STATE OF OREGON, Rеspondent on Review, v. FERNANDO CLEMENTE-PEREZ, Petitioner on Review.
CC D104733M; CA A147753; SC S062407
In the Supreme Court of the State of Oregon
September 17, 2015
359 P.3d 232
Argued and submitted March 10, at Lewis & Clark Law School, Portland, Oregon, decision of Court of Appeals and judgment of circuit court are affirmed
Jona J. Maukonen, Assistant Attorney General, Salem, argued the cause and filed the brief for respondent on review. With her on the brief was Ellen F. Rosenblum, Attorney General, and Anna M. Joyce, Solicitor General.
Walters, J., dissented and filed an opinion, in which Brewer J., joined.
In this criminal case, defendant was convicted of unlawful possession of a firearm.
I. BACKGROUND
In reviewing a denial of a motion for judgment of acquittal, we describe the pertinent facts and all reasonable inferences that may be drawn from those facts in the light most favorable to the state. State v. Walker, 356 Or 4, 6, 333 P3d 316 (2014). In this case, defendant‘s son and estranged wife went to defendant‘s house to pick up his son‘s backpack before school. While defendant‘s wife and son were at his house, defendant heard his wife‘s cell phone ring from inside her car. Defendant retrieved her cell phone and saw that another man had called. Angered, he went to his pickup truck, which was parked under a stand-alone awning structure adjacent to the driveway of his house. He took out a handgun from inside an unlocked storage compartment underneath the back seat of the truck. He then walked to the backyard and shot his wife‘s cell phone, destroying it. Afterward, he wrapped the gun in a towel and put it back in thе storage compartment underneath the back seat of his truck. He then got into a different pickup truck and drove away.
The state charged defendant with unlawful possession of a firearm,
Defendant appealed his conviction for unlawful possession of a firearm only, assigning error to the trial court‘s denial of his motion for judgment of acquittal. He argued, first, that the state had not presented sufficient evidence to prove that he had been “within” his truck, within the meaning of
Defendant acknowledged on appeal that the trial court “did not expressly address [his] argument that the legislature did not intend to criminalize possessing a concealed weapon in a parked, unoccupied car when the weapon would not be accessible to the driver.” The Court of Aрpeals agreed with that assessment, concluding that the trial court reasonably had not understood defendant to have made such an argument:
“The trial court fairly understood that defendant was raising arguments that (1) he was entitled to a judgment of acquittal under the ‘place of residence’ exception in
ORS 166.250(2)(b) --the contention raised in defendant‘s second argument on appeal--and (2) he was entitled to a judgment of acquittal because the state had failed to prove that the gun was ‘readily accessible’ underORS 166.250(1)(b) given its location behind the driver‘s seat in a compartment under the rear seat. Neither of those arguments alerted the trial court that defendant contended thatORS 166.250(1)(b) requires proof that a person be within a vehicle when he possesses a handgun.”
Clemente-Perez, 261 Or App at 152. The Court of Appeals concluded that defendant had failed to preserve his argument that he had not been “within” his truck for purposes of
The court rejected defendant‘s remaining argument that he qualified for the “place of residence” exception as provided in
On review, defendant contends that (1) the state did not present sufficient evidence to support his conviction under
II. ANALYSIS
A. Preservation
Before we address the parties’ substantive arguments, however, we must first determine whether defendant adequately preserved his argument under
Defendant began his argument on his motion by stating, “I‘m hoping to organize this in a fashion, first I believe this statute is contemplating that this car is being driven or that it is out on some kind of public highway or road open to the public, a public premises, not just somebody‘s car on their property and-.” (Emphasis added.) The trial court interjected, engaging defendant in a lengthy discussion about the “place of residence” exception. Defendant later attempted to return to his argument regarding
“the statute does specifically say that [the handgun] must be readily accessible to a person within the vehicle. We have someone who‘s never driving the vehicle[,] he just approaches it and leaves it[.] [U]nder this State‘s interpretation the trunk is readily accessible. Everything‘s readily accessible because you‘re just walking up to a stopped car on your personal property.”
(Emphasis added.)
Further, defendant argued that, under
We conclude that our preservation policies have been served in this case. Defendant noted at the beginning of his motion for judgment of acquittal that he “hop[ed] to organize” his motion to cover each of his arguments. In light of the questions that the trial court asked, however, defendant spent the bulk of his time addressing the “place of residence” exception and did not elaborate on his argument regarding
We think those arguments sufficed to alert the trial court to defendant‘s argument that
B. Possession of Handgun “Within” a Vehicle
Having concluded that defendant adequately preserved his argument under
“(1) Except as otherwise provided in this section ***, a person commits the crime of unlawful possession of a firearm if the person knowingly:
“*****
“(b) Possesses a handgun that is concealed and readily accessible to the person within any vehicle[.]”
Initially, the parties dispute whether the phrase “within any vehicle” refers to the “handgun” or to the “person.” Defendant argues that “within any vehicle” refers to the “person.” In his view, a person does not violate the statute unless he or she is within a vehicle at the time that he or she possesses a concealed and readily accessible handgun. The state, by contrast, contends that “within any vehicle” modifies the term “handgun,” and that a person need not be within a vehicle to violate the statute. In deciding between those competing grammatical interpretations, we seek guidance from applicable canons of statutory construction. See PGE, 317 Or at 611 (“In trying to ascertain the meaning of a statutory provision, and thereby to inform the court‘s inquiry into legislative intent, the court considers rules of construction of the statutory text that bear directly on how to read the text.“). In particular, two rules of construction guide our analysis here: the doctrine of the last antecedent and the rule against surplusage.
The doctrine of the last antecedent provides that “[r]eferential and qualifying words and phrases, where no contrary intention appears, refer solely to the last antecedent. The last antecedent is the last word, phrase, or clause that can be made an antecedent without impairing the meaning of the sentence.” State v. Webb, 324 Or 380, 386, 927 P2d 79 (1996) (internal quotation marks omitted) (quoting Norman J. Singer, 2A Sutherland Statutory Construction § 47.33, 270 (5th ed 1992)). In
As a general rule, we also assume that the legislature did not intend any portion of its enactments to be meaningless surplusage. See
Where, as here, the legislature has not defined a particular term, we assume that the legislature intended to give words of common usage their “plain, natural, and ordinary meaning.” PGE, 317 Or at 611. Webster‘s Third New International Dictionary defines “within” as
“(1): in the inner or interior part of : INSIDE OF *** (2): in the limits or compass of : not beyond *** : enclosed or confined by[.]”
Id. at 2627 (unabridged ed 2002). Some of those definitions appear to support the state‘s position, while others appear to support that of defendant and the dissent. For example, the definition “in the inner or interior part of” is consistent with the state‘s contention that, once a person reaches beyond the exterior and into the interior of a vehicle, that person is “within“-i.e., in the inner part of-the vehicle. On the other hand, the definition “enclosed or confined by” would seem to suggest full enclosure of a person‘s body within a vehicle, as defendant and the dissent assert. Because
Context includes, among other things, other provisions of the statute at issue. Force v. Dept. of Rev., 350 Or 179, 188, 252 P3d 306 (2011). In particular, defendant raises two contextual arguments regarding
“(a) Except as provided in paragraph[] (b) *** of this subsection, a handgun is readily accessible within the meaning of this section if the handgun is within the passenger compartment of the vehicle.
“(b) If a vehicle *** has no storage location that is outside the passenger compartment of the vehicle, a handgun is not readily accessible within the meaning of this section if:
“(A) The handgun is stored in a closed and locked glove compartment, center console or other container; and
“(B) The key is not inserted into the lock, if the glove compartment, center console or other container unlocks with a key.”
First, defendant points out that the legislature defined “readily accessible” for purposes of
We note that the dissent‘s construction of the statute would not resolve that potential quandary. Even under the dissent‘s construction, a driver or passenger who was fully enclosed within a vehicle would run the same risk of violating the statute at the moment that he or she unlocked the relevant compartment. In any event, our response to that theoretical dilemma is that the legislature, in providing the locked-container exception, has exempted from prosecution certain conduct that would otherwise be proscribed by
Finally, we consider the legislative history of
The legislature responded in two ways. First, the legislature eliminated the requirement that a vehicle be “under the person‘s control or direction,” thereby ensuring that
Defendant and the dissent contend that the 1999 amendments to
In contrast, when the legislature enacted
C. “Place of Residence” Exception
We now turn to defendant‘s contention that he was nevertheless entitled to judgment of acquittal because he met the “place of residence” exception provided in
“Any citizen of the United States over the age of 18 years who resides in or is temporarily sojourning within this state *** [is not prohibited] from owning, possessing or keeping within the person‘s place of residence or place of business any handgun, and no permit or license to purchase, own, possess or keep any such firearm at the person‘s place of residence or place of business is required of any such citizen. As used in this subsection, ‘residence’ includes a recreational vessel or recreational vehicle while used, for whatever period of time, as residential quarters.”
The state, however, seeks a narrower interpretation. From the state‘s perspective, a person‘s “place of residence” is limited to the bounds of a person‘s residential structure. Accordingly, because defendant did not possess the handgun within his residential structure, he did not meet the exception for possessing a handgun within his “place of residence.”
To determine what the legislature likely intended the phrase “place of residence” to mean, we examine the text, context, and any relevant legislative history. Gaines, 346 Or at 171-72. Unfortunately, any legislative history pertaining to the enactment of
As previously mentioned, where the legislature does not provide a definition for a statutory term, we assume that the legislature intended the words in the statute to have their plain and ordinary meanings. PGE, 317 Or at 611. We consult dictionaries in use at the time of the legislature‘s enactment as an aid in interpreting the words of the statute. State v. Perry, 336 Or 49, 53, 77 P3d 313 (2003). In this case, we seek guidance from dictionaries in use around the time of the 1925 legislature‘s enactment of the “place of residence” exception.
Because those sources defined “residence” as being synonymous with “abode,” “dwelling,” and “habitation,” we consider the definitions of those words as well. A “place of abode” meant “[a] man‘s residence, where he lives with his family and sleeps at night.” John Bouvier & William Edward Baldwin, Baldwin‘s Century Edition of Bouvier‘s Law Dictionary 27 (1926). Similarly, a “dwelling” was defined as the “place or house in which a person lives.” Webster‘s (1910) at 687. And a “habitation” was defined as a “[p]lace of abode; settled dwelling; residence; house.” Id. at 967. Although those definitions are somewhat circular, they generally refer to some type of residential structure-i.e., a house, dwelling, or other habitation. Accordingly, a “residence,” in the plain and ordinary sense of that word, refers to a structure in which a person lives.
We note, however, that the legislature not only used the term “residence,” but rather the рhrase “place of residence,” in providing an exception to the general prohibition against carrying a concealed weapon. It is unclear whether the phrase “place of” broadens or narrows the limits of the term “residence.” Indeed, Black‘s noted that the word “place *** is an indefinite term. It is applied to any locality, limited by boundaries, however large or small. *** The extent of the locality designated by it must generally be determined by the connection in which it is used.” Black‘s at 899. Webster‘s, in contrast, defined a “place” with more particularity, viz., “[a] building, part of a building, or other spot, set apart for a special purpose.” Webster‘s (1910) at 1646. Reading the phrase “place of residence” as a whole, the term “place”
Of course, dictionaries are only the starting point for our textual analysis. We must consider the statutory words in context to determine which of multiple definitions is the one that the legislature intended. See State v. Ziska/Garza, 355 Or 799, 805, 334 P3d 964 (2014) (noting that “resort to dictionaries does not reveal which sense the legislature had in mind” and that “we look to the terms of the statutе and how the words in dispute are used in context“).
The phrase “place of residence” appears twice in
Defendant contends, however, that the legislature‘s choice of the term “residence“-as opposed to terms such as “dwelling,” “building,” or “house“-indicates a legislative intent for the exception to apply more broadly than to a residential structure only. He arguеs that, had the legislature intended to circumscribe the exception to the bounds of a person‘s residential structure, the legislature could have used words that would clearly express such a limitation. For example, the legislature elsewhere specified that second-degree burglary must occur in a “building,”
Further, the historical context of
“First, in 1885, the legislature imposed an outright ban on the carrying of concealed weapons by persons other than law enforcement officers. By later enactment, the legislature allowed for the carrying of concealed weapons on receiving a license. The 1925 statute created an exception to the general license requirement for persons in their place of residence or place of business. Those statutes, read together, reveal the intent of the legislature to carve out a limited and specific exception to the requirement of obtaining a license to carry a concealed weapon.”
Perry, 336 Or at 56 (emphasis added). Given the limited nature of the “place of business” exception, the court rejected the defendant‘s argument that the exception should apply to non-owner employees, reasoning that “it is not likely that the legislature first would have banned nearly all unlicensed carrying of concealed weapons and then, only eight years
Defendant nevertheless contends that the “place of residence” exception was intended merely to distinguish public from private property. If the legislature had wanted merely to prohibit carrying concealed weapons in public, however, it could have explicitly said so. Instead, the legislature created a blanket prohibition against carrying a concealed handgun without a license and carved out limited, specific exceptions for a person‘s residence and a person‘s place of business. Just as this court concluded in Perry that the defendant‘s proposed interpretation of “plaсe of business” was too broad, we likewise conclude that defendant‘s proposed interpretation would impermissibly broaden the scope of the “place of residence” exception to include all of a person‘s private residential property.
Finally, we consider defendant‘s argument that the scope of the “place of residence” exception should be interpreted coextensively with preexisting Oregon common law regarding a person‘s right to use force to defend his or her home. See State v. Ofodrinwa, 353 Or 507, 512, 300 P3d 154 (2013) (context for interpreting statutory text includes preexisting common law). This court has described that common-law right, also known as the “castle doctrine,” as follows:
“A man‘s house is regarded as his castle, to which he may flee for safety and protection, and which affords him and his family a ‘city of refuge‘; and, if a person unlawfully intrude, the householder, after having warned him to depart, if he do not obey within a reasonable time, may employ sufficient force to expel him; but the immunity pertaining to the defense of a habitation does not extend beyond the limits of the dwelling and the customary outbuildings.”
State v. Bartmess, 33 Or 110, 129-30, 54 P 167 (1898) (emphasis added); see State v. Brooks, 79 SC 144, 60 SE 518, 520
As defendant points out, the common-law right to defend one‘s home extended to the “customary outbuildings” of a person‘s dwelling. In defendant‘s view, “[i]t would be incongruous if the legislature, without expressly saying so, intended to limit the location at which a person may carry or store a concealed weapon more strictly than where he or she may lawfully employ them in self-defense against another person.”
We need not decide today, however, whether a customary outbuilding of a person‘s home might, under appropriate circumstances, be used for such domestic purposes and in such connection with the main residential structure as to be considered part of a person‘s “place of residence.” See State v. Lee, 120 Or 643, 649, 253 P 533 (1927) (defining “curtilage” as “the space of ground adjoining the dwelling-house, used in connection therewith in the conduct of family affairs and for carrying on domestic purposes usually including the buildings occupied in connection with the dwelling-house“); cf. State v. Dixson/Digby, 307 Or 195, 210, 766 P2d 1015 (1988) (noting that, “although the common law unquestionably recognized the concept of ‘curtilage,’ it did so to enlarge the definition of a dwelling to encompass nearby structures used in conjunction with the dwelling, so that the invasion of any of them could constitute burglary“). In this case, the evidence was that defendant possessed a concealed and readily accessible handgun inside his pickup truck, which was parked under a stand-alone awning next to his driveway. There was no evidence that defendant‘s pickup truck, or the awning beneath which it was parked, could be considered a customary outbuilding of his house. Nor was there any evidence that defendant used the truck or the stand-alone awning for domestic purposes to such an extent that either should be considered part of the house.
III. CONCLUSION
In summary, we conclude that a person‘s “place of residence” for purposes of
Because we conclude that the state presented sufficient evidence from which a rational trier of fact could find that defendant was “within” his truck at the time that he possessed a concealed, readily accessible handgun, and that defendant did not meet the “place of residence” exception, the trial court did not err in denying defendant‘s motion for judgment of acquittal.
The decision of the Court of Appeals and the judgment of the circuit court are affirmed.
WALTERS, J., dissenting.
I respectfully dissent. In my view,
Under
That understanding is of assistance in resolving the questions that the majority poses: What is the meaning of the word “within“? Does the statute apply only when a person is located entirely inside a vehicle, or does it also apply when a “substantial portion” of a person‘s body is so located? When modifying “handgun,” the word “within” must mean entirely inside the passenger compartment of the vehicle. The reason is that, for the statute to apply, the handgun must be not only “readily accessible,” but also “concealed.” If the word “within” were to mean only partially inside the passenger compartment of a vehicle, it would describe a handgun that could be partially outside of the vehicle, and therefore exposed and not concealed. It seems more likely that, when referring to the handgun, the legislature used “within” to be consistent with the term “concealed” аnd in accordance with one of its dictionary definitions—“in limits or compass of” and “not beyond“; “enclosed.” See 357 Or at 756 (reciting dictionary definitions).
It follows that “within” also means entirely inside when modifying “person.” There is no reason to think that the legislature intended “within” to have different meanings when modifying different nouns.
Further examination of the statute‘s text, context, and legislative history confirms that understanding. The statute that became
In 1999, the legislature amended
When the legislature made those two changes, it eliminated the requirement that the person “within” the vehicle be a driver, but maintained the requirement that a person subject to the statute be “within” the vehicle. There is no reason to think that, in doing so, the legislature intended
Certainly, as the majority argues, the legislature could have changed the word “within” to “occupy,” but why should it have done so? The phrase “within any vehicle” had been easily understood. It referred to the location of persons who have vehicles under their control or direction-drivers whо sit entirely inside their vehicles. Who would think that broadening the statute to make it applicable to passengers, who also sit entirely inside vehicles, would require the use of a new word or phrase? Like legislatures in other states, the Oregon Legislative Assembly wanted to capture vehicle occupants as well as operators within the statute‘s ambit, but a description of those persons as persons “within” the vehicle was sufficient to the task. Unlike the Connecticut legislature, the Oregon Legislative Assembly did not express an intent to expand the reach of
In fact, the statute‘s context indicates a contrary intent. As noted,
The majority does not disagree that the legislature intended to exempt from prosecution persons who reach into vehicles to place handguns in locked compartments or to conceal them for permitted trips. However, the majority apparently finds, without identifying, some other source for that exemption.
That reasoning may be logical, but it also would permit the acts in which defendant in this case engaged.
I understand full well that the words that the legislature uses are the best expression of its intent and that, when chosen words compel a result, the chosen words must be given effect. I know that that is so even when the result seems at odds with the legislature‘s objective or defies common sense. But here, the word “within” does not compel the result that the majority reaches. The word “within” means “in the limits or compass of” and “not beyond“; “enclosed.” If we give the word “within” that dictionary meaning,
Brewer, J., joins this opinion.
Notes
“(1) Except as otherwise provided in this section ***, a person commits the crime of unlawful possession of a firearm if the person knowingly:
“*****
“(b) Possesses a handgun that is concealed and readily accessible to the person within any vehicle; ***
“*****
“(2) This section does not prohibit:
“*****
“(b) Any citizen of the United States *** from owning, possessing or keeping within the person‘s place of residence or place of business any handgun, and no permit or license to purchase, own, possess or keep any such firearm at the person‘s place of residence or place of business is required of any such citizen. As used in this subsection, ‘residence’ includes a recreational vessel or recreational vehicle while used, for whatever period of time, as residential quarters.
“*****
“(4)(a) Except as provided in paragraph[] (b) *** of this subsection, a handgun is readily accessible within the meaning of this section if the handgun is within the passenger compartment of the vehicle.
“(b) If a vehicle *** has no storage location that is outside the passenger compartment of the vehicle, a handgun is not readily accessible within the meaning of this section if:
“(A) The handgun is stored in a closed and locked glove compartment, center console or other container; and
“(B) The key is not inserted into the lock, if the glove compartment, center console or other container unlocks with a key.”
