State v. J.M.State v. J.M.
- Reporters:
- , ,
- Before:
- Madsen (en banc)
MADSEN, J.
Defendant J.M. contends that a conviction of felony harassment pursuant to
FACTS
On April 28, 1999, approximately one week after the school shootings at Columbine High School in Littleton, Colorado, two Denny Middle School students, fourteen-year-old S.B. and thirteen-year-old J.T., were walking home from school.1 Thirteen-year-old J.M., who had recently been suspended from Denny, joined them. J.M. was talking about his suspension and saying that he was mad at Mr. Hashiguchi (the principal at Denny), Mr. Boyd (a Denny administrator in charge of seventh grade discipline), and Mr. Sharper (a district security person). J.M. also talked about what happened at Denver, and said that he and his friend would come to the school and “do that” and then probably move out of state; he said “he wanted to do a shooting at Denny like there was in Colorado.” Verbatim Report of Proceedings (RP) at 20, 38. S.B. responded that “if my little brother or somebody gets shot” then he would know who to come to. RP at 20. J.M. then said, “I‘d only kill Mr. Sharper, Mr. Hashiguchi, and Mr. Boyd.” Id. When J.M. said this, he was “excited,” “anxious to talk,” “talking loud like he really wanted to do it,”
J.T. testified he thought J.M. was “blowing off steam” and “just being a jerk.” RP at 40. When he first heard J.M.‘s statements, S.B. did not “think that much of it” and also thought that J.M. was just “blowing off steam,” “being a jerk“. RP at 22, 31. However, later, after he thought about it, he thought “there was some possibility that that might happen.” RP at 22. The next day, a teacher overheard S.B. telling another student about what J.M. had said and asking if the other student thought he would do it; the teacher instructed S.B. to tell his counselor, who then told him to tell Mr. Hashiguchi. Mr. Hashiguchi was “shocked, and surprised and concerned” when told. RP at 45. Mr. Hashiguchi had had about 10 contacts with J.M. over the past school year, and was aware of J.M.‘s disciplinary problems at school. He had seen J.M. angry, had known him to be emotional, and had seen him crying and noncompliant. Hashiguchi was afraid for his personal safety after hearing about J.M.‘s threat. Hashiguchi had never seen J.M. in possession of any weapons, and the suspension at the time was not for any act of violence. He was unaware of any other threats made by J.M. Hashiguchi also testified that he would be concerned if he “heard through the grapevine a threat made by any student.” RP at 52-53.
Hashiguchi reported the incident to the police, and the State charged J.M. with felony harassment. At J.M.‘s adjudicatory hearing, he moved for dismissal on the basis that the State had failed to present evidence that he knew his threat would be communicated to the principal. The court denied the motion, and adjudicated J.M. guilty of felony harassment, based on his threat to kill Mr. Hashiguchi.2 J.M. appealed. The Court of Appeals affirmed, holding that the felony harassment statute does not require that the defendant know or should know his or her threat will be communicated to the threatened person. State v. J.M., 101 Wash.App. 716, 6 P.3d 607 (2000). J.M. sought discretionary review by this court, and the American Civil Liberties Union (ACLU) filed a brief in support of his petition for review.
ANALYSIS
J.M. was convicted of felony harassment under
(1) A person is guilty of harassment if:
(a) Without lawful authority, the person knowingly threatens:
(i) To cause bodily injury immediately or in the future to the person threatened or to any other person;
....
... and
(b) The person by words or conduct places the person threatened in reasonable fear that the threat will be carried out....
(Emphasis added.) “Threat” is defined as, among other things, “to communicate, directly or indirectly the intent ... [t]o cause bodily injury in the future to the person threatened or to any other person.”
J.M. maintains that the word “knowingly” means that the person making the threat must know, or should know, that the threat will be communicated to the person threatened. The Court of Appeals acknowledged that “it may seem intuitive that in order to harass someone the perpetrator must intend that the person threatened find out that he or she has been threatened.” J.M., 101 Wash.App. at 726, 6 P.3d 607. The Court of Appeals held, however, that the statute does not require that the perpetrator know or intend that the threat be communicated to the person threatened. Instead, the court held, the statute requires that the perpetrator knowingly communicate the
J.M. raises a number of statutory construction arguments, as well as First Amendment concerns that he urges require his reading of the statute. Because some of the statutory argument depends in part upon the constitutional claim, we address the First Amendment issue first.
As J.M. contends,
“True threats” are not protected speech. See, e.g., United States v. Fulmer, 108 F.3d 1486 (1st Cir.1997); United States v. Kelner, 534 F.2d 1020, 34 A.L.R. Fed 767 (2d Cir.1976); United States v. Howell, 719 F.2d 1258 (5th Cir.1983); United States v. Khorrami, 895 F.2d 1186 (7th Cir.1990); United States v. Orozco-Santillan, 903 F.2d 1262 (9th Cir.1990); Williams, 26 P.3d at 896. A “true threat” is a statement made “`in a context or under such circumstances wherein a reasonable person would foresee that the statement would be interpreted ... as a serious expression of intention to inflict bodily harm upon or to take the life of [another individual].‘” Id., 26 P.3d at 896 (alteration in original) (quoting State v. Knowles, 91 Wash.App. 367, 373, 957 P.2d 797 (1998) (quoting Khorrami, 895 F.2d at 1192)). A “true threat” “`is a serious one, not uttered in jest, idle talk, or political argument.‘” State v. Hansen, 122 Wash.2d 712, 717 n. 2, 862 P.2d 117 (1993) (quoting Howell, 719 F.2d at 1260). The reasons threats of violence are outside the First Amendment are the “protect[ion of] individuals from the fear of violence, from the disruption that fear engenders, and from the possibility that the threatened violence will occur.” R.A.V. v. City of St. Paul, Minn., 505 U.S. 377, 387-88, 112 S.Ct. 2538, 120 L.Ed.2d 305 (1992).
This Court recently stated that “Washington‘s criminal harassment statute clearly prohibits true threats,” citing and quoting former
Orozco-Santillan is not sound authority for the proposition that only a threat that the threatener knows or should know will be communicated to the victim is unprotected speech. First, the case involved threats made directly to the victims in person and by telephone and the court in Orozco-Santillan was not faced with the issue raised by J.M. in this case. Second, the opinion actually contains more than one formulation of the “true threat” standard, since it also recites the “true threat” standard set forth above. Orozco-Santillan, 903 F.2d at 1265 (“whether a reasonable person would foresee that the statement would be interpreted by those to whom the maker communicates the statement as a serious expression of intent to harm or assault“).4
A number of federal appellate courts have concluded that the defendant need not know or intend that a threat be communicated to
The conclusions of these courts are consistent with the reasons why threats of violence are not protected speech. An individual who in fact learns of a serious threat of violence, not made in “`jest, idle talk, or political argument,‘” Hansen, 122 Wash.2d at 717 n. 2, 862 P.2d 117 (quoting Howell, 719 F.2d at 1260), may well fear violence and endure the disruption that fear engenders, and the possibility still exists that the threatened violence will occur, regardless of whether the speaker intends or knows that the threat will be communicated to the victim. See R.A.V., 505 U.S. at 388, 112 S.Ct. 2538.
The weight of authority and the underpinnings of the “true threat” standard do not support J.M.‘s position that “knowingly” in
We next examine whether the language of the statute requires “knowingly” to mean that the person making the threat must know or should know that the threat will be communicated to the victim.
The meaning of a statute is a question of law that is reviewed de novo. Cockle v. Dep‘t of Labor & Indus., 142 Wash.2d 801, 807, 16 P.3d 583 (2001). The Court‘s fundamental objective in determining what a statute means is to ascertain and carry out the Legislature‘s intent. State v. Alvarez, 128 Wash.2d 1, 11, 904 P.2d 754 (1995). If the statute‘s meaning is plain on its face, then courts must give effect to its plain meaning as an expression of what the Legislature intended. State v. Chapman, 140 Wash.2d 436, 450, 998 P.2d 282, cert. denied, 531 U.S. 984, 121 S.Ct. 438, 148 L.Ed.2d 444 (2000). A statute that is clear on its face is not subject to judicial construction. Id.
The word “knowingly” is an adverb, and, as a grammatical matter, an adverb generally modifies the verb or verb phrase with which it is associated. See, e.g., State v. Myles, 127 Wash.2d 807, 813, 903 P.2d 979 (1995) (the word “furtively” is an adverb modifying “carry” in
“Knowingly” is also a statutorily defined term.
From these two premises—the grammatical function of adverbs and the definition of “knowingly,” we conclude that the statute‘s intent is expressed in its plain language: under
J.M. maintains, however, that the Court‘s analysis in X-Citement Video, in the end, requires that the word “knowingly” means that the defendant must or should know that the threat will be communicated to the intended victim. After stating its agreement with the Ninth Circuit that the most grammatical reading of the word “knowingly” is as an adverb modifying the following verb, the Court in X-Citement then found for a number of reasons that the rule should not be followed. Essentially, the court engaged in an analysis of whether certain elements of the Protection of Children Against Sexual Exploitation Act, at issue in the case, were “strict liability” elements, or whether the scienter requirement of knowledge which clearly applied to other elements also applied to the elements in question.
In X-Citement, the Court interpreted
J.M. also urges that the knowledge requirement as construed by the Court of Appeals infringes on First Amendment rights, another consideration in X-Citement Video. As indicated above, however, the First Amendment does not require that the defendant know or should know the threat will be communicated to the victim, and serious threats made in private conversations can be unprotected speech.
J.M. also contends, though, that the Court of Appeals’ reading of
J.M. also argues that the definition of “knowingly” in
J.M. maintains that the Court of Appeals’ construction of the statute is erroneous because it renders the knowledge requirement superfluous.5 He contends that the fact that a threat involves a “communicated intent,”
J.M. also reasons that legislative intent is contrary to the Court of Appeals construction of “knowingly.” As noted,
[t]he legislature finds that the prevention of serious, personal harassment is an important governmental objective. Toward that end, this chapter is aimed at making unlawful the repeated invasions of a person‘s privacy by acts and threats which show a pattern of harassment designed to coerce, intimidate, or humiliate the victim.
(Emphasis added.)
J.M. urges that the emphasized language must be read to mean that the defendant must have knowledge that the threat will reach the victim in order to bring the statute within concerns about words or behavior designed to affect the victim. We were faced with a similar claim in State v. Alvarez, 128 Wash.2d 1, 904 P.2d 754 (1995), where it was argued that the legislative findings in
The parties also debate the extent to which the decision in State v. Hansen, 122 Wash.2d 712, 862 P.2d 117 (1993) affects this case. That case involves
J.M. maintains that because the Legislature did not include either “knowingly” or “intentionally” in the intimidating a judge statute, but did in the harassment statute, it must have intended that a different construction apply insofar as whether the defendant must know or intend that the threat reach the victim. J.M. reads too much into this one difference in the statutes (inclusion of “knowingly” at one place in the harassment statute while neither that word nor “intentionally” appears in the intimidating a judge statute). The two statutes are different in structure, language and purpose.
Neither the differences in the two statutes nor our analysis in Hansen supports J.M.‘s argument.
J.M. contends that the rule of lenity should be applied because, even if the Court of Appeals’ reading of the statute is reasonable, so is his. This ambiguity should be resolved in the defendant‘s favor, he contends.9 The meaning of “knowingly” is clear from the plain language of the statute, however, and the rule of lenity does not apply.
Finally, J.M. submitted a statement of additional authority citing State v. G.S., 104 Wash.App. 643, 17 P.3d 1221 (2001). The decision in G.S. reversed a conviction under
We hold that
ALEXANDER, C.J., SMITH, JOHNSON, SANDERS, IRELAND, BRIDGE, CHAMBERS and OWENS, JJ., concur.
Notes
The meaning of the statute is a question of law. Whether a statute is ambiguous depends upon whether it is fairly susceptible to more than one reasonable interpretation, and not on whether a party‘s attorney has made a concession as to its meaning.