State v. OliverState v. Oliver
- Reporters:
- ,
- Before:
- Carchman J.A.D., Long, Kestin
The opinion of the court was delivered by CARCHMAN, J.A.D.
During the early morning hours of July 13, 1996, the Borough of Spring Lake fell victim to the ravages of Tropical Storm Bertha.
After a trial in the Spring Lake Municipal Court, defendants were found guilty of
On appeal, defendant Oliver raises the following arguments:
POINT I THE COURT‘S DENIAL OF DEFENDANT‘S REQUESTED SUBSTITUTION OF ATTORNEY DENIED THE DEFENDANT EFFECTIVE ASSISTANCE OF COUNSEL, AND IN LIGHT OF THE APPARENT CONFLICT OF INTEREST, PREJUDICE TO THE DEFENDANT MUST BE PRESUMED.
POINT II A REVIEW OF THE PROCEEDINGS BELOW MANDATES A FINDING OF NOT GUILTY, AS THE STATE DID NOT PROVE ALL THE ELEMENTS OF THE OFFENSES CHARGED THAT ARE NECESSARY TO SUSTAIN CONVICTIONS.
POINT III THE ORDINANCES OF THE BOROUGH OF SPRING LAKE UNDER WHICH THE DEFENDANT HAS BEEN CONVICTED ARE UNCONSTITUTIONALLY VAGUE ON THEIR FACE.
POINT IV THE ORDINANCES OF THE BOROUGH OF SPRING LAKE UNDER WHICH THE DEFENDANT HAS BEEN CONVICTED ARE UNCONSTITUTIONAL AS APPLIED.
POINT V THE MUNICIPAL COURT OF THE BOROUGH OF SPRING LAKE LACKS TERRITORIAL JURISDICTION OVER OFFENSES COMMITTED BEYOND THE TERRITORIAL BOUNDARIES OF THE BOROUGH.
POINT VI THE DEFENDANT‘S CONVICTION FOR A VIOLATION OF BOROUGH ORDINANCE 14-2.1 MUST BE REVERSED BECAUSE IT FAILS TO PROVIDE A PENALTY CLAUSE.
Defendants Schmidt and Morgan raise the following arguments:
POINT I DISMISSAL IS WARRANTED IN THE INSTANT CASE ON THE GROUND THAT THE ORDINANCE WHICH [DEFENDANTS HAVE] BEEN FOUND GUILTY OF VIOLATING IS UNCONSTITUTIONAL.
POINT II THE SPRING LAKE MUNICIPAL COURT LACKED TERRITORIAL JURISDICTION OVER ACTS WHICH OCCURRED BEYOND THE BOUNDARIES OF THE TOWN.
An analysis of defendants’ positions requires an expanded exposition of the facts adduced at the trial.
As the storm began to wane during the afternoon, Robert Dawson, Chief of the Spring Lake Police Department (S.L.P.D.), Daniel Finn, the beach manager, and Robert Crader, the Captain of the lifeguards, met at approximately 2:00 p.m. to discuss the beach conditions. Because they determined that the surf conditions were still too dangerous— indeed the police had been required to save one swimmer at approximately 1:30 p.m.— they decided to keep the beaches closed for the remainder of the day, to post red flags on all of the beaches indicating that bathing was prohibited, and to instruct all on-duty police officers to enforce the closure with summonses and arrests. According to Finn, all the beaches displayed red flags by approximately 3:10 p.m.
At 4:00 p.m., Special Officer Brian Sherman of the S.L.P.D. observed four surfers, including the three defendants, in the ocean at the Mercer Avenue beach. Sherman parked his three-wheeled “Cushman” on the boardwalk, activated its overhead red flashing lights and attempted to advise the surfers to come in by standing on the boardwalk‘s railing while blowing his whistle and waving his arms. Sherman was joined by Special Officer Canal, Officer Baker, and Patrolmen Oberto, Zoino and Ploskonka, all of the S.L.P.D. For approximately the next hour, the officers focused their efforts on convincing defendants to exit the ocean, but defendants never responded.
During the hour-long incident, the S.L.P.D. positioned two Cushmans on the boardwalk with their red flashing lights activated, and the six officers blew their whistles and waved their arms intermittently. At the same time, a crowd of approximately 100 people gathered on the boardwalk to watch the spectacle. Also, at least one surfer rode a wave in and paddled back out as an officer approached. While they were not directly facing the shore the entire time, defendants were observed occasionally looking at the officers on the beach. Finally, even though one of the surfers, not a defendant here, surrendered to the police at approximately 4:30 p.m., defendants remained in the water for an additional half-hour. The officers concluded that they had gained defendants’ attention, but defendants chose to ignore their efforts.
Rather than send the lifeguards into the dangerous surf to retrieve the defendants, the police contacted the United States Coast Guard at the Shark River Station for assistance. The Coast Guard quickly responded to the S.L.P.D.‘s call. John Foley, a crewman on the responding vessel, observed that he could see the police on shore and hear their whistles from his position, approximately twenty yards farther out to sea than defendants. Foley informed defendants that they had to exit the water, which they then did. Defendants were then arrested by the S.L.P.D. at approximately 5:00 p.m.
Because no one witnessed defendants actually enter the water, it was not known whether red flags were posted when they first entered the water. Nevertheless, a lifeguard stand was face down at the top of the Mercer Avenue beach all day with the sign “Life Guards Off Duty—No Bathing” clearly posted, and there was evidence that the red flags were posted by 3:10 p.m.
While there were no actual emergencies or calls which the S.L.P.D. or lifeguards were prevented from responding to during the incident, the six officers and two extra lifeguards were kept from their regular duties by the defendants’ actions and were “tied up” at the Mercer Avenue beach for at least one hour. Judge Chaiet, in the Law Division, adopted the Municipal Court‘s findings that the beach was closed, surfing was prohibited and defendants were aware of these facts. Accordingly, defendants were found guilty.
On appeal, defendants and Surfers’ Environmental Alliance-New Jersey (SEA-NJ), as amicus curiae, challenge the jurisdiction of the Municipal Court to consider these matters arguing that they should properly
Both the territorial and subject matter jurisdiction of the municipal court are determined by the Legislature.
Defendants and SEA-NJ argue that the Public Trust Doctrine defines the territorial limits of municipal court jurisdiction. The Public Trust Doctrine derived “from the ancient principle of English law that land covered by tidal waters belonged to the sovereign, but for the common use of all the people.” Borough of Neptune City v. Borough of Avon-by-the-Sea, 61 N.J. 296, 303, 294 A.2d 47 (1972) (setting forth a complete history of the doctrine); see also Matthews v. Bay Head Improv. Ass‘n, 95 N.J. 306, 471 A.2d 355, cert. denied, 469 U.S. 821, 105 S.Ct. 93, 83 L.Ed.2d 39 (1984). The rights granted by the doctrine extend “to recreational uses, including bathing, swimming and other shore activities.” Id. 61 N.J. at 309, 294 A.2d 47. The Public Trust Doctrine applies to lands seaward of the mean high water mark which are held by the State in fee simple for the trust of its citizens. Id. at 300, 294 A.2d 47.
Defendants and SEA-NJ argue that since “title” ends at the mean high water mark, municipal court jurisdiction ends at that same point. The argument is flawed by a misunderstanding of the underlying premise and purpose of the doctrine. The Public Trust Doctrine is a rule protecting property rights of the citizenry—it is not a declaration of the limits of territorial jurisdiction. The doctrine grants rights to the public which cannot be altered or alienated without consideration of the public‘s rights in such lands. The identification of title ownership does not resolve the issue. Property owned by the State or any other owner (exclusive of a Federal enclave) falling in whole or in part within the territory of the municipality is subject to the jurisdiction of the municipal court under such terms and conditions as the Legislature shall determine.
The right of the public to enjoy that property encompassed by the doctrine is not inconsistent with the right of the sovereign, as trustee, to protect those utilizing such property. This is the essence of the government‘s inherent authority, if not its obligation, to act in the interest of the public safety and welfare, an issue we address more fully infra. See Matthews, supra, 95 N.J. at 332, 471 A.2d 355; Van Ness v. Borough of Deal, 78 N.J. 174, 178, 393 A.2d 571 (1978) (“Of course, the municipality in the exercise of its police power and in the interest of public health and safety, would have the right to adopt reasonable regulations as to the use and enjoyment of the beach area.“). Such action may take the form of the legitimate exercise of police power, for example, to close beaches and preclude use of property, even that falling within the Public Trust Doctrine, when the public safety and welfare is threatened. From such authority the sovereign can confer jurisdiction and cede regulatory authority to municipalities
We need not, on these facts, determine the outer limits of such jurisdiction or the further relationship between the Public Trust Doctrine and territorial jurisdiction. We are comfortable in concluding that defendants, here, fell well within any such limits. The Law Division found that the police officers’ entreaties to defendants could be seen and heard by defendants as they were by the Coast Guard. Defendants were within a legitimate zone of concern of the police and lifeguard units entrusted with the safety of bathers, swimmers, boaters, surfers and anyone else utilizing the recreational facilities secured and maintained by Spring Lake. The same obligation placed on the police and lifeguards to protect defendants dismantles defendants’ argument that their territorial obligation somehow ends at an arbitrary line. Cf. Fleuhr v. City of Cape May, 303 N.J.Super. 481, 697 A.2d 182 (App.Div.) (imposing civil liability for negligent performance of protective beach services for municipal property but denying liability when injuries occur solely due to conditions encountered in an unimproved body of water), certif. granted, 152 N.J. 12, 702 A.2d 351 (1997).
We must next consider SEA-NJ‘s contention that the jurisdictional statutes are impermissibly vague. The constitutional doctrine of vagueness is “essentially a procedural due process concept grounded in notions of fair play.” State v. Saunders, 302 N.J.Super. 509, 520, 695 A.2d 722 (App. Div.) (quoting State v. Lashinsky, 81 N.J. 1, 17, 404 A.2d 1121 (1979)), certif. denied, 151 N.J. 470, 700 A.2d 881 (1997). The Supreme Court summarized the underlying concerns as follows:
Clear and comprehensible legislation is a fundamental prerequisite of due process of law, especially where criminal responsibility is involved. Vague laws are unconstitutional even if they fail to touch constitutionally protected conduct, because unclear or incomprehensible legislation places both citizens and law enforcement officials in an untenable position. Vague laws deprive citizens of adequate notice of proscribed conduct, and fail to provide officials with guidelines sufficient to prevent arbitrary and erratic enforcement.
[State v. Mortimer, 135 N.J. 517, 532, 641 A.2d 257 (quoting State v. Afanador, 134 N.J. 162, 170, 631 A.2d 946 (1993)), cert. denied, 513 U.S. 970, 115 S.Ct. 440, 130 L.Ed.2d 351 (1994).]
Quite simply, therefore, “[a] criminal statute is not impermissibly vague so long as a person of ordinary intelligence may reasonably determine what conduct is prohibited so that he or she may act in conformity with the law.” Saunders, supra, 302 N.J.Super. at 520-21, 695 A.2d 722. Stated another way, the test for vagueness hinges on whether “persons ‘of common intelligence must necessarily guess at [the statute‘s] meaning and differ as to its application.‘” Mortimer, supra, 135 N.J. at 532, 641 A.2d 257 (citation omitted). Further, analysis under this standard is not “‘a linguistic analysis conducted in a vacuum’ but requires consideration of the questioned provision itself, related provisions, and the reality in which the provision is to be applied.” Saunders, supra, 302 N.J.Super. at 521, 695 A.2d 722 (citation omitted). Finally, unless the statutory framework suggests otherwise, “the words used in a statute carry their ordinary and well-understood meanings.” Mortimer, supra, 135 N.J. at 532, 641 A.2d 257 (citation omitted); see also Lashinsky, supra, 81 N.J. at 18, 404 A.2d 1121 (adding common intelligence, coupled with “ordinary human experience,” to the assessment of “vagueness“). Indeed, after repeating this common-sense standard in Mortimer, the Supreme Court analyzed the challenged statute by referencing Webster‘s New Collegiate Dictionary to define certain terms. Mortimer, supra, 135 N.J. at 532, 641 A.2d 257.
Here, SEA-NJ contends that the enabling statutes are impermissibly vague because they fail to precisely define waters “bounding the municipality,”
Next, defendants and SEA-NJ contend that the municipal ordinances under which defendants were convicted are unconstitutional. Spring Lake Municipal Ordinance 14-2.1 provides:
Protected and Established Oceanfront Beaches. No person or persons shall bathe upon the oceanfront in the Borough of Spring Lake except at certain protected and established bathing beaches where lifeguards, boats, flags, buoys and other protective devices are provided.
[ (Emphasis added).]
Ordinance 14.2.10 provides:
Lifeguards. Lifeguards shall be on duty at the bathing areas between 9:00 a.m. and 6:00 p.m. daily during the bathing season. When bathing shall be determined to be unsafe and prohibited by the Chairman of the Beach Committee or the Beach Manager, flags shall be displayed and lifeguard stands shall be turned down indicating that the beaches are closed and unguarded.
Specifically, defendants and SEA-NJ contend that the terms “bathe” and “bathing” are impermissibly vague; that the ordinances are not uniformly enforced, adding to their inability to determine whether their conduct was proscribed; and that the ordinances fail to provide a penalty clause.
Defendants challenge the ordinances as vague both facially and “as applied.” An ordinance is facially vague if “there is no conduct that it proscribes with sufficient certainty.” Saunders, supra, 302 N.J.Super. at 521, 695 A.2d 722 (citations omitted). On the other hand, an ordinance is vague “as applied” if it does not “clearly prohibit the conduct on which the particular charges were based.” Ibid.
Defendants’ and SEA-NJ‘s arguments as to the definition of “bathing” have no merit. The term “bathe” is defined, among other ways: “[t]o become immersed in or as if in a liquid.” Webster‘s II New Collegiate Dictionary 94 (1995). “Bathing” is something more passive than surfing or even swimming; it is in simplest terms “entering the water” resulting in “immersion in water.” Defendants were surfing. As this activity necessarily included placing one‘s body in the water, surfing cannot be accomplished without a certain degree of bathing. The purpose of the ordinance prohibiting “bathing” was not simply to stop people from swimming; it was to preclude them from going into the water for any purpose—swimming, surfboarding, body surfing or any other recreational activity involving “immersion” in water. While not a paradigm of structure or clarity, the ordinance is obvious as to its purpose and intent—to prevent people from entering the water when the beach is closed. Defendants’ argument that Municipal Ordinance 14-2.152 requires a different result is spurious. The limitation on surfing provided for in Ordinance 14-2.15 represents restrictive legislation focusing on a stated set of circumstances. It is neither a limitation on the Borough‘s ability to close the beaches
Defendants and SEA-NJ argue that their safety in the water should be a matter of self-determination. They argue that the ultimate decision as to whether conditions are safe and appropriate is theirs to make and such decision is not precluded by the statutory scheme for beach and water regulation set forth in the Spring Lake ordinances. Their expansive view of their rights is distorted. The ability to regulate the beaches and water is grounded in the public safety and welfare. The closing of the beaches and preclusion of bathing was based on this authority; in fact, the Borough‘s decision could not be challenged in this prosecution of defendants’ conduct.3 The entire regulatory scheme and exercise of discretionary authority to preclude bathing and temporarily close recreational facilities based on potential danger is a function not only of concern for public safety but of common sense. Self-determination is not relevant. Youthful intimations of immortality cannot serve as the touchstone of measuring reasonable conduct. It is not the surfers who will ultimately decide whether they can defy indisputably reasonable public safety decisions based on weather conditions when, in defendants’ view, those conditions create the perfect environment for their sport. And they cannot avoid the consequences of such conduct by suggesting that an ordinance which is clear as to content and meaning is somehow “vague.”4
Defendants contend that the State failed to prove all of the elements of the offenses for which they were convicted. While Schmidt and Morgan challenge their convictions under both
Appellate review of municipal court convictions is “exceedingly narrow.” State v. Locurto, 157 N.J. 463, 470, 724 A.2d 234 (1999). In both the Law and Appellate Divisions, the court
must review the record in the light of the contention, but not initially from the point of view of how it would decide the matter if it were the court of first instance. It should give deference to those findings of the trial judge which are substantially influenced by his opportunity to hear and see the witnesses and to have the “feel” of the case, which a reviewing court cannot enjoy.
The aim of the review at the outset is rather to determine whether the findings made could reasonably have been reached on sufficient credible evidence present in the record.
[Ibid. (quoting State v. Johnson, 42 N.J. 146, 161-62, 199 A.2d 809 (1964)).]
This standard of substantial deference is even more compelling where two lower courts enter concurrent judgments on factual issues. “Under the two-court rule, appellate courts ordinarily should not undertake to alter concurrent findings of facts and credibility determinations made by two lower courts absent a very obvious and exceptional showing of error.” Id. at 157 N.J. at 474, 724 A.2d 234.
The record clearly supports defendants’ convictions.
Finally, defendant Oliver contends that the denial of his requested substitution of attorney deprived him of effective assistance of counsel mandating a dismissal of the charges against him or a new trial. Under both the Sixth Amendment to the Federal Constitution and Article I, paragraph 10 of the New Jersey Constitution, a criminal defendant has the right to effective assistance of counsel which is “‘untrammeled and unimpaired’ by conflicting interests.” State v. Norman, 151 N.J. 5, 23, 697 A.2d 511 (1997) (quoting State v. Bellucci, 81 N.J. 531, 538, 410 A.2d 666 (1980) (quoting Glasser v. United States, 315 U.S. 60, 70, 62 S.Ct. 457, 465, 86 L.Ed. 680, 699 (1942))).
In State v. Land, 73 N.J. 24, 372 A.2d 297 (1977), the Supreme Court addressed whether this right to effective assistance was violated by a single attorney‘s representation of multiple co-defendants in the same trial. The Court described the problem as follows:
A conflict of interests, then, need not necessarily consist of an obvious inconsistency of defenses among multiple defendants. It is quite sufficient to constitute a fatal conflict if counsel is precluded, because of diverging interests of codefendants, from representing either defendant with that degree of proficiency and forcefulness of defense which he would exhibit if either were his sole client. Where an attorney is impeded from doing his best, he is not only inadequate, but constitutionally “ineffective.”
[Id. at 31, 372 A.2d 297 (citations omitted).]
The Court determined that trial courts confronted by an attorney representing multiple co-defendants should instruct the defendants as to the potential perils of joint representation. Naturally, such defendants would then be free to waive their right to independent counsel if they so chose. Id. at 32-33, 372 A.2d 297. Finally, the Court concluded that, “in the absence of waiver, if a potential conflict of interest exists, prejudice will be presumed resulting in a violation of the New Jersey constitutional provision guaranteeing the assistance of counsel.” Id. at 35, 372 A.2d 297.
In State v. Bellucci, 81 N.J. 531, 410 A.2d 666 (1980), the Court reiterated and strengthened the presumption created by Land:
The harm in dual representation is caused by the restraints placed on an attorney‘s advocacy and independent judgment. It is one of divided loyalties. At its extreme, such conflict may prevent counsel from attempting to exonerate one client when doing so would require him to demonstrate that another client is guilty. The harmful effects of a conflict of interest what counsel must refrain from asserting will not ordinarily be identifiable on the record. Requiring a showing of prejudice would place an impossible burden on the accused and force the reviewing courts to engage in “unguided speculation.”
[Id. at 543, 410 A.2d 666 (citations omitted).]
The Court recognized that its rule “amounts to an absolute bar to multiple representation unless defendants are fully advised of the problems involved.” Id. at 545, 410 A.2d 666;
Here, the unique facts of the offenses presented do not suggest the necessity for application of the sweeping, prophylactic rule of Bellucci. Cf. State v. Bell, 90 N.J. 163, 167-71, 447 A.2d 525 (1982) (holding multiple representation by associates in a public defender‘s office does not give rise to Bellucci per se potential conflict with presumed prejudice).
All defendants were originally represented by Peter M. O‘Mara. A short time before trial, the prosecutor indicated that a pretrial statement by defendant Oliver, which was known to all parties, was going to be introduced at trial.5 In the Municipal Court, the trial judge indicated that there was no conflict or potential for such a conflict since he would only consider the statement as against Oliver‘s interest. At the trial de novo in the Law Division, Judge Chaiet disregarded the statement in its entirety. Additionally, each defendant was separately charged for offenses based on independent conduct which did not implicate the other defendants. Their conduct was observed by nearly a hundred onlookers.
Defendants did not deny the conduct; in fact, their arguments were essentially legal ones ranging from the sufficiency of the proofs to constitutionality of the ordinances under which they were charged. Beyond Oliver‘s statement, which was neither germane nor considered by Judge Chaiet in the Law Division, defendants’ interests were not divergent, and there were no divided loyalties that prevented counsel from representing each defendant as if he was counsel‘s sole client. We note that Oliver acknowledged this much in his brief, and, even as this issue was argued before us, defendants Morgan and Schmidt were represented by single counsel. While a better practice would have been served by inquiry by the Municipal Court of defendants on the issue of dual representation, the failure to do so here did not render their well-grounded convictions unconstitutionally infirm.
We have considered the additional arguments raised by defendants and SEA-NJ and conclude that they are without merit and require no further discussion. R. 2:11-3(e)(2).
We affirm the convictions.
Notes
[2] Municipal Ordinance 14-2.15 provides:
a. No person or persons shall use surfboards or rafts or other appliances which might cause injury to bathers or swimmers upon the beach or the beachfront or in the waters adjacent thereto without permission of the lifeguard at the bathing area.
b. Surfboard riding shall be restricted at all times to those areas of the beach designated either by resolution of the Mayor and Council or by written direction of the Beach Manager.
[4] In a different factual context, Justice Clifford made the following observation:
One need not be a lawyer or wordsmith or semanticist to understand that a statute proscribing the volunteering of false information to a law-enforcement officer is violated when Denny Valentin, wanted on a stolen vehicle charge, tells a state trooper that his name is Ramon Velez. I do not think the crowd down at the corner newsstand would have nearly the trouble with this simple, eminently sensible statute that this Court has.
[State v. Valentin, 105 N.J. 14, 24, 519 A.2d 322 (1987) (Clifford, J., dissenting).]