38 Conn. 449 | Conn. | 1871

Butler, C. J.

We do not assent to the claim made on behalf of the state, that Mr. Morse, when he rendered the judgment in question, was acting as a justice of the peace with enlarged powers. He was not called in, within the intention of the law, to hold a justice’s court in the City Court room, but to hold the City Court as constituted by law, and as an acting judge of it, and he did hold that court, and that only. The judgment appealed from is the judgment of the City Court, or a nullity. \

*455Nor do wo assent to the other proposition of the attorney for the state, that the motion came too late. If, as is hero claimed to be true, a want of jurisdiction appears upon the X’ecord, the case may be dismissed by the court on motion of either party, or its own motion, at any stage of the proceedings. In State v. Smith, eitod and relied upon, the want of jurisdiction did not so appear. The question of jurisdiction raised by the motion must therefore be met.

The defendant claims that the law is unconstitutional, and further claims that the court was not legally, if constitutionally, organized, because the letter of the clerk calling in Mr. Morse was not recorded at length, before he assumed the duties of acting judge. Waiving for the present the consideration of the first claim, I am inclined to think that the minutes which were made in the docket book preparatory to a full record, (which we all know and the court have found was in accordance with the general practice in our courts,) were a sufficient record within the spirit and purpose of the law, for they were in the place and of the character which persons inquiring would expect, and were a substantial compliance with its letter. It is not said in terms by the act that the request must be fully recorded, and it is only by construction or implication that we can arrive at the conclusion that it should have been done. That implication may be properly controlled by the custom of our courts to consider such entries as substantially records, to be amplified thereafter. But it is unnecessary to give, and I do not give, a positive opinion on that point for myself or the court; for the defect, if it be one, is a defect of qualification in the officer, by reason of an omission of his, or of the clerk, and is not of a character to'prevent his acts from being valid as the acts of an officer defacto, whether the law under which he was called in was constitutional or not. This will clearly appear hereafter.

' If the principle on which Brown v. O' Connell was decided, viz., that an officer who exercises the duties of an office under and pursuant to the provisions of an unconstitutional law is as to the public and third persons an officer defacto, be sound, Mr. Morse was such officer, and the judgment is valid. The *456principle was questioned in the argument of that case, and in the dissenting opinion, mainly on two grounds, viz., First, on the ground that there must be, in order to constitute an officer de facto, color of election or appointment ly the only ludy which had power to elect or appoint-, and second, on the ground that a law manifestly unconstitutional has not even the sein- , blance of authority, and cannot confer any color whatever.

; • A third point was made in the dissenting opinion, to the j effect that the court was not constitutionally organized, but ; if anything more was intended by that point than that the ! court was not constitutionally organized because Judge Mer- \ rill was not elected by the General Assembly, it does not de j serve consideration. The constitutional power of the legisla- : ture to establish that or any other inferior court was not questioned in the argument of that case, and is unquestionable; and the idea that the want of a provision for the election of the judge by the legislature, or the provision for his election by the common council, rendered the whole act void, is untenable. A law may be good in part, and bad in part, and now that the General Assembly elect the judge, no one supposes that the provisions of the act which established the court should have been re-enacted, or are not valid ; or that there was or is any defect, in that respect, in the law.

But the first two grounds of objection made in that case do deserve consideration, and in justice to the court and the profession I deem it my duty to give them a thorough examination, and to show that beyond all question, Judge Merrill in that case, and Mr. Morse in this, were judges de facto, and their judgments valid.

First, then, as to the point that in order to constitute an officer defacto there must be color of appointment or election by the only body which had the power to appoint or elect. No authority was cited for it except an expression used by Judge Hinman in Douglass v. Wickwire, 19 Conn., 492, and quoted in State v. Brennan's Liquors, 25 Conn., 288. The claim was that the expression was used as a definition of that which constitutes an officer de facto. The expression was this: “ It is enough if the officer acts under color of an *457election or appointment, by the only body which has the power to make it.” With reference to this I observe:

1. That the expression was an entire sentence in the original, and was not used as a definition. It does not in itself import a general rule. It may mean, and was apparently intended to mean, simply that it was enough in the particular case that the facts were so, and those of us who knew the late Chief Justice well, and his uniform habit of confining himself to the principles necessary for the decision of a case, know that nothing more was intended by him. If the words are susceptible of a broader meaning when read in connection with the context, it can only be, “that it is enough in any case, etc.” They cannot, without violating every rule of construction, be extended so as to mean, as claimed, that it is necessary in all eases that color of appointment or election must be given by the only body who had power to make it. The facts in the case of State v. Brennan’s Liquors were substantially similar, and it is obvious that Judge Waite quoted the expression of Judge Hinman, not as a comprehensive definition, but as applicable to that case also. Moreover both Judge Hinman and Judge Waite were members of the court- when the elaborate opinion of Judge Storrs in Plymouth v. Painter, was given three years before, and concurred in it. In that opinion Judge Storrs said : “ The rights of no person claiming a title or interest under or through the proceedings of officers having apparent authoi’ity to act would be safe, if he were obliged to examine the legality of the title of such officer up to its original source.” That was sound doctrine, universally recognized. But if it be true, as claimed, that the body making the filection or appointment must possess competent power, a fact which cannot always be expected to appear, it is necessary that the person dealing with an officer having color of an election or appointment, shall inquire into the competency of the electing or appointing body, or act at his peril. A definition leading to such a result could not have been intended.

2. But if it were admitted that such a definition was ia*458tended, it would be entitled to no respect. None such is to be found anywhere, with or without the qualification ‘"primá facie,’ in any of the more than two hundred cases which have been decided in England and this country, in respect to this matter. Such a definition is directly in conflict with the principles which underlie the de facto doctrine, and to a strong and irresistible current of decision in England and this country, commencing with the earliest case in the Year Books, and extending to the present time.

The first case to be found in the Year Books was that of The Alié of Fountaine, which was tried in 1431. The action was debt on a bond given by one F., as the abbot of the convent of Fountaine, for supplies' furnished the convent. The action was brought against one R., as his successor. The defendant pleaded that the abbots of the order were elective; that before the making of the bond, the abbacy being vacant, an election was held, at which R. had twenty-four votes, and F. but eight; that F. procured himself to be instituted and inducted by the visiting ordinary, took possession of the convent, held the same wrongfully as against R., and while so holding wrongfully, executed the bond. And further, that he was thereafter displaced, and R., the duly elected abbot, duly inducted into office. The plaintiff claimed that the plea was * not a proper plea in bar, in form or substance, and declined to answer it. The question heard, therefore, was whether the plea was in form and substance a good plea in bar. There was a long and interesting discussion, rather than argument, between the four justices and chief justice and the counsel engaged in the case. Oases were put and analogies drawn from varioifs sources in the law, and various opinions were expressed with more or less certainty by the judges, but no definite conclusion was arrived at, nor is it certainly known that any decision was ever made. The general impression in the courts has been that the bond was held good, and the fact is so stated by Judge Storrs in Plymouth v. Painter. But there is no clear evidence of the fact on record. The case is principally valuable on account of the opinions expressed by ' the different judges, and which were not dissented from. *459Among these I find the following by Babington, Chief Justice: “ In every case, if a man be made abbot or parson erroneously, and then is removed for precontract, or for any like matter, yet a deed made by him and the convent, or by tho parson and the patron and the ordinary, is good; as if an abbacy or church be vacant, and a man who had no right pretended, to he patron, and preferred one A, by force whereof he is installed, and then he is ousted by legal process inasmuch as the patron had no right; yet a deed which was made before is good. But if abbey or church be legally full, and the patron prefer one, who is instituted by the ordinary, without deposing the other by due process, and then the other makes a reentry and oust the other, in this case a deed made by him who was put in possession wrongfully is void, because there was always another parson, so that the second was only an usurper.”

That statement of the law by the Chief Justice was not questioned by the other judges or the counsel. His object in making it evidently was to bring the attention of counsel to the question on which, in his opinion, the case hinged, viz., whether the election of R. by twenty-four votes made him so presently abbot de jure that the office was legally full, so that E. could not be considered, for that technical reason, an abbot defacto, by reason of his installation and possession, as some of the judges were inclined to consider him. The statement is undoubtedly sufficient evidence that it was not then necessary, to constitute an officer de facto, that the person who made the appointment should have authority to make it, but ■that, if made by a pretender, and the officer was qualified, took possession of the office and acted, he would be a de facto officer in respect to the public and third persons.

In 1461, on the accession of Edward IYth, parliament • declared the previous Henrys of Lancaster usurpers; but, to avoid great public mischief, also declared them kings de facto, and persons were punished in that reign for treason to Henry YIth, not in aid of the lawful claimant of the crown. 1 Bl. Comm., 204.

The nest case chronologically was that of Knowles v. Luce in the same century, Moore, 109. In that case two stewards *460were authorized to hold a manorial court jointly, and one held it alone, and took a surrender, and it was held that the surrender was good, for although he could not alone receive the surrender de jure, yet he had sufficient color to constitute him an officer de facto. In that case it was said by Manwood, J., in giving his opinion, that an officer continuing to exercise an office after his time had expired was a good officer de facto, and that where the clerk of the lord of the manor held a manorial court without general or especial authority from the lord to do so, he was a good officer de facto until disturbed by the lord; for the tenants were not obliged to examine into his authority, nor was he compellable to give an account of it to them.

In the case of O'Brian v. Knivan, decided in 1520, Cro. Jac., 552, a new bishop, instituted and put in possession before the old one had been legally removed, was holden a good bishop defacto as to third persons.

In Lord Bacres Case, decided in 1558, the servant of the steward held a manorial court without any authority, and he was holden a good officer de facto, and his acts valid as to third persons. 1 Leonard, 288.

In Leak v. Howell, decided in 1596, reported Cro. Eliz., 533, the deputy of a deputy was holden a good officer de facto, although, the deputy had no authority whatever to appoint.

In Harris v. Jays, decided in 1599, reported Cro. Eliz., 699, a steward for one of the manors of the county, who could only be appointed by the lord, was appointed by the auditor and surveyor of the county, without any authority whatever, and acted as such, and it was held that he was steward defacto, although he could not grant a copyhold which had escheated, because it was in prejudice to the queen ; but that other acts done by him were good.

The case of Knight v. The Corporation of Wells, decided in 1688, reported Luttwych, 508, was a case where one was legally elected who was disqualified, and he was holden an officer defacto.

The important case of Parker v. Kett was decided in 1693, *461and reported 1 Raymond, 658, and 12 Modern, 467. In that •case the authorities were reviewed by Lord Holt, and it was again liolden that the deputy of a deputy, although his appointment was wholly without authority of law, (inasmuch as a delegated authority could not be delegated,) derived sufficient color from it to constitute him an officer defacto. Lord Holt, in that case, on such review, cited the cases from Manwood’s opinion in Knowles v. Luce, and the reasoning, approvingly, and gave the definition which has since been adopted and prevailed in the English law, viz. “A steward de facto is no other than he who has the reputation of being such steward, and yet is not a good steward in point of law.”

The next case was that of Rex v. Lisle, which was decided in 1738. This case deserves careful consideration. There is a brief, inaccurate, and deceptive report of it in Strange, 1090,, but a very full report in Andrews, 163. The case was quo warranto against Lisle at the suit of the king, as a pretended burgess in the town of Christ Church. Lisle was nominated by an acting mayor, Goldwire, and elected burgess, but it was claimed that Goldwire was not mayor, either de jure or defacto, and had no right to nominate. It appeared that he never was in fact elected, but pretended to be so, was sworn in, and acted as such. It also appeared that a quo warranto was pending against him at the time of election, and that the facts were all known to Lisle. Several questions were made, of which two only are material. The first was whether Gold-wire was ‘ mayor de facto, the second was whether, if he was such, the nomination and election of Lisle were good.

Upon the first question, “ it was held by the whole court, except Lee, C. J., who gave no opinion as to this point, that Goldwire was not so much as a mayor defacto. Eor, in order to constitute a mayor de facto, it is necessary that there be some form or color of an election; but without this the taking the title and regalia of the office, and the acting and being sworn in as mayor, are not sufficient. And with this agrees The Abbot of Fountaine’s Case. Now here it appears that Goldwire was never elected in fact; and although it be stated that he was sworn at the leet, it does not appear (as it ought) that this *462was agreeable to the constitution of the borough. And it is not material that lie acted as mayor, as it is found that a quo warranto was recently prosecuted against him, pending which the present election was made, and that he was thereupon adjudged to be an usurper. The consequence hereof plainly is that the election is void.” And Lee, 0. J., said, “in these cases the proper question is whether the person be an officer defacto as to the particular purpose under consideration, according to 1 Salk., 96.” •

Upon the second point the court said: “By the whole court: Supposing that Goldwire was a mayor de fado, yet the acts here found to be performed by him are not good, because they were not necessary to the preservation of the corporation. In these cases the proper distinction is between such acts as are necessary for the good of the body, which comprehend judicial and ministerial acts, and such as are arbitrary and voluntary. The election of the defendant is of the latter kind. For as the number of burgesses is indefinite, it doth not appear, nor is it stated, as it Should have been, that the choice of a burgess was “necessary.”

The court in continuing their opinion distinguish that case from all others, using the following language: “ This case therefore differs from those which have beeii cited for the defendant, for in those either the act was such as the officer was obliged or compellable to do, as in Palmer, 479, or such in which a stranger toas conce?'ned, and had a right to or paid i consideration for.” That case related solely to the internal working of a corporation, and the prior cases to which I have alluded were not considered as applicable.

The material part of the report in Strange is as follows: “And upon this state of the case the court wore all of opinion that Goldwire must be taken to have been a mere usurper, and ihat, in order to constitute a man an officer defacto, there must be at least the form of an election, though that, upon legal objections, may afterwards fall to the ground.”

“ The other point was left undetermined, as not being necessary to deliver any opinion upon, as it was not pretended that the presiding of a mere usurper would do, and the court *463had determined that Goldwire was no more. But they strongly inclined that the presence of a mayor de facto, recently prosecuted, and against whom judgment of ouster had been obtained, would not be sufficient to authenticate the defendant’s election. The court gave judgment for the king.”

Upon comparing this report of Strange, (and I have copied all there is of it after the statement'of facts,) with the extracts I have given from the full. report of the opinion of the court, it will be seen that the report of Strange is inaccurate and deceptive in three particulars. The first is the statement, as a general proposition, that in order to constitute a man an officer defacto there must be at least the form of an election. The court said no such thing. They were‘dealing with a case which concerned the corporation only, and they said that in order to constitute a mayor defacto thei’e must be some form or color of an election. The proposition contained in Strange is a general oxxe, embracing all officers, and opposed to all the cases before reported. The propositioxx of the court was confined to the particular case, involving the status of an officer of a corporation in respect to the proceedings of the corporation, axxd had no referexxce to the public or third persoxxs. Moreover, it appears in Axxdrews that the court distinguished the case from cases ixx which strangers were concerned—an important fact, ixx respect to which the report in Strange is silexxt. ■ .

The secoxxd misrepresexxtatioix of Straxxge is that the court all agreed ixx that proposition. But the fact appears that Lee, O. J., gave xxo direct opixxion upon the point, but oxx the contrary said, “ixx these cases the proper question is whether a person be axx officer defacto as to the particular purpose xxnder coxxsideratioix,” thus limitixxg the opixxion to the particxxlar ease. And that distinction is sustaiixed by an irresistible current of authority.

The third misrepresentation is that the secoxxd poiixt was loft undetormixxed, whereas it was fully determined by the whole court, and it was distixxctly held that, oveix if mayor de facto, the election was void, on the ground that the act concerned the cox’poration oixly, and was xxot a xxccessary one.

*464I have been thus particular about that case, because it was misreported by Strange, and related to the internal affairs of a corporation only, and not to the public or third persons, and is not, as his report makes it, in opposition to the whole current of English decisions before and since, but outside of that current, and because the courts of this country have been misled by his report into the adoption of erroneous definitions and conceptions of the subject. The case, however, as will be seen, even as reported by Strange, does not support the idea that there must always be competent or primé facie power in the appointing or electing body, and, so far as I can discover, as reported by Strange, has never been cited or approved by any English court, for any purpose.

The next case was that of Rex v. Bedford Level, decided in 1805, and reported 6 East, 356. The question in that case was whether a deputy recording officer, who continued to act after the death of his principal, was an officer de facto. The case was carefully considered, and Lord Ellenbokough, giving the opinion for the court, disregarding Rex v. Lisle, and citing from Knowles v. Luce and Parker v. Kelt approvingly, adopted the definition of Lord Holt as a general one, and said, “an officer de facto is one who has the reputation of being the officer he assumes to be, and yet is not a good officer in point of law.” T.ie court held the acts of the deputy registrar to be good until the death of the principal was known, but not afterward.

There is the later case of Margate Pier v. Hannam, 3 B. & Ald., 266, decided in 1833, where a justice was holden an officer defacto, though not properly qualified, and some still later cases of disqualification, but none which involved the competency of the appointing power, or which contain a definition.

Upon this review of all the material English authorities running through four centuries, it will be seen that the idea that color can only be conferred by a body or person having power, or primé facie power, to elect or appoint in the particular case, has never been broached in England, but that on the contrary it has been holden, first, that a parson presented *465by an usurping patron who was wholly without authority to present, was a good parson de facto. Second, that a clerk of a lord of the manor holding a manorial court without any authority whatever, and deriving color only from his known relation to the lord of the manor as a simple clerk, was a good officer de facto. Third, so of the servant of a steward, holding a manorial court without any authority from the steward or the lord. Fourth, so of the deputy of a deputy, to whom authority could not be delegated. Fifth, so of the steward of a manor, appointed, not by the lord who alone had power to appoint, but by county officers who had no authority whatever to appoint. Sixth, a re-affirmance of the doctrine that the deputy of a deputy has sufficient color to make him a de facto officer, by Lord Holt, on a full review of all the cases, in Parker v. Kett, and the following broad and comprehensive definition given, viz. “A steward de facto is none other than he who has the reputation of being the officer he assumes io be, although he is not such in point of law.” Seventh, the adoption of Lord Holt’s definition by Lord Ellenborough and a full court of Kings Bench, as late as 1805, on careful consideration, and as applicable to all officers. And finally, the fact that the definition has never been questioned since in England, and is now the rule there.

Nor has the idea ever been suggested in this country in any pf the more than one hundred and fifty cases which have been-decided here, so far as I can discover. On the other hand, the authorities which are inconsistent with it are quite numerous. Such are the cases of Fowler v. Bebee, 9 Mass., 281, where the governor appointed an officer some months before the law creating the office and authorizing the' appointment took effect. That case has been a leading one in this country, and been recognized as authority in at least fifty other cases.

Such also is Parker v. Baker, 8 Paige, 428, where the governor appointed an officer without authority to appoint, and the vice-chancellor held his acts void, and the chancellor reversed the decision, holding him to be an officer defacto. So-in Nevada, whore justices of the peace were elective by the ■ county, and, no election being held, the selectmen without *466authority appointed a justice for the town, and the governor commissioned him, and his acts were holden good as those of an officer de facto. Mallett v. Uncle Sam Co., 1 Nevada, 188. Such also were the followizig cases. Taylor v. Skrine, 2 Brevard, 516; The People v. White, 24 Wend., 520; The People v. Kane, 23 Wend., 414; Carlton v. The People, 10 Mich., 250; Cocke v. Halsey, 16 Peters, 71; Commonwealth v. McCombs, 56 Penn. S.R., 436; Clark v. Commonwealth, 29 id., 129.

This review would be imperfect, if 1 did not add that the defiziitiozi, irrespective of the idea that there must be competezit authority in the appoiziting or electing body, azzd as heretofore used in this court, is not sufficiently compreliezisive or accurate. I am aware that it is a prevalezit ozze izz this country, but its izitroductiozi may be traced to the inaccurate ;and deceptive report of Rex v. Lisle in Strange. It was so Introduced izito our law by Judge ETosmer, in McCall v. Byram Manufacturing Co., 6 Conn., 428, and has been retained because there has been no occasion for a particular examination of the subject. It was introduced into the state of New York izi a somewhat singular manner. Counsel in the case of The People v. Collins,.reported 7 Johns., 549, claimed it as a definition, and in connection with it, that the acts of such an officer were valid as to the public and third persons. Chief Justice Kent expressed his assent to the proposition as settled law. In the opinion given in the case, however, he enlarged upozz the validity of the acts of an officer de facto, but said nothing about the definition. At that time the definition was unknown to the law, and it is very evident that the assezit of the Chief Justice, from the tei-ms of it, had relation to the validity of the acts of such an officer, and not to the definition. In McInstrey v. Tanner, 9 Johns., 135, the reporter in a note cited the prop- . «osition of counsel in People v. Collins, and gave his readers to understand that the Chief Justice assented to the whole ¡proposition. The definition was subsequently adopted iiz their courts, but they found it necessary to qualify it afterwards. . Thus introduced, it has been adopted by the courts of other states, but several of them have also found it necessary to qualify it, as we shall see.

*467In respect to this subject, as to many others to which the principles of law are to be applied, concise general definitions are difficult, and discrimination is necessary.

The defacto doctrine was introduced into the law as á matter of policy and necessity, to protect the interests of the public and individuals, where those interests were involved in the official acts of persons exercising the duties of an office, without being lawful officers. It was seen, as was said in Knowles v. Luce, that the public could not reasonably be compelled to inquire into the title of an officer, nor he compelled to show a title, and these became settled principles in the law. But to protect those who dealt with such officers when apparent incumbents of offices under such apparent circumstances of reputation or color as would lead men to suppose they were legal officers, the law validated their acts as to the public and third persons, on the ground that, as to them, although not officers de jure, they were officers in fact, whose acts public policy required should be considered valid. It was not because of any quality or character conferred upon the officer, or attached to him by reason of any defective election or appointment, but a name or character given to his acts by the law, for the purpose of validating them. When therefore, in civil cases, the public or third persons had knowledge that the officer was not an officer de jure, the reason for validating the acts to which they submitted, or which they invoked, failed, and the law no longer protected them. That principle was recognized and applied even in Rex v. Lisle, and particularly in Rex v. Bedford Level.

It should be remembered that among the earliest cases there was a distinct class entirely independent of color derived from any known appointment or election, where the law said to the public as a rule of policy: “ If you find a man executing the duties of an office, under such circumstances of continuance, reputation, or otherwise, as reasonably authorize the presumption that he is the officer he assumes to be, you may submit to or employ him without taking the trouble to inquire into his title, and the law will hold his acts valid as to you, by holding him to be, so far forth, an officer de facto. If he *468has' color of appointment or election, and yet is not a good officer for the want of authority in the appointing- power, or irregularity in exercising it, or because there was another lawful officer entitled to the office, or because the incumbent was ineligible, or had not qualified as the law required, or his term had expired, your case is made stronger by the color, but that kind of color is not essential to your protection, for you are not bound to inquire to see that it exists.” So the law has spoken in England from the first introduction of the doctrine, as the cases abundantly show. So it speaks there now. So it spoke in this country until that deceptive definition was introduced from Strange, and so it has since spoken, and the definition been modified accordingly, whenever a case has arisen where the policy on which the law was founded has made it necessary that it should so speak, to save the public from mischief, or individuals from loss.

Thus in 1830, in the case of Wilcox v. Smith, reported 5 Wend., 231, the question arose as to the validity of an execu-tion issued by one who was reputed to be a justice of the peace, and had acted as such for three years preceding the trial. Eor the first year of that- time the town in which he resided was a part of the county of Genesee, for the last two it was a part of the county of Orleans. It was shown that he had not been appointed by the officers of the county of Orleans, nor did it appear that he had ever been appointed by the officers of the county of Genesee. ■ All that was shown was that he took the oath and acted as a justice, while the town was a part of the county of Genesee. There being no color by election or appointment shown, the Court of Common Pleas charged the jury that the process issued by him was void, as they properly should have done if the definition from Strange was law. The case went to the Supreme Court, and they had before them the question whether the acts of an officer involving the interests of third persons, where no color of election or appointment was shown, could be validated or not—a question which tested the truth of the definition. The court .held that they could be, and put it upon the ground that, without color of election or appointment, he should, under the circumstances, *469be presumed to be an officer de facto, and say, the mere claim to be a public officer, and the performance of a single or even a number of acts in that character, would not perhaps constitute a man. an officer de facto. There must be some color of an election or appointment, or an exercise of the office, and an acquiescence on the part of the public, for a length of time which would afford a strong presumption of at least a colorable election or appointment.”

Another case, which in like manner tested the accuracy of the definition, arose in North Carolina in 1844, and may be found in 4 Iredell, 868. The question there was whether a deed of trust was duly approved before the clerk, and recorded by the register of Gates county. It appeared that one John Walton was duly elected register in 1829 for the term of four years, that being a statutory term, and there being no provision authorizing him to hold over. It further appeared that, without any new appointment or a legal right to continue in the office, he did continue to exercise the duties of register until 1843, and until after he recorded the deed in question. It was claimed that all his acts-after the expiration of his official term tinder the original appointment were wholly void, and therefore that the deed had not been duly registered, and that no estate had passed. The court did not attempt to hold that the original appointment gave any color to Walton during his occupancy of the subsequent terms, but held, upon broad, general principles, that his acts must be validated to prevent private losses and general mischief, which the reporter embodied in the following syllabus: “ The acts of officers de facto, acting openly and notoriously in the exercise of the office for a considerable length of time, when they concern the rights of third persons or the public, are valid as if they were the acts of rightful officers.” The court refer to a prior case in the same volume—that of Burke v. JElliolt—in which they say, that there must at least be some colorable election and induction into office ab origine, or so long an exercise of the office, and acquiescence therein by the public authorities, as to afford the individual citizen a presumption strong that the 'party was duly appointed, and therefore that every person might compel *470him, for the legal fees, to do his business, and for the same reason was bound to submit to his authority as the officer for the country. “A public office,” they say, ^ is to be supposed necessary for the public service, and for the convenience of all the various members of the community; and therefore that it will be duly filled by the public authority. When one is found actually in office, and openly and notoriously exercising its functions in a limited district, so that it must be known to those whose official duty it is to see that the office is legally filled, and also that it is not illegally usurped ; and when this goes on for a great length of time, or for a period which covers much of the time for which the office may be lawfully con - ferred, it would be entrapping the citizen and betraying his interests, if when he had applied to the officer de facto to do his business, and got it done as he supposed by the only person who could do it, he could yet be told that all that was done was void, because the public had not duly appointed that person to the office which the public allowed him to exercise.” There again it was found that the definition was not sufficiently broad and comprehensive.

A similar case arose in Maine, in 1854, Brown v. Lunt, 37 Maine, 322. A justice of the peace, an annual officer, without any legal right to hold over, who had been justice for many years in succession, was not re-appointed, but continued to act, and took the acknowledgment of an important deed. The question was raised whether the act was valid and the deed good. The deed was executed about two years after his term of office expired, and the court held the acknowledgment good. In an elaborate and learned opinion they say, that an officer de facta is one who has the reputation of being an officer, (citing from Parker v. Kett and Rex v. Bedford Level,) or one who actually performs the duties of an office with apparent right, and under claim and color of an appointment or election, or one who exercises, the duties of an office with at least a fair color of right, or an acquiescence by the public in his official acts, so long that he may be presumed to act as an officer by right of an appointment or election. The case was sustained on all these grounds. It was a case where there *471was sufficient reputation, and sufficient ground for presumption, but in my judgment not a case of color. It seems to me absurd to say that color from election or appointment can extend beyond the distinct and independent term for which the officer was elected or appointed—beyond the term when the election or appointment could be operative, if legal.

These cases seem to me sufficient to show that even our definition of a defacto officer, as introduced by Judge IIosmer from Strange, is imperfect, and tends to obscure the true character of the doctrine. They are all cases of usurpation, without election or appointment for the terms during which the acts were done, or color from that source, and sustainable only on the ground of reputation and presumption.

Doubtless color of election or appointment from competent authority is necessary for the protection of an officer defacto, when he is assailed directly because of his acts. And there are other distinctions which bear upon the relation of an officer, as that he cannot collect his fees, or claim any rights incident to his office, without showing himself to be an officer de jure, but which do not bear upon the case in hand. I will not pursue that branch of the subject any farther than to say, that we shall see hereafter that an officer will be protected in relation to a.11 acts done under or pursuant to public law, before it is judicially determined to be unconstitutional.

A definition sufficiently accurate and comprehensive to-cover the whole ground must, I think, be substantially as follows : An officer de facto is one whose acts, though not those of a lawful officer, the law, upon principles of policy and justice, will hold valid so far as they involve the interests of the public and third persons, where the duties of tlie‘ office were exercised,

First, without a known appointment or election, but under such circumstances of reputation or acquiescence as were calculated to induce people, without inquiry, to submit to or invoke his action, supposing him to be the officer he assumed to be.

Second, under color of a known and valid appointment or election, but where the officer had failed to conform to some *472precedent requirement or condition, as to take an oath, give a bond, or the like.

Third, under color of a known election or appointment, void because the officer was not eligible, or because there was a want of power in the electing or appointing body, or by reason of some defect or irregularity in its exercise, such ineligibility, want of power, or defect being unknown to the public.

Fourth, under color of an election or appointment by or pursuant to a public unconstitutional law, before the same is adjudged to be such.

Anything less comprehensive and discriminating will, I think, be imperfect and deceptive as a definition.

We come now to the second and'more important, proposition advanced in Brown v. O’Connell, to the effect that “ a law passed by the legislature cannot have color of authority, or the semblance of authority, unless it appears primé facie to be law, and that it cannot so appear if it is manifestly repugnant to the constitution; that a law of doubtful constitutionality may be presumed to be constitutional until it is judicially decided to be otherwise, but that a law manifestly unconstitutional is void upon its face, and unable to confer the appeai’ance or color of authority.” The inference to be drawn from these assumptions necessarily is, that a manifestly unconstitutional law is without any force whatever, and that whether manifestly unconstitutional or not, and whether to have the appearance and force of law or not, are questions for the private judgment of the citizen. If these assumptions were true they would dispose of this case, but they are of novel impression, and fundamentally erroneous. Every law of the legislature, however repugnant to. the constitution, has not only the appearance and semblance of authority, but the force of law. It cannot be questioned at the bar of private judgment, and if thought unconstitutional resisted, but must be received and obeyed, as to all intents and purposes law, until questioned in and set aside by the courts. This principle is essential to the very existence of order in society. It has never been questioned by any jurist to my knowledge. It was never questioned even by Mr. Calhoun and his disciples that an un*473constitutional law of congress, manifestly and palpably unconstitutional, had the color and semblance of authority, and was obligatory upon the citizens of a state, as citizens of the United States, until it was nullified by an act of the state legislature, which they claimed might be done on the ground that the general government was the creature of a compact .between the states, and its laws might therefore be so nullified by action of the state legislatures. Certainly they never asserted that a legislative enactment of a state, having all the forms of law, had not the force of law to all intents and purposes as against the citizen of the state, however repugnant to the state constitution, until set aside by the courts.

The doctrine that a law of doubtful constitutionality may be presumed to be constitutional until judicially decided otherwise, and that a law manifestly unconstitutional cannot be so presumed, has no existence as applicable to the citizen. There is a rule of judicial construction adopted by the courts, to the effect that unless the law is clearly unconstitutional, or if it is of doubtful constitutionality, they will not declare it unconstitutional. But that is a rule of purely judicial construction, and can have no other application. That rule has been repeatedly recognized in this court. Thus in Hartford Bridge Co. v. Union Ferry Co., 29 Conn., 210, Judge Ellsworth says: “ It is however a well settled principle of judicial construction, that before an act of the legislature ought to be declared unconstitutional, its repugnance to the provisions or necessary implications of the coxxstitution should be manifest, and free from all reasonable doubt. If its character in this regard be questionable, then comity and a proper respect for a co-ordinate branch of the government should determine the matter in favor of the action of the latter.” It has never been claimed to my knowledge before, that the citizen may adopt that judicial rule of construction, and treat a law, if manifestly unconstitutional, as without the semblance or color of authority. It is an instance of the misapplication of an unquestioned rule.

If then the law of the legislature, which creates an office and provides an officer to perform its duties, must have the *474force of law until set aside as unconstitutional by the courts, it would be absurd to say that an officer so provided had no color of authority. But on this question we need not reason. ' There is an irresistible current of authority in this country which determines it.

As early as 1815 the question arose and was settled in South Carolina. The constitution of that state provided that the judges of the Superior Court should be elected by the legislature in joint' ballot. The legislature subsequently passed a law authorizing the governor to appoint a judge to hold the court temporarily during the sickness of the judges. That law was holden unconstitutional. The question subsequently arose in the case of Taylor v. Shrine, 3 Brevard, 516, whether a judge appointed by the governor under the law, and who .held a term pursuant to appointment, was a judge de facto, and it was holden that he was, and his judgments valid. The reasoning of the court was sound and forcible, but I have not space for it.

The question subsequently arose in the Circuit Court of the United States in Mississippi, and was carried to and determined by the Supreme Court of the United States, in Cocke v. Halsey, 16 Peters, 71. By the constitution of that state judges and clerks of probate were made elective by the people. The legislature provided by law, that in case oí the disability of a clerk the court of probate might appoint one. An elected and qualified clerk oi one of the courts of probate left the state for an indefinite period, and the judge appointed another to serve during his absence, and the question was whether he was a de jure clerk, and if not, whether he was such de facto ; it being claimed that the law authorizing his appointment was unconstitutional. The Supreme Court held him, as to the public and third persons, admitting the unconstitutionality of the law, a clerk de facto.

The constitution of the state of New York provides that “ the governor shall nominate by a message in writing, and. with the consent of the senate shall appoint, all judicial officers except justices of the peace.” In manifest disregard of that plain provision, the legislature passed a law authorizing *475tlie common council of tlie city of Albany to establish a police court, and appoint a police judge. After a time the constitutionality of the law in respect to the judge was questioned, and the judge was removed by a quo warranto to the Supreme Court. No question was of course made on the quo warranto in relation to the validity of the acts of the judge, but, in the subsequent case of The People v. White, the court, in reviewing the cases in relation to defacto officers, said: “ Still more recently we have pronounced judgment of ouster against the police judge of the city of Albany. The People v. Kane, 23 Wend., 414. But those who executed his mandates, while he held under the forms of law, are as perfectly protected as though there had been no defect in his title, and his orders and judgments are as valid and effectual as though he were an officer de jure.” That case was “ ad idem” with Brown v. O’Connell.

Another case of substantially the same character, The People v. White, already alluded to, is reported 24 Wend., 520. There the legislature, by a special law, made the aldermen of the city' of New York ex officio judges of the oyer and terminer. A prisoner was convicted of murder before that court, two of the aldermen sitting with the other judges. Objection was made by the prisoner to the organization of the court, on the ground that the law authorizing the aldermen to sit was manifestly unconstitutional. But the Supreme Court held that the aldermen were nevertheless judges de facto. The case was carried to the Court of Errors, and in that court there was no dissent in relation to that point of the case, except by the chancellor, and four of the seven members of the court who gave opinions expressly concurred on that point with the Supreme Court, the two others expressing no opinion upon it. Senator Yerplanck, the strongest man perhaps among them, covered the whole ground by the following paragraph: “ Thus, in respect to the judicial character of the aldermen, I agree with the Supreme Court that the aldermen, whether constitutionally or not, are judges of the oyer and terminer —are so de facto—their commissions being written in the *476statute book, which is to be presumed valid and constitutional throughout until it is otherwise decided as to any provision. I agree therefore that their acts as judges cannot be impeached subsequently, collaterally, or by priyate suit, or criminal proceedings against them as individuals, under any view of their constitutional rights.” Nothing was ever more clearly, comprehensively, or truthfully expressed. The case was reversed on other grounds.

The same question arose in the state of Michigan, in the case of Carlton v. The People, 10 Mich., 250. By a provision of the constitution of that state, the laws of the legislature were lo take effect and become operative ninety days from'the passage thereof. The legislature, on the 4th of February, passed an act creating a new county, and authorized the election of couni y officers in April ensuing. The officers were elected in April within the ninety days, and before the law could constitutionally take effect, and they subsequently acted as such. The validity of their acts was questioned, on the ground that the law was unconstitutional and inoperative, inasmuch as it could not authorize an election within the ninety days. A majority of their Supreme Court held that, however that might be, the officers had color of title from the law, and their acts were valid as those of officers defacto.

The same question arose in the state of Pennsylvania, in Clark v. Commonwealth, reported 29 Penn. S. R., 129. The constitution of that state provided that the state should be divided into judicial districts, and that the presiding judge of the' county court in each district' should .be elected by the people thereof. The legislature by law transferred a county from one judicial district to another, during the term for which the judge of the district had been elected, and the then presiding judge of the district to which the county was by law so transferred held court in that county, and a prisoner was convicted before it of murder. It was objected on behalf of the prisoner, that the act of the legislature was equivalent to the appointment of a judge for that county, and therefore unconstitutional. The case was carried to the court of last resort, *477and it was there held that, admitting the law to be unconstitutional, the judge who acted under and pursuant to it was a judge defacto, and the prisoner could not be heard to deny it.

In another and very recent case hi that state, Commonwealth v. McCombs, 56 Penn., 486, the question whether an unconstitutional act of the Assembly was sufficient to give color of title, and constitute an officer appointed by and acting under it an officer defacto, again came up, and was again determined in the affirmative. Judge Strong, now of the Supreme Court of the United States, gave the opinion of the court and said : “ When he who is exercising' the duties of an office is acting under the apparent authority of an act of Assembly, his title to the office is not to be assailed collaterally. This I understand to have been again and again decided. An act of Assembly, even if it be unconstitutional, is sufficient to give color of title, and an officer acting under it is an officer de facto.” This case was decided as late as 1867, and states the proposition as one which has been frequently decided.

These seven cases are all that I can find which bear directly upon the point. There is a large class of cases where the appointees were ineligible under the constitution, yet held officers defacto, some of which were appointed by the legislature, and their appointments liolden void, but they are not so directly in point as those I have cited. Those seven cases, all decided since 1814, are all in point, are all one way, and unopposed by any conflicting decision. They were all cases of manifest repugnancy, and they form, a body of authority resting on fundamental principles quite sufficient to sustain the decision of the court in Brown v. O’Connell, and that must control this part of the case.

The question whether the act under which the justice held the city court was constitutional or not, wo do not think proper, under the circumstances, to decide. As he was clearly a judge defacto, a decision of the question is not necessary, and it has not been, and should not be, the practice of this court to decide upon the constitutionality of an act of the General Assembly unnecessarily, nor without full and exhaustive argument. Such argument we have not heard in this case—the *478question being scarcely alluded to on behalf of the state. Moreover, there is a cotemporaneous exposition and practice in relation to the subject peculiar to this state, and other existing laws, which render the question one of grave importance.

The constitution provides specifically for two courts—a Supreme and a Superior Court—and for the election of judges for each. Yet in the first judiciary act which was passed under the constitution, and with the concurrence of many of the men who framed it, the judges of the Supreme Court were made ex officio judges of the Superior Court, and that provision remained in force unquestioned from 1821 until the courts were re-organized in 1855. Prior to 1855, no judges of the Superior Court were elected distinctively as such, and those t courts were held by the Supreme Court judges, ex officio, and / by thfeir own allotment.

/ In like manner in the first judiciary act succeeding the ¡ adoption of the constitution, the county courts were author-j ized to be holden in part by justices of the peace, when two | of the judges were disqualified, and entirely by justices when | all of the judges were disqualified. So the law in relation to | the county court stood so long as that court was organized with three judges, and until 1888. After the number of judges . of that court was reduced to 'one, and county commissioners ; appointed to perform its local duties, in 1839, a law was passed ' providing that the place of the judge should be supplied when f necessary by the county commissioners, with such justices of i, the peace as they should select. In case a commissioner was disqualified to sit, the judge of the court was authorized to select a justice of the peace to preside in his place. If the ¡judge and all the commissioners were disqualified, it was pro-’ Widod that the court should bo holden by three justices of the [peace selected by the sheriff. The county court was re-organized in 1841 by the appointment of three judges for the /entire state, and the provision that the county commissioners ! should hold a court, when the judge assigned to hold it should ? be disqualified, was retained.

So, laws providing that the duties of the judge of probate when the office was vacant, or the judge disqualified, should *479bo performed by the judge of an adjoining district, and laws authorizing him to call in originally justices of the peace, and since a judge of the county or superior courts to aid in the trial of disputable cases, have in some form existed since 1716. And now we have a law also authorizing this court to be filled up, in case of vacancy or disability, by calling in judges of the Superior Court, and many cases have been decided by this court when so constituted in part -within the last three years, which would be reversible on error, if the law is unconstitutional. A decision which may overturn a system of laws by which all our courts, including this, are filled up in cases of emergency, should not be lightly made.

Looking then to the general practice which existed in relation to the manner of filling the courts in cases of vacancy or disability, from an early period in the history of the state, and to the cotemporaneous and continued adoption of the practice under the constitution; to the fact that a decision of the question may reach all the courts of the state, and that it has not been fully argued; and the fact that the decision of the question is unnecessary in the case, for that the justice must be li olden to have been a judge de facto, and his judgment valid in any event, we deem it our duty to leave the question undecided.

In this opinion Carpenter, Poster and Seymour, Js., concurred. Park, J., concurred in the result, but dissented from the views expressed by the court in reviewing the case of Brown v. O’Connell.

© 2024 Midpage AI does not provide legal advice. By using midpage, you consent to our Terms and Conditions.