*1 Rocky power purchase agreement with
MountainPower. GAILEY, Appellant,
Shanelle Utah, Appellee.
STATE
No. 20130637 of Utah.
Supreme Court August 1, 2016
Filed
violated-the Plea
Statute does
Withdrawal
altogether
foreclose the
rather,
proce-
peal;
provides
it
an alternative
Skibine,
Lilly,
E.
S8.
Nathalie
Catherine
'
plea. Although
challenging
route for
dural
City,
appellant
for
Lake
Salt
Gailey
argues
hypo-
Ms.
she could
Gen., Christopher D.
Reyes, Att'y
Sean D.
thetically
state-paid counsel or
be denied
Gen.,
Ballard,
Att'y
appellee
Asst.
of counsel in
effective assistance
the PCRA
proceeding,
render
which she claims would
opinionof
Durham authored the
Justice
proceeding
inadequate
substitute
Court, in
Himonas
which Justice
and
ordinary
for an
she has not chosen to
appeal,
joined.
Justice Pearce
pursue
proceeding
such a
and therefore
ripe
Justice
these claims
Chief
Lee filed
are
review.
Associate
judgment,
in which
opinion concurring the
BACKGROUND
joined.
Chief
Durrant
Justice
charged
Gailey
bur-
T4The
Ms.
Appeals
Certification from the Court
On
theft,
glary,
alleg-
criminal
and
mischief
Durham, opinion of the Court:
Justice
edly breaking into her mother's home and
stealing
keys.
and her mother's
cash
car
Ms.
INTRODUCTION
Gailey's
Early
case
was
Case
assigned
the course of a
hours
June
T1 Over
few
(ECR)
17, 2018,
Resolution
Court. On June
Gailey entered
defendant Shanelle
Gailey
appearance,
entered her initial
appearance in the
court
her initial
district
counsel,
appointed
was
and
her
waived
charges,
burglary-related
appointed
was
preliminary hearing.
to a
After the State
counsel,
preliminary
her
waived
agreed
drop
charges
and
two
reduce
trial,
hearing
pled guilty,
and
waived
burglary charge
trespass,
eriminal
sentencing,
waiting period for
received
and
agreed
plead guilty.
Gailey
judgment and sentence.
person may
5 A
criminal
now wishes
trespass under Utah Code section 76-6-
unknowing
involuntary,
but Utah
206(2)(a)
unlawfully
if she
or
"enters
remains
(Plea
Stat-
Code section 77-18-6
property
and ...
to cause [an]
intends
ute)
Gailey'splea
to a direct
annoyance."Ms.
affidavitstated
cuts off defendant's
announced, requir-
March
Lake Coun-
appeal
that "On
Salt
once
is
pursue plea
ing
the defendant instead
ty,
Gailey unlawfully
onto
Shanelle
entered
collaterally
claims
through
withdrawal
intending
an-
property
another's
cause an
noyance."
Gailey's
counsel read this
(PCRA).
Act
Remedies
Post-Conviction
judge
to the
asked
statement
argues-contrary
to our caselaw-
happened.
if
not Ms.
what
The
that the Plea
Statute
followingexchange
place:
then took
appeal,
off
cut
direct
but
merely
exactly
either
Not
but
allows defendant
DEFENDANT GAILEY:
house,
stayed
I
my
mother's
but
it's
there
If the
relief.
that,
preclude
in fact
annoy
say
statute does
I-
I
didn't
did
her.
will
I
intend to but did.
argues
then Ms.
I,
you
unconstitutional because article
THE
it
like
start-
COURT:
sounds
So
really
saying
you
didn't
do
Utah
ed by
"iln
prosecutions
criminal
the accused shall have
you
then
came around and those
facts
basicallythe
of the case?
are
...
all cases"
she
facts
Yeah,
they
are.
not an
DEFENDANT GAILEY:
the PCRA
claims that
adequate
for direct
substitute
you
that those
THE COURT: So do
admit
your
facts
es-
described
and conclude
13 We reaffirm our caselaw
sentially
happened
the case?
what
bars direct
that the Plea Withdrawal Statute
Yes.
GAILEY:
DEFENDANT
place,
appeals
sentencing takes
and re-
once
pursue postconviction
quires defendants
Okay.
you pleading
THE
And
COURT:
relief,
you're guilty
charge
guilty to the
that Ms.
also determine
been
of it?
GAILEY:Yes.
DEFENDANT
limitation
Utah Code section 77-18a-
1(1)(a),
permits
which
defendants an
judge
informed
"as a
...
a final
[from]
matter
giving up "im-
pleading guilty
would be
she
conviction,
judgment of
verdiet
rights," including the
portant constitutional
plea."
appeal any
right to trial and the
5110The Plea Withdrawal Statute further
at trial to an
court. The
*3
appeal by requir-
limits a
Gailey
judge also advised Ms.
waiv-
ing
plea
the defendant to either withdraw the
waiting period
ing
two-day
for
the minimum
prior
sentencing,
pursue postconviction
or
she would waive
chance she
sentencing.
Gailey argues
relief after
Ms.
guilty
have to withdraw her
would otherwise
provides
the Plea Withdrawal Statute
plea,
that she
indicated
under-
permissive
relief as a
alterna-
judgment
stood and the court then entered
pursuing
appeal,
not a
tive
manda-
and sentence.
replacement.
tory
"[tlhere
She contends that
filed notice
with-
nothing
language
[Plea
With-
filing
plea.
a motion to
out
withdraw her
The
explicitlystrips
Statute]
drawal
appeals
sponte
motion
court of
sua
offered a
jurisdiction," and that our
mis-
caselaw has
summary disposition
"on the basis that
takenly interpreted
requiring
as
jurisdiction
lacks
thle] court
because there
pursue postconviction
defendants
relief ex-
timely
guilty
was
motion withdraw the
clusively.
plea."
"assert[ed]
then
opportunity
clarify
11 We use this
process
nature
of the
under which her
precedent holding
reaffirm our
that the
proceeded precludes meeting
case
the re-
is a
Statute
bar
perfecting
appeal,
quirements for
an
and ...
appeal post-sentencing.
next con-
We
implicated by
there are constitutional
issues
arguments,
sider Ms.
response,
In
process."
the court of
and conclude
the Plea Withdrawal Stat-
peals
withdrawing
an
the mo-
issued
order
ute does not on its face violate the constitu-
summary disposition,
tion for
and ordered
provides
tional
because it
go
solely
case
that the
forward
mechanism review and relief from
jurisdictional
questions
and constitutional
unknowing
involuntary plea, including ap-
appeals
court of
raised. The
certified
case
Finally,
pellate review.
we conclude
this
court,
to this
under
applied
statute is
unconstitutional as
78A-8~102@8)(b).
Utah Code section
as she has not
encountered
any deficiencies-specifically,
deprivation
OF
STANDARD REVIEW
ineffective assistance
appellate jurisdiction
18 "Whether
pursuing post-
counsel-associated
question
exists is a
of law which
review
relief,
conviction
While
PCRA does
Migliore
Livingston
for correctness...."
v.
require
attorney
appointed,
to be
Fin., LLC,
9,
15,
€
cated in
with due
of law the
the merits of his
have not
accord
been
addressed,
appellant
appears
[the defendant]
does
have
effective assis
abe
prime candidate to benefit from the district
attorney.").
of an
tance
counsel.");
appoint
court's discretion
%28Neither
Stone,
148, 11,
App
v.
2018 UT
T
nor the
effective assistance
counsel
("[Defendant]
has not demonstrated that
constitutionally
statutorily
counsel
he would be forced to
relief under the
guaranteed
postconviction proceedings.
counsel.").
PCRA without the aid
can We
State,
Hutchings v.
not declare the PCRA
abe
consti
(noting
that defendants
"no
tutional violation
right to
statutory or constitutional
counsel
on
hypothetical
counsel
based on a
relief");
postconviction
petition
a civil
future
counsel.4See Fundamental
denial
722,752,
guaranteed, the PCRA 'the a waiver the to raise the that forfeiture in subsequent proceedings. request indigent may, upon issue court the of an petitioner, appoint pro on bono counsel a may subject to constitu- Such rules be (cita- represent petitioner,'" basis the Id. challenging challenge, But tional the basis omitted). tion it constitu- And deems they them be that eliminate the would not basis, says argument unripe on that It tional appeal. of preservation of Rules declare the PCRA "[wle cannot always forfeiture foreclose the waiver to be the a constitutionalviolation appeal. They on cannot raise issue appeal based on a on counsel alone, on that basis un- unconstitutional hypothetical Supra denial of future counsel." prepared say less that such rules added). 29 (emphasis per se unconstitutional. implication is that Gailey's state [44 I see no blanket kind basis im- may be constitutional Certainly Gailey conclusion. identi- given plicated ultimately if she is counsel fied one. in That seems proceeding. future PCRA problematic, argument question At oral as the arose legislature's power to dictate rules the impulse I in the favor of understand governing timing filings in district Perhaps court avoidance. constitutional of preservation or the in the Plea court law perceives its decision as matter restraint. may ques- be a Withdrawal Statute. fair That opposite, By kicking it strikes me But as the tion for road, implies in a See consideration future case. the can down Const, art, appoint- require constitution state VIH, § 4 (providing Utax proceeding ment in a chal- power "adopt this court has the rules lenging guilty plea. of a the voluntariness procedure and to be used in evidence "manage of the state" and to significant I proposition, That is a rule," process" "by recognizing leg- while lightly would assume power "upon islature's to "amend" rules such paid implied by the state constitu vote of two-thirds all members both "right appeal," as those words were tional houses"). I no originally reason challenged understood. 4And But one has the Plea 4. Statute under article here, even resolve that us to matter implicitly. challenge, in And absence such filing requirement prescribed this statute Instead, I affirm would thresh- range any is no of a different than of other reaching old basis identified above. Before preservation or rules of waiver set forth else- question PCRA an ade- whether the in our where law. quate for an I first substitute would meaningfully ask such implicate the state Such rules do impinged by the I Statute. I constitutional would it not. I hold that was would would hold basis,. affirm that implicated is not rules dictating timing means proper preserving court. And an issue the district
I would the failure to follow deem rules na (third interpret original) permanent'" I to be alteration in would constitutional Madison, (1 Cranch) encompass (quoting Marbury the core of an 5 U.S. elements 137, 176-177, (1803))). traditionally inquiry at the time L.Ed. That understood Constitution, framing briefing analysis. of Utah full careful I deserves away Houston, here. I would not it And assume T4 J,, (Lee, concurring part concurring examination of the decide careful without (to judgment) (presenting "premise{s]} of various historical record assess whether the tradition- ' originalism understanding "appeal" encompassed al of an interpretation," in- counsel). paid briefing We receivedsome cluding 'evolving rooted "constitution (pursuant sup- ca- on this case standards' ... 'written' *9 order), briefing pable 'form{[ing] para- plemental but we have no need fundamental nation,' establishing given or of 'cer- resolve it waived mount law the guiltyplea 'designed tain limits not to transcended"
