State v. H. D. E.State v. H. D. E.
The decision of the Court of Appeals is reversed, and the case is remanded to the Court of Appeals for further proceedings.
En Banc
On review from the Court of Appeals.*
Stacy M. Chaffin, Assistant Attorney General, Salem, argued the cause and filed the briefs for petitioner on review. Also on the briefs were Ellen F. Rosenblum, Attorney General, and Benjamin Gutman, Solicitor General.
* Appeal from Umatilla County Circuit Court, Jon S. Lieuallen, Judge. 313 Or App 356, 493 P3d 1123 (2021).
DeHOOG, J.
The decision of the Court of Appeals is reversed, and the case is remanded to the Court of Appeals for further proceedings.
In this case, we again consider the crime of initiating a false report, an offense committed when a person “knowingly initiates a false alarm or report that is transmitted to a fire department, law enforcement agency or other organization that deals with emergencies involving danger to life or property.”
I. BACKGROUND
Viewed in the light most favorable to the state,2 the facts relevant to defendant‘s conviction under
Wallis gave defendant his business card before going to the doctor‘s office to investigate her allegations. There he interviewed the doctor, who acknowledged having confronted defendant‘s children but denied having shoved them. While at the medical office, Wallis learned that there was a surveillance camera in the waiting room that likely would have recorded the incident reported by defendant. Wallis watched the videorecording, but what he saw “didn‘t seem to *** match *** [defendant‘s] statements[.]”
The next day, defendant telephoned Wallis to tell him that, the night before, she had taken her son to the emergency room (ER) after he complained that his head hurt. She told Wallis that her son had been diagnosed with injuries—a contusion and a possible concussion—which, she insisted, had resulted from the doctor‘s assault. Wallis met with defendant and her son so that he could examine the
Several months later, the doctor received a letter from defendant stating that she intended to sue him for $864,000 in damages over the waiting-room incident and noting that the incident, along with the ER visit, had been reported to the police. Defendant indicated in the letter that she was “willing to settle out of court.”
II. PROCEDURAL HISTORY
The state charged defendant with two counts of initiating a false report,
At the conclusion of the state‘s case-in-chief, defendant moved for judgment of acquittal. Defendant argued that, in her report to the police, she had accurately described conduct by the doctor that would, at a minimum, have constituted the crime of harassment. In defendant‘s view, even if her report of an assault by the doctor had been false, adding those false allegations to an otherwise truthful report of the crime of harassment would not constitute initiating a
Defendant appealed, arguing that the trial court had erred in denying her motion for judgment of acquittal. Relying on our decision in State v. Branch, 362 Or 351, 408 P3d 1035 (2018), she argued that she could not be guilty of initiating a false report, because, as the trial court had purportedly found, she had truthfully reported conduct that constituted the crime of harassment, and her additional false statements about assaultive conduct had not alleged “circumstances to which the law enforcement agency [was] reasonably likely to respond as a current separate crime or emergency in itself.” Branch, 362 Or at 368 (emphasis added).
The state responded that defendant had reported two kinds of conduct by the doctor—yelling and forcible shoving—and contended that her report of forcible shoving qualified as a false report in its own right because it informed the police of a current crime or emergency to which the police were likely to respond.
Like defendant, the Court of Appeals in this case focused on Branch. Based on our interpretation of
“[W]hen a criminal investigation is not yet underway at the time of a report containing both true and false statements, to prove that a defendant initiated a false report through the inclusion of the false statements, the state must prove either that (1) the false statements resulted in an expenditure of investigatory resources beyond that which would have resulted based on the true statements alone; or (2) if no investigation occurs, that the false statements would have ‘start[ed] the ball rolling’ on an expenditure of resources beyond that which would have been triggered by the true statements alone.”
H. D. E., 313 Or App at 360-61 (second brackets in H. D. E.; emphasis added). Applying that rule, the court held that defendant could not be convicted of initiating a false report unless her false statements regarding an assault had triggered an expenditure of law enforcement resources beyond those triggered by her truthful report of harassment. Id. at 362. Because the record was silent on that issue, the Court of Appeals concluded that no rational trier of fact could find “that defendant‘s false statements on their own resulted in a law enforcement response different in scope from that which would have resulted from the true statements on their own,” meaning that she was entitled to a judgment of acquittal. Id.
III. THE PARTIES’ ARGUMENTS
On review, the state contends that neither the text nor context of
Defendant disputes the state‘s assertion that the Court of Appeals’ decision effectively requires proof of a new element. According to defendant, that opinion merely explains how an established element—the requirement of a “false *** report“—can or cannot be proved under various circumstances. Defendant contends that, because
IV. ANALYSIS
The parties’ dispute raises a question of statutory interpretation: Can a false allegation of a crime that is transmitted to the police constitute a “false *** report” under
A. Text and Context
For purposes of that analysis, we begin with the disputed text: “false report.” That term, or more accurately, the phrase “false alarm or report,”5 is found within the first subsection of
“A person commits the crime of initiating a false report if the person knowingly initiates a false alarm or report that is transmitted to a fire department, law enforcement agency or other organization that deals with emergencies involving danger to life or property.”
Turning to the statutory context, the parties appear to agree that the text immediately following the “false report”
Defendant also relies on the broader context of
“(a) The court shall include in the sentence of any person convicted under [ORS 162.375] a requirement that the person repay the costs incurred in responding to and investigating the false report.
“(b) If the response to the false report involved the deployment of a law enforcement special weapons and tactics (SWAT) team or a similar law enforcement group, the court shall impose, and may not suspend, a term of incarceration of:
“(A) At least 10 days.
“(B) At least 30 days if the deployment resulted in death or serious physical injury to another person.”
We disagree. As the state observes, the fact that the statute‘s penalty provisions expressly contemplate the amount and type of resources that are expended in response to a “false report” does not make those expenditures an aspect of the “false report” itself, nor does it make them a required element of the crime of initiating a false report. At most, the penalty provisions can be viewed as reflecting a general legislative concern with preserving emergency resources, which is something that no one disputes.
The parties also point to various other statutes that criminalize false statements, each contending that those statutes provide supportive context for their respective views. Defendant echoes our observation in Branch, 362 Or at 360, that a comparison of
We, like the Court of Appeals, find that our opinion in Branch significantly informs our construction of
In our decision, we proceeded to construe the phrase “initiates a false alarm or report” in
“refer[s] to a communication that informs a law enforcement agency or other emergency organization that a situation exists of a type to which the organization would respond with an expenditure of resources.”
Id. at 361. We then relied on that understanding of “report” in our preliminary construction of the phrase “initiates a false alarm or report.” We explained:
“Text and context suggest that a person ‘initiates a false alarm or report’ if the person‘s communication ‘begin[s]’ or ‘mark[s] the beginning of’ informing the organization about the circumstances that are the subject of the report. In the context of questioning initiated by law enforcement, that suggested meaning includes, at a minimum, falsely reporting new circumstances to which the law enforcement agency is reasonably likely to respond as a separate, ongoing crime or emergency. Conversely, the text and context suggest that a person does not violate
ORS 162.375 during law enforcement questioning by falsely confirming or denying knowledge of a report or alarm that already is under investigation, or by falsely conveying information about circumstances to which the agency would be unlikely to devote resources, except for whatever relevance the information may have to an existing criminal investigation (i.e., by making a false statement that is not a ‘report‘).”
Id. at 362 (brackets in original; emphases added).9
Defendant understands the foregoing interpretation of
“*** [A] report or alarm is only false for purposes of the statute if it would result in wasted or needless expenditure of responsive resources. Any false statements made during the report that do not independently give rise to wasted resources, do not constitute a new ‘false alarm or report’ because those statements did not ‘get the ball rolling’ on a misguided investigation. It is not a new criminal matter. Instead, the ball is rolling in the appropriate directi[on], investigating true allegations. If there are no false allegations that waste emergency resources, there is no ‘false alarm or report’ under
ORS 162.375 .”
Defendant‘s reading of Branch is flawed. True, as defendant emphasizes, we stated there that a person does not violate
Thus, to the extent that Branch informs our decision here, it tends to support the state‘s position. Although Branch did not involve a combination of true and false statements made in a single communication—or by the same person—that decision nevertheless suggests that,
Moreover, our various articulations of the holding in Branch suggest that, if false statements are sufficient to allege “new,” distinct crimes, they may qualify as “false report[s]” even if they also happen to be relevant to ongoing investigations. See Branch, 362 Or at 361 (stating that “false report” would not encompass “a statement that merely conveys information to which the agency would respond only because the information is relevant to an existing report or alarm” (emphasis added)); see also id. at 362 (a person does not violate
Finally, defendant‘s theory—premised as it is on a purported lack of evidence at trial that her false allegations led to an additional expenditure of resources—cannot easily be squared with Branch‘s observation that it does not appear that “an actual response by the organization is an element of the crime” of initiating a false report. 362 Or at 359 n 4. The Court of Appeals may have sought to avoid that incongruity by stating an alternative rule, one that would allow for a conviction even “if no investigation occurs, *** [so long as] the false statements would have ‘start[ed] the ball rolling’ on an expenditure of resources beyond that which would have been triggered by the true statements alone,” 313 Or App at 361. However, the overall effect of the Court of Appeals’ rule is to require—at least in cases where an investigation does occur—an inquiry into any actual expenditure of resources, a factual inquiry of the sort typically associated with establishing the elements of a crime.
Ultimately, Branch does not support the interpretation of
B. Legislative History of ORS 162.375(1)
For further guidance, we turn to the legislative history of
Donald Paillette, the director of the revision project, proposed the specific language that, with certain minor changes discussed below, the legislature ultimately enacted. Paillette‘s draft provided:
“A person commits the crime of rendering a false report if he knowingly causes a false alarm or report to be transmitted to a fire department, law enforcement agency, or other organization that deals with emergencies involving danger to life or property.”
Minutes, Criminal Law Revision Commission, Subcommittee 2, Sept 16, 1969, 17-18. The subcommittee agreed to that wording. However, one member of the subcommittee, Representative Haas, expressed reservations that the wording could make any oral statement to a police officer—even one solicited by the officer—subject to prosecution. That, in his view, meant that “every time you talk to a police officer, you would, in essence, be testifying under oath, subject to the penalties of being prosecuted for your statement if it is in error.” Id. at 18 (statement of Rep Harl Haas).
Paillette observed that the proposed statute was intended “to protect [against] the excessive use or the needless use of public emergency equipment[.]” Tape Recording, Criminal Law Revision Commission, Subcommittee 2, Sept 16, 1969, Tape 81, Side 2. Another member of the subcommittee shared a similar understanding of the new draft:
“[T]hat says the same thing, the waste of governmental resources, in other words if you‘re sending the police off on
Id. (statement of Thomas O‘Dell).
Exploring the scope of the proposed law further, Representative Haas described a hypothetical situation in which an officer investigating a crime takes a witness‘s statement, which turns out to be false. He asked whether that witness could be prosecuted, comparing that situation to “a false police report” and giving, as an example, an individual who “went down and filed a false report that he had been kidnapped.” He observed, “[T]hat‘s what we‘re talking about—initiating the wheels of law enforcement to go into action on an assertion that [he had] made, as opposed to just a false verbal statement to a police officer.” Id. (statement of Rep Harl Haas).
A third subcommittee member suggested that the statute could be limited to address the first member‘s concerns regarding police-initiated questioning by requiring that the person “initiate” (rather than “render[]“) a false alarm or report. Id. (statement of Rep Wallace Carson). Upon agreeing to that proposal, the subcommittee first voted to amend the most recent draft by using “initiate” in place of “cause” and “render[],” and then adopted the draft as amended, resulting in the wording that is now codified at
The subcommittee‘s draft of the “Perjury and Related Offenses” article was considered by the full commission in November of 1969. There was little substantive discussion of the crime now designated as “Initiating a False Report.” Minutes, Criminal Law Revision Commission, Nov 7, 1969, 11-12. When the Commission transmitted its proposed draft to the Legislative Assembly, the commentary that accompanied it described the drafters’ intent in the following terms:
“Criminal statutes dealing with false fire alarms are found in nearly all American jurisdictions. The rationale supporting criminal liability is based upon the waste of government resources involved and the creation of circumstances where personnel and equipment are made unavailable to deal with legitimate emergencies. Section 212 is intended
to reach fire and police departments, and all other organizations, public or private, that respond to emergency alarms involving danger to life or property. The section applies whether the false alarm was directly or indirectly caused to be transmitted. Criminal liability should not be dependent on whether the person acted himself or caused another to act for him.”
Commentary to Criminal Law Revision Commission Proposed Oregon Criminal Code, Final Draft and Report § 212, 208-09 (July 1970).
Returning to the parties’ arguments, defendant emphasizes the legislature‘s narrow purpose in enacting
For its part, the state agrees with defendant‘s view of the legislature‘s purpose in enacting that statute; the state argues, however, that the legislative history that defendant recounts also shows that the drafters did not, in fact, intend to limit the scope of the statute as defendant contends they did. Among other things, the state points to the subcommittee‘s discussion of a hypothetical involving “one kid” who calls the police to report a fictitious crime and the perpetrator‘s route, and a “second kid” who follows that with a call, stating, “No, that first one‘s wrong, it‘s going in the other direction.” Although one subcommittee member had suggested that the draft statute would “let the second guy off,” other members responded, “no,” because the second
Based on our own review of the legislative history of
But contrary to defendant‘s assertion, nothing about the legislature‘s overall objective in enacting
C. Synthesis
We return to the interpretive issue at the core of this case: whether, when a person transmits both true and false allegations of crime to a law-enforcement agency and the agency responds by expending resources, the state must prove that the person‘s false allegations triggered a greater or different expenditure of resources than the truthful statements would have triggered on their own. In addressing that issue, we note that it is unnecessary for us to conclusively decide whether, as the state appears to argue, a person can
In reaching that conclusion, we first note that the statutory text of
One reason for that reluctance is that, under
Ultimately, we find our discussion of
Lastly, even though the legislative history of
Given that understanding of
The decision of the Court of Appeals is reversed, and the case is remanded to the Court of Appeals for further proceedings.
Notes
“Dictionary definitions of the noun ‘report’ vary from the very casual (‘common talk’ and ‘rumor‘) to somewhat formal (‘something that gives information: a usu[ally] detailed account or statement ***‘) to formal (‘a usu[ally] formal account of the results of an investigation given by a person or group authorized or delegated to make the investigation‘). *** All of the definitions, however, describe a communication of information.”
362 Or at 358 (Quoting Webster‘s Third New Int‘l Dictionary 1925 (unabridged ed 2002) (brackets in Branch).). In addition, “false” is defined, in relevant part, as meaning “not corresponding to truth or reality” and, alternatively, “intentionally untrue.” Webster‘s at 819.“[A]t a minimum, in the context of questioning initiated by law enforcement, a person ‘initiates a false alarm or report’ within the meaning of