STATE OF OHIO v. RAYMOND R. EMERSON
Appellate Case Nos. 2015-CA-24, 2016-CA-1
IN THE COURT OF APPEALS OF OHIO, SECOND APPELLATE DISTRICT, DARKE COUNTY
December 29, 2016
[Cite as State v. Emerson, 2016-Ohio-8509.]
HALL, J.
Trial Court Case No. 14-CR-287. (Criminal Appeal from Common Pleas Court)
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Rendered on the 29th day of December, 2016.
R. KELLY ORMSBY, III, Atty. Reg. No. 0020615, and DEBORAH S. QUIGLEY, Atty. Reg. No. 0055455, Darke County Prosecutor‘s Office, 504 South Broadway Street, Suite No.3, Greenville, Ohio 45331
Attorneys for Plaintiff-Appellant/Cross-Appellee
JON PAUL RION, Atty. Reg. No. 0067020, and NICOLE RUTTER-HIRTH, Atty. Reg. No. 0081004, Rion, Rion & Rion, L.P.A., Inc., 130 West Second Street, Suite 2150, Post Office Box 10126, Dayton, Ohio 45402
Attorney for Defendant-Appellee/Cross-Appellant
{¶ 1} The State of Ohio appeals from the trial court‘s October 5, 2015 judgment entry of conviction and sentence, which, following a jury‘s guilty verdict, convicted and sentenced appellee/cross appellant Raymond Emerson on fourth-degree felony corrupting another with drugs in violation of
{¶ 2} In two related assignments of error, the State contends the trial court erred in “amending” the charge against Emerson from a second-degree felony, as charged in the indictment, to a fourth-degree felony based on a purported lack of proof that fentanyl was a “Schedule II” controlled substance.
{¶ 3} In a cross appeal, Emerson advances three assignments of error. First, he challenges the legal sufficiency and manifest weight of the evidence to sustain his conviction.1 Second, he contends the trial court erred in denying his Crim.R. 33 motion for a new trial based on (1) a key prosecution witness presenting “surprise testimony” and (2) the insufficiency of the State‘s evidence. Third, he asserts that the trial court erred in failing to suppress statements he made to police based on (1) a Miranda violation and (2) the statements being involuntary.
{¶ 4} The record reflects that Emerson originally was charged with involuntary manslaughter, a first-degree felony, and corrupting another with drugs, a second-degree felony. The charges stemmed from his alleged role in the death of his wife, Angela Emerson, on January 18, 2014. Prior to trial, the State dismissed the involuntary manslaughter charge. (Trial Tr. at 5-6). At trial, the State presented evidence that Angela was addicted to prescription drugs and had also abused non-prescription drugs.2 With regard to the incident at issue, the State presented testimony that Emerson, a nurse, had admitted to cutting a 50-microgram per hour fentanyl patch and placing half of it on Angela‘s abdomen to relieve her extreme pain. He then went into his bedroom and went to bed, leaving her alone in the living room. When Emerson later awoke, he found Angela dead on the couch. (Id. at 297-298).
{¶ 5} The State introduced evidence that Emerson called in the event as a “probable drug overdose.” Angela did not have a prescription for the fentanyl. (Id. at 296). She had “scored” (Emerson‘s word) the patch from a drug dealer the previous day. (Id. at 209). Emerson said she had overdosed previously and had a drug addiction problem. (Id. at 297-298). Fentanyl packaging comes with a strong warning not to alter the patch, which could defeat the gradual absorption through the permeable membrane and into the skin. (Id. at
{¶ 6} In addition to the State‘s evidence, in the defense case evidence was introduced that Angela went to the hospital on October 12, 2012 for an overdose, where she was signed in by her husband, after she chewed on her husband‘s fentanyl patch. On October 17, 2013 she was admitted for an apparent heroin overdose after her husband found her non-responsive and he started “ALS” (advanced life support). On December 18, 2013 she was taken to the hospital for multi-substance abuse, including chewing on a fentanyl patch, after her husband found her lethargic.
{¶ 7} An autopsy revealed the presence of multiple drugs in Angela‘s system. They included fentanyl, anti-depressants, benzodiazepines, an anti-psychotic, and a muscle relaxer. (Id. at 233). Angela had prescriptions for some but not all of these medications. Her cause of death was determined to be “multiple drug intoxication.” (Id. at 230).
{¶ 8} Forensic pathologist Susan Allen, who performed the autopsy, testified that she could not say whether fentanyl, as opposed to one of the other drugs, caused Angela‘s death. (Id. at 237). Allen stated that 50 micrograms per hour of fentanyl might be too much for a person to tolerate if the person had “never taken anything like that.” (Id. at 242). Allen opined that Angela had a “high” level of fentanyl and two other drugs in her system. (Id. at 239). Allen also stated that fentanyl could be a “killer drug” if misused. (Id. at 242). She then testified that, in her opinion, fentanyl had “played a role” in Angela‘s death. (Id.). But when then asked whether Angela would have died from just the other drugs in her system, Allen responded that she did not know. (Id.). Allen also opined that there was “no way to know” when any of the drugs in Angela‘s system had been taken. (Id. at 242-243).
{¶ 9} Darke County Coroner Timothy Kathman also testified for the State. He agreed that Angela‘s cause of death was “multiple drug toxicity.” (Id. at 256). He stated that the multiple drug intoxication “could have occurred minutes to hours” before Angela‘s death. (Id. at 270). Kathman acknowledged that in such a case, he could not determine “which drugs or combination of drugs caused the death[.]” (Id. at 265). Kathman testified that the fentanyl in Angela‘s system was “was not at an excessive level.” (Id. at 269). When asked whether the fentanyl found in Angela‘s system was at a “therapeutic level,” Kathman reiterated that “[i]t was not an excessive level.” (Id. at 270). Kathman later testified unequivocally that the fentanyl found in Angela‘s system was not “a deadly dose.” (Id. at 276). When asked whether she would have died absent the fentanyl, he responded: “Well, that‘s an excellent question, but I have no way of determining that.” (Id. at 276).
{¶ 10} In its closing argument, the State maintained that Emerson was guilty of violating
{¶ 11} The jury returned a guilty verdict. The verdict form stated that the jury found Emerson guilty “of the offense of Corrupting Another with Drugs.” (Doc. #24). The verdict form did not contain the felony level of the offense or state that the drug involved was fentanyl, although that is the only drug contained in the indictment and the only drug that Emerson “administered” to his wife. Following the verdict, the trial court overruled a Crim.R. 29 motion (which Emerson had made during trial and had renewed afterward and which the trial court had held in abeyance) and a Crim.R. 33 motion for a new trial. With regard to the Crim.R. 29 motion, the trial court noted the absence of any “direct testimony” that fentanyl was a “controlled substance” but concluded that such a fact could be inferred from the evidence. The trial court also agreed with Emerson that the State had failed to prove fentanyl was a “Schedule II” controlled substance. It determined, however, that a conviction under
{¶ 12} The trial court later sentenced Emerson to community control but also imposed a 60-day jail sentence. In addition, it ordered him to pay a $5,000 fine and imposed other sanctions. This appeal and cross appeal followed.
{¶ 13} In its first assignment of error, the State contends the trial court erred in requiring it to prove that fentanyl was a Schedule II controlled substance and in amending the charge after the verdict to a fourth-degree felony. The State argues that, as a matter of law, fentanyl is a “Schedule II” controlled substance under
Corrupting Another with Drugs is a felony of the second degree when the drug involved is included in Schedule I or II. The State proved that Appellee knowingly, by any means, administered or furnished to Angela Emerson Fentanyl and thereby caused serious physical harm to Angela Emerson. The jury
returned a verdict of guilty to that charge based upon the facts. It is a matter of law that Fentanyl is a Schedule II controlled substance. R.C. 3719.41 . The Court was required to impose the penalty for the violation ofR.C. 2925.02(A)(3)(C)(1) as a felony of the second degree. The Trial Court erred when it misinterpreted the law.
(State‘s Appellate Brief at 5).
{¶ 14} In its second assignment of error, the State asserts that the trial court abused its discretion in requiring the prosecution to prove the additional element that fentanyl was a “Schedule II” controlled substance. In support, the State relies on the same argument supporting its first assignment of error, to wit: that fentanyl is a “Schedule II” controlled substance by operation of law and that the trial court should have taken judicial notice of that fact.
{¶ 15} We agree with the State that fentanyl is a Schedule II drug under
{¶ 16} Upon review, we conclude that the State‘s appeal is not permitted by
{¶ 17} The State asserts in its reply brief that it is entitled to appeal as a matter of right because the trial court granted a motion to dismiss part of the indictment (which alleged that fentanyl
{¶ 18} We turn now to Emerson‘s appeal. In his first assignment of error, he challenges the legal sufficiency and manifest weight of the evidence to sustain his conviction. Emerson raises the same two issues with regard to the weight and sufficiency of the evidence. First, he contends the State failed to prove that fentanyl is a controlled substance. Second, he claims the State failed to prove that his act of administering or furnishing fentanyl to his wife caused “serious physical harm” as defined by the trial court.
{¶ 19} When a defendant challenges the sufficiency of the evidence, he is arguing that the State presented inadequate evidence on an element of the offense to sustain the verdict as a matter of law. State v. Hawn, 138 Ohio App.3d 449, 471, 741 N.E.2d 594 (2d Dist.2000). “An appellate court‘s function when reviewing the sufficiency of the evidence to support a criminal conviction is to examine the evidence admitted at trial to determine whether such evidence, if believed, would convince the average mind of the defendant‘s guilt beyond a reasonable doubt. The relevant inquiry is whether, after viewing the evidence in a light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime proven beyond a reasonable doubt.” State v. Jenks, 61 Ohio St.3d 259, 574 N.E.2d 492 (1991), paragraph two of the syllabus.
{¶ 21} A closer question is whether the State presented legally sufficient evidence to prove that Emerson‘s act of administering or furnishing fentanyl to his wife caused “serious physical harm.” Although there are several statutory permutations of what constitutes “serious physical harm,” the trial court‘s only instruction to the jury defined it as “any physical harm that carries a substantial risk of death.”5 (Trial Tr. at 403). Thus, the issue is whether the State presented legally sufficient evidence to support a finding that Emerson‘s act of administering or furnishing fentanyl to his wife carried a substantial risk of death.
{¶ 22} We note the trial court instructed the jury, without objection, with the part of OJI 417.25 which states: “[t]here may be one or more causes of an event. However, if a defendant‘s act or failure to act was one cause, then the existence of other causes is not a defense.” We have previously found no error with this instruction. State v. Fair, 2d Dist. Montgomery No. 24388, 2011-Ohio-4454, ¶ 70. When asked “[d]id fentanyl cause Miss Emerson to die?” Dr. Allen responded “It played a role in her death.” (Trial Tr. at 242). This testimony alone is sufficient for the case to be submitted to the jury. But in addition, there is the evidence that Angela did not have a prescription for fentanyl, she had prescriptions for multiple drugs she was taking, she had a history of fentanyl abuse, she had a prior fentanyl overdose requiring hospitalization, and Emerson had knowledge of these facts.
{¶ 23} We recognize that the evidence as to the cause of death does not point to a singular explanation. The testimony addressing the causation issue came from forensic pathologist Susan Allen and Darke County Coroner Timothy Kathman. Neither expert presented any testimony to support a finding as to what drugs Angela may have taken or when she took them. To the contrary, Allen acknowledged that there was “no way to know” when any of the drugs in Angela‘s system had been
{¶ 24} We reiterate, though, that an offender‘s criminal act does not have to be the sole cause of harm. In State v. Carter, 2d Dist. Montgomery No. 21820, 2007-Ohio-5570, Carter was an intoxicated driver who lost control at high speed and struck a pole killing his passenger. Carter argued that the cause of the accident was that the passenger was flailing about, attempting to get out of the car, and had struck Carter‘s hand on the steering wheel. In our analysis we stated:
” ‘It is well established that the definition of ‘cause’ in criminal cases is identical to the definition of ‘proximate cause’ in civil cases. * * * The general rule is that a defendant‘s conduct is the proximate cause of injury or death to another if the defendant‘s conduct (1) is a ‘substantial factor’ in bringing about the harm and (2) there is no other rule of law relieving the defendant of liability. * * *
” ‘A defendant cannot be relieved of criminal liability merely because factors other than his acts contributed to the death, provided such other factors are not the sole proximate cause of death. * * * Indeed, we have specifically stated that the alleged contributory negligence of a victim may not be used as a defense in a subsequent aggravated vehicular homicide prosecution unless it is the sole proximate cause of death.” State v. Filchock, 166 Ohio App.3d 611, 624, 852 N.E.2d 759, 2006-Ohio-2242 [(11th Dist.)], citing State v. Flanek (Sept. 2, 1993), Cuyahoga App. No. 63308 [1993 WL 335601].
{¶ 25} Construing the evidence in the light most favorable to the prosecution, we determine that the evidence was sufficient such that a reasonable juror could conclude that administration of the fentanyl to Angela, a person known to take other drugs with a history of abuse and overdose, created a substantial risk of death and was a contributing cause of Angela‘s death.
{¶ 26} Our analysis of whether the evidence is against the manifest weight of the evidence is based on a different
{¶ 27} The entire record includes the additional medical record information revealing that Angela had been hospitalized for overdoses three times within 15 months of her death, the last of which was just one month before her demise. Two of the overdoses involved fentanyl. Her husband had found her unresponsive or lethargic. Under these circumstances we cannot say that the jury lost its way by finding Emerson guilty of the charge of corrupting another with drugs. Because we found the evidence to be sufficient and not against the manifest weight, Emerson‘s first assignment of error is overruled.
{¶ 28} In his second assignment of error, Emerson contends the trial court erred in overruling his new-trial motion. He argues that a new trial was required because the State‘s “star” witness presented “surprise testimony” at trial.6
{¶ 29} Emerson‘s argument concerns the testimony of Arcanum police officer David Kiser. At trial, Kiser testified that he interviewed Emerson as part of his investigation into Angela‘s death. According to Kiser, Emerson told him Angela had purchased a 50-microgram per hour fentanyl patch from a drug dealer and that Emerson admitted cutting the patch and placing it on Angela‘s abdomen. (Trial Tr. at 296-297, 324-325). On cross examination, Kiser acknowledged that a typed police report he completed after the interview stated that Angela had purchased a 25-microgram fentanyl patch, not a 50-microgram patch. (Id. at 325-326). Kiser denied defense counsel‘s suggestion that he had written a “false report” and explained that his typed reference to a 25-microgram fentanyl patch being involved was an “error” and that his earlier handwritten notes correctly had referenced a 50-microgram patch. (Id. at 325-326).
{¶ 30} On appeal, Emerson argues that Kiser‘s trial testimony about a 50-microgram fentanyl patch being involved constituted “surprise testimony” that deprived him of a fair trial. This argument lacks merit. Kiser‘s handwritten notes referenced a 50-microgram patch being involved. His subsequent typed report mistakenly referenced a 25-microgram patch (possibly because a 25-microgram fentanyl patch wrapper had been found in the house). The handwritten notes and the typed report both were provided to Emerson during discovery. At trial, Kiser explained the discrepancy, and defense counsel cross examined him about it. We see no basis for ordering a new trial under Crim.R. 33. The trial court‘s refusal to grant a new trial based on Kiser‘s mistake about a 25-microgram or 50-microgram fentanyl patch being involved did not constitute an abuse of discretion. The second assignment of error is overruled.
{¶ 31} In his third assignment of error, Emerson challenges the trial court‘s refusal
{¶ 32} With regard to the Miranda issue, the trial court noted the parties’ disagreement about whether Emerson had been advised of his rights. The trial court found no need to resolve that issue, however, because it determined that Emerson was not in custody when Kiser interviewed him. It is well settled that Miranda applies only to “custodial interrogation.” State v. Mobley, 2d Dist. Montgomery No. 26044, 2014-Ohio-4410, ¶ 20. To determine whether a defendant was in custody when police questioning occurred, the relevant inquiry is how a reasonable person in the defendant‘s position would have understood the situation. State v. Lewis, 2d Dist. Montgomery No. 18098, 2000 WL 1867568, *3 (Dec. 22, 2000). More specifically, the question is whether a reasonable person would have felt that he was under arrest or that his freedom of movement was restrained to an extent associated with a formal arrest. State v. Knight, 2d Dist. Montgomery No. 24130, 2011-Ohio-3284, ¶ 14.
{¶ 33} Here we agree with the trial court that Kiser‘s interrogation of Emerson was not “custodial.” At Kiser‘s request, Emerson drove himself to the Arcanum City Building a few days after Angela‘s death. The building housed the police department and other municipal departments. Emerson and Kiser met in a common council room that was not part of the police department‘s offices. (Suppression Tr. at 11-12). The two men met alone, and the door was not locked. (Id. at 13). At that time, police were “looking at everybody,” but Emerson was not a “primary suspect.” (Id.). Kiser mostly wanted to find out “what happened with Angela.” (Id.). According to Kiser, he agreed not to record the conversation at Emerson‘s request. (Id. at 14). Kiser testified that the interview lasted an hour or a little more. (Id. at 15). Kiser also testified that he offered Emerson water and a break. (Id. at 18). After the interview, the two men shook hands, and Emerson left. (Id. at 17).
{¶ 34} Emerson also testified at the suppression hearing, and his testimony differed from Kiser‘s in some respects. According to Emerson, the interview lasted five to six hours. (Id. at 47, 49). He denied Kiser offering him water or a break. (Id. at 48). Emerson stated that he felt compelled to be there and not free to leave. (Id. at 49). He additionally asserted that he requested a lawyer during the interview—a claim Kiser disputed. (Id. at 16-17, 49). Emerson also denied requesting that the interview not be recorded. (Id. at 50). He acknowledged that he drove home after the interview. (Id. at 53).
{¶ 35} The trial court‘s suppression ruling does not resolve most of the foregoing factual disputes. But even if we assume, arguendo, that the interview lasted five hours, that Kiser did not offer water or a break, that Emerson requested counsel (a claim the trial court did reject), and that Emerson did not object to the interview being recorded, we see no reasonable, objective grounds for Kiser‘s subjective belief that he was not free to leave any time he wished. Emerson arrived voluntarily for the one-on-one meeting with Kiser in an unlocked conference room at the Arcanum City Building and freely left when the meeting ended. The record contains no evidence of threats during the meeting. Nor was Emerson‘s freedom of movement
{¶ 36} The only remaining issue is whether Emerson‘s statements to Kiser were involuntary. “[C]oercive police activity is a necessary predicate to the finding that a confession is not ‘voluntary’ within the meaning of the Due Process Clause of the Fourteenth Amendment.” Colorado v. Connelly, 479 U.S. 157, 167, 107 S.Ct. 515, 93 L.Ed.2d 473 (1986). “Absent police conduct causally related to the confession, there is simply no basis for concluding that any state actor has deprived a criminal defendant of due process of law.” Id. at 164.
{¶ 37} In support of his argument that his statements were coerced, Emerson points to his testimony that the interview lasted hours without a break. He also cites his “medical issues.” His primary argument, however, is that Kiser discouraged him from obtaining counsel and continued questioning him after he requested counsel.
{¶ 38} Upon review, we see no coercive police activity. Given our determination above that Emerson was not in custody, he could have stopped talking if he thought the interview was too long or wanted a break. With regard to medical issues, the record reflects that he arrived for the interview on crutches and was taking various medications. (Suppression Tr. at 46, 51). We fail to see, however, how these facts establish any police coercion. With regard to Emerson‘s request for counsel, we make two observations. First, the trial court found his testimony about requesting counsel not credible. (Doc. # 17 at 4). Second, even if Emerson did request counsel, Kiser was not obligated to honor the request or cease questioning given that Emerson was not in custody. If Emerson did not want to talk without counsel, he simply could have left. See, e.g., State v. Brantley, 9th Dist. Wayne No. 27466, 2016-Ohio-4680, ¶ 52 (recognizing that a police officer may continue questioning after a request for counsel in a non-custodial situation and that doing so does not necessarily render a suspect‘s statements involuntary). Emerson‘s third assignment of error is overruled.
{¶ 39} For the reasons set forth above, we hereby dismiss the State‘s appeal as not authorized by
{¶ 40} Accordingly, the State‘s appeal is dismissed; and with regard to Emerson‘s cross-appeal, the trial court‘s judgment is affirmed.
FAIN, J., and WELBAUM, J., concur.
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