In rе the termination of parental rights to P. M., a person under the age of 18: State of Wisconsin v. R. A. M.
CASE NO.: 2023AP441
SUPREME COURT OF WISCONSIN
June 25, 2024
2024 WI 26, 408 Wis. 2d 794, 994 N.W.2d 18
Ellen R. Brostrom
REVIEW OF DECISION OF THE COURT OF APPEALS
JUSTICES: KAROFSKY, J., delivered the majority opinion of the Court, in which ANN WALSH BRADLEY, REBECCA GRASSL BRADLEY, DALLET, and PROTASIEWICZ, JJ., joined. ZIEGLER, C.J., filed a dissenting opinion in which HAGEDORN, J., joined.
ATTORNEYS:
For the guardian ad litem, there were briefs filed by Courtney L.A. Roelandt and The Legal Aid Society of Milwaukee, INC., Milwaukee. There was an oral argument by Courtney L.A. Roelandts.
For the respondent-appellant, there was a brief filed by Pamela Moorshead, assistant state public defender. There was an oral argument by Pamela Moorshead, assistant state public defender.
STATE OF WISCONSIN : IN SUPREME COURT
No. 2023AP441
(L.C. No. 2021TP159)
NOTICE
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
In re the termination of parental rights to P. M., a person under the age of 18:
State of Wisconsin, Petitioner-Respondent,
v.
R. A. M., Respondent-Appellant.
FILED JUN 25, 2024
Samuel A. Christensen Clerk of Supreme Court
KAROFSKY, J., delivered the majority opinion of the Court, in which ANN WALSH BRADLEY, REBECCA GRASSL BRADLEY, DALLET, and PROTASIEWICZ, JJ., joined. ZIEGLER, C.J., filed a dissenting opinion in which HAGEDORN, J., joined.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶1 JILL J. KAROFSKY, J. This case concerns whether the circuit court1 lawfully terminated R.A.M.‘s parental rights. Our
I. BACKGROUND
¶2 R.A.M. is the parent of P.M., a son born in February 2015.3 In 2017, a police officer who was already in R.A.M.‘s apartment building for an unrelated reason heard a woman shouting, a child crying loudly, and a loud thump, after which he said the child became louder. The officer knocked on the door, and R.A.M. allowed the officer to enter the residence. The officer found P.M. with scratches, bruising, and bleeding
¶3 The State filed the present petition for the termination of R.A.M.‘s parental rights in 2021, after P.M. had resided outside of R.A.M.‘s home for more than three years. The grounds for the petition were that P.M. was a child with а continuing need for protection and services (CHIPS) under
¶4 On July 5, 2022, R.A.M. failed to appear in court. The parties disagree as to the cause of R.A.M.‘s absence; however, there is no dispute that the judge had previously
[S]he was ordered to be here this morning and we can‘t proceed on the merits without her. The State is prejudiced in not being able to finish its cross-examination. I think she‘s misleading the Court; I think shе‘s misleading [her counsel] in her version of the events. And I do find that to be egregious and bad faith and without justification.
The court then granted the Petitioners’ motion for default judgment.5
¶5 At the conclusion of the grounds phase, the court found that the State proved by clear and convincing evidence both a continuing need for CHIPS and a failure to assume parental responsibility. As a result, the court determined that R.A.M. was an unfit parent.
¶6 The court immediately moved to the dispositional phase and concluded the dispositional hearing on that same day without R.A.M. present.6 The court found that termination would be in the best interest of P.M. and ordered the termination of R.A.M.‘s parental rights.
II. ANALYSIS
¶8 We begin by interpreting
A. Interpreting Wis. Stat. § 48.23(2)(b)3.
¶9 This is a case of statutory interpretation. We review questions of statutory interpretation de novo. State v. Forrett, 2022 WI 37, ¶5, 401 Wis. 2d 678, 974 N.W.2d 422. We interpret statutes by discerning the plain meaning of the language in the context of the statute. “If the meaning of the statute is plain, we ordinarily stop the inquiry.” State ex rel. Kalal v. Cir. Ct. for Dane Cnty., 2004 WI 58, ¶45, 271 Wis. 2d 633, 681 N.W.2d 110 (quotations omitted). We use the
¶10 To resolve this case we must interpret
[A] parent 18 years of age or over is presumed to have waived his or her right to counsel and to appear by counsel if the court has ordered the parent to appear in person at any or all subsequent hearings in the proceeding, the parent fails to appear in person as ordered, and the court finds that the parent‘s conduct in failing to appear in person was egregious and without clear and justifiable excuse. Failure by a parent 18 years of age or over to appear in person at consecutive hearings as ordered is presumed to be conduct that is egregious and without clear and justifiable excuse. If the court finds that a parent‘s conduct in failing to appear in person as ordered was egregious and without clear and justifiable excuse, the court may not hold a dispositional hearing on the contested adoption or involuntary termination of parental rights until at least 2 days have elapsed since the date of that finding.
(Emphasis added).
¶11 The crux of this case is the last sentence of
¶12 No party contests that the “if” condition was met here, and for good reason. The court ordered R.A.M. to appear
¶13 The petitioners disagree with this application, but do not meaningfully contend with the conditional statement discussed above. Instead, they urge us to consider the statute in context, and argue that a waiver of counsel must occur in order for the subdivision to apply. Additionally, petitioners insist that the statute is ambiguous. To resolve the ambiguity, petitioners encourage us to look to both the statute‘s title and its legislative history.
¶14 Petitioners maintain that the last sentence of
¶15 Because the conditions that trigger the two-day waiting period are plain and unambiguous, we will not use
¶16 Similarly, when the meaning of a statute is plain, we do not consult legislative history to ascertain its meaning. See Kalal, 271 Wis. 2d 633, ¶51 (“This rule generally prevents courts from tapping legislative history to show that an unambiguous statute is ambiguous.” (internal quotations omitted)). Consequently, we do not consult the statutory title or legislative history in this case, or use either of them to supplant the language of the statute itself.
¶17 To summarize,
B. Lack of Competency
¶18 Having determined that the circuit court violated
¶19 The two-day waiting period at issue here is couched in mandatory language. The statute states that if a court makes an egregiousness finding, it may not proceed to a dispositional hearing without waiting two days. “‘May not’ is a negative term. Where statutory restrictions are couched in negative terms, they are usually held to be mandatory.” Brookhouse v. State Farm Mut. Auto. Ins. Co., 130 Wis. 2d 166, 170, 387 N.W.2d 82 (Ct. App. 1986). Interpreting a similar “may not” structure, the court of appeals wrote in Brookhouse: “Negative words in a grant of power should never be construed as directory. Where an affirmative direction is followed by a negative or limiting provision, it becomes mandatory. Thus, where the statute says that the time for motions after verdict may not be enlarged, these are negative words regarding the grant of power. We hold that the language is mandatory.” Id. (internal citations omitted). And here the circuit court clearly failed to follow the statute‘s mandate.
¶20 Given the circuit court‘s failure to follow the statutory mandate, we must next decide if that failure resulted in a loss of competency. As we said in Mikrut, a court‘s “failure to comply with a statutory mandate pertaining to the exercise of subject matter jurisdiction may result in a loss of the circuit court‘s competency to adjudicate the particular case beforе the court.” Mikrut, 273 Wis. 2d 76, ¶9.
¶22 This court has previously held that statutory time limits in
¶23 It is true that the legislature subsequently passed
¶24 Here, we conclude that the two-day waiting period is central to the statutory scheme. The two-day waiting period serves as a basic procedural safeguard for parents in termination of parental rights proceedings, potentially providing them opportunity to participate in the disposition hearing, or to ask the court to reconsider a default judgment following an egregiousness finding. See
¶25 Because the two-day waiting period is central to the statutory scheme, a court lacks competency to proceed to a dispositional hearing when it fails to wait at least two days after finding a parent‘s absence to be egregious and
III. CONCLUSION
¶26 We affirm the cоurt of appeals’ ruling and remand for proceedings consistent with this decision. The circuit court violated
By the Court.——The decision of the court of appeals is affirmed.
In re the termination of parental rights to P. M., a person under the age of 18: State of Wisconsin v. R. A. M.
No. 2023AP441.akz
SUPREME COURT OF WISCONSIN
¶28 The purpose of the TPR statutes is to provide predictability, permanency, and stability for the child.
¶29 R.A.M. failed to appear for a court-ordered trial date in the TPR proceeding. Despite having knowledge of the TPR trial and of the court order requiring her attendance, R.A.M. chose not to attend day four of the scheduled TPR trial. In situations such as these, the statutes do not divest the circuit court of the ability to enter default, sanction the non-appearing parent, and proceed to disposition. R.A.M. was represented by a lawyer, who advocated for her in court. The court never dismissed R.A.M.‘s counsel from representation. In fact, counsel actively represented R.A.M. We must afford deference to the circuit court‘s credibility determinations and ability to default the non-appearing party. R.A.M. chose to not
¶30 To be clear, the record reflects that R.A.M. understood the gravity of these proceedings. The record is replete with unpleasant facts demonstrating R.A.M. had unfortunately been down this road before.3 The court clearly ordered her to attend the TPR proceedings. R.A.M. was informed of the consequences of failing to attend. Yet, R.A.M. chose, for whatever reason, not to appear.
¶31 The majority errs in applying the timing requirements of
¶32 The majority misapplies the second subsection of
¶33 In summary, the facts of this case demonstrate that the majority is not properly applying this statutory scheme. R.A.M. can be sanctioned for violating a court order by absenting herself from these proceedings. Default judgment is an appropriate sanction for R.A.M.‘s nonattendance.
I. BACKGROUND
¶34 As the majority lays out, TPR cases follow a bifurcated process——grounds and disposition. Majority op., ¶3 n.4. At the grounds phase, the State must prove by clear and convincing evidence that at least one of the statutory grounds for termination of parental rights exist.
¶35 “Parental rights termination adjudications are among the most consequential of judicial acts, involving as they do ‘the awesomе authority of the State to destroy permanently all legal recognition of the parental relationship.‘” Steven V. v. Kelley H., 2004 WI 47, ¶21, 271 Wis. 2d 1, 678 N.W.2d 856 (quoting Evelyn C.R. v. Tykila S., 2001 WI 110, ¶20, 246 Wis. 2d 768 (quoting another source)). “The profound consequences of termination have necessitated the development of detailed statutory requirements [as] set out in”
¶36 R.A.M., who was appointed a lawyer, contested the TPR petition. The record reflects that she understood the court‘s standing order that she was required to appear in person for all court appearances and could be found in default for failing to appear. The court informed R.A.M. of the stаnding orders in her case, including ordering R.A.M. to “make all court appearances” and warning that if she failed to do so, “[the court] could find you in default in which we would be making decisions without your input.” The court further ordered that R.A.M.
communicate with and cooperate with your attorney once you get one, and you respond to any discovery should that come about with their help and also continue to comply with the CHIPS dispositional order.
Again, any failure to do those things could result in a default judgment. Okay?
[R.A.M.]: All right.
¶37 R.A.M. appeared for the first three dates of the scheduled bench trial on March 28 and 31, 2022, and April 1, 2022. She was present when the court scheduled three more trial dates for July 5, 6, and 15, 2022. R.A.M. failed to appear for the July 5 trial date. Interestingly, that was the date the State would have had the opportunity to cross-examine her.
¶38 The court gave counsel an opportunity to call R.A.M. R.A.M. said she was “attempting to clear a bench warrant issued for a criminal complaint with interference with custody.” State v. R.A.M., No. 2023AP441, ¶7, unpublished slip op. (Wis. Ct. App. June 6, 2023). R.A.M. claimed she was only recently made aware of the warrant. Id. R.A.M. further claimed that she was advised to contact the sheriff department and was told to contact the local police.
¶39 According to the State, R.A.M. had ample opportunity to resolve the warrant prior to her missed trial date. The trial court questioned the advice that R.A.M. had “purportedly” received. The court noted that the warrant had been filed on June 22, 2022, well before the trial date. The court concluded that R.A.M. had opportunity to resolve the case before a warrant was issued and that her testimony conflicted with other facts.
¶40 The State made a motion for default judgment and to “strike [R.A.M.‘s] contest posture and find her in default for failing to comply with court orders and failing to appear here in court.” R.A.M., No. 2023AP441, ¶8. The guardian ad litem (“GAL“) joined the motion.
[R.A.M.‘s] story does not seem credible. I -- I think she‘s manipulating all sorts of systems. But again, she was ordered to be here this morning, and we can‘t proceed on the merits without her. The State is prejudiced in not being able to finish its cross-examination. I think she‘s misleading the Court; I think she‘s misleading you in her version of the events. And I do find that to be egregious and bad faith and without justification.
So at this point, I am going to grant the State‘s motion. I am going to strike her contest posture.
I can, I think, use the testimony and evidence that‘s already been admitted for prove-up, and then we‘ll move to disposition.
¶42 Ultimately, the court concluded that it was “in [P.M.‘s] best interest that” the court terminate R.A.M.‘s rights. The circuit court therefore granted the TPR petition, entered an order terminating R.A.M.‘s rights, and vacated the two remaining trial dates. The circuit court sanctioned her non-appearance, and entered default judgment against R.A.M.
¶43 R.A.M. appealed. The court of appeals reversed the circuit court‘s TPR order:
[I]f
[Wis. Stat. ]§ 48.23(2)(b)3. applies to the case before the court——meaning the court has found the parent waived a right to counsel——then, the court may not immediately proceed to disposition and must wait at least the two days required by statute (and not more than forty-five days, as is also required). When the court fails to obey the statutory time periods, it not only lacks competency tо proceed, it violates the parent‘s right to due process.
R.A.M., No. 2023AP441, ¶40. The GAL petitioned this court for review. The argument made before us is that the circuit court‘s failure to abide by a two-day delay before proceeding to
II. WISCONSIN STAT. § 48.23(2)(b)3.
¶44
Notwithstanding subd. 1, a parent 18 years of age or over is presumed to have waived his or her right to counsel and to appear by counsel if the court has ordered the parent to appear in person at any or all subsequent hearings in the proceeding, the parent fails to appear in person as ordered, and the court finds that the parent‘s conduct in failing to appear in person was egregious and without clear and justifiable excuse. Failure by a parent 18 years of age or over to appear at consecutive hearings as ordered is presumed to be conduct that is egregious and without clear and justifiable excuse. If the court finds that a parent‘s conduct in failing to appear in person as ordered was egregious and without clear and justifiable excuse, the court may not hold a dispositional hearing on the contested adoption or involuntary termination of parental rights until at least 2 days have elapsed since the date of that finding.
¶46 The majority ignores
If the court finds that a parent‘s conduct in failing to appear in person as ordered was egregious and without clear and justifiable excuse, the court may not hold a dispositional hearing on the contested adoption or involuntary termination of parental rights until at least 2 days have elapsed since the date of that finding.
When we interpret statutes, we begin with the language of the statute. Kalal, 271 Wis. 2d 633, ¶45. So, while “[c]ontext is important to meaning,” id., ¶46, we cannot isolate portions of a statute‘s plain language to analyze while ignoring the rest. Rather, the “statutory language is interpreted in the context in which it is used; not in isolation but as part of a whole . . . .” Id.
¶48 Because the statutory meaning is plain, we need not consult the statute‘s title. But even if we do, the title of this statute “provide[s] further confirmation for our plain meaning analysis”9 that the statute is only concerned with the right to counsel. State v. Lopez, 2019 WI 101, ¶25, 389 Wis. 2d 156, 936 N.W.2d 125.
¶49 The statute at issue here,
¶50 The facts of this case are also clear. R.A.M. was represented by counsel throughout the TPR proceedings. Counsel advocated on her behalf. The court never once discussed waiver of counsel. The issue never came up. Nor did the court make any findings relating to waiver of counsel. Such would be required if waiver of counsel occurred. In short, this case had nothing to do with R.A.M. having the right to representation of counsel. The circuit court ultimately determined that R.A.M.‘s failure to appear when the court had ordered her to, to be the reason why the court found R.A.M. to have engaged in “egregious conduct.”
¶51 Instead, as the record shows, the court‘s egregiousness finding was made pursuant to a standard default judgment sanction. The circuit court found that R.A.M. was not being honest about her reasons for failing to appear as the court ordered hеr to, and determining that R.A.M.‘s behavior was not forthcoming, the circuit court granted default judgment against R.A.M. Notably, R.A.M.‘s counsel was still present and still representing R.A.M. even in R.A.M.‘s absence. These factual findings are due our deference. See
¶52 Given this context, we are not in a waiver of counsel posture as required under
III. DEFAULT JUDGMENT POSTURE, NOT WAIVER OF COUNSEL.
¶53 Courts can enter a default judgment sanction for a variety of reasons, such as in this case, for violating the court‘s scheduling order requiring R.A.M.‘s appearance.11 See Evelyn C.R., 246 Wis. 2d 1, ¶17 (“[A] сircuit court has both inherent authority and statutory authority . . . to sanction
¶54 Default or finding of default is different than waiver of the right to counsel under
¶55 The majority argues
¶56 Finally, the TPR statutes are not designed to reward a party who may strategically decide to not appear because the case is not going well for them. Quite obviously, if a case is not going well, a party may not want to attend for any number of reasons——such as not wanting to testify or not having to answer for failing to comply with discovery requests. For any number of reasons, in a civil proceeding, a party may choose to have
¶57 Here, the court ordered R.A.M.‘s appearance. R.A.M. violated that order. Violation of a court order is sanctionable. The two-day waiting рeriod is not implicated by every default or sanction. I conclude that the record demonstrates that the circuit court‘s findings did not presume a waiver of the right to counsel and instead, the court‘s findings related to plain old traditional default judgment and a sanction for failing to comply with the court order. The two-day delay before disposition has no bearing on this sanction.
¶58 I would also note that not all default sanctions will implicate the waiver of counsel. TPR disposition time periods are outlined in
IV. CONCLUSION
¶60 The statutory scheme the majority employs is inapplicable as counsel was not presumed waived.
¶61 Because the findings which the circuit court made in this case met standard default judgment sanction posture, we should be affirming that determination. The majority, as did the court of appeals, applies the wrong statute to the facts of this case:
¶62 For all the foregoing reasons, I respectfully dissent.
¶63 I am authorized to state that Justice BRIAN HAGEDORN joins this dissent.
Notes
Notwithstanding subd. 1, a parent 18 years of age or over is presumed to have waived his or her right to counsel and to appear by counsel if the court has ordered the parent to appear in person at any or all subsequent hearings in the proceeding, the parent fails to appear in person as ordered, and the court finds that the parent‘s conduct in failing to appear in person was egregious and without clear and justifiable excuse. Failure by a parent 18 years of age or over to appear at consecutive hearings as ordered is presumed to be conduct that is egregious and without clear and justifiable excuse.
