STATE OF KANSAS, Appellee, v. TRAVIS M. KNIGHTEN, Appellant.
No. 110,718
Court of Appeals of Kansas
April 24, 2015.
347 P.3d 1200 | 51 Kan. App. 2d 417
Opinion filed April 24, 2015.
Julie A. Koon and Boyd K. Isherwood, assistant district attorneys, Marc Bennett, district attorney, and Derek Schmidt, attorney general, for appellee.
Before STANDRIDGE, P.J., GREEN, J., and JOHNSON, S.J.
STANDRIDGE, J.: Travis M. Knighten appeals from his convictions for one count of second-degree intentional murder and one count of aggravated battery, arguing the district court erred in denying his challenge based on Batson v. Kentucky, 476 U.S. 79, 106 S. Ct. 1712, 90 L. Ed. 2d 69 (1986), in failing to require his presence during a critical part of the proceedings, and in failing to deny his request for an instruction on the lesser offense of voluntary manslaughter. Knighten also argues the district court violated his Sixth and Fourteenth Amendment rights by sentencing him without requiring either the aggravating factors or his criminal history score to be proven to a jury beyond a reasonable doubt.
FACTS
At around 2 a.m. on May 7, 2011, Carl Meridy, Kedrick Harrison, and Mario Brown went to a night club located at the corner of 13th and Hillside in Wichita. When they got to the club, it was closed, so they hung out in the parking lot. There were approximately 50-80 people in the parking lot at the time. Many people were leaving in their cars.
While Meridy was standing in the parking lot, he saw a dark-colored sport utility vehicle (SUV) pull up. He and another witness
Witnesses at the scene described the SUV as a black vehicle with a white roof. They could not provide an exact make and model but told police it looked boxy, like a military vehicle. Later, the police recovered security footage belonging to a neighboring business and were able to determine that the SUV was a Toyota FJ Cruiser. The police identified Addison Buck as the owner of the vehicle. When interviewed, Buck told police that she believed her boyfriend, Arthur Gary, had the SUV on the night of the shooting.
The police were not able to immediately locate Gary and believed he may have left Wichita. In December 2011, about 7 months after the shooting incident, Detective Tim Relph learned that Gary might be back in town. Relph attempted to contact Gary through Buck. Gary later called Relph and agreed to meet him. When they met, Gary told Relph that four people were with him in the SUV at the time of the shooting: Jasper Gray, Ebony James, Dashawn Robertson, and Knighten. Gary said he was driving and Knighten was sitting in the front passenger seat. As they drove through the parking lot of the club, someone started walking toward the SUV and gesturing. Gary then saw Knighten pull a gun out of his pants pocket and fire it.
Knighten was charged with first-degree murder and aggravated battery. He pled not guilty to both counts, and his case proceeded to jury trial. After voir dire concluded, both the State and Knighten raised Batson challenges. Knighten‘s Batson challenge was based on the State‘s decision to strike two of the four potential African-American jurors from the jury pool. The State, on the other hand, claimed that Knighten had struck a disproportionate number of white males from the jury pool. The district court denied both Batson challenges.
At trial, the jury heard testimony from all the passengers in the SUV except Knighten. Gary passed away prior to trial, so his pre-
Ebony testified that she was sitting in the back seat on the passenger side and that Knighten was in the front passenger seat. She said she put her head down as soon as she heard shots and did not know whether the shots came from inside or outside the vehicle. She testified that she never actually saw a gun.
Jasper testified that she was sitting in the middle of the back seat of the SUV at the time of the shooting and Knighten was in the front passenger seat. Jasper said she also put her head down as soon as she heard shots and did not see where the shots were coming from. This testimony, however, conflicted with earlier statements she made in an interview with Relph when she identified Knighten as the individual who fired the gunshots.
Robertson testified that he was in the back middle seat and, like the rest of the occupants, confirmed that Knighten was in the front passenger seat. Robertson said that when the group got to the parking lot of the club, somebody came up on the SUV like “they was feeling some kind of war.” Robertson testified that he did not see a gun or weapon of any kind in the hands of the person who was approaching the vehicle but that the individual was with a large group of guys walking up to the SUV. He testified that soon thereafter, Knighten started shooting at them.
Knighten did not testify. But his older sister, Sheronda Knighten, and his cousins, Kendra Hunter and Shaquala Horn, all testified that Knighten was babysitting Sheronda‘s daughter on the night of the shooting.
After the close of evidence, Knighten requested that the jury be instructed on voluntary manslaughter as a lesser included offense of the first-degree murder charge. The district court denied the request.
Prior to sentencing, Knighten filed a motion requesting a durational departure sentence. The motion was denied. The district court sentenced Knighten to 285 months’ imprisonment for his second-degree murder conviction. It also sentenced him to 9 months’ imprisonment for his aggravated battery conviction. The district court ordered that the sentences should run consecutively.
ANALYSIS
On appeal, Knighten claims the district court erred (1) by denying his Batson challenge without requiring the State to provide race-neutral reasons for striking two potential jurors; (2) by failing to include Knighten in its meeting with counsel to discuss questions asked by the jury during deliberations; (3) by denying his request to instruct the jury on the lesser offense of voluntary manslaughter; (4) by sentencing him without requiring either the aggravating factors or his criminal history score to be proven to a jury beyond a reasonable doubt; and (5) by violating his constitutional rights. We discuss each of Knighten‘s claims of error in turn.
1. Batson challenge
In Batson, the United States Supreme Court determined that the Equal Protection Clause forbids the State from challenging potential jurors solely on account of their race. 476 U.S. at 89. District courts use a three-step analysis to resolve Batson chal-
First, a defendant must make a prima facie showing that the prosecutor exercised peremptory challenges on the basis of race. This court exercises plenary review over this question. In the second step, the burden shifts to the prosecutor to give race-neutral reasons for striking prospective jurors. In this step, the prosecutor only has the burden of production, not persuasion, so unless a discriminatory intent is inherent in the answer, the offered reason will be deemed race-neutral. Finally, the district court must determine whether the defendant ultimately carried his or her burden of proving purposeful discrimination. Appellate courts review the district court‘s determination for abuse of discretion. McCullough, 293 Kan. at 992.
At the beginning of the Batson hearing in this case, the following exchange occurred:
“THE COURT: Before we get to the Batson, I will note the State struck two black males [and] one Hispanic male. Defense has struck one apparent female. I will note the majority of the panel composed is white. I didn‘t really have a head count on gender.
“Mr. Owens, you raised the Batson issue first. Go ahead, please.
“MR. OWENS [defense counsel]: There were limited numbers of African-American potential jurors. I believe there were four. Half of them have been struck. And State needs to give a race neutral reason.
“THE COURT: If I find there‘s a purposeful pattern of discrimination. I will note they have also left on [R.H.], number 22, who[] is a black male, as you have as well. And [C.E.], number 24, a black female, as you have also. Okay.”
A short time later, after discussing the State‘s reasons for raising its Batson challenge, the following exchange occurred:
“THE COURT: You guys really want to throw the panel out and start over brand new? If you want to, I‘m happy to do it. It won‘t be me. It will be somebody else. You guys want to throw it out, let‘s throw it out. Your choice, your call.
“State want to throw the panel out? No, it is your call, Jennifer [Amyx, prosecutor], you made the request. Do you want to throw the panel out?
“MS. AMYX: No.
“THE COURT: Do you want to throw the panel out, Mr. Owens?
“MR. OWENS: No.
“THE COURT: Is there really a Batson challenge? Or are we just posturing?
“MS. AMYX: Judge, it is not posturing when the first four come out and then it changes so . . .
“MR. OWENS: Just for the record, one of the primary things that I would put a minus by boxes would be individuals that appeared to be handgun enthusiasts. Not all of those I struck, but they tended to be white males.
“THE COURT: I‘m not asking for a race, gender, or any kind of neutral explanation at this point. I saw the selection, I saw the individuals, I heard their answers. I‘m aware that quite honestly on race alone the State wins on the number of strikes to minorities.
“I‘m not going to find any purposeful pattern or discrimination by either side, and I will deny the Batson challenges on both sides. I think what we have is a pretty representative jury.
“If either side wants to place race or gender neutral reason on the record, you can. I will give you that choice.
“Mr. Owens, you want to add to what you‘ve already said?
“MR. OWENS: No, Your Honor.
“THE COURT: Ms. Amyx.
“MS. AMYX: No, Judge.
“THE COURT: All right. We‘re closed.”
Knighten argues that the district court erred by denying his Batson challenge without engaging in the requisite analysis. Specifically, Knighten asserts the district court erroneously failed to engage in the first two steps of the Batson analysis and instead ruled only on the ultimate question of discrimination set forth in the third step.
To establish a prima facie case of intentional racial discrimination as required in the first step of the Batson analysis, the defendant must show that the prosecutor has exercised peremptory challenges to remove venire members from the jury and that this fact, along with any other relevant circumstances, raises an inference that the government used the peremptory challenges to exclude members of the venire panel on account of their race. State v. Edwards, 264 Kan. 177, 193-94, 955 P.2d 1276 (1998) (acknowledging that the holding in Batson was expanded by the United States Supreme Court in Powers v. Ohio, 499 U.S. 400, 415, 111 S. Ct. 1364, 113 L. Ed. 2d 411 [1991], to prohibit striking minority jurors who are a different race or ethnicity than the accused). Upon review of the record, it appears the district court did not decide whether Knighten made a prima facie showing of race discrimi-
But our finding of mootness with regard to the first step of the Batson test is not determinative of Knighten‘s claim of error on appeal. Specifically, Knighten asserts the court abused its discretion by deciding the State did not engage in a purposeful pattern of discrimination under the third step without deciding whether the State met its burden to produce race-neutral reasons for striking the jurors at issue under the second step. “A district court abuses its discretion when: (1) no reasonable person would take the view adopted by the judge; (2) a ruling is based on an error of law; or (3) substantial competent evidence does not support a finding of fact on which the exercise of discretion is based. [Citation omitted.]” State v. Smith, 299 Kan. 962, 970, 327 P.3d 441 (2014). Substantial competent evidence is that which
“‘possesses both relevance and substance and which furnishes a substantial basis of fact from which the issues can reasonably be resolved. In other words, substantial evidence is such legal and relevant evidence as a reasonable person might accept as being sufficient to support a conclusion.’ (Emphases added.) Drach v. Bruce, 281 Kan. 1058, Syl. ¶ 2, 136 P.3d 390 (2006), cert. denied
549 U.S. 1278 (2007) .” State v. Gonzalez, 290 Kan. 747, 757, 234 P.3d 1 (2010).
To that end, Knighten claims the court erred as a matter of law by deciding the State did not engage in purposeful discrimination under the third step without first deciding whether the State met its burden of production under the second step. Knighten also claims the district court erred as a matter of fact because there is no evidence in the record, let alone substantial competent evidence, to establish that the State had a race-neutral reason for striking the two African-American jurors. See McCullough, 293
In support of his request to remand the matter for a new trial or for a proper Batson hearing based on this alleged abuse of discretion, Knighten compares the facts in his case to those in Bolton. In deciding the Batson issue in Bolton, the district judge stated that he relied on a review of his own notes regarding the jurors who were challenged and the objections lodged. 271 Kan. at 540. On appeal, the Kansas Supreme Court specifically held that “[i]n the typical peremptory challenge inquiry, the decisive question will be whether counsel‘s race-neutral explanation for a peremptory challenge should be believed.” Bolton, 271 Kan. at 541 (citing Hernandez, 500 U.S. at 365). Upon review of the record, however, the Bolton court found no evidence to support a finding that the State relied on race-neutral reasons for striking the jurors. Given this lack of evidence, the court held there was insufficient evidence upon which to decide whether the reasons offered by the State for striking the jurors revealed an inherently discriminatory intent or whether the offered reason should be deemed race-neutral. Given appellate courts do not have the opportunity to see or hear examination of the jurors, the court remanded the matter to the district court for a Batson hearing. Bolton, 271 Kan. at 544-45.
In this case, the district judge specifically advised the parties during the Batson hearing that he was “not asking for a race, gender, or any kind of neutral explanation at this point.” The judge then denied Knighten‘s Batson challenge, stating, “I saw the selection, I saw the individuals, I heard their answers. I‘m aware that quite honestly on race alone the State wins on the number of strikes to minorities. I‘m not going to find any purposeful pattern of discrimination by either side.” Although the court eventually provided the State an opportunity to place race-neutral explanations on the record after denying Knighten‘s Batson challenge, the State declined to do so.
As in Bolton, there is insufficient evidence in this record to decide whether the State‘s decision to strike the jurors was discrim-
2. Defendant‘s presence at all critical stages of trial
Knighten argues the district court violated his constitutional and statutory rights to be present at every critical stage of his trial. Although Knighten did not raise this issue below, our Supreme Court recently held that the personal nature of a defendant‘s statutory and constitutional rights to be present at all critical stages means that they cannot be waived by counsel‘s mere failure to object. State v. Verser, 299 Kan. 776, 788, 326 P.3d 1046 (2014). We therefore will address Knighten‘s argument, which raises a question of law over which this court exercises unlimited review. 299 Kan. at 787.
While deliberating, the jury in this case submitted two written questions to the district court through the bailiff. The first question was: “Further define ‘great bodily harm’ [and] does it include gunshot wounds?” The second question was: “Is touching physical contact by a bullet?” The district court held a conference in chambers
“1. In addition to the definition of ‘great bodily harm’ provided in instruction 10, Kansas does not provide a statutory definition. It is a phrase of common words to be given their ordinary meaning by the jury.
“2. Physical contact by a bullet can be considered touching. That is up to the jury‘s view of the evidence.”
The attorneys for both sides approved these responses on the record at the hearing. Knighten‘s attorney also informed the court at the hearing that Knighten seemed fine with the decision not to object to the answers. The district court judge then instructed the bailiff to deliver the written answers to the jury.
Knighten contends the district court violated his constitutional and statutory rights to be present at every critical stage of his trial by (1) improperly providing a written answer to the questions instead of providing the answers to the jury in open court with him present and (2) improperly excluding him from the initial discussion in chambers held to discuss how to answer the two questions from the jury. Under the Sixth Amendment to the United States Constitution, a defendant has the right to be present at every critical stage of his or her trial. See State v. King, 297 Kan. 955, 968, 305 P.3d 641 (2013).
a. Written answer
Although no statutory rights are implicated due to the express retroactivity of the amendments, the Kansas Supreme Court recently held in Verser that a defendant‘s rights under the Sixth Amendment also are violated if the court provides a written answer to a jury question without the defendant present in the jury room when the written answer is received. 299 Kan. at 788-89. We note, however, that the constitutional violation found by the court in Verser was inextricably intertwined with its finding of a statutory violation under the prior version of
When a defendant suffers a violation of his or her right to be present, Kansas courts apply the federal constitutional harmless error test. State v. Gleason, 299 Kan. 1127, 1182, 329 P.3d 1102 (2014), cert. granted
“(1) the strength of the prosecution‘s case; (2) whether the defendant lodged an objection; (3) whether the communication concerned some critical aspect of the trial or was instead an innocuous and insignificant matter, as well as the manner in which the communication was conveyed to the jury; and (4) the ability of a posttrial remedy to mitigate the constitutional error.” State v. Bowen, 299 Kan. 339, 357, 323 P.3d 853 (2014).
With regard to the first factor relevant to our harmless error analysis, we find the prosecution‘s case here was strong. Every other passenger of the SUV testified that Knighten was in the SUV at the time of the shooting, and two passengers testified that they saw Knighten fire the shots that killed Brown and injured Meridy. Therefore, this factor weighs in favor of a finding that the error was harmless.
With regard to the second factor, Knighten did not lodge an objection below. This also weighs in favor of harmless error.
As to the third factor, we find the substance of the jury‘s questions related to a critical aspect of the trial: the elements of aggravated battery. But we also find the district court‘s written responses to the jury questions were correct statements of law and could not have contributed to the verdict. The jury‘s questions asked for further definition of great bodily harm and if physical contact by a bullet constituted “touching.” The court responded to the first question by correctly referring the jury to the definition of great bodily harm provided in jury instruction 10 and stating that Kansas does not provide a statutory definition of great bodily harm. In response to the second question, the court correctly responded that “[p]hysical contact by a bullet can be considered touching. That is up to the jury‘s view of the evidence.” In its responses, the district court did not misstate the law, did not provide additional information, and did not place any emphasis on whether the jury should find Knighten guilty or not guilty.
Regarding the fourth factor, both Knighten and his counsel were aware of the procedure used to respond to the jury‘s questions but chose not to pursue any posttrial remedies. Thus, this fourth factor also weighs in favor of harmless error.
Because none of the factors to be considered in the harmless error analysis weigh in favor of Knighten, we conclude beyond a
b. Chambers conference
Next, Knighten contends the district court violated his constitutional and statutory rights to be present at every critical stage of his trial by improperly excluding him from the initial discussion in chambers held to discuss how to answer the two questions from the jury. Because the statutory language clearly expresses the legislature‘s intent that it be applied retroactively, we must utilize the amended statute in conducting our analysis. To that end,
Nevertheless, we find this error was harmless. As set forth above, there are four factors relevant to deciding whether an error is harmless under the federal constitutional harmless error test. See Ward, 292 Kan. at 569 (an error is harmless under the federal constitutional harmless error test when the party benefitting from the error persuades the court “beyond a reasonable doubt that the error complained of will not or did not affect the outcome of the trial in light of the entire record, i.e., proves there is no reasonable possibility that the error affected the verdict“). Again, these four factors are
“(1) the strength of the prosecution‘s case; (2) whether the defendant lodged an objection; (3) whether the communication concerned some critical aspect of the trial or was instead an innocuous and insignificant matter, as well as the manner in which the communication was conveyed to the jury; and (4) the ability of a posttrial remedy to mitigate the constitutional error.” Bowen, 299 Kan. at 357.
To place our discussion of these four harmless error factors in the context presented here, we reiterate the two questions asked by the jury and initially discussed in chambers when Knighten allegedly was not there. The first question was: “Further define ‘great bodily harm’ [and] does it include gunshot wounds?” The second was: “Is touching physical contact by a bullet?” The answers ultimately provided to the jury were as follows:
“1. In addition to the definition of ‘great bodily harm’ provided in instruction 10, Kansas does not provide a statutory definition. It is a phrase of common words to be given their ordinary meaning by the jury.
“2. Physical contact by a bullet can be considered touching. That is up to the jury‘s view of the evidence.”
With regard to the first factor relevant to our harmless error analysis, we already have found the prosecution‘s case here was strong. In support of this finding, we noted that every other passenger of the SUV testified that Knighten was in the SUV at the time of the shooting, and two passengers testified that they saw Knighten fire the shots that killed Brown and injured Meridy. Once again, this factor weighs in favor of a finding that the error was harmless.
With regard to the second factor, Knighten‘s attorney participated in the initial conference held in chambers but did not lodge an objection to Knighten‘s alleged absence. Thus, this also weighs in favor of harmless error.
As to the third factor, we again find the substance of the jury‘s questions related to a critical aspect of the trial but that the district court‘s written responses to the jury‘s questions were correct statements of law and could not have contributed to the verdict. Moreover, we find it significant that although there is no affirmative evidence to establish that Knighten was present when the court held the conference in chambers to discuss the jury‘s questions and how to respond, the court thereafter conducted a hearing on
Finally, both Knighten and his counsel were aware of the procedure used to respond to the jury‘s questions but chose not to pursue any posttrial remedies. Thus, the fourth factor also weighs in favor of harmless error.
Because none of the factors to be considered in the harmless error analysis weigh in favor of Knighten, we conclude beyond a reasonable doubt that based on our consideration of the four factors, Knighten‘s alleged absence from the initial conference in chambers had no impact on the outcome of the trial and, therefore, was harmless.
3. Instruction on lesser included offense
At trial, Knighten requested that the jury be instructed on voluntary manslaughter as a lesser included offense of first-degree murder. The district court declined to give such an instruction, which Knighten now argues was erroneous.
Here, a voluntary manslaughter instruction would not have been factually appropriate. Voluntary manslaughter is knowingly killing a human being committed upon a sudden quarrel or heat of passion.
Upon review of the record, we find no evidence of any provocation in this case. No witness testified that any words were exchanged between the victims and Knighten. Robertson did testify that someone in the parking lot was “feeling some kind of war” and that prior to the shooting, a large group of guys started walking toward the SUV. Robertson affirmatively stated, however, that he did not see a weapon of any kind in anyone‘s hand other than in Knighten‘s.
Knighten cites Robertson‘s testimony and argues that the mere act of walking up to the SUV in a dark, crowded parking lot establishes some evidence of adequate provocation to justify a conviction for voluntary manslaughter. But even viewed in the light most favorable to the prosecution, no evidence appears in the record to suggest that any person provoked Knighten. Thus, a jury could not reasonably convict Knighten of voluntary manslaughter because no evidence of legally adequate provocation was presented to the jury. A voluntary manslaughter instruction would not have been factually appropriate under the circumstances presented here. The district court did not err by declining to instruct the jury on voluntary manslaughter as a lesser included offense.
Knighten‘s presumptive sentence was determined by using his criminal history. He argues that his criminal history was not proved to a jury beyond a reasonable doubt, and therefore his constitutional rights under Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000), were violated. He concedes in his brief that the Kansas Supreme Court previously rejected this claim in State v. Ivory, 273 Kan. 44, 41 P.3d 781 (2002), but states that he includes this argument in order to preserve it for possible federal review. Consequently, his claim fails.
5. Use of criminal history within sentencing grid box
Knighten claims that the district court violated his constitutional rights under Apprendi by sentencing him to the highest number in the applicable sentencing grid box found at
First, Knighten misstates the law when he asserts that a district court was required to find aggravating factors in order to impose the highest number in the applicable grid box under the Kansas sentencing guidelines.
In sum, we find the district court abused its discretion on the first claim of error presented by Knighten; accordingly, we reverse and remand this matter for the sole purpose of conducting a proper Batson hearing to determine whether the State met its burden to
Affirmed in part, reversed in part, dismissed in part, and remanded for proceedings consistent with this opinion.