STATE OF CONNECTICUT v. FELIX A. IRIZARRY
(AC 39394)
Alvord, Sheldon and Pellegrino, Js.
May 14, 2019
***********************************************
The “officially released” date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.
All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.
The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut.
***********************************************
Syllabus
Convicted of the crimes of assault in the second degree and breach of the peace in the second degree in connection with his conduct in striking the victim several times with a golf club, causing the victim to suffer injuries that included a fractured jaw, the defendant appealed to this court. He claimed, inter alia, that the evidence was insufficient to support his conviction of assault in the second degree in violation of statute (
- The defendant‘s claim that the evidence was insufficient to support his conviction of assault in the second degree was unavailing, as the jury reasonably could have concluded that the victim suffered physical injury that caused serious impairment of his health such that he suffered serious physical injury within the meaning of
§§ 53a-3 (4) and53a-60 (a) (1) ; the defendant struck the victim with a golf club at least three times, which caused the fracture of the victim‘s jaw and affected his consciousness, the victim testified that his jaw was still fractured almost two years after the attack, and the testimony at trial and the victim‘s medical records established that his injuries had a lasting effect on the functioning of his jaw and resulted in a material modification to his diet after the attack. - The defendant could not prevail on his claim that he was deprived of his constitutional right to a fair trial as a result of an improper statement made by the prosecutor during closing argument to the jury: although the prosecutor improperly argued that the victim‘s treating physician, R, had testified that the kind of blunt force trauma that the victim experienced could cause a serious brain injury, as the court had sustained the defendant‘s objection to R‘s testimony as to whether the blunt force trauma experienced by the victim could lead to a concussion or brain damage, that impropriety was not so egregious that it deprived the defendant of a fair trial, as the prosecutor‘s comment was too remote to be harmful, it was not germane to whether the victim‘s broken jaw constituted a serious physical injury, and the court‘s instructions to the jury focused on the charge as presented in the information and reoriented the jury‘s focus to whether the broken jaw constituted a serious physical injury; moreover, the prosecutor‘s reference to the physician‘s testimony was an isolated comment that did not conform to a pattern of conduct that was repeated throughout the trial, and the court‘s instruction to the jury that argument and statements by attorneys during closing argument are not to be considered as evidence was sufficiently curative, and eliminated any danger that the prosecutor‘s comment might have misled the jury.
Argued January 17—officially released May 14, 2019
Procedural History
Two part substitute information charging the defendant, in the first part, with two counts each of the crimes of assault in the second degree and breach of the peace in the second degree, and, in the second part, with being a persistent serious felony offender, brought to the Superior Court in the judicial district of New Britain, geographical area number fifteen, where the first part of the information was tried to the jury before D‘Addabbo, J.; verdict of guilty; thereafter, the second part of the information was tried to the court; judgment of guilty, from which the defendant appealed to this court. Affirmed.
James M. Ralls, assistant state‘s attorney, with whom, on the brief, were Brian Preleski, state‘s attorney, and Evelyn Rojas, assistant state‘s attorney, for the appellee (state).
Opinion
PELLEGRINO, J. The defendant, Felix A. Irizarry, appeals from the judgment of conviction, rendered against him following a jury trial on one count each of assault in the second degree in violation of
The jury was presented with the following evidence on which to base its verdict. On March 22, 2014, the victim, David
In a four count information, the defendant was charged with assault in the second degree in violation of
The victim‘s treating physician, Paul Edward Russo, Jr., testified at trial that the victim sustained injuries to his left cheek, left jaw, right forearm and chest wall. Russo further testified that when the victim presented at the hospital emergency department, his arm was tender and swollen, with a visible contusion and skin avulsion, in addition to a contusion on the left side of the face. A computerized axial tomography scan revealed a nondisplaced fracture of the victim‘s lower jaw. Three sutures were necessary to close the wound on the victim‘s face. The victim was discharged from the hospital after he was treated with antibiotics and analgesics, with instructions that he restrict his diet to liquid puree. He was further instructed to follow-up at a maxillofacial clinic regarding his jaw injury. The victim testified that, as of the date of trial, his jaw still was not fully healed.
The defendant raises two claims on appeal. The defendant first claims that there was insufficient evidence to convict him of assault in the second degree under
I
The defendant first claims that the evidence presented at trial was insufficient to establish, beyond a reasonable doubt, that he caused “serious physical injury” to the victim, as defined by
“A person can be found guilty of assault in the second degree under . . .
At trial, the emergency medical services responder, the victim‘s emergency department treating physician, and the victim all testified as to the injuries sustained by the victim.7 During the state‘s direct examination of the victim, the victim testified: “[The defendant] hit me in the jaw and it fractured my jaw. My whole jaw [was] dislocated.” The victim further testified: “I stepped back in defense . . . trying to avoid being hit. He swung several times . . . [and] hit me several times. . . . [O]nce in the jaw, once in the rib cage, took a divot out of my wrist. I still have the mark there and I still have the fractured jaw . . . .” (Emphasis added.) The following exchange between the state and the victim took place:
“[The Prosecutor]: After he hit you in the jaw . . . [w]as that the point where you fell down?
“[The Witness]: That‘s when I fell to the ground.
* * *
“[The Prosecutor]: When you fell down on the ground, did you lose consciousness . . . .
“[The Witness]: For a quick second . . . . When I got struck I fell to my knees . . . . I can say that I was . . . dazed, really dazed. . . .
“[The Prosecutor]: So, you weren‘t fully conscious but you were dazed.
“[The Witness]: I was dizzy . . . .”
On the last day of evidence, during the state‘s direct examination of Dr. Russo, the following exchange also occurred:
“The Prosecutor: The victim suffered a head con-tusion, correct?
“[The Witness]: Correct.
“[The Prosecutor]: Where in the head did he receive a head contusion?
“[The Witness]: The left face.
“[The Prosecutor]: The left face, and based on your training and your experience in your examination of [the victim], what, if anything, is a head contusion indicative of?
“[The Witness]: Blunt force injury to the head.”
Russo further testified that, as a result of the blunt force injury, the victim suffered a nondisplaced fracture to the lower jaw and a facial laceration requiring three sutures. Medical records admitted into evidence indicated that the victim was directed to maintain a liquid puree diet after his
As discussed in Ovechka, “serious physical injury” may include a range of injuries and is a fact based inquiry for the jury to decide. In reaching its conclusion that “temporary blindness, chemical conjunctivitis and chemical burns suffered by [the victim] constituted sufficient evidence of [s]erious physical injury under
Here, the defendant struck the victim with the head of a golf club at least three times: once in the arm; once in the face, causing the fracture of the lower jaw and thereby affecting his consciousness; and once in the chest, after he had fallen to the ground. These blows caused the victim to suffer contusions, abrasions, and bleeding from his ear. Furthermore, almost two years after the attack, the victim testified that his jaw was still fractured. Although permanency is not a requirement of “serious physical injury,” under the present circumstances, the lasting effects of the injuries on the victim are certainly relevant when considering the defendant‘s claim. Moreover, testimony and medical records admitted into evidence also established that the victim‘s injuries had a lasting effect on the functioning of his jaw and resulted in a material modification to his diet for a period after the attack. On the basis of the evidence in the record and the inferences that reasonably could be drawn therefrom, construed in the light most favorable to sustaining the verdict, the jury reasonably could have concluded that victim suffered physical injury that caused “serious impairment of health,” such that he suffered “serious physical injury” under
II
Next, the defendant claims that he was deprived of his constitutional right to a fair trial because the prosecutor committed certain acts of impropriety during closing argument by arguing facts not in evidence. Specifically, the defendant claims that the prosecutor‘s argument regarding Russo‘s testimony, which addressed whether the kind of blunt force trauma experienced by the victim could cause a serious brain injury, was improper.8
The following standard of review informs our resolution of the defendant‘s claim. “In analyzing claims of prosecutorial impropriety, we engage in a two step analytical process. . . . The two steps are separate and distinct. . . . We first examine whether prosecutorial impropriety occurred. . . . Second, if an impropriety exists, we then examine whether it deprived the defendant of his due process right to a fair trial. . . . In other words, an impropriety is an impropriety, regardless of its ultimate effect on the fairness of the trial. Whether that impropriety was harmful and thus caused or contributed to a due process violation involves a separate and distinct inquiry.”9 (Citations omitted.) State v. Fauci, 282 Conn. 23, 32, 917 A.2d 978 (2007). “[If] a defendant raises on appeal a claim that improper remarks by the prosecutor deprived the defendant of his constitutional right to a fair trial, the burden is on the defendant to show . . . that the remarks were improper . . . .” (Internal quotation marks omitted.) State v. Taft, 306 Conn. 749, 762, 51 A.3d 988 (2012).
Moreover, because the claimed prosecutorial improprieties occurred during closing arguments, we look to the following legal principles. “In determining whether such [an impropriety] has occurred, the reviewing court must give due deference to the fact that [c]ounsel must be allowed a generous latitude in argument, as the limits of legitimate argument and fair comment cannot be determined precisely by rule and line, and something must be allowed for the zeal of counsel in the heat of argument. . . . Thus, as the state‘s advocate, a prosecutor may argue the state‘s case forcefully, [provided the argument is] fair and based upon the facts in evidence and the reasonable inferences to be drawn there-from.” (Internal quotation marks omitted.) State v. Miller, 128 Conn. App. 528, 535, 16 A.3d 1272, cert. denied, 301 Conn. 924, 22 A.3d 1279 (2011). “Nevertheless, the prosecutor has a heightened duty to avoid argument that strays from the evidence or diverts the jury‘s attention from the facts of the case.” (Internal quotation marks omitted.) State v. Maguire, 310 Conn. 535, 553-54, 78 A.3d 828 (2013). “In fulfilling his duties, a prosecutor must confine the arguments to the evidence in the record. . . . Statements as to facts that have not been proven amount to unsworn testimony that is not the subject of proper closing argument.” (Citation omitted.) State v. Copas, 252 Conn. 318, 349, 746 A.2d 761 (2000).
At trial, during Russo‘s direct testimony, the state asked whether the type of injury
Despite the foregoing, during the state‘s closing argument as to count two, the prosecutor argued: “Now, ask yourself, is a golf club a dangerous instrument? . . . [Is it] capable of causing death or serious physical injury? . . . The state submits to you that when you look at all the evidence, the injuries that the defendant caused [the victim] when he struck him with the golf club; [t]he fact that [the victim] had to get stitches to his jaw, and the testimony of Dr. Russo that a force blunt blow to the head like the one that [the victim] received with the golf club could cause a concussion or brain damage . . . you could find beyond a reasonable doubt that . . . the defendant used . . . a dangerous instrument . . . .”10 (Emphasis added.)
In response to the prosecutor‘s argument, defense counsel emphasized in his closing argument that “[t]he evidence that the state referred to is not in this case. The evidence that this injury could have led to a concussion or brain damage, I suggest to you . . . [is] not in this case. I suggest to you that Dr. Russo gave you no evidence from which you could find serious physical injury in this case.”11 (Emphasis added.)
After the conclusion of closing argument and after the jury had been excused for a short recess, defense counsel raised the following objection with the court: “[T]he state‘s argument that . . . the jaw fracture could have led to a concussion and then brain damage, [which] was the subject of my objections during the case . . . I do not believe . . . is evidence in [the record].” The court explained that it would address defense counsel‘s objection in the following way: “In my instructions, I stress in the first part that the . . . arguments of the attorneys are not evidence. If the evidence is different from what they believe the evidence is, they are to follow their own [recollection]. . . . So, your comments are noted, but you will see that I‘ve addressed that situation.” Thereafter, during the jury charge, the court provided a general charge explaining that argument is not evidence.12
Here, the state‘s argument went beyond merely encouraging the jury to draw an inference—it argued the very evidence that the court had excluded from the record. Although a prosecutor is free to advance conclusions reasonably supported by the evidence, he or she may not use closing argument to argue evidence that has been excluded by the court. See id., 554. Because the court sustained defense counsel‘s objection to Russo‘s testimony as to whether the blunt force trauma experienced by the victim could lead to a concussion or brain damage, we agree with the defendant that the argument was improper. See State v. Ross, 151 Conn. App. 687, 698-99, 95 A.3d 1208, cert. denied, 314 Conn. 926, 101 A.3d 271, 272 (2014). We conclude, however, that the improper argument was harmless.
In considering the defendant‘s claim that the prosecutor‘s improper argument deprived him of the constitutional right to a fair trial, we begin by noting that, during the court‘s charge to the jury, the court made the following statement: “[T]he defendant has been charged in an information. The information has been read to you at the beginning of the trial and will be with you during your deliberations. . . . Each count alleges a separate crime. It will be your duty to consider each count separately in deciding the guilt or not guilty of the defendant.” The court continued by providing the jury with a description of each charge, as provided in the amended long form information. The court stated in relevant part: “Count one, assault in the [second] degree . . . [the defendant], with intent to cause serious physical injury to another person, caused such injury to such person, to wit, fractured the mandible of [the victim], in violation of
We further note that the court, by focusing its instruction as to count one on the specific conduct alleged in the long form information, namely, that the defendant had violated
Furthermore, the prosecutor‘s reference to Russo‘s testimony was an isolated instance that did not conform to a pattern of conduct repeated throughout the trial. Although the court declined to provide the jury with a specific instruction addressing the improper argument, the court did provide a general instruction emphasizing that argument is not evidence and that statements made during closing argument by the attorneys are not to be considered as evidence. Given the underlying facts of this case, the isolated nature of the prosecutor‘s argument, and the fact that the improper argument was not germane to the issue of whether the victim‘s broken jaw constituted a “serious physical injury,” we conclude that the court‘s general instruction was sufficiently curative and eliminated any danger that the prosecutor‘s improper comment might mislead the jury.14 Accordingly, we conclude that, despite the prosecutor‘s improper statement during closing argument, the impropriety was not so egregious that it deprived the defendant of his constitutional right to a fair trial.
The judgment is affirmed.
In this opinion the other judges concurred.
