THE STATE OF WASHINGTON, Rеspondent, v. MICHAEL ROSS HANSEN, Petitioner.
No. 59992-1
Supreme Court of Washington
November 18, 1993
122 Wn.2d 712 | 862 P.2d 117
UTTER and JOHNSON, JJ., concur with MADSEN, J.
Norm Maleng, Prosecuting Attorney, and Theresa Fricke and Jeffrey Baird, Senior Prosecuting Attorneys, for respondent.
GUY, J. — Petitioner Michael Ross Hansen seeks review of a Court of Appeals decision affirming his conviction for the crime of intimidating a judge.
BACKGROUND
In January 1988, Michael Hansen was convicted of a felony and was sentenced to 24 months in prison by King County Superior Court Judge Robert Dixon. Several months after his release from prison, Hansen began contacting attorneys in order to bring a civil action against the State, Judge Dixon, and Hansen‘s defense attorney and the prosecutor from the earlier trial.
On March 6, 1990, Hansen telephoned Chris Youtz, an attorney whose name he had obtained from the Seattle-King County Bar Association Lawyer Referral Service, with the stated desire that Youtz would take his case. Hansen explained to Youtz that he felt he had been conspired against, calling the trial a “kangaroo court“. During this discussion, Hansen identified by name the prosecutor and public defender, but did not name the judge. Yоutz explained to Hansen that he would not take the case and that Hansen might want to seek another attorney with more experience in criminal law. At this point in the conversation, Hansen became upset. Hansen explained that Youtz was the third lawyer he had talked to about the possible action, and he stated that the bar was not helping out with his cause. Hansen then stated:
When you say I am not going to get any help from the Bar, I am not going to get any help from anybody . . . What am I
going to do . . . I am going to get a gun and blow them all away, the prosecutor, the judge and the public defender.
Report of Proceedings, at 62. Youtz continued to talk to Hansen and finally explained to Hansen that there was nothing else he could do for him.
Youtz, concerned about the “serious threat” that Hansen had made, consulted with a Washington State Bar Association representative and his law partner as to whether it was proper to disclose what Hansen had communicated to him. In order to determine the name of the threatened judge, Youtz contacted the named prosecutor and described his conversation with Hansen. The prosecutor informed Youtz that it was Judge Dixon who had heard the case. Upon learning the judge‘s identity, Youtz telephoned Judge Dixon and discussed with him what had taken place. Youtz testified during the trial that he “was convinced that some action very well could be taken against these individuals, the prosecutor, the judge and the public defender, and that I was — it was that concern that helped me call them and warn them.” Report of Proceedings, at 84.
The Seattle Police Department conducted an investigation and subsequently arrested Hansen and charged him with the crime of intimidating a judge under
The Court of Appeals affirmed the trial court‘s conviction. State v. Hansen, 67 Wn. App. 511, 837 P.2d 651 (1992). In affirming the trial court‘s conviction, the Court of Appeals interpreted
ISSUE
At issue in this case is the interpretation of
(1) A person is guilty of intimidating a judge if a person directs a threat to a judge because of a ruling or decision of the judge in any official proceeding, or if by use of a threat directed to a judge, a person attempts to influence a ruling or decision of the judge in any official proceeding.
(2) “Threat” as used in this section means:
(a) To communicate, directly or indirectly, the intent immediately tо use force against any person who is present at the time; or
(b) Threats as defined in
RCW 9A.04.110(25) .(3) Intimidating a judge is a class B felony.
(Italics ours.)
In its interpretation of
Hansen contends the Court of Appeals properly interpreted
In interpreting
We determine that the legislative intent behind
Subsection (2)(a) of
SUFFICIENCY OF THE EVIDENCE
Hansen contends there was insufficient evidence to find a violation under
A challenge to the sufficiency of evidence requires the reviewing court to consider the evidence in the light most favorable to the State, and the cоurt must reject the challenge if a rational trier of fact could have found all of the elements of the crime beyond a reasonable doubt. State v. Green, 94 Wn.2d 216, 220-21, 616 P.2d 628 (1980). “A claim of insufficiency admits the truth of the State‘s evidence and all inferences that reasonably can be drawn therefrom.” State v. Spruell, 57 Wn. App. 383, 385, 788 P.2d 21 (1990).
In the presеnt case, the record supports the trial court‘s finding that these elements were present. The elements are established by Hansen‘s statement to Youtz that he was going to “get a gun and blow [the judge] away.” This satisfies both the first element, as it was a threatening statement made indirectly, i.e., to a third party, and the second element, since the judge was one of the objects of the threat. The third element is proven by the fact that Hansen made the threat because of Judge Dixon‘s earlier official action when Hansen was convicted of a felony. Viewing the evidence most favorably to the prosecution, a rational trier of fact could find all the elements of
ATTORNEY-CLIENT PRIVILEGE
Hansen next argues that he should not be subject to culpability due to his reasonable belief that he was engaged in a confidential and privileged conversation when he made the threat. Hansen asserts there was no evidence presented of Youtz telling him that the conversation between Youtz and himself was not privileged or confidential.
The Court of Appeals concluded that the attorney-client privilege could not be claimed in this case. The court‘s basis for this conclusion was thаt the attorney-client privilege cannot be claimed after an attorney refuses to represent an individual since no attorney-client relationship was in existence. Hansen, 67 Wn. App. at 517. The Court of Appeals also stated that even if an attorney-client relationship had
We agree with the Court of Appeals in both regards. An attorney-client relationship is deemed to exist if the conduct betwеen an individual and an attorney is such that the individual subjectively believes such a relationship exists. In re McGlothlen, 99 Wn.2d 515, 522, 663 P.2d 1330 (1983). However, the belief of the client will control only if it “is reasonably formed based on the attending circumstances, including the attorney‘s words or actions.” Bohn v. Cody, 119 Wn.2d 357, 363, 832 P.2d 71 (1992).
In this case, the “attending circumstances” cannot form the basis for a subjective belief that an attorney-client relationship existed. Hansen‘s total contact with Youtz consisted of one phone call. The conversation consisted of Hansen expressing a desire to bring certain individuals to trial, to which Youtz explained that he would not take Hansen‘s case and that Hansen might be better off finding another attorney. There was no evidence which could have led Hansen to believe that an attorney-client relationship existed. Arguendo, even if an attorney-client relationship had existed, it would have ended when Youtz explained to Hansen that he should seek another attorney. Therefore, on the record before us, there are not sufficient grounds to find that an attorney-client relationship existed.
If an attorney-client relationship could have been found to exist when Hansen made the threat against the judge, the privilege would still not apply. The attorney-client privilege is not applicable to a client‘s remarks concerning the furtherance of а crime, fraud, or to conversations regarding the contemplation of a future crime. State v. Richards, 97 Wash. 587, 167 P. 47 (1917); State v. Metcalf, 14 Wn. App. 232, 540 P.2d 459 (1975), review denied, 87 Wn.2d 1009 (1976). Hansen‘s statement that he was going to blow away the judge, prosecutor and public de-
Under the Rules of Professional Conduct, an attorney is permitted to reveal information concerning a client‘s intent to commit a crime. “A lawyer may reveal . . . confidences or secrets to the extent the lawyer reasonably believes necessary . . . [t]o prevent the client from committing a crime“. RPC 1.6(b)(1).3
To decide this case, we must determine whether an attorney has an affirmative duty to warn judges of true threats made by his or her client or by third parties. Whether a threat is a true or real threat is based on whether the attorney has a reasonable belief that the threat is real. We hold that attorneys, as officers of the court, have a duty to warn of true threats to harm members of the judiciary communicated to them by clients or by third parties.
We recognize the Court of Appeals in Hawkins v. King Cy., 24 Wn. App. 338, 602 P.2d 361 (1979) declined to find a common law duty on the part of an attorney to warn of a client‘s intent to inflict serious injury on a third person. Hawkins is distinguishable from the present case. In Hawkins, the threatened third party had notice of the potential danger. Hawkins, 24 Wn. App. at 345. In the present case, Hansen threatened a judge who was unaware of the possible danger. We conclude that attorneys, as officers of the court, have a duty to warn of true threats to harm a judge made by a client or a third party when the attorney has a reasonable belief that such threats are real. Youtz followed this duty by warning Judge Dixon of Hansen‘s threat.
COURT OF APPEALS’ PARAPHRASE OF RCW 9A.72.160
Finally, Hansen argues that the Court of Appeals impermissibly broadened the scope of
Clearly, Hansen‘s threat was motivated by his belief that, “in discharging his official role as a judge“, Judge Dixon was a participant in the wrong inflicted upon him.
Hansen, 67 Wn. App. at 516 n.3.
Hansen contends that the “discharging his official role as a judge” language has the effect of expanding
The majority of case law pertaining to the paraphrasing of statutes applies to the paraphrasing of statutory language in jury instructions. See State v. Faucett, 22 Wn. App. 869, 593 P.2d 559 (1979); State v. Toliver, 6 Wn. App. 531, 494 P.2d 514 (1972). A jury instruction containing a paraphrased statute is sufficient if the instruction, when construed as a whole, correctly states the law. Faucett, 22 Wn. App. at 872.
We conclude the Court of Appeals correctly stated the law since the language “discharging his official role as a judge” similarly reflects the “ruling or decision of the judge in any official proceeding” element from
CONCLUSION
We reject the Court of Appeals’ interpretation of
BRACHTENBACH, DOLLIVER, DURHAM, and SMITH, JJ., concur.
ANDERSEN, C.J. (concurring in part, dissenting in part) — I concur in part I of the dissenting opinion. However, like the Court of Appeals, I conclude that the evidence admitted at trial was sufficient for the trier of fact to determine, as it
UTTER, J. (dissenting) — Independent judicial decision-making is onе of the cornerstones of a society based on the rule of law. In order to preserve the ability of judges to make independent decisions, the Legislature has enacted a statute criminalizing the act of influencing judicial decisionmaking through, inter alia, threats of physical violence. Today, this court broadly interprets that criminal statute to apply to words and statements which have absolutely no possibility of influencing or intimidating judges. In doing so, it affirms the conviction of an individual who had neither the intention that his spontaneous expressions of frustration reach the ear of any judge, nor any reason to believe that they would. Because I believe this result is unfaithful both to the language and intent of
I
In affirming Hansen‘s conviction, the majority concludes that the language of
(1) A person is guilty of intimidating a judge if a person directs a threat to a judge because of a ruling or decision of the judge in any official proceeding, or if by use of a threat directed to a judge, a person attempts to influence a ruling or decision of the judge in any official proceeding.
(2) “Threat” as used in this section means:
(a) To communicate, directly or indirectly, the intent immediately to use force against any person who is present at the time; or
(b) Threats as defined in
RCW 9A.04.110(25) .
Under either prong of subsection (1), a defendant is guilty of intimidating a judge only when he or she “directs a threat to a judge“. Standing alone, this language strongly implies that the defendant must intend or be aware that the threat will be communicated to, i.e., “direct[ed] . . . to” the judge in some fashion. The majority finds this language to be modified, however, by the provision in subsection (2) which allows that threats may be communicated either directly or indirectly. In making this argument, the majority has confused the statute‘s treatment of the manner in which a threat is communicated to a judge with the issue of whether the threat is intended to be communicated to the judge at all.
This interpretation of the statute gives full effect to all of the language of the statute. Punishable threats may be made either directly or indirectly, as defined in subsection (2), but whether made directly or indirectly, they must be “direct[ed] . . . to a judge“, as required by subsection (1). In fact, by giving effect both to the “direct[ed] . . . to a judge” language of subsection (1) and the “directly or indirectly” language of subsection (2), this interpretation is actually truer to the rule against superfluous language than is the majority‘s interpretation, which essentially reads the “direct[ed] . . . to a judge” languаge out of the statute entirely. The language of
I suspect, however, that the majority‘s interpretation of
Unfortunately,
The language, legislative history, and statutory context of
Hansen‘s argument is also supported by
This is not to suggest that judges should not be protected in the performance of their official duties or that we should not be concerned about possible retaliation against judges; instead, understanding the statute in this fashion recognizes that threats against judges are only of special concern when those threats endanger the operation of our system of justice. When pоssible violence against judges creates no such danger, our concern about judges should extend no further than the ordinary protections of the criminal law. If an individual commits a criminal act against a judge, for whatever reason, that individual should be prosecuted in the same fashion as any other criminal defendant. Unless we believe that the ordinary organs of criminal law enforcement are incapable of protecting judges from random or spontane-
It is for this reason that the federal case law on which the majority relies is inapposite.
In the congressional mind, . . . certainty required that these cases be tried in the federal courts, for no matter how ‘respectable and well disposed,’ it would not be unreasonable to suppose that state officials would not always or necessarily share congressional feelings of urgency as to the necеssity of prompt and vigorous prosecutions of those who violate the safety of the federal officer.
420 U.S. at 684. That is, the federal statutes provide an additional layer of protection for federal officials above and beyond the ordinary protections of the (state) criminal law due to congressional concern that state government may not adequately prosecute those who harm federal officials. This fear is, of course, completely lacking here. Whatever the validity of the Court‘s concerns regarding state enforcement of the criminal law to protect federal officials, there can be no such concеrn with respect to state enforcement of the criminal law to protect state officials. Thus, the rationale
We should therefore interpret
II
Under this interpretation of the statute, the evidence before the trial court was insufficient to support Michael Hansen‘s conviction. “In reviewing the sufficiency of the evidence, the question is whether, after viewing the evidence in the light most favorable to the State, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” State v. Joy, 121 Wn.2d 333, 338, 851 P.2d 654 (1993); State v. Salinas, 119 Wn.2d 192, 201, 829 P.2d 1068 (1992).
There was insufficient evidence to show that Hansen intended or knew his words would be communicated to the judge. The prosecution‘s case rested entirely on Hansen‘s single reference to blowing away the prosecutor, the judge, and the public defender during the conversation with attorney Youtz. Whatever threatening import can be attached to this isolated remark, there is nothing in it or in the surrounding circumstances which suggests Hansen wished or could have foreseen that Youtz would transmit the statement to Judge Dixon. Indeed, the circumstances surrounding Han-
First, Hansen was at the time of the statement engaged in an attempt to obtain Youtz‘s services as an attorney. While the relationship necessary to trigger the attorney-client privilege legally did not exist at the moment of Hansen‘s statement since Youtz had expressly refused to handle the representation, this technical matter of privilege law is not dispositive. The question is not whether an actual privilege existed, but rather whether Hansen could reasonably have believed that the conversation was one clothed in confidentiality. Since an ordinary person would likely have believed that statements made to an attorney during an attempt to obtain representation would be confidential, it is instead more appropriate to infer that Hansen intended and believed that his statements would not be transmitted to the judge.6
Second, the objective evidence regarding Hansen‘s emotional state refutes the proposition that Hansen intended or knew that the statements would be transmitted to the judge. Hansen made his statement in a fit of pique not over something which the judge had done, but rather over a grievance created by Youtz. This suggests that at worst Hansen‘s “threat” was designed not to intimidate the judge but rather only to induce Youtz to takе Hansen‘s case. More likely, the “threat” was merely Hansen‘s spontaneous expression of frustration at a system which he perceived to be unresponsive. The fact that Hansen‘s statement was made only once supports this conclusion. Hansen certainly would not have intended that such a spontaneous expression be communicated to the judge, nor
Third, Hansen did not even mention the judge by name during his entire conversation with Youtz. See Report of Proceedings (Testimony of Youtz), at 72. It would be extraordinary to believe that Hansen intended Youtz to transmit the statement to a judge whom he had nоt even named. It would also be extraordinary to conclude that Hansen knew or should have known that Youtz would determine the judge‘s name and then inform the judge.7 It is, instead, entirely more consistent to believe that Hansen viewed his own statement in the same manner which a reasonable person would, as a brief display of temper and nothing more.
The evidence is therefore such that only one conclusion can be reached regarding Hansen‘s intent or knowledge: he did not intend nor did he have reason to believe that his statements would be transmitted to Judge Dixon. No rational trier of fact could therefore have concluded that all of the elements of
JOHNSON and MADSEN, JJ., concur with UTTER, J.
