STATE OF OHIO v. EARROL MOREFIELD
Appellate Case No. 2015-CA-4
IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT CLARK COUNTY
November 13, 2015
[Cite as State v. Morefield, 2015-Ohio-4713.]
Trial Court Case No. 2013-CR-325 (Criminal Appeal from Common Pleas Court)
OPINION
Rendered on the 13th day of November, 2015.
RYAN A. SAUNDERS, Atty. Reg. No. 0091678, Clark County Prosecutor‘s Office, 50 East Columbia Street, 4th Floor, Springfield, Ohio 45502
Attorney for Plaintiff-Appellee
ADRIAN KING, Atty. Reg. No. 0081882, Adrian King Law Office, LLC, Post Office Box 302, Xenia, Ohio 45385
Attorney for Defendant-Appellant
FAIN, J.
{¶ 1} Defendant-appellant Earrol Morefield appeals from his sentence for sexual battery. This is Morefield‘s second appeal. In his first appeal, we remanded the cause for resentencing. Morefield argues that the trial court failed to follow our mandate on remand, necessitating another remand for resentencing. We agree that the trial court failed to comply with our mandate to “state
I. The Course of Proceedings
{¶ 2} Morefield was charged by indictment with Sexual Battery, in violation of
{¶ 3} At the re-sentencing hearing, the trial court allowed defense counsel to make a statement in which he emphasized Morefield‘s lack of any prior criminal record or juvenile delinquencies, no pattern of drug abuse, and no factors indicating that recidivism was likely. The court also permitted Morefield to make a statement regarding his remorse and regret for his actions. The State also made a statement that the court had a sufficient basis to consider all required sentencing factors based on the record from the trial and the victim impact statements.1 At the re-
All right. The Court has considered the overriding purposes and principles of sentencing. The overriding purposes of sentencing are to punish the Defendant and to protect the public from future crime by the Defendant and others.
I‘ve also considered the factors set forth in the
Ohio Revised Code Section 2929.12 B, C, D, and E. I‘ve considered the facts of the case, the circumstances of the case, the crime that was committed. I had the opportunity to sit through the trial and hear all of the testimony and all of the evidence.Based upon all of that, the Court in its discretion has determined that the appropriate sentence in this case is a four year sentence in the Ohio State Penitentiary, so that will be the order of the Court.
{¶ 4} The amended judgment entry of conviction contained the exact same statement made in the original entry of conviction, as follows:
The Court considered the record, oral statements of counsel, the defendant‘s statement, the principles and purposes of sentencing under
Ohio Revised Code Section 2929.11 and has balanced the seriousness and recidivism factors underOhio Revised Code Section 2929.12 .
{¶ 5} Neither the transcript of the re-sentencing hearing, nor the judgment entry reflect that a PSI report was prepared or considered, or that any victim impact statements were prepared or considered. Neither a probation officer, the victim, nor a member of the victim‘s family made an oral statement or provided a written statement at the re-sentencing hearing. At the re-sentencing hearing, there was no discussion of any testimony from the trial that might have revealed the impact on the victim or the seriousness of the offense.
II. The Record Fails to Demonstrate that the Trial Court Followed our Mandate
{¶ 6} For his sole assignment of error, Morefield alleges as follows:
WHEN THE COURT RESENTENCED MR. MOREFIELD, THE COURT ERRED WHEN IT DID NOT “STATE ITS CONSIDERATIONS EXPLICITLY ON THE RECORD” AS DIRECTED BY THE SECOND DISTRICT COURT OF APPEALS
{¶ 7}
{¶ 8} We acknowledge that ” ‘[t]he trial court has full discretion to impose any sentence within the authorized statutory range, and the court is not required to make any findings or give its reasons for imposing maximum or more than minimum sentences.’ State v. Nelson, 2d Dist. Montgomery No. 25026, 2012-Ohio-5797, ¶ 62. ‘However, the trial court must comply with all applicable rules and statutes, including
{¶ 9} By way of example, we recently affirmed a sentence imposed in State v. Terrel, 2d Dist. Miami No. 2014-CA-24, 2015-Ohio-4201, after the trial court identified that in determining sentence, it considered the pre-sentence investigation, the statements made at the sentencing hearing by the defendant, defense counsel, prosecuting attorney, the victim impact statements read into the record and those submitted but not read into the record, and statements made in support of the defendant. Id. at ¶ 6. In the case before us, during the re-sentencing hearing, the trial court does not identify any of the statements made at the re-sentencing hearing, or any victim impact statements, or any testimony at trial that may have revealed the impact on the victim, as germane to its consideration. The trial court in Terrel also addressed the defendant directly and explained what facts led to the sentencing decision, including why the defendant‘s acceptance of responsibility and remorse did not outweigh the seriousness of the conduct. Id. at ¶ 7. In the case before us, the trial court did not provide Morefield with any explanation of what facts were relevant to the sentencing decision or how the facts were weighed in reaching a sentencing conclusion.
{¶ 10} Therefore, based on our conclusion that our mandate was not followed by the trial court, Morefield‘s assignment of error is sustained. Since the trial court failed to follow our mandate, we will exercise our authority under
{¶ 11} In support of the seriousness of the offense, we recognize that the victim was a minor and a member of Morefield‘s family. Morefield‘s genuine remorse and expression of regret must be weighed against his attempt to offer mitigating circumstances that provided no reasonable grounds to excuse his criminal conduct. He offered no facts from which it could reasonably be found that the victim induced or provoked the offense.
{¶ 12} We conclude that a two-year sentence for Morefield‘s offense will achieve the two primary principles of sentencing set forth in
III. Conclusion
{¶ 13} Morefield‘s sole assignment of error having been sustained, the judgment of the trial court is hereby modified to reflect a sentence of two years imprisonment, rather than the four year term of imprisonment previously imposed by the trial court. As modified, the judgment of the trial court is affirmed. The matter is remanded to the trial court with instructions to forthwith 1) file a revised judgment entry reflecting the modified sentence of two years of imprisonment; 2) take the appropriate steps to advise the Ohio Department of Rehabilitation and Correction of the modified sentence; and 3) it appearing that Defendant Morefield was admitted to prison on August
DONOVAN, J., concurring:
{¶ 14} I write separately to emphasize the point that certainly the trial court may consider, pursuant to
WELBAUM, J., dissenting:
{¶ 15} I very respectfully dissent, and write separately to express my disagreement with
{¶ 16} In Morefield I, the State made the following comments at the sentencing hearing:
When looking at the factors, we believe that the mental injury caused to this victim was exasperated [sic] because of her young age, which she did suffer from serious psychological harm and the defendant‘s relationship in this matter facilitated the offense; and we believe that a prison term would be consistent with the purposes and principals [sic] set forth entered [sic] by 2929.11 and that this defendant is not at this time amenable to community control sanctions, Your Honor.
When you look at this case and I can‘t speak for the victim in this matter other than to say that her life is obviously at this point never going to be the same. We had a trial here where obviously there was [sic] sides. We had a now thirteen-year-old victim who sat in this courtroom with some of her family while her mother and other parts of her family sat on the opposite side of the courtroom. Her life subject to the actions of this individual are never going to be the same for her.
Her life, her family‘s life, everybody involved in this matter, life has now changed and will never be the same because of the hands of Mr. Morefield. We believe that prison in this matter is necessary and also appropriate. Thank you, Your Honor.
{¶ 17} In Morefield I, a panel of our court noted that although the judgment entry recited that the purposes and principles of sentencing were considered, the prosecutor was the only one who had mentioned any sentencing factors. Id. at ¶ 39. In this regard, the prosecutor stated that: (1) “the child suffered ‘mental injury’ and ‘serious psychological harm,’ which was ‘caused’ by the defendant and was exacerbated because of her young age“; and (2) “[the victim‘s] life has changed forever and ‘will never be the same because of the hands of Mr. Morefield.’ ” Id.
{¶ 18} After making these observations, the panel in Morefield I discussed the import of the prosecutor‘s comments as they related to Morefield‘s sentencing, and stated that:
All this may be true and, from a subjective point of view, we have no reason to doubt it. Our concern is that nothing the prosecutor said was reflected in the record (and there was no pre-sentence investigation report). The law does not allow a trial court to take judicial notice of the effect of a particular act upon a particular individual, and assertions of fact in a prosecutor‘s argument, unsupported by the record, should not be considered in sentencing.
When the record is silent, we presume that the trial court considered the statutory purposes, principles, and factors in the sense that an appellant always has the burden of showing that the court erred. The only times we have reversed a sentence is when there is evidence in the record which contradicts the court‘s findings, conclusions, or both. See, e.g., State v. Nichols, 195 Ohio App.3d 323, 2011-Ohio-4671, 959 N.E.2d 1082 [2d Dist.].
Here, the only record is one in which the prosecutor makes statements that go directly to factors the trial court is required by statute to consider. For example,
in determining whether an offender‘s conduct is more serious than normally constituting the offense, the trial court must consider whether “the physical or mental injury * * * was exacerbated because of the physical or mental condition or age of the victim.” R.C. 2929.12(B)(1) . Another consideration is whether “the victim * * * suffered serious physical [or] psychological * * * harm as a result of the offense.”We are, therefore, left with a negative-pregnant silent record, which is pregnant with the possibility that the court considered and accepted the prosecutor‘s conclusory allegations. We sustain Morefield‘s Fourth Assignment of error, and remand for the trial court to state its considerations explicitly on the record.
Morefield I, 2014-Ohio-5170, 24 N.E.3d 633, at ¶ 40-43.
{¶ 19} However, our analysis in Morefield I is flawed. In the first place, there was no indication in Morefield I that the trial court relied on the prosecutor‘s statement. Despite this fact, the panel expressed concern that the trial court may have relied upon the prosecutor‘s statements, which the panel considered improper judicial notice of the effect of the crime on an individual.
{¶ 20} The panel also issued the mandate for resentencing because it perceived that it was left with a “negative-pregnant silent record, which is pregnant with the possibility that the court considered and accepted the prosecutor‘s conclusory allegations.” Id. at ¶ 43. While this statement is eloquent, it is, itself, filled with error, because trial courts are statutorily required to consider relevant statements of prosecuting attorneys.
{¶ 21} Specifically,
{¶ 22} Furthermore, contrary to the implication in Morefield I, trial courts are not restricted to considering facts contained in a presentence investigation report (which ordinarily consists primarily of third party information), or a victim impact statement. Even in the absence of these sources, a sentencing court may rely on its own observations of demeanor and the victim‘s emotional condition, gleaned while presiding over the trial.
{¶ 23} Thus, Morefield I‘s mandate is contrary to law because it requires more articulation than is dictated by the controlling statutes. It also requires more articulation than is demanded by pertinent case law. In this regard, our remand in Morefield I consists of the following language:
We * * * remand for the trial court to state its considerations explicitly on the record.
* * * [T]his cause is Remanded for re-sentencing in accordance with this opinion.
Morefield I, 2014-Ohio-5170, 24 N.E.3d 633, at ¶ 43-44.
{¶ 24} Notably, some prior versions of sentencing statutes required the type of articulation set forth in Morefield I. However, these versions of the sentencing statutes have been amended or repealed.
{¶ 25} For example,
{¶ 26} In Foster, the Supreme Court of Ohio similarly noted that ”
{¶ 27} In Foster, the Supreme Court of Ohio held that this type of judicial fact-finding violates the Sixth Amendment right to trial by jury. As a result, the court invalidated several provisions relating to felony sentencing. Foster at ¶ 82-83; Bonnell at ¶ 17.
{¶ 28} After Foster was decided, the United States Supreme Court held to the contrary in Oregon v. Ice, 555 U.S. 160, 129 S.Ct. 711, 172 L.Ed.2d 517 (2009). Specifically, the Supreme Court stated that trial judges can constitutionally make findings of fact. Id. at 164. Despite this holding, the Supreme Court of Ohio subsequently held that the sentencing provisions held unconstitutional in Foster would remain invalid unless the General Assembly enacted new legislation requiring judicial findings. State v. Hodge, 128 Ohio St.3d 1, 2010-Ohio-6320, 941 N.E.2d 768, paragraphs two and three of the syllabus.
{¶ 29} Some of the statutory language severed in Foster was revived by H.B. 86, which was enacted in 2011. Bonnell, 140 Ohio St.3d 209, 2014-Ohio-3177, 16 N.E.3d 659, at ¶ 4. For
{¶ 30} For example, in Bonnell, the court considered
{¶ 31} However, when the statute was reenacted, the legislature eliminated the requirement that trial courts give reasons for imposing consecutive sentences. Id. at ¶ 27. Thus, the trial court‘s duty was only to state the required statutory findings at the sentencing hearing and incorporate these findings into the judgment entry. Id. at ¶ 29. The court also stressed that ” a word-for-word recitation of the language of the statute is not required, and as long as the reviewing court can discern that the trial court engaged in the correct analysis and can determine that the record contains evidence to support the findings, consecutive sentences should be upheld.” Id.
{¶ 32} In its decision, the majority opinion relies on the requirement that the trial court must comply with all applicable rules and statutes, including
{¶ 33} However, both before and after the Foster decision,
{¶ 34} Similarly,
{¶ 35} Notably, trial courts are required to consider the factors set forth in
{¶ 36} All the other Ohio appellate districts also follow this approach. See, e.g., State v. Thompson, 1st Dist. Hamilton Nos. C-140746, C-140747, 2015-Ohio-2836, ¶ 9 (presuming “from
{¶ 37} In the case before us, I conclude that the trial court fully complied with the law.
All right. The Court has considered the overriding purposes and principles of sentencing. The overriding purposes of sentencing are to punish the Defendant and to protect the public from future crime by the Defendant and others.
I‘ve also considered the factors set forth in Ohio Revised Code Section 2929.12 B, C, D, and E. I‘ve considered the facts of the case, the circumstances of the case, the crime that was committed. I had the opportunity to sit through the trial and hear all of the testimony and all of the evidence.
Based upon all of that, the Court in its discretion has determined that the appropriate sentence in this case is a four year sentence in the Ohio State Penitentiary, so that will be the order of the Court.
Id.
{¶ 38} The trial court‘s judgment entry of resentencing also reflects that the court had considered both
{¶ 39} I also disagree with the majority‘s decision to substitute a two-year sentence for the four-year sentence that the trial court imposed. Having presided over the jury trial and sentencing, the trial court has a far superior vantage point for deciding appropriate sentences. Under these
{¶ 40} Finally, even though I disagree with our prior instruction to the trial court to state its considerations explicitly on the record, I understand that our mandate in Morefield I is the law of the case. See, e.g., Nolan v. Nolan, 11 Ohio St.3d 1, 3-4, 462 N.E.2d 410 (1984). However, even if I agreed with our prior decision, I would still affirm the judgment of the trial court, because the court did state its sentencing considerations on the record after the case was remanded.
{¶ 41} For the above reasons, I very respectfully disagree with the judgment of the majority.
Copies mailed to:
Ryan A. Saunders
Adrian King
Hon. Douglas M. Rastatter
Ohio Department of Rehabilitation and Correction
