The defendant has appealed from his conviction of possession with the intent to sell of one kilogram or more of a cannabis-type substance in violation of General Statutes § 19-480a (b) and possession of four ounces or more of a cannabis-type substance in violation of § 19-481 (b). On appeal, the defendant raises five claims of error: Three are directed to the court’s
I
Two of the motions to suppress challenged the admissibility of a total of fifty-eight pounds of marijuana taken from the vehicle that the defendant was in control of at the time of his arrest on the ground that the vehicle itself was unlawfully seized. In a third motion to suppress the defendant claimed that an inculpatory statement made by him concededly before he was informed of his
Miranda
rights was inadmissible because it was obtained in violation of the fifth amendment to the United States constitution. The court’s memorandum of decision on two of these motions, read in the light of other undisputed facts,
1
discloses the following: On April 29,1977, at approximately 3:30 p.m., Trooper Michael Cope of the state police was traveling southbound on route 12 in Preston when he noticed a Cadillac parked next to a motorcycle in a commuter parking lot. Both vehicles were facing route 12. When the trooper noticed two people in the front seat of the Cadillac, he decided to turn into the parking lot. As he did so, he observed the person, later identified as Bruce Kenyon, who was seated in the passenger seat of the Cadillac, drop
Shortly after this exchange, the substance of which the defendant does not dispute, Sergeant Stuyniski arrived on the scene and the defendant was arrested. When the officers requested the keys to the Cadillac from the defendant, he responded by saying that he did not have them. When Stuyniski indicated that if the defendant did not surrender the keys the automobile might be damaged as a result of the police gaining entry forcibly, the defendant gave the officer the keys. The officers then entered the vehicle and removed from the front seat the green trash bag, in which they discovered ten individual ziplock plastic bags containing a substance later identified as marijuana. Contrary to the statement in the defendant’s brief, the police did not search the trunk of the Cadillac at this time. Instead, the officers transported the Cadillac to the state police barracks and obtained a search warrant to search the trunk. On doing so, the officers discovered forty-eight ziplock plastic bags, each of which contained one pound of a substance later identified as marijuana.
A
We turn first to the defendant’s claim that his automobile was seized in violation of the fourth amendment to the United States constitution. In
There is no question but that, on the facts of this case, Cope temporarily detained the Cadillac that was under the defendant’s control and, at least constructively, the defendant himself by his conduct in blocking the automobile. This initial detention was for investigatory purposes and did not constitute an actual arrest of the person or complete seizure of the automobile. It was a sufficient restraint on the liberty of the defendant, however, to implicate the defendant’s right under the fourth amendment to the United States constitution to be secure in his person and effects against “unreasonable searches and seizures.” U.S. Const., amend. IV;
Delaware
v.
Prouse,
That does not mean, of course, that the police can never detain a person or his property without
There is no ready test for determining reasonableness other than by balancing the need to search or seize against the invasion which the search or seizure entails.
Camara
v.
Municipal Court,
We apply these considerations to the present case. The trooper’s observation of two persons in the front seat of an automobile parked in a commuter parking lot at a time when the owners of such vehicles are customarily at work was sufficient to arouse some degree of reasonable suspicion. The plainly furtive conduct of the occupants of that vehicle observed by the officer as he approached certainly justified the limited intrusion upon the defendant’s personal liberty and his liberty to move the automobile. These were “specific and articulable facts
B
The defendant next claims that the search of the riding compartment of the Cadillac shortly after his arrest violated the fourth amendment and that the court erred in denying his motion to suppress the evidence obtained as a result of that search. He reasons that because there was no actual threat that the automobile could be moved there were no exigent circumstances permitting an exception to the fourth amendment warrant requirement and that, as a consequence, the police were obliged to seize the automobile until such time as they could procure a warrant to search it.
It is a basic principle of constitutional law that “searches conducted outside the judicial process, without prior approval by judge or magistrate, are
per se
unreasonable under the Fourth Amendment —subject only to a few specifically established and
In
Carroll
v.
United States,
More recently, the court has identified more clearly two reasons for the distinction between searches of motor vehicles and searches of build
These decisions make clear that the actual or threatened mobility of an automobile is not dispositive of whether the fourth amendment requires the police to obtain a warrant prior to conducting a search of the automobile. It is because an automobile is, usually, inherently mobile and, thus, presents a continuing possibility of being moved and because a person’s expectation of privacy in an automobile is significantly less than one’s expectation of
Whatever may be the circumstances in which a search warrant would be required before the search of an automobile, they certainly are not presented here. The defendant does not dispute that there was probable cause to search the contents of the Cadillac. Not only was the Cadillac inherently mobile, that is, capable of self-propulsion, but it was parked on easily accessible property open to the public. See
Cardwell
v.
Lewis,
supra, 593; compare
Coolidge
v.
New Hampshire,
supra. Moreover, the Cadillac, which was neither owned by, nor registered in the name of, the defendant, could have been moved by its owner or a confederate of the defendant and its contents forever lost had the police not at a minimum seized it at the time of the defendant’s arrest. Where the police have a right at least to immobilize the vehicle, the Supreme Court has stated that “there is little to choose in terms of practical consequences between an immediate search without a warrant and the car’s immobilization until a warrant is obtained.”
Chambers
v.
Maroney,
C
The defendant also claims that the court erred in refusing to suppress the inculpatory statements made by him to Cope after the defendant entered the police vehicle. The defendant argues that the conversation between himself and Cope constituted “custodial interrogation” and that Cope’s failure to advise him of his rights under
Miranda
v.
Arizona,
Before one suspected in the commission of a crime is entitled to the warnings constitutionally required by
Miranda
two conditions must be satis
We do not believe that the facts establish that the defendant was in custody when he entered the police cruiser and began to converse with Cope. Although it is true that the defendant was the subject of what would have been, absent his inculpatory statements, a temporary investigative stop and was, thus, detained, such temporary and limited restraint on an individual’s liberty can hardly rise to the level of “custody” under
Miranda
in the circumstances presented here. Were such routine investigatory stops deemed to place the person detained and ques
That is not to say that the absence of a
formal
arrest precludes the existence of custody for
Miranda
purposes. “Precisely when an arrest occurs is a question of fact which depends on an evaluation of all the surrounding circumstances.
Sibron
v.
New York,
An application of these considerations to this case makes it apparent that the defendant had neither been actually nor constructively arrested at the time he entered the police cruiser. Indeed, Cope did not have probable cause to arrest the defendant until the defendant inculpated himself in the police cruiser. Up until that time, the defendant was allowed to wander freely with Kenyon around the parking lot while the trooper was occupied in the police cruiser, certainly not a customary practice for someone “in custody.” When the defendant asked to speak with Cope, entered the vehicle and then initiated the conversation that followed, it could hardly be said that he had been subjected to an environment of “inherently compelling pressures which work to undermine the individual’s will to resist and to compel him to speak where he would not otherwise do so freely.”
Miranda
v.
Arizona,
supra, 467. In fact, the statement made by the defendant in which he implicitly acknowledged guilt of a possessory drug offense was entirely volunteered. Such statements “cannot be considered the product of ‘custodial interrogation’ requiring
Miranda
warnings.” Annot.,
"We conclude that the defendant was not in custody at the time he made inculpatory statements to Cope and, therefore, that
Miranda
was not applicable.
13
Where the defendant is not entitled to
Miranda
warnings but nonetheless makes inculpatory statements to the police that are sought to be introduced at his trial, the question becomes whether, in the light of all the circumstances, the inculpatory statements were voluntarily made. See
Beckwith
v.
United States,
supra, 347-48. All of the surrounding circumstances, including the duration and conditions of the detention, the attitude of the police, and all the factors affecting the defendant’s power of self-control are pertinent to whether his statements were the result of a free and unconstrained choice, in other words, were truly voluntary.
Culombe
v.
Connecticut,
n
We turn now to the defendant’s claim that the court erred in its instructions to the jury on the
The question dispositive of this issue is whether the fact that the defendant is not drug dependent at the time of the offense is an essential element of the crime charged upon which the state bears the initial and ultimate burden of proof. This question is one of first impression. Whether the existence of some fact is an essential element of a crime depends upon whether the existence of that fact forms a part of the conduct prohibited by the statute ; that is, whether the fact in question is part of the corpus delicti. See
State
v.
Beauton,
General Statutes § 19-474 places the burden of proving the existence of any “exception, excuse, proviso or exemption” contained in the provisions of chapter 359 upon the defendant. It is clear from a reading of General Statutes § 19-480a (b) that persons who are at the time of the offense drug dependent are exempted from the operation of the statute. Thus, examination of the language of both General Statutes §§ 19-474 and 19-480a (b) leads to the conclusion that the burden of producing evidence of drug dependency rests initially upon the defendant. It was just such an exemption from the operation of the prohibiting statute to which § 19-474 was designed to apply.
The defendant claims, however, that because the clause relating to the absence of drug dependency does not begin with the word “provided” or “except,” or some similar expression, the burden is upon the state to prove the nonexistence of this status. General Statutes § 19-474 creates no such
Not only does the language of § 19-474 place the burden of producing some substantial evidence of drug dependency upon the defendant, logic does as well. It is generally recognized that the state bears no initial burden of proof on matters personal to the defendant and peculiarly within his own knowledge. See
Placing upon the defendant the burden of proving the existence of a physical state of being that removes him from the operation of a penal statute is not unusual in this jurisdiction or in others.
We take up now the defendant’s claim that the court erred in quashing the subpoena issued by the defendant for the personnel records of Cope. The subpoena was issued to the Connecticut state police personnel department and was properly served and returned. In his brief, the defendant states that the purpose of the subpoena was to allow him to inspect Cope’s personnel file in order to verify knowledge, based on information and belief, that Cope had been the subject of various disciplinary actions prior to the incident giving rise to this prosecution. The state moved to quash the subpoena because under Public Acts 1977, No. 77-609, now codified as General Statutes § 1-15 et seq. and known as the Freedom of Information Act, personnel files are exempt from disclosure as public records. See General Statutes § 1-19 (b) (2). The defendant suggested at the trial that the court make an inspection of the file in camera but the court refused to do so. In refusing to allow the defendant to gain access to Cope’s personnel file, the court relied on the confidentiality of such records and indicated that the defendant had other methods of impeaching Cope’s credibility. The court also intimated that such a file would not be admissible to impeach the witness if he denied any prior acts of misconduct that might be recorded therein because it would involve a collateral matter.
The general rule under the Freedom of Information Act favors disclosure and exceptions to that rule will be narrowly construed in the light of the
The competing interests here are both weighty and legitimate. There are strong policy reasons for maintaining the confidentiality of personnel files of the type involved in this case. See, e.g.,
People
v.
Coleman,
The disclosure of such information must be carefully tailored to a legitimate and demonstrated need for such information in any given case. Where disclosure of the personnel file would place in the hands of a defendant irrelevant or personal and sensitive information concerning the witness, the entire file should not be disclosed. No criminal defendant has the right to conduct a general “fishing expedition” into the personnel records of a police officer. Any request for information that does not directly relate to legitimate issues that may arise in the course of the criminal prosecution ought to be denied. In recognizing the danger of permitting the disclosure of personnel records of any witness or litigant, one court has said: “It has been widely noted that such records often contain raw data, uncorroborated complaints, and other information which may or may not be true but may be embarrassing, although entirely irrelevant to any issue in the case, even as to credibility.”
People
v.
Sumpter,
It seems to us that in this case, where the defendant’s right to impeach the state’s key witness is involved, an in camera inspection by the trial judge of the witness’ personnel file for material relevant
Our conclusion that there was error, however, does not end the matter. We must determine whether the error was so prejudicial to the rights of the defendant as to deprive him of a fair trial, and so, to constitute harmful error.
State
v.
Ruth,
We have determined that the error was harmless. That conclusion rests upon several factors. The defendant had other avenues available to him to impeach the credibility of Cope. He could have called witnesses to testify to Cope’s reputation for truth and veracity. He could have cross-examined Cope concerning any prior disciplinary proceedings that related to his truth and veracity, and he makes
The most significant factor leading to the conclusion that the error was harmless is that Cope’s credibility was not crucial in this case. The defendant never directly or indirectly attacked the factual basis giving rise to this prosecution. He did not file an alibi defense. The only evidence presented by the defendant was the testimony of the owner of the Cadillac, Raymond Ruszala. By his testimony, the defendant sought to have the jury believe that Ruszala had loaned the Cadillac to Kenyon in order for Kenyon to decide whether he would buy it from Ruszala and that Kenyon, who decided not to purchase the car, was delivering it to the defendant on the date of the arrest so that the defendant could, in turn, give the car back to Ruszala. The evidence presented, thus, suggested that although the defendant was arrested while in control of a vehicle containing marijuana, that marijuana was not his but Kenyon’s. 26 Therefore, the objective underlying facts upon which the prosecution depended were not in dispute, only the interpretation to be accorded those facts. We conclude, therefore, that the error was harmless to the defendant.
There is no error.
In this opinion the other judges concurred.
Notes
This court is hampered in its review of decisions of the trial court that depend upon the resolution of factual matters where the factual basis of the court’s decision does not appear in a transcript filed with this court or in a written memorandum of decision under Practice Book, 1978, § 3060B.
It is clear that police action that is necessarily swift because it is predicated upon the on-the-spot observations of the police historically has not been, and as a practical matter could not be, subject to the fourth amendment's warrant requirement.
Terry
v.
Ohio,
Contrary to the defendant’s argument, the case of
Delaware
v.
Prouse,
The propriety of such stops is recognized by the Model Code of Pre-Arraignment Procedure § 110.2 (1) (a).
Compare the facts of this case with those of
United States
v.
Strickler,
Although the defendant’s brief does not distinguish between the evidence seized from within the riding compartment of the Cadillac and that seized from the trunk, the record demonstrates that the marijuana in the trunk, as noted above, was seized at the state police barracks pursuant to a search warrant, whieh was not disputed by the defendant in his reply brief or at oral argument. Because the defendant does not question the validity of the search warrant and the search conducted pursuant thereto, we are concerned only with the court’s refusal to suppress the marijuana seized from within the riding compartment shortly after the defendant was arrested.
Since the court’s decision in
Carroll
v.
United States,
Actually, the interior of the automobile in
Cardwell
was never searched; the search was limited to an examination of a tire on one of the wheels and the taking of paint scrapings from the exterior.
Cardwell
v.
Lewis,
In
South Dakota
v.
Opperman,
The warrantless search of the Cadillac cannot be justified as being incident to a lawful arrest under
Preston
v.
United States,
The defendant’s argument that the search of the plastic bag in the front seat without a warrant violated the fourth amendment under the Supreme Court’s holdings in
United States
v.
Chadwick,
Although the
Miranda
court’s use of the disjunctive “or” suggests that a person may be deprived of his freedom of action in any significant way and yet not be “in custody,” the language of
Oregon
v.
Mathiason,
Because we have concluded that the defendant was not in custody and was, therefore, not entitled to
Miranda
warnings, we need not consider whether the question asked of the defendant by Cope constituted “interrogation.” The United States Supreme Court recently defined “interrogation” for purposes of
Miranda
in
Rhode Island
v.
Innis,
Although the defendant frames this issue as the court’s failure to charge the jury as requested by him on the matter of drug dependency, he has failed to include in his brief the language of the requested instruction as our rules require. Practice Book, 1978, § 3060F (e) (1). Because the claim is fully briefed by the parties, the error claimed is of fundamental constitutional dimensions— relating as it does to the burden of proof of an alleged essential element of the offense—and the court has a duty, even absent a proper request to charge, to instruct the jury adequately and correctly on the governing principles of law, we review the claim as presented. See
State
v.
Evans,
General Statutes § 19-480a (b) provides: “Any person who manufactures, distributes, sells, prescribes, dispenses, compounds, transports with the intent to sell or dispense, possesses with the intent to sell or dispense, offers, gives or administers to another person any narcotic substance, hallucinogenic substance other then marihuana, amphetamine-type substance, or one kilogram or more of a cannabis-type substance except as authorized in this chapter, and who is not at the time of such action a drug-dependent person, for a first offense shall be imprisoned not less than five years nor more than twenty years; and for each subsequent offense shall be imprisoned not less than ten years nor more than twenty-five years. The execution of the mandatory minimum sentence imposed by the provisions of this subsection shall not be suspended except the court; may suspend the execution of such mandatory minimum sentence if at the time of the commission of the offense (1) such person was under the age of eighteen years or, (2) such person’s mental capacity was significantly impaired but not so impaired as to constitute a defense to prosecution.”
General Statutes
§
19-474 provides: “In any complaint, information or indictment, and in any action or proceeding brought for the
The court’s instruction in this regard provided: “[T]he state must prove beyond a reasonable doubt that the sixth element is that the person is not a drug-dependent person. ‘Drug dependence’ means a state of physical or psyehie dependence, or both, upon a controlled substance following administration of that substance upon a repeated periodic or continuous basis. However, the state excepts from drug-dependency anybody who is under drug treatment at that time on the basis of a medical series of treatments. The state must prove this . . . that he is not a drug-dependent person . . . beyond a reasonable doubt. However, the state, because this is an excuse or an exception to this statute, ... in other words, because ... if the person is drug-dependent, he cannot be found guilty under this statute, 19-474, which states that in any complaint, information . . . this, what I read to you, is an information ... or indictment, in any other action or proceeding brought for the enforcement of any provision of this part, it shall not be necessary to negative any exception, exeuse, proviso or exemption contained in said section, and that the burden of proof of any such exception, exeuse, proviso or exemption shall be upon the defendant. What the state is saying is that because this element is an exeuse or exempts you from having to commit the crime, the burden of going forward shifts to the defendant. The state still has the ultimate burden of proving beyond a reasonable doubt, but some evidence has to eome in from the defendant showing that he meets this exception or exeuse. So I charge you on the element of drug dependency as follows: Now, although it is true that the burden of proving an accused is not drug dependent is upon the state, it is also true that because most men are not drug dependent or most men are not drug addicts, the law presumes that
The term “substantial” as used here goes to the quality of the evidence and not to the quantity of evidence. Thus, there is no contradiction in stating that the defendant is required to produce some, albeit substantial, evidence of the applicability of the exception.
In
Beauton,
which involved the question of whether the state bore the burden of proving that the defendant did not have a permit to carry a revolver, we said: “In Connecticut, there is no blanket prohibition against carrying or possessing a pistol.”
State
v.
Beauton,
We need not examine the legislative history of General Statutes § 19-480a (b), as the defendant suggests, inasmuch as we find no ambiguity in the language employed by the legislature. See
Robinson
v.
Unemployment Security Board of Review,
It should be noted in this regard that occasionally the arrest and usually the prosecution of a criminal defendant takes place a substantial amount of time after the alleged criminal conduct took place.
In
State
v.
Brown,
To the extent that the trial court’s instructions, reproduced in part in footnote 17, supra, suggest that the absence of drug dependency is an element of the crime charged, those instructions are technically incorrect. It would be more accurate to say that, like the issue of insanity, upon the defendant’s introduction of some substantial evidence tending to prove his drug dependency at the time of the offense, the matter of the defendant’s status as a person who is not drug dependent becomes an issue in the case upon which the state bears the ultimate burden of proof. In view of the practical equivalence of the instruction given and the fact that the defendant coneededly introduced no evidence of drug dependency, the court’s choice of terms is of no consequence in this case.
We believe this rule applies by analogy here even though technically a public agency is not the one resisting disclosure of information under the Freedom of Information Act.
We are not here presented with the admissibility of portions of a personnel file at trial. It is well to remember in this regard that while the right of cross-examination is fundamental in a criminal trial; see
State
v.
Luzzi,
Kenyon was deceased at the time of trial.
