State v. . LewisState v. . Lewis
Upon the death of one of the Judges of the Superior Courts, the Governor has the authority, under Art. 4, § 11 of the Constitution , to require one of the other Judges to hold one or more specified terms of the Courts in the district assigned to the deceased Judge.- The proper interpretation of
Art. 4, § 11 of the Constitution , is, that while the Governor is taking a reasonable time for deliberation and acquiring information that will aid him in choosing a competent and worthy officer, he may require an unoccupied Judge to hold a specified term or terms of the Courts of the district to which the successоr of the deceased Judge will be assigned by the general law immediately upon such successor‘s qualification. - An officer de facto is one whose acts, though not those of a lawful officer, the law, upon principles of policy and justice, will hold valid, so far as they involve the interests of the public and third persons, where the duties of the office were exercised (1) without
a known appointment or election, but under such circumstances of reputation or acquiescence as were calculated to induce people, without inquiry, to submit to or invoke his action, supposing him to be the officer he assumed to be; (2) under color of a known and valid appointment or election, but where the officer failed to conform to some precedent requirement or condition, such as taking an oath, giving a bond, or the like; (3) under color of a known election or appointment, void because there was a want of power in the electing or appointing body, or by reason of some defect or irregularity in its exercise, such ineligibility, want of power or defect being unknown to the public; (4) under color of an election or appointment, by or pursuant to a public unconstitutional law, before the same is adjudged to be such. - Where the Governor issues a commission to one of the Judges of the Superior Courts, authorizing him to hold certain terms of the Superior Courts, and the Judge undertakes to discharge the duties required of him, he is, so far as the public and third persons are concerned, a de facto Judge so long as he assumes to act in that capacity; and this is so although the commission was issued without authority of law.
- Where the Constitution has clothed the Governor with the power to require a Judge to hold a Court in a district other than that to which he is assigned by the general law, upon certain conditions as to the fulfilment, of which the Governor must of necessity be the judge, and the Governor issues a commission, the Supreme Court will assume that, in fact, the emergency had arisen which would sanction the issuing of the commission, and the same will be recognized as valid if the Governor could, for any reason, have lawfully issued it.
- It is the duty of the Supreme Court to resolve all doubts in favor of the constitutionality of a statute passed by the Legislature, or of an official act of the chief executive officer of the State.
(Davis, J., concurred in the ruling of the Court that a Judge acting under a commission from the Governor is a Judge de facto, but dissented from construction placed upon
This was an indictment for assault and battery with a deadly weapon, tried at the July Term, 1890, of the Superior Court of Rockingham County, before Whitaker, J.
The Judge was acting by virtue of the following commission from the Governor:
To Hon. Spier Whitaker—Greeting:
We, reposing special trust and confidence in your integrity and knowledge, do by these presents appoint you to hold Fall Terms of the Superior Courts of Rockingham County, beginning July 22d, 1890, and Stokes County, beginning August 4th, 1890, in the Ninth Judicial District, in lieu of Hon. William Shipp, deceased, and do hereby confer upon you all the rights, privileges, and powers useful and necessary to the just and proper discharge of the duties of your appointment
In witness whereof, His Excellency Daniel G. Fowle, our Governor and Commander-in-Chief, hath signed with his hand these presents, and caused our Great Seal to be affixed thereto.
Done at our City of Raleigh this 8th day of July, in the year of our Lord one thousand eight hundred and ninety, and in the one hundred and fifteenth year of our American Independence.
Dan‘l G. Fowle, Governor.
By the Governor:
Wm L. Saunders, Secretary of State.
There was a verdict of guilty. Prayer for judgment. Motion in arrest of judgment for that Judge Shipp having recently died, and the office of Superior Court Judge for the Eleventh Judicial District being now vacant by reason of the Governor‘s failure to appoint his successor, as required by the Constitution and laws of North Carolina to do, there is no one authorized to hold the Court which, in the order of rotation, should have been held by Judge Shipp.
The appointment of Judge Spier Whitaker to hold this regular term of Court is withоut authority under the Constitution, he being, in the order of rotation of Judges, required to hold the Court of the Second District, Judge Shipp‘s successor, under
That this case is, therefore, coram non judice.
His Honor having found as a fact that Judge Shipp was dead before his special commission to hold this Court was issued, arrested the judgment, and the Solicitor appealed.
Avery, J.—after stating the case: If Judge Whitaker was acting either de jure or de facto as Judge of the Superior Court of Rockingham County in opening and organizing that Court, and in presiding at the trial of the defendant until the jury returned a verdict of guilty, it was error to allow the motion of the defendant and enter the order arresting the judgment Were we to concede not only that the Governor did not have the power, under the Constitution, to appoint him and clothe him with the rightful authority, but that his acts as a de facto officer also ceased to be valid and binding as to the public and third persons, when he declared in open Court his purpose to abdicate because he was of opinion that the said term could not have been lawfully held except by a successor regularly appointed and commissioned by the Governor to fill the vacancy caused by the death of Judge Shipp, still his refusal to proceed further with the business of the Court wоuld not affect the validity of any previous act done under color of his appointment from the Governor, and when he was holding himself out to the public as the rightful incumbent by virtue of the special commission entered of record. Judge Whitaker was a de facto officer so long as he continued to preside and to assert his power under, and by virtue of, the commission issued by the Governor, even if we concede, for
Chief Justice Butler, in the case of State v. Carroll, 38 Conn., 449, after a very exhaustive examination and review of the English and American authorities, defines and clаssifies officers de facto as follows: “An officer de facto is one whose acts, though not those of a lawful officer, the law, upon principles of policy and justice, will hold valid, so far as they involve the interests of the public and third persons, where the duties of the office were exercised (1) without a known appointment or election, but under such circumstances of reputation or acquiescence as were calculated to induce people, without inquiry, to submit to or invoke his action, supposing him to be the officer he assumed to be; (2) under color of a known and valid appointment or election, but where the officer failed to confоrm to some precedent requirement or condition, as to take an oath, give a bond, or the like; (3) under color of a known election or appointment, void because there was a want of power in the electing or appointing body, or by reason of some defect or irregularity in its exercise, such ineligibility, want of power or defect being unknown to the public; (4) under color of an election or appointment by or pursuant to a public unconstitutional law before the same is adjudged to be such.”
If it be admitted that the Governor was not empowered by
After the Judge had determined that he was not empowered to hold the Court by virtue of the commission, he ordered, on motion, that the judgment be arrested. If, by his own volition, he ceased to be a de facto officer after the verdict was entered, then he had no authority to arrest the judgment. If he was still a de facto officer, there was no sufficient reason why the judgment of the Court should not have been pronounced, as it must hereafter be entered, on motion of the Solicitor.
The principles we have stated, as embodied in the opinion in State v. Carroll, supra, are sustained by the decisiоns of this Court, as well as the Courts of other States. Burke v. Elliott, 4 Ired., 355; Gilliam v. Reddick, ibid., 368; Norfleet v. Staton, 73 N. C., 546; State v. Edens, 95 N. C , 693; State v. Speaks, 95 N. C., 689; Attorney General v. Crocker, 138 Mass., 214; Petersbea v. Stone, 119 Mass., 465; State v. Carroll, supra, and authorities cited; Diggs v. State, 49 Ala., 311; Venable v. Curd, 2 Head, 582; Conover v. Devlin, 15 How. Pr. Rep., 470; State v. Williams, 5 Wis., 308; Woodruff v. McHenry, 56 Ill., 218. The views which we have thus far presented have the approval of all of the members of the Court.
A majority of the Court concur in resting our ruling upon two additional grounds—
1. That there is nothing in the record which, in legal contemplation, excludes the possibility that the Governor appointed the Judge to hold two special terms—one in Rockingham and the other in Stokes County; and if he did not have the power to require the Judge assigned to a different district to hold “specified regular terms,” under the provisions of
2. That the Governor did not, in fact, transcend his authority if he issued the commission—not because it appeared to him that special terms were necessary in the counties named therein, but under the idea that he was empowered to require the Judge appointed to hold “specified” regular terms on account of the death of the Judge assigned to the Ninth Judicial District; and while he had under consideration the selection of his successor.
In the case of State v Watson, 75 N. C., 136, Justice Rodman, for the Court, says: “The reason assigned by the Governor in the commission, stated to be that two Judges had agreed to a partial exchange of districts, does not, in our oрinion, avoid the commission. The Governor is not bound to assign any reason in the commission, or to this Court. As to all the world, except the Legislature, he is the final judge of the fitness of his reasons. It may be that he desired to accommodate the Judges, and no public inconvenience occurred to him as probable. If so, we cannot say that the reason was insufficient, and that, being insufficient, it avoided the commission. In doing so, we would clearly encroach on the executive duty and responsibility.”
It is the duty of this Court to resolve all doubts in favor of the constitutionality of a statute passed by the Legislature, or of an official act of the chief exeсutive officer of the State. As the Court say in State v. Watson, supra, the Governor was not bound to assign a reason, nor must we,
Since
In
Where the Constitution has clothed the Governor with the power to require a Judge to hold a Court in a district different from that to which he is by general law assigned, upon certain conditions, as to the fulfillment of which he must, of necessity, be the judge, when he issues the commission this Court will assume if he could, for any reason, lawfully require such service of a Judge, that, in fact, thе emergency had arisen that called for the exercise of the authority given him by law. State v. Watson, supra. Constitutional, as well as statutory, provisions, made in pursuance of the organic law, are often so framed that the Governor is left to determine in his discretion whether the contingency, on the happening of which he is to exercise a certain power, has arisen. Cooley‘s Const. Lim., marg. pp. 41 and 187; Kendall v. Inhabitants of Kingston, 5 Mass., 533. And in such instances there is no power lodged elsewhere to correct a mistake of judgment on his part. The Legislature can notice a wilful abuse of authority. It is provided in
The order arresting judgment in this case is reversed, and the Court below will proceed to enter such judgment as it may deem proper, if the Solicitor shall pray the judgment of the Court.
Davis, J. (concurring in the conclusion reached by the Court, but dissenting upon other grounds): Judge Whitaker was a de jure Judge, and his acts while holding, de facto, a regular term of Rockingham Superior Court, which was, by law, to have been held by Judge Shipp, or by his successor in the event of a vacancy, were valid, and this is sufficient to decide the question before us. But I do not concur in the opinion that the Governor had the power to require him to hold that Court, under
I think
There is no such provision in the present Constitution or laws, and it is no authority in construing the provisions now being considered.
State v. Monroe, 80 N. C, 373, so far as it relates to
It is not contended by me that the amended Constitution intended to put an end to all exchanges, or that the Legislature has not the power to provide, within the limits of the Constitution, for the creation of additional or special Courts, inferior to the Supreme Court, and to provide for the manner in which they may be held, but I do not think that the Courts which Judge Whitaker was required to hold were special terms or additional Courts provided for by any law. This Court is bound to take judicial notice of the times and places at which the regular terms of the Superior Courts are held, and we are bound to know, judicially, that it was the regular Fall Term, and not a special term, of Rockingham Court that Judge Whitaker was required to hold.
I do not think that the Governor is the sole judge of the sufficiency of the evidence to sаtisfy him that the business of the Court is such as to require the holding of a special term, and even if we could presume, without any evidence and against the record and knowledge with which the Court is charged, that Judge Whitaker was required to hold a special term of Rockingham Superior Court, the Governor had no power to appoint such a Court to be held at the same time as the regular term; and if it appeared, at any time other than a regular term, by the certificate of any Judge, a majority of the Board of County Commissioners, or otherwise, that the business of the county required it, the duty of the Governor is imperative, whatever may be his opinion as to the necessity of the special term, to order it. The language of the statute is ”shall,” and his executive duty is to obey.
But it is said that the death of Judge Shipp was an accident, within the meaning of
So much оf the opinion as is based upon the supposed necessity that might otherwise be imposed upon the Governor to act hastily is an argument ab inconvenienti, the force of which is, I think, greatly lessened, if not rendered nugatory, by the provisions of
Concurring in the conclusion arrived at, and regretting that I cannot concur in the entire opinion of the majority of the Court, which, however harmless it may be at the present time, may, I fear, in the future, become а dangerous precedent in the hands of an unwise or unconscientious executive, I feel constrained to enter my dissent to so much of the opinion as holds that the Governor had the rightful power to require Judge Whitaker to hold the regular Fall Term of Rockingham Superior Court, made vacant by the lamented death of Judge Shipp, who, in the order of rotation, would have been the proper Judge to preside.
Shepherd, J. (concurring): I concur in the decision upon the grounds first stated in the opinion of the Court. As the other questions are of much importance, and, to my mind, not free from difficulty, and as their consideration is unnecessary to the disposition of this appeal, I do not desire to be understood as agreeing to all that has been said in reference to them.
Per Curiam. Reversed.