Id at *6.
Mandate issued on December 20, 2011. Eight days later, on December 28, 2011, Appellee began serving his sentence, and, that same day, filed a motion for continuing jurisdiction community supervision (“shock probation”). Thirty-seven days later, on February 2, 2012, the trial court entered its order granting Appellee shock probation for four years. The State filed a notice of appeal on February 14, 2012; this was forty-nine days after Appellee began serving his sentence. On its review of the State’s' appeal, the court of appeals first recognized its - jurisdiction to hear the appeal and then held that the trial court erred in granting Appellee’s motion for shock probation without holding a hearing. State v. Robinson (Robinson II), 13-12-00121-CR,
On October 21, 2013—sixty-two days after mandate on Robinson II issued—the trial court held a Section 6(c) hearing on Appellee’s motion for shock probation. The trial court also heard the State’s motion to dismiss that motion. The State argued that the trial court lacked jurisdiction to grant the motion because more than 180 days had elapsed since the execution of Appellee’s sentence began on December 28, 2011. Tex.CRim. Proc.Code art. 42.12, § 6(a) (“the jurisdiction of a court imposing a sentence requiring imprisonment in the Texas Department of Criminal Justice for an offense other than a state jail felony continues for 180 days from the date the execution of the sentence actually begins”). The State also put on witnesses-including original jurors, the county sheriff, and the deputy county sheriff-to say that they wanted the trial court to impose the four-year sentence. But none knew of any “untoward conduct” of Appellee since he had been sentenced.
Appellee argued that, because the court of appeals, in Robinson II, reversed the February 2, 2012 judgment and remanded to the trial court for further proceedings, Appellee was placed in the same posture as if a new hearing had been granted by the trial court:
The gravamen of [the prosecutor’s] action is that more than 180 days have elapsed since the time he started serving his sentence, but as this Court wellknows once an appeal is filed, all of that is held in abeyance until the mandate is received back and once that mandate was received back and the instructions of the Court, pursuant to Texas Rules of Appellate Procedure 43.2(d), the Court specifically said that when a Court of Appeals reverses and remands a case to the trial court without instructions to render a specific judgment, the effect is to restore the parties to the same situation as they were before the appeal. The trial court agreed, again granted
Appellee’s motion, and again placed him on shock probation for a period of four years.
Let me just say one thing, when I initially granted the shock probation in this case, I erred, evidently, in the opinion of the Court of Appeals in not affording the State an opportunity to argue and the State appealed that and got me reversed, which is fine. That’s why we have the Court of Appeals, but it seems to me it would be an absurd result if, because the State appealed and during that whole time period we were unable to have a hearing because it was' on appeal, it would seem to me to be an absurd result that because the State appealed the Defendant has lost a remedy that the Code of Criminal Procedure provides for and .that is to at least ask for the shock probation. And so we’re back to where we were, I believe the date was February the 2nd, of 2012, after the mandate of the first appeal had come back. And it is still my opinion that Mr. Robinson should be placed on shock probation and the motion is granted and I’m signing an order today that will track the language of the order that I signed back in February of 2012.
On the State’s appeal from that second order, the court of appeals again recognized its jurisdiction to hear the appeal and held that the trial court did not have the jurisdiction to enter the order granting shock probation after remand. State v. Robinson (Robinson III), No. 13-13-00571-CR,
The Appellate Court Had Subject Matter Jurisdiction to Hear the State’s Appeal of the Trial Court Order Modifying the Judgment
Jurisdiction concerns the power of a court to hear and determine a case. Appellate jurisdiction is invoked by giving notice of appeal. State v. Riewe,
We have held that Article 44.01(a)(2) “clearly allows” a State’s appeal from “an order that reduces a defendant’s sentence, and that is signed after the trial court’s plenary jurisdiction has expired.” State v. Gutierrez,
Although we have not expressly addressed whether an order granting “shock probation” is one that modifies a judgment, several of the intermediate courts have, and we have agreed, albeit in passing. State v. Dunbar,
The Trial Court Had Subject-Matter Jurisdiction to Grant Shock Probation Because the State’s Appeal Stayed the Proceedings
After the trial court imposes a sentence in open court and adjourns for the day, it loses plenary power to modify the sentence unless, within thirty days, the defendant files a motion for new trial or a motion in arrest of judgment. Tex.R.App. P. 21.4, 22.3; State v. Aguilera,
Execution of sentence begins upon the defendant’s incarceration. Bailey v. State,
The court of appeals here cited Bryan, noted that Appellee failed - to address the clear language of art. 42.12, § 6, and found the'trial’court’s'order void;'
It is undisputed that execution of Robinson’s sentence began on December 28, 2011. Robinson’s 'sworn motion for shock probation states that he began serving his sentence on December 28, 2011, The October 31,2013 order which purports to grant Robinson shock probation was issued well outside the statutory 180-day period after Robinson began serving his sentence on December 28, 2011. Therefore, the trial court was without jurisdiction to issue the October 31, 2013 order, and the order is therefore void.
When we interpret statutes, we seek to effectuate the collective intent or purpose of the legislators who enacted the legislation. Boykin v. State,
As the State notes, the interpretation and history of Article 42.12 § 6 was examined and commented upon in State ex rel. Bryan v. McDonald. There, on a State’s application for writ of mandamus, we found that the trial court lacked jurisdiction to grant a defendant’s motion for shock probation that was granted a mere five days after the end of the 180-day period of extended jurisdiction even though the delay was in no part the fault of the defendant.
Judge Clinton, in a concurring opinion, noted that the Legislature had demurred when given ample opportunity to grant relief from “untoward consequences” of the unambiguous statutory language. Id. at 495 (Clinton, J., concurring). Judge Teague, in a dissent, took issue with the majority’s literal construction of the statute because it led to an unjust result. He argued that the Court ought to look at how the federal courts allowed for the reduction of time served on an imposed sentence even after the time limit has expired because the motion for reduction of sentence had been filed within the time limit and the delay in granting the sentence reduction by the trial court was reasonable. Id. at 496-97 (Teague, J., dissenting) (“I do not believe in this instance a literal reading and interpretation of the Texas’ shock probation statute is either proper or necessary.”).
The State notes that, since Bryan, courts have continued to hold that when a
When the State appealed the trial court’s grant of shock probation, that stayed the proceedings until the appeal was resolved. The timeline for the trial court to grant shock probation started on December 28, 2011, when Appellee began serving his sentence, and ran through February 14, 2012, when the State filed its notice of appeal. It was then stayed until the appellate court’s first mandate issued on August 19, 2013, at which point it began running again. Therefore, only 111 days had passed .when the trial court granted Appellee shock probation on October 21, 2013, which was well within the court’s 180-day deadline.
Applying Article 42.12 § 6, without harmonizing that statute with Article 44.01(e), could prevent a defendant from ever receiving shock probation because the State could simply appeal whenever a trial court grants it. And then, regardless of the State’s points of error, by the time the appeal was resolved it would be too late for the trial court to grant shock probation. That, as the trial court put it, would be an absurd result. We reverse the judgment of the court of appeals and enter judgment affirming the shock probation order of the trial court.
Notes
. We granted review of three questions: 1) The court of appeals erred in reversing the order of the trial court on the basis that the trial court lacked jurisdiction to enter the order of "shock probation” after remand from the court of appeals; 2) The court of appeals erred in reversing the trial court’s order on the basis that the trial court lacked subject-matter jurisdiction over the Appellee’s motion for "shock probation" after remand; and 3) The court of appeals did not have the subject-matter jurisdiction to entertain a direct appeal from a trial court granting continuing jurisdiction community supervision. We need no.t address the third issue because we hold that the court of appeals erred in reversing the trial court’s order on the basis that the trial court lacked subject-matter jurisdiction over the motion for "shock probation” after remand.
. See also State v. Smith,
. See Tamez v. State,
Concurrence Opinion
CONCURRING OPINION
filed a concurring opinion in which Johnson, J. joined.
I agree with the majority’s decision to reverse the judgment of the court of appeals and affirm the October 21, 2013 trial court order granting shock probation to the appellee.
But, wouldn’t mandamus be the proper remedy?
At first blush, mandamus would appear to be the proper vehicle for the State to challenge a statutorily unauthorized (i.e., void) order granting shock probation, such as the one in this case.
Nevertheless, in the past, this Court has taken the position that mandamus is the
"■ Intermediate appellate courts have also come to the conclusion that the State has no right to appeal an order granting shock probation. In Perez v. State,
In Basaldua v. State, 558 S.W.2d 2 (Tex.Crim.App.1977), the defendant sought to appeal from a trial court order refusing to modify the conditions of his probation. The Court of Criminal Appeals, after a thorough discussion, held that there was no constitutional or statutory authority permitting a direct appeal from an order 'modifying or refusing to modify probationary conditions. Id. at 5. In Houlihan v. State,579 S.W.2d 213 (Tex.Crim.App.1979), the defendant sought to appeal from a trial court order overruling a motion to place him on shock probation. The Court of Criminal Appeals again held that it was without appellate jurisdiction because neither article 42.12 nor any other statute authorized a direct appeal from such an order. Id at 215-16.
We believe that the reasoning set forth in Basaldua and Houlihan applies with equal force to the instant appeal. Just as there is no statutory authority for an . appeal from an order refusing shock probation, neither is there authority for an appeal from an order granting shock probation. Accordingly, we conclude that this Court lacks authority to entertain a direct appeal from the district court’s order placing appellant on shock probation.17
In Pippin v. State,
Yet, Orders Granting Shock Probation Have Been Reviewed On Appeal.
This Court has entertained State appeals from orders granting shock probation without mentioning any jurisdictional issue. In Smith v. State,
The issue in State v. Posey
So, where does that leave us?
I am concerned that the Court’s decision today—that the State can appeal an order granting shock probation under Article 44.01(a)(2)—would seem to open up the State’s right to appeal all decisions granting shock probation, even discretionary and “nonreviewable” ones. There has been little 'explanation among the various court opinions as to why there has been such inconsistency over the years.
Today’s opinion answers the question whether the State has the right to appeal
With these comments, I join the majority.
. The terms "shock probation” and “shock community supervision” mean the same and are used interchangeably.
. State v. Robinson, No. 13-12-00121-CR,
. Consistent with other cases cited herein, I also agree that both the State and the defendant should have an appellate remedy when a trial court grants or denies shock probation to a defendant based solely on an erroneous determination of that defendant's eligibility for shock probation.
. To establish entitlement to mandamus relief, a relator must satisfy two requirements: 1) there must be no adequate remedy at law to redress his alleged harm; and 2) the act sought to be compelled is purely ministerial. State ex rel. Hill v. C.A. for the Fifth Dist.,
. "The essential question in deciding if an act is ministerial ‘is whether the "respondent had the authority’ to do what is the subject of the complaint.” Stearnes v. Clinton,
. State at rel. Thomas,
. The two avenues for relief—direct appeal and mandamus—are mutually exclusive, In In re State ex rel. De Leon, the State sought mandamus relief requesting that the Thirteenth Court of Appeals direct the trial court to vacate its order granting the motion for shock community supervision since the trial court did not have tire authority to order community supervision.
.
. Id. at 830 (first citing State ex rel. Wilson v. Harris,
. Id. at 831.
.
. Id. at 494.
.
. Id.
. Id. at 85.
.
. Id. at 762-63 (emphasis in original).
.
. See Roberts v. State, No. 04-10-00558-CR,
. No. 01-15-00334-CR,
.
. Id. at 592.
.
. Id. at 695. Article 44.01(a)(2) permits the State to appeal an order of a court in a criminal case if the order "arrests or modifies a judgment.”
. State v. Dunbar,
.
. State v. Posey,
. Speth v. State,
