Lead Opinion
Defendant Yvonne Ward appeals her convictions for 14 felonies related to four separate cocaine sales. She argues the trial court erred in denying her motion for mistrial, which she made after witnesses for the prosecution identified two individuals who were sitting in the courtroom and wearing orange jail jumpsuits as people who were with Ward during one or more of the sales, and she challenges the sufficiency of the evidence. A panel of the Court of Appeals affirmed, State v. Ward, No. 99,549,
In our discussion of the motion for mistrial, we focus on the standard of review because the parties’ arguments and the Court of Appeals’ decision reveal potential inconsistencies in our past decisions and resulting confusion regarding the application of Kansas’ harmless error statutes, K.S.A. 60-261 and K.S.A. 60-2105, and Chapman v. California,
Facts and Procedural Background
Ward’s 14 felony convictions include two counts of the sale or delivery of cocaine within 1,000 feet of a school (K.S.A. 65-4161[d]; repealed and recodified at K.S.A. 2010 Supp. 21-36a05(a), (c); see L. 2009, ch. 32, secs. 5, 64); two counts of conspiracy to commit the sale or delivery of cocaine within 1,000 feet of a school (K.S.A.
All of the counts arose when Ward allegedly sold crack cocaine to Candy Stinnett, who agreed to cooperate with Detective Jared Wagenseller of the Seward County Sheriff s Office. Stinnett’s cooperation resulted in her buying crack cocaine from Ward during controlled buys that occurred on January 11, Januaiy 25, January 31, and February 7, 2007. In exchange for Stinnett’s cooperation, the State agreed to dismiss multiple criminal charges that Stinnett faced.
Because Ward argues the evidence was insufficient to support her convictions, a detailed discussion of the evidence is required.
Trial Evidence
In describing the first controlled drug buy, Stinnett testified that on January 11, 2007, she was searched, fitted with a wire transmitter, carried documented funds from law enforcement, and went to a telephone booth at a particular laundromat located within 1,000 feet of Garfield School in Liberal, Kansas. She called Ward and “told her that I wanted 120,” meaning $120 worth of crack cocaine. Ward responded, “I’m on my way,” and Stinnett pulled her car to the side of the building and waited for Ward to arrive. A blue Suburban arrived shortly thereafter. A man later identified as Broderick West was driving, and Ward was sitting in the back seat behind West. Stinnett saw one or two other individuals in the vehicle, one of whom was later identified as Ward’s daughter, “Ms. Jackson.” Stinnett walked up to the passenger-side window and reached inside, holding the money in her hand. She testified that West took the money and handed it to Ward, who reached between the seats to pick up the crack cocaine. Ward then handed the drugs to Stinnett. Stinnett drove to her meeting location with law enforcement officers and gave the cocaine to Detective Wagenseller. Wagenseller testified that he was parked near the laundromat and
Stinnett also testified regarding the second controlled drug buy, which took place around January 25, 2007. She met again with law enforcement officers, was searched, was fitted with a wire transmitter, and went to the same laundromat to call Ward. This time Ward told Stinnett to come to Ward’s house. After getting permission from officers, Stinnett drove to Ward’s house, where she knocked on the door and was invited inside. Stinnett testified that, besides Ward, other people were in the house, including West and Jackson. Stinnett walked up to Ward, told her she “needed 80,” and gave Ward $80. Ward then handed Stinnett four rocks of crack cocaine. Afterward, Stinnett returned to the designated meeting location and turned over tire drugs to Detective Wagenseller.
As for the controlled drug buy on January 31, 2007, Stinnett gave similar testimony about the search process, being fitted for a wire transmitter, accepting $100 from law enforcement officers for purchasing drugs, going to the laundromat, and calling Ward to tell her she “needed 100.” Again, Ward told Stinnett to come to her house. As before, while officers waited in the vicinity of Ward’s house, Stinnett was invited inside. Stinnett testified that she heard Ward tell someone to “[l]et her in.” Stinnett walked up to Ward, who was sitting on the living room sofa, and gave her the $100. In return, Ward gave Stinnett five rocks of crack cocaine. Stinnett then met with officers and gave the drugs to Detective Wagenseller.
The last drug transaction between Stinnett and Ward occurred on February 7, 2007. Stinnett testified that, wearing a wire transmitter and carrying $80 provided by officers, she called Ward from the laundromat. This time Ward told Stinnett, “I’m on my way,” and met her around the side of the building. Ward, again, arrived in the blue Suburban. West was driving, and Ward sat in the passenger seat. Stinnett approached the passenger-side window. Stinnett described a “rock” sitting on the center console, off of which Ward cut four rocks of crack cocaine with a razor blade. Ward handed the four rocks to Stinnett. When the Suburban left, Detective Wagenseller recognized the occupants as West and Ward.
After these controlled drug buys, Ward was arrested. The events surrounding the arrest and investigation were detailed at trial by several law enforcement officers. Detective Wagenseller’s trial testimony gave rise to the motion for mistrial that is the focus of an issue on appeal. The motion was made by defense counsel after Detective Wagenseller identified Ward’s associates, West and Jackson, by pointing them out while they sat in the courtroom. Both individuals were dressed in orange jail jumpsuits.
Detective Wagenseller identified West while explaining that Ward had been a passenger in a blue Suburban during the January 11, 2007, sale. When the detective was asked who was driving, the detective indicated it was West. The prosecutor then asked, “And is Mr. West in the courtroom today?” Wagenseller responded affirmatively and, when asked to point to West, stated, “He’s sitting in the back of the courtroom, wearing oranges.”
Later in Detective Wagenseller’s testimony he identified Jackson, who was also dressed in an orange jumpsuit. This identification occurred when the prosecutor asked Detective Wagenseller to explain a photo lineup he used to confirm Stinnett’s identification of Ward. The detective responded that he gave Stinnett a photo lineup of six unnamed females and asked Stinnett to identify Ward. Stinnett marked two photos, identifying one as Ward and the other as Jackson. The prosecutor’s next question was whether Jackson was in the courtroom; Wagenseller answered that she was and that she was “seated in the first row, the second individual wearing oranges, the smaller female.” (There were three individuals wearing jail clothing, but only two of them were identified by witnesses during the State’s case-in-chief.)
Both of these identifications occurred without immediate objection. A short time later, defense counsel objected outside the presence of the jury and asked for a mistrial, arguing that West and Jackson were not listed as witnesses and allowing them to remain in the courtroom in jail clothing after being associated with Ward would prejudice Ward. In response, the prosecutor explained that
In addition, the trial court allowed West and Jackson to remain in the courtroom, which led to another identification of West as an associate of Ward. This subsequent identification occurred when Stinnett identified West as the Suburban s driver during the January 11, 2007, sale; she pointed out that he was “in the orange suit sitting next to the gentleman in the gray shirt.” Then, after she testified he also drove the Suburban on February 7,2007, the prosecutor asked her to confirm that West was in the courtroom. She referred to West as “the only gentleman in the orange, sitting in the back of the courtroom.”
Based on this evidence and some additional evidence we will discuss as necessary, the jury convicted Ward on the multiple counts related to these cocaine sales.
Court of Appeals' Decision
Ward appealed to the Court of Appeals and argued the trial court erred in denying her motion for mistrial and the State’s evidence was insufficient to support the jury’s verdict.
Regarding Ward’s assertion that the trial court erred in failing to grant her motion for mistrial, the Court of Appeals, after finding no guidance on the issue of whether witnesses for the prosecution may identify individuals as associates of the defendant while those individuals are dressed in jail clothing and seated in the courtroom, stated:
“It seems elemental that to avoid potential prejudice, the State should be discouraged from needlessly associating defendants with individuals whose attire identifies them as inmates. Here, however, the district court accepted the State’s argument that the identification of West and Jackson served legitimate puiposes. The district court has a distinct advantage over this court in determining whether actions in the courtroom are sufficiently prejudicial to warrant a mistrial. See K.S.A. 22-3423.” Ward,2009 WL 454947 , at “5.
Regarding the sufficiency of evidence issue, Ward made general assertions that (a) the only evidence linking Ward to the crimes was Stinnett’s testimony and that testimony lacked credibility and (b) the State failed to present audio, video, forensic, or other direct evidence connecting Ward to the crimes.
In rejecting these arguments, the Court of Appeals panel pointed out that the jury was made aware of Stinnett’s cooperation with law enforcement in exchange for the dismissal of charges against her, some of which were drug related, and Ward was asking the court to reweigh credibility. Ward,
Having rejected both of Ward’s arguments, the Court of Appeals affirmed. Ward filed a petition for review, which this court granted. Our jurisdiction arises from K.S.A. 20-3018(b) and K.S.A. 22-3602(e).
I. Motion for Mistrial
We will first consider Ward’s argument that the trial court erred in denying her motion for mistrial in which she alleged that allowing Detective Wagenseller to identify West and Jackson while they were sitting in the courtroom wearing orange jail jumpsuits was “highly prejudicial.” Ward did not renew this objection later in the trial when Stinnett made another identification of West and did not renew her motion for mistrial at that time or at the conclusion of all of the evidence. Hence, the trial court considered this mistrial issue mid-trial.
A. Legal Principles/General Standard of Review
K.S.A. 22-3423(l)(c) permits a trial court to declare a mistrial because of “prejudicial conduct, in or outside the courtroom, which makes it impossible to proceed with the trial without injustice to the defendant or the prosecution.” Applying this statute, a trial court must engage in a two-step analysis. First, the trial court must decide if “ ‘there is some fundamental failure of the proceeding.’ ” State v. White,
On appeal, the trial court’s decision denying a motion for mistrial is reviewed under an abuse of discretion standard. State v. Leaper,
Applying the abuse of discretion standard of review, an appellate court focuses on the two questions analyzed by the trial court and asks: (1) Did the trial court abuse its discretion when deciding if there was a fundamental failure in the proceeding? and (2) Did the trial court abuse its discretion when deciding whether the conduct resulted in prejudice that could not be cured or mitigated through jury admonition or instruction, resulting in an injustice?
The rubric for analysis of the first question varies with the nature of the alleged misconduct, such as whether the allegation is based on the actions of a witness, the actions of a bystander, prosecutorial misconduct, or evidentiaiy error. See Leaper,
As to the second inquiry of whether the conduct “makes it impossible to proceed with the trial without injustice,” an appellate court’s vantage point may be broader than was that of the trial court. An appellate court will examine the entire record whereas, depending on the timing of the motion for mistrial, the trial court may have made the assessment before the trial’s end. See generally Leaper,
1. The State’s Standard: Was the Outcome Affected?
The State cites State v. Rinck,
Neither of these cases explains the origin of the “would affect the outcome of the trial” standard. Rather both cite to prior cases that, in turn, cite to prior cases. Tracking this judicial lineage eventually leads to previous versions of K.S.A. 60-261 as the source of the standard. (Rinck,
By an equally circuitous route, we conclude the standard stated by the Court of Appeals also derives from K.S.A. 60-261. Yet, the wording of the standard was different; the Court of Appeals stated that Ward “failed to establish that her substantial rights were prejudiced by the error.” State v. Ward, No. 99,549,
Although Leaper, Angelo, Ward, and many other cases using this language do not cite to K.S.A. 2010 Supp. 60-261, the “substantial rights” wording echoes the language of that provision, which currently states:
“Unless justice requires otherwise, no error in admitting or excluding evidence, or any other error by the court or a party, is ground for granting a new trial, for setting aside a verdict or for vacating, modifying or otherwise disturbing a judgment or order. At every stage of the proceeding, the court must disregard all errors and defects that do not affect any party’s substantial rights.” (Emphasis added.) K.S.A. 2010 Supp. 60-261.
3. The Link Between the Standards
The text of K.S.A. 60-261 explains the source of the “substantial rights” language. Yet, the statute does not specify a test for determining whether a party’s substantial rights are affected. Despite the lack of statutory language, we have frequently stated that the test is whether the error affected the outcome of the trial. This test is widely accepted and has been used by the United States Supreme Court for more than a half-century and by this court for a century. E.g., Kotteakos v. United States,
Since Kotteakos, the United States Supreme Court has consistently reiterated that an error affected substantial rights when it had a prejudicial effect on the outcome of the proceeding. See United States v. Dominguez Benitez,
A similar history can be traced in Kansas cases. In 1911, this court discussed the version of K.S.A. 60-261 that was then in effect. The statute required the court to ignore “technical errors” and defined a reversible error as one that “prejudicially affected the substantial rights of the party complaining.” G.S. 1909, 95-6176 (Civ. Code § 581). The court explained that a court must
*555 “disregard immaterial errors and rulings that do not appear to have influenced the verdict or impaired substantial rights. The ruling must be prejudicial as well as erroneous, and prejudice must affirmatively appear, or the error will be disregarded. Prejudice may be said to appear when the proceedings show that the court or jury was misled by the error, and that the verdict or judgment was probably affected to the injury of the complaining party.” Saunders,86 Kan. at 62 .
When the various statutory amendments that result in the current version of the harmless error statute, K.S.A. 2010 Supp. GO-261, are traced through this court’s case law, similar statements can be found in many cases. This history and the use of the “would affect the outcome of the trial” standard when examining if substantial rights were affected leads us to the conclusion that the Court of Appeals in this case was applying 60-261. This conclusion is reaffirmed if we follow the judicial lineage of the cases cited by the Court of Appeals; the line eventually ends with 60-261.
In addition to citing to K.S.A. 60-261, many of this court’s cases also cite the appellate harmless error statute, K.S.A. 60-2105, as the standard for an appellate court’s review of the trial court’s application of K.S.A. 60-261. See, e.g., State v. Rider, Edens & Lemons,
“The appellate court shall disregard all mere technical errors and irregularities which do not affirmatively appear to have prejudicially affected the substantial rights of the party complaining, where it appears upon the whole record that substantial justice has been done by the judgment or order of the trial court; and in any case pending before it, the court shall render such final judgment as it deems that justice requires, or direct such judgment to be rendered by the court from which the appeal was taken, without regard to technical errors and irregularities in the proceedings of the trial court.” (Emphasis added.)
Even if we did not have numerous cases relying on K.S.A. 60-261 and K.S.A. 60-2105 when assessing if a mistrial should be granted, the text of those provisions would lead us to conclude the statutes should be applied because the language clearly fits the task of evaluating a mistrial motion. For example, applying the statutory
4. Ward’s Federal Constitutional Harmless Error Standard: Can We Conclude Beyond a Reasonable Doubt that Substantial Rights Were Not Affected?
While this discussion reconciles the standards cited by the State and the Court of Appeals and reveals them to be one standard stated in two different ways, Ward cites to a third line of cases. These cases apply the federal constitutional harmless error standard that was first stated in Chapman v. California,
We have frequently applied Chapman when reviewing a trial court’s decision regarding a motion for mistrial if the underlying error implicated a right guaranteed by the United States Constitution or jointly by the United States Constitution and the Kansas Constitution. See, e.g., State v. Martinez,
For example, in one of the cases cited by Ward, State v. Hall,
“There can he no question that a practice of requiring an accused to stand trial in distinctive prison clothing, such as that described in the present case, may result in an unfair trial and may deny the prisoner the presumption of innocence mandated by the Kansas [Constitution] Bill of Rights, § 10 and K.S.A. 21-3109. This practice, if it exists in Kansas, should be discontinued.
“. . . However, the appearance of an accused in prison garb at a trial or some portion thereof, does not in and of itself constitute reversible error. It must be shown that the accused was prejudiced by such appearance in that such appearance resulted in an unfair trial. [Citations omitted.]” Hall,220 Kan. at 714-15 .
After examining the record, the Hall court concluded a mistrial was not warranted. In reaching that conclusion, the court first rejected the view that “an appearance in prison garb per se results in an unfair trial.” Hall,
This last sentence is similar to the language in Chapman; at least it uses the Chapman benchmark of “beyond a reasonable doubt.” Yet, it muddles the standard by concluding the appearance in jail clothing did not have a “substantial effect upon the ultimate verdict.” (Emphasis added.) Hall, 220 Kan. at '715. Consequently, we cannot fit the statement from the case neatly into a Chapman pi
Similarly, in the other case cited by Ward, State v. Alexander,
Fleury,
“Our Kansas harmless-error rule has been incorporated in the statutory law of this state. (See K.S.A. 60-261 and K.S.A. 62-1718 [Corrick] [recodified at K.S.A. 60-2105].) Our harmless-error rule applies unless the error is of such a nature as to appear inconsistent with substantial justice. Our courts are directed to disregard*559 any error or defect in the proceedings which does not affect the substantial rights of the parties.
“The federal harmless-error rule declared in Chapman requires an additional determination by the court that such error was harmless beyond a reasonable doubt in that it had little, if any, likelihood of having changed the result of the trial.” Fleury,203 Kan. at 893 .
Next, the court briefly reviewed the application of this additional determination by the courts of other states and by this court in the relatively short time between Chapman and Fleury. This discussion led the Fleury court to conclude:
‘We are convinced our harmless-error rule has a sound basis in the jurisprudence of this state, and when our rule is to be applied to a federal constitutional error our courts should apply the same in the light of what was said in Chapman. By this we mean a court in applying our harmless-error rule must be able to declare the federal constitutional error had little, if any, likelihood of having changed the result of the trial, and the court must be able to declare such a belief beyond a reasonable doubt.” (Emphasis added.) Fleury,203 Kan. at 894 .
The Fleury court did not further reconcile its statement that an error is harmless if it had “little, if any, likelihood” of having changed the result of the trial, with the “harmless beyond a reasonable doubt” language of the federal constitutional harmless error standard stated in Chapman. See Chapman,
Nevertheless, because the wording is different, periodically a question has arisen as to whether there is a difference between the standard Kansas applies and the Chapman standard. On each occasion when this court has addressed this question, we have always concluded the “little, if any, likelihood” standard is essentially the same standard as the one adopted in Chapman. For example, in State v. Kleypas,
The source of the “little, if any, likelihood” language is Chapman itself. However, the phrase is not found in the part of the opinion in which the United States Supreme Court established the federal constitutional harmless error standard. Instead, the phrase is in an earlier section of the opinion in which the Court considered whether a federal constitutional error can ever be harmless. Chapman,
After holding that a federal constitutional error can be harmless, the Court considered the appropriate analysis that should be applied. It looked to its recent decision in Fahy v. Connecticut,
The Chapman Court then addressed the question of which party should have the burden of showing harmless error, presumably because Fahy was silent on the point:
“Certainly error, constitutional error, in illegally admitting highly prejudicial evidence or comments, casts on someone other than the person prejudiced by it a*561 burden to show that it was harmless. It is for that reason that the original common-law harmless-error rule put the burden on the beneficiary of the error either to prove that there was no injury or to suffer a reversal of his erroneously obtained judgment.” Chapman,386 U.S. at 24 .
Integrating the burden of showing harmlessness with Fahy’s “reasonable possibility that the evidence might have contributed to the conviction” standard, the Chapman Court created the federal constitutional harmless error standard:
“There is litde, if any, difference between our statement in Fahy o. Connecticut about ‘whether there is a reasonable possibility that the evidence complained of might have contributed to the conviction’ and requiring the beneficiary of a constitutional error to prove beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained. We, therefore, do no more than adhere to the meaning of our Fahy case when we hold, as we now do, that before a federal constitutional error can be held harmless, the court must be able to declare a belief that it was harmless beyond a reasonable doubt.” Chapman,386 U.S. at 24 .
While the United States Supreme Court concluded the standard in Fahy and Chapman had the same meaning, this court, in Cosby, noted the “ ‘little, if any, likelihood’ ” wording used by this court when applying the federal constitutional harmless error standard was different from that used in either of those cases. Even so, we concluded “unequivocally that neither [the Chapman nor Fleury] formulations differs substantively or functionally from Fahy’s standard.” Cosby,
Our conclusion that there is no difference between phrasing the standard as “little, if any, likelihood” and “beyond a reasonable doubt” is validated by the United States Supreme Court’s decision in Neder v. United States,
This high level of certainty — beyond a reasonable doubt, reasonable possibility, or little, if any, likelihood — was intended to set a standard that protects rights guaranteed by the United States Constitution. Yet, in time, this court began to occasionally use the language regarding “little, if any, likelihood” of affecting a verdict when analyzing nonconstitutional errors as well. E.g., State v. Ricks,
5. Level of Certainty
It is only the “little, if any, likelihood” language — in other words, the level of certainty that is imposed — in Ricks and numerous other nonconstitutional error cases that is difficult to reconcile with K.S.A. 60-261. The federal constitutional harmless error standard of Chapman and the Kansas harmless error statutes, K.S.A. 60-261 and K.S.A. 60-2105, are based on the same measuring point: whether the error affected substantial rights. As we have noted, in
Under the United States Supreme Court’s analysis, although relief for any type of error — i.e., constitutional, harmless, or plain— is based on the same benchmark, effect on the outcome, the analysis for each type of error is formulated differently to set a higher or lower threshold or level of certainty as to whether the error affected the outcome. In other words, the standard of proof varies by the degree of certainty by which a court must be persuaded that the error did not affect the outcome. See Dominguez Benitez,
The Chapman “harmless beyond a reasonable doubt” threshold requires the highest level of certainty that the error did not affect the outcome. See Brecht,
Under federal law, all other nonstructural errors (nonconstitutional errors, errors on collateral review, and plain errors) are subject to a less stringent threshold; such errors must be held harmless where there is no “reasonable probability” the error affected the outcome. See Marcus,
Which threshold or level of certainty — reasonable probability or reasonable possibility — should be applied to K.S.A. 60-261 and K.S.A. 60-2105 when nonconstitutional error is involved has not
In Marcus, the United States Supreme Court discussed the harmless error provision of Fed. R. Crim. Proc. 52(b), which permits a federal appellate court to recognize “plain error that affects substantial rights.” The Court detañed four circumstances in which the rule could be applied, one of which is when an error “ ‘affected the appellant’s substantial rights, which in the ordinary case means’ it ‘affected the outcome of the district court proceedings.’ ” Marcus,
Citing Marcus, in Shadden,
Synthesizing these various holdings, we conclude that before a Kansas court can declare an error harmless it must determine the error did not affect a party’s substantial rights, meaning it will not or did not affect the trial’s outcome. The degree of certainty by which the court must be persuaded that the error did not affect the outcome of the trial will vary depending on whether the error implicates a right guaranteed by the United States Constitution. If it does, a Kansas court must be persuaded beyond a reasonable doubt that there was no impact on the trial’s outcome, i.e., there is no reasonable possibility that the error contributed to the verdict. If a right guaranteed by the United States Constitution is not implicated, a Kansas court must be persuaded that there is no reasonable probability that the error will or did affect the outcome of the trial. (Because Ward claims a violation of rights guaranteed by
That said, with the clarification that a reasonable probability threshold applies under K.S.A. 2010 Supp. 60-261 and K.S.A. 60-2105, it is confusing to talk about an error “having little, if any, likelihood” of affecting a trial’s outcome. This language suggests a reasonable doubt threshold, which is the context in which the language originated. In contrast, the wording used by the United States Supreme Court when discussing harmless error in a non-constitutional error setting does not include the phrase “little, if any, likelihood” and, therefore, avoids the potential for confusion. The Court considers all errors — constitutional, harmless, and plain — by the benchmark of affecting substantial justice, meaning affecting the outcome of the proceeding. Then, it applies the appropriate level of certainty. Our review of the history that has resulted from the varying wording this court has used persuades us that the analysis under K.S.A. 2010 Supp. 60-261 and K.S.A. 60-2105 should be phrased with similar consistency and without the “little, if any, likelihood” phrase.
In addition, we clarify that our frequent reference, primarily in prosecutorial misconduct cases, to satisfying both harmlessness standards — K.S.A. 2010 Supp. 60-261 and Chapman v. California,
One further point of confusion remains: Who carries the burden of production to establish that there is no reasonable possibility or reasonable probability that the error affected or will affect the outcome? In the context of a motion for mistrial, we have frequently imposed the burden of production on the defendant. See, e.g., State v. Foster,
A recent case considered by the United States Supreme Court raises a question of whether the burden can be imposed on a defendant if the federal constitutional harmless error standard is being applied. In Gamache v. California,_U.S._,
“Under our decision in Chapman v. California,386 U.S. 18 , 24,87 S. Ct. 824 ,17 L. Ed. 2d 705 (1967), the prosecution must carry the burden of showing that a constitutional trial error is harmless beyond a reasonable doubt. See also Deck v. Missouri,544 U.S. 622 , 635,125 S. Ct. 2007 ,161 L. Ed. 2d 953 (2005) (‘[W]here a court, without adequate justification, orders the defendant to wear shackles that will be seen by the jury . . . [t]he State must prove “beyond a reasonable doubt that the [shackling] error complained of did not contribute to the verdict obtained” ’ (quoting Chapman,386 U.S. at 24 ,87 S.Ct. 824 )); United States v. Dominguez Benitez,542 U.S. 74 , 81, n.7,124 S.Ct. 2333 ,159 L.Ed.2d 157 (2004) (“When the Government has the burden of addressing prejudice, as in excusing preserved error as harmless on direct review of the criminal conviction, it is not enough to negate an effect on the outcome of the case’ (citing Chapman,386 U.S., at 24 ,87 S.Ct. 824 ); Arizona v. Fulminante,499 U.S. 279 , 295-296,111 S.Ct. 1246 ,113 L.Ed.2d 302 (1991) (‘The Court has the power to review the record de novo in order to determine an error’s harmlessness. In so doing, it must*568 be determined whether the State has met its burden of demonstrating that the “error” did not contribute to [defendant’s] conviction’ (citations omitted)).
“The California Supreme Court, however, stated, ‘[I]n the absence of misconduct, the burden remains with the defendant to demonstrate prejudice under the usual standard for ordinary trial error.’48 Cal. 4th, at 397 ,106 Cal.Rptr.3d 771 ,227 P.3d, at 387 (emphasis added). It is not clear what the court intended in allocating the burden to the defendant to demonstrate prejudice, but if it meant to convey that the defendant bore the burden of persuasion, that would contravene Chapman. [Citations omitted.]” Gamache,131 S. Ct. at 592 .
The four justices concluded the allocation of the burden did not impact the conclusion that the error was harmless in Gamache. Nevertheless, the four justices noted that “the allocation of the burden of proving harmlessness can be outcome determinative in some cases” and “in future cases the California courts should take care to ensure that their burden allocation conforms to the commands of Chapman.” Gamache,
We heed this warning even though Gamache is not controlling as it is merely a statement by four justices related to a denial of certiorari. We do so because we find the justices’ statements persuasive for several reasons. First, “because the standard of review (like the applicability of harmless error) is part and parcel of the federal right itself, a state court may be prohibited from adopting standards of review that are more deferential than the standards adopted by federal courts.” 7 LaFave, Israel, King & Kerr, Criminal Procedure § 27.5(e) (3d ed. 2007). Second, we agree with the four justices that the allocation of the burden can be outcome determinative and, in such a case, Chapman would require the party favored by the error — usually the State — to cariy the burden of production. Third, a state court decision that is contrary to or applies the federal constitutional harmless error standard “in an ‘objectively unreasonable’ manner,” is subject to federal habeas review. Mitchell v. Esparza,
Consequently, the better practice is to express the federal constitutional harmless error standard as we did in Kleypas: “A con
Because we ultimately apply the federal constitutional harmless error standard in this case, we need not determine which party carries the burden of production regarding the effect of a nonconstitutional error under K.S.A. 60-261 or K.S.A. 60-2105.
7. Standard of Review Summary
With these different points in mind, we restate the two-step test that frames the analysis for a motion for mistrial: First, was there a fundamental failure in the proceeding? Second, if so, did this fundamental failure result in an injustice? To determine whether an error makes it impossible to proceed with the trial without injustice, a trial court must assess whether the fundamental failure affected a party’s substantial rights, which means it will or did affect the outcome of the trial in light of the entire record. The degree of certainty by which the court must be persuaded that the error did not affect the outcome will vary depending on whether the fundamental failure infringes upon a right guaranteed by the United States Constitution. If it does not, the trial court should apply K.S.A. 60-261 and determine if there is a reasonable probability that the error will or did affect the outcome of the trial in light of the entire record. If the fundamental failure does infringe upon a right guaranteed by the United States Constitution, the trial court should apply the constitutional harmless error analysis defined in Chapman v. California,
B. Right to a Fair Trial
Applying this two-step test, we must first determine whether the trial court erred in determining it was not a fundamental failure in the trial to allow West and Jackson to be identified as Ward’s associates while they were dressed in jail clothing. Again, the trial court will have abused its discretion if we determine this conclusion (1) is arbitrary, fanciful, or unreasonable, i.e., if no reasonable person would have taken the view adopted by the trial court; (2) is based on an error of law, i.e., if the discretion is guided by an erroneous legal conclusion; or (3) is based on an error of fact, i.e., if substantial competent evidence does not support a factual finding on which a prerequisite conclusion of law or the exercise of discretion is based. See State v. Gonzalez,
The State argues that the issue relates to the trial court’s control of the courtroom and trial, an area where traditionally the trial court is given broad discretion. See, e.g., State v. Kemble,
Estelle, Alexander, and Hall are distinguishable from this case, however, because in those cases the prejudice arose from circumstances showing that the defendant was in jail. The decisions did not discuss the impact of evidence showing that someone other than the defendant was in jail. Before us, neither party has cited any authority on the issue of whether witnesses for the prosecution may identify individuals attired in jail clothing and seated in the courtroom as associates of the defendant. Our research has provided minimal guidance.
1. Witness in Jail Clothing
What this research has revealed is that the law is less settled regarding whether witnesses should be permitted to testify in jail clothing, but a majority of jurisdictions have concluded that requiring a witness who is called by the State to testify in jail clothing may affect the defendant’s right to a fair trial. See Annot.,
In Bradford, the defendant moved for a mistrial after a defense witness testified while in chains and jail clothing. The defendant argued the use of chains could have caused jurors to base their evaluation of the witness’ credibility on unacceptable factors. The trial court denied the motion. On appeal, the Bradford court observed that the defendant called this witness to testify concerning events that allegedly occurred while he and the witness were incarcerated. The defendant did not request that either the jail clothing or chains be removed. The Bradford court stated that the witness’ “courtroom appearance was controlled by Bradford, not by the State.” Bradford,
The facts of Bradford are so distinguishable the' decision is not particularly helpful. Here, we do not have a witness being called by the defense; rather the State controlled West’s and Jackson’s appearance in the courtroom. Further, the individuals wearing jail clothing in our case were not witnesses and had not been listed as potential witnesses-, so there was no advance notice- to Ward. Despite these distinctions, it is noteworthy that Bradford’s rationale implies that a witness ordinarily should not testify in a jury trial while wearing jail clothing.
To emphasize the appropriateness of that conclusion and to suggest that the conclusion’s doctrinal basis is the presumption of innocence, Ward points us to the rationale used by appellate courts in other jurisdictions that have disapproved of the practice of having witnesses testify in jail clothing. These cases — Gibson v. State,
In the first of these cases, Gibson, the Texas Court of Appeals found it was within the trial court’s discretion to require witnesses to appear in jail clothing if the circumstances warranted it. There, the defendant knew the witness was in jail and would likely be called to testify, but the defendant did not make a timely request that the witness be permitted to testify in street clothing. The trial court instructed the jury to disregard the witness’ jail clothing and handcuffs. Although the Texas Court of Appeals believed “it is better to require that no witness testify in jail clothing,” it held that the trial court did not abuse its discretion in denying ¡the motion for mistrial. Gibson,
In the second case cited by Ward, Kuchera, the New Jersey Supreme Court concluded that as a general rule, witnesses for either the State or defense should not testify in jail clothing. The general rule, however, was tempered by the court’s recognition that such attire may be “affirmatively permitted by the trial court in the exercise of its discretion.” Kuchera,
Ward points out that unlike the situations in Gibson and Kuchera, Ward, through her counsel, did voice an objection to the presence of the jail-clothed individuals. She also acknowledges, however, that these cases do not directly address the issue before this court where it is the appearance of a nonwitness that raises a question of prejudice.
Furthermore, several other cases regarding witnesses do not support Ward’s arguments. While these courts have recognized the risk of unfair prejudice to a defendant when witnesses are forced to testify in jail clothing or restraints, many have concluded that the practice does not adversely affect the defendant’s presumption of innocence or imply that the defendant is disposed to commit crimes. Rather, the potential prejudice has been seen as arising because of the impact on the witness’ credibility. See, e.g., Harrell v. Israel,
In this case, we are not concerned about the credibility of West or Jackson, who did not testify, and these cases do not support a conclusion that their presence in the courtroom while in jail clothing infringed on Ward’s right to be presumed innocent.
2. Bystanders in Jail Clothing
Similarly, in the few cases we found where a prisoner was brought into the courtroom but not called as a witness, the courts questioned the practice but found the potential prejudice to be less than that caused by a defendant in jail clothing appearing before a jury.
For example, in Hedrick v. State,
In addition, the Hedrick court cited to a Mississippi decision, Morgan v. State,
Another case, Craig v. State,
The Texas Court of Appeals affirmed the trial court’s denial of the motion and distinguished the case from those where the defendant or a witness is forced to testify in restraints or jail clothing. Craig,
“Under our record, this male person was not identified and was not presented to the jury as a witness. Some male person simply appeared in the courtroom. This person was not placed in the witness box. . . .
“. . . Under this entire record, we find that the appearance of this male person in the courtroom, in restraint and in jail attire, made no contribution to the conviction or to the punishment of the [defendant] and we so find beyond a reasonable doubt.” Craig,761 S.W. 2d at 94 .
Finally, a nonwitness was brought into the courtroom in Reese v. State,
3. Synthesizing and Applying These Cases
All of these cases, whether relating to a defendant, witness, or nonwitness being brought into the courtroom in jail clothing, are expressly or impliedly critical of the practice. We agree with this criticism and conclude, in the first step of our analysis, that given the consensus in the case law that jail clothing taints a trial, a trial court almost always abuses its discretion to control the courtroom when it allows a defendant, witness, or nonwitness to be brought before a jury in jail clothing without an articulated justification explaining why it is necessary for the person to wear jail clothing and does not consider giving an admonition or instruction to the jury that it should not consider the clothing or the person’s incarceration. (In some cases, an admonition may not be advisable, but the pros and cons should be weighed.) As we have noted, discretion is abused when a trial court does not take into account the legal principles that control its decision. In this situation, the case law, including decisions of the United States Supreme Court, indicate the trial court should avoid the taint of jail clothing on a trial. Ignoring this case law is an abuse of discretion. See Gonzalez,
While the Court of Appeals acknowledged the general proposition that West and Jackson should not have been in jail clothing, it found a proper exercise of discretion because of the purposes given by the State for wanting them identified. Yet, this justification merely explains the reason for their presence; it does not suggest any justification for the two to be in jail clothing or explain why arrangements could not have been made for them to appear in street clothes.
C. Prejudice: Were Substantial Rights Affected?
Nevertheless, as our discussion has revealed, the jail clothing taint on this trial does not mean that a mistrial must be declared.
In cases such as this, where an appellate court finds that the trial court erred in its first step of analysis regarding whether there is a fundamental failure in a proceeding and consequently did not make a prejudice assessment, the appellate court may undertake the second step without benefit of the trial court’s assessment. The role of the appellate court in this circumstance is to review the entire record and determine de novo if a trial court’s error was harmless. K.S.A. 60-2105. This is a role an appellate court frequently undertakes, and K.S.A. 60-261 and K.S.A. 60-2105 or else Chapman,
In applying those tools, the Court of Appeals imposed the burden of production on Ward, i.e., required Ward to come forward with evidence, and, without stating the level of certainty required, applied the substantial rights threshold, citing State v. Albright,
In assessing whether the Court of Appeals erred in this regard, we note that courts from other jurisdictions have generally not found the presumption of innocence to be implicated when the individual wearing the jail clothing was someone other than the defendant. A trend is not as clear with regard to whether the due process right to a fair trial has been infringed, however. Nevertheless, we conclude that the right to a fair trial and the right to a presumption of innocence as guaranteed by the Sixth and Fourteenth Amendments to the United States Constitution are implicated when individuals in jail clothing are identified to the jury as associates of a defendant. This means Chapman should have been applied by the Court of Appeals when assessing prejudice and will
We recognize that imposing that burden on the State at this point changes the rule because, as noted, past Kansas cases have placed the burden of establishing prejudice on the defendant in mistrial cases. This shift in burden is of no consequence in this case, however, because the State presented arguments as to why there was no prejudice. These arguments are consistent with those made in the cases we have discussed in which courts found it harmless to have a nonwitness in the courtroom in jail clothing.
It is significant that in some of those cases, the appellate court applied the higher level of certainty and still found the presence of a nonwitness in jail clothing to be harmless. We do not read these cases as basing this decision solely on the fact that the conduct in question occurred outside the witness stand. To this extent the cases are consistent with Kansas precedent, which has rejected such a distinction. See, e.g., State v. Leaper,
Considering those factors, although West was identified as a co-conspirator of Ward, there was never any statement that he had been found guilty of that charge. Further, Ward’s own arguments attempted to point a finger at West or others to suggest that while Ward was present at the scene of the crimes she was not directly
Finally, the State presented substantial direct and circumstantial evidence connecting Ward to four separate drug transactions. We are convinced beyond a reasonable doubt that the State has met its burden of proof in showing that the witnesses’ identification of West and Jackson dressed in jail clothing did not affect the outcome of the trial.
II. Sufficiency of Evidence
The other issue argued by Ward is that the evidence was insufficient to support a verdict. Before us, Ward modifies her sufficiency of the evidence argument and presents two questions. The first question was not raised before the Court of Appeals or in Ward’s petition for review, and we decline to consider the question. The second question was discussed by the Court of Appeals, and we affirm.
A. Failure to Preserve KS.A. 65-4161(d) Issue
The specific question raised for the first time in Ward’s brief to this court is whether the State failed to establish that Garfield School, which had been identified as a school located close to a laundromat where some of the drug transactions occurred, was a school as defined in K.S.A. 65-4161(d). This statute prohibits certain drug transactions within 1,000 feet of a structure “used by a unified school district or an accredited nonpublic school for student instruction or attendance or extracurricular activities of pupils
As we have noted, this issue was not raised before the Court of Appeals or in Ward’s petition for review. Rather, before the Court of Appeals and in her petition for review, Ward did not point to a failure to prove any specific element of a crime and did not distinguish one count from another. In a case that is before the Kansas Supreme Court on a granted petition for review, an issue cannot be raised for the first time before the Supreme Court. Any issue that was not presented to the Kansas Court of Appeals is deemed abandoned. See Osterhaus v. Schunk,
Consequently, we will not address the merits of Ward’s claim that the State failed to establish that Garfield School complies with the definition in K.S.A. 65-4161(d).
R. Sufficiency of the Evidence in General
In her second issue, Ward reasserts the arguments she made before the Court of Appeals, i.e., that there was no direct evidence that Ward was involved in the 17 crimes for which she was convicted and that Stinnett’s testimony lacked credibility.
In the light most favorable to the prosecution, Stinnett’s testimony established that the four controlled drug buys took place. Certainly, Stinnett’s credibility was in question during the trial, but the defense was given ample opportunity to thoroughly cross-examine her. Additionally, the jury was made aware that Stinnett was cooperating with law enforcement in exchange for the dismissal of charges against her, some of which were drug related, and the trial court gave a cautionary instruction regarding the testimony of a confidential informant. As aptly noted by the Court of Appeals, the credibility of Stinnett was solely within the province of the jury and not within that of an appellate court, which does not reweigh evidence, assess the credibility of the witnesses, or resolve conflicting evidence. Gant,
Ward also asserts her convictions should be reversed because there is only circumstantial evidence to support them. The legal premise of this argument is ill-founded because the law clearly allows a conviction of even the gravest offense to be based on circumstantial evidence. State v. Becker,
In this regard, in Ward’s petition for review and supplemental arguments, she focuses on the fact that Detective Wagenseller admitted during his testimony that he did not actually see Ward and Stinnett exchange money or cocaine during any of the four controlled drug buys, that he never recovered any marked purchase money from Ward, and that no law enforcement officers actually saw Stinnett dial Ward’s phone number. And even though there was a videotape of some of the controlled buys, Deputy Troy Briggs testified Ward could not actually be seen in any of the recordings. Briggs indicated that he saw Stinnett enter and exit Ward’s house on January 25 and January 31, 2007, but he admitted that he could not observe what happened inside.
Yet, the officers observed many aspects of the transactions, saw Ward in the blue Suburban, overheard conversations, and verified many aspects of Stinnett’s testimony. For example, Officer Roy Williams testified that prior to this case he had known Ward for about 5 years and had numerous conversations with Ward in his capacity as a narcotics officer. Williams confirmed that Stinnett dialed Ward’s phone number in each of the controlled drug buys. He also testified that he recognized Ward’s voice on the audiotapes of the transactions and that he knew Ward owned a blue Suburban. Other officers explained the steps taken to control the buys and to maintain audio and video surveillance that allowed them to witness the general nature of the events.
In light of this evidence, we conclude that, even though the officers who monitored die drug transactions did not witness the actual exchange of money and cocaine between Ward and Stinnett, their observations and testimony, when considered along with Stinnett’s testimony, provide more than sufficient evidence that Ward sold Stinnett crack cocaine on the four separate occasions identified in the charges.
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Dissenting Opinion
dissenting: I agree with the majority’s well-reasoned opinion up to the point where it finds the error in the trial court’s failure to grant the defendant’s motion for mistrial harmless. As the majority concludes, a trial court almost always abuses its discretion to take control of the courtroom when it allows witnesses or nonwitnesses to be brought before a jury in jail clothing without articulated justification.
Much thought and planning has been given to the creation of the courtroom setting in which the pursuit of justice is to be carried out. We strive for an ambience of dignity, consideration, respect, and, most of all, impartiality, in which each witness’ testimony is given its due evidentiaiy weight. When inmates in their inescapably identifiable bright orange prison attire are purposely paraded into the courtroom as part of die staging of the prosecution of an accused, it cannot help but prejudice the jury’s perception of the lifestyle and associations of the defendant, thereby compromising the heart of the impartial proceedings we so fervently strive to achieve.
In this case, the State’s procuring of the involuntary appearance of West and Jackson in the courtroom gallery and their forced participation in Ward’s trial while wearing and being identified specifically by their prison attire clearly set them apart from that group of peers and citizens that are typically observers of a public trial. Repeatedly calling the jury’s attention to the orange jumpsuits that these individuals were wearing was blatantly prejudicial in that it directly called the jury’s attention to the relationship between the defendant and the spectators in “oranges,” which served to declare the defendant “guilty by sartorial association.” All that was
I regard this tactic as an impermissible manipulation by the prosecution that created immeasurable prejudice to the defendant, which could not be overcome by the weight of the remaining evidence against her. I would find the trial court’s error in failing to grant Ward’s motion for mistrial not harmless and would reverse and remand for a fair trial.
