The STATE of Arizona, Appellee, v. Douglas Lee EDDINGTON, Appellant.
No. 2 CA-CR 2008-0377.
Court of Appeals of Arizona, Division 2, Department B.
Dec. 17, 2010.
244 P.3d 76
Robert J. Hirsh, Pima County Public Defender By Rebecca A. McLean, Tucson, Attorneys for Appellant.
OPINION
ECKERSTROM, Judge.
¶ 1 Following a jury trial, appellant Douglas Eddington was convicted of second-degree murder and sentenced to sixteen years’ imprisonment. On appeal, he argues the trial court‘s refusal to strike a potential juror for cause requires reversal. He also contends his conviction should be reversed or reduced because the jury received defective instructions regarding second-degree murder and the consideration of lesser offenses. We conclude the court erred in refusing to strike the challenged juror for cause given that he was a peace officer employed by the same office that had investigated the case. Finding no prejudice, however, we affirm.
Background1
¶ 2 After an investigation by the Pima County Sheriff‘s Department, Eddington and two codefendants were charged with first-degree murder. During voir dire on the first day of trial, a venireman testified he was a Pima County sheriff‘s deputy and knew between one-third and one-half of the state‘s fourteen potential witnesses from the sheriff‘s department, including the lead detective, Christopher Hogan. The deputy further stated he currently was assigned to provide security at the Pima County Superior Court. He also stated without elaboration that he understood why there were two security officers in the courtroom, a comment which suggested he knew Eddington was being held in custody.2
¶ 3 Based on these facts, Eddington moved the trial court to strike the deputy for cause. The court denied the motion, referring to the deputy‘s repeated avowals that he could be a fair and impartial juror and would not treat the testimony of law enforcement officers differently from that of any other witness. “[G]iven the record ... we have in terms of the questions and the responses,” the court concluded, “there‘s not sufficient basis to strike him for cause.” Eddington subsequently removed the deputy from the panel by use of a peremptory strike. Eddington was ultimately acquitted of first-degree murder but convicted of second-degree murder and sentenced as noted above. This appeal followed.
Motion to Strike
¶ 4 Eddington contends his conviction should be reversed because the trial court erred in denying his motion to strike the deputy for cause. Eddington specifically urged the court to strike the deputy from the venire panel because the deputy “work[ed] for the same agency” as “all the law enforcement witnesses,”3 because he “kn[ew] a third of the witnesses,” and because the deputy was aware Eddington was in custody.4
¶ 5 As a general matter, a trial court must dismiss a juror for cause when “there is [a] reasonable ground to believe that [the] juror cannot render a fair and impartial verdict.”
¶ 6 Under the above standards, a peace officer is not automatically barred from serving as a juror. See State v. Hill, 174 Ariz. 313, 319, 321, 848 P.2d 1375, 1381, 1383 (1993) (finding no abuse of discretion in court‘s refusal to strike police officer for cause); see also
¶ 7 However, any individual is disqualified by law from sitting on a jury if he or she is “interested directly or indirectly in the matter under investigation.”
¶ 8 We hold that when a peace officer5 is currently employed by the same agency, office, or department that conducted the investigation in a criminal case, that officer has, at minimum, an indirect interest in the case and must therefore be stricken for cause from a venire panel under
¶ 9 Although prosecutors and peace officers alike have a broad interest in attaining justice in every case, see State v. Hughes, 193 Ariz. 72, 33, 969 P.2d 1184, 1192 (1998), peace officers, like prosecutors, also have a particular interest in seeing that the criminal cases their offices have investigated and developed are successfully prosecuted. Our jurisprudence recognizes that law enforcement can often become a “‘competitive enterprise,‘” just like any other human endeavor. State v. Watling, 104 Ariz. 354, 358, 453 P.2d 500, 504 (1969), quoting Giordenello v. United States, 357 U.S. 480, 486 (1958). If nothing else, a prosecution that results in a conviction closes a case and thereby conserves a police department‘s limited resources. Officers therefore have some interest in any investigation in which their own department has an institutional interest. And, in such event, they should be removed from a jury for cause, just as a deputy county attorney who works in
¶ 10 Peace officers also have some interest in matters investigated by their own departments arising from their role as an employee of the organization that has a stake in the outcome of the case. The same considerations noted in Terry regarding prosecutors serving as jurors apply equally to peace officers called to judge their colleagues’ work and credibility: When a case has been investigated and referred for prosecution by one‘s own employer, a peace officer serving as a juror might feel reluctant to join an adverse verdict because the case has been “brought by a fellow [investigator] from his own office” and presumptively “supervised by his own superior.” 35 Cal. Rptr. 2d at 731; see also Tate v. People, 125 Colo. 527, 247 P.2d 665, 670-71 (1952) (noting special deputy sheriff “would be presumed to be under ordinary allegiance to his superior, the sheriff,” a material witness in case).7
¶ 11 By the above standards, the deputy‘s interests in these proceedings were especially pronounced. He had a professional relationship with more of the state‘s witnesses than he could precisely count—including the lead homicide detective, who both testified as a state‘s witness and sat at the prosecutor‘s table during portions of the trial. If seated as a juror, the deputy would necessarily be forced to judge the credibility and conduct of his coworkers, a role with potential consequences for his future working relationships. Disqualifying people with such professional entanglements and presumed allegiances was one of the clear purposes behind
¶ 12 By broadly excluding people “interested directly or indirectly in the matter under investigation,”
¶ 13 Our concurring colleague maintains that
¶ 14 The concurring opinion also suggests that we have announced a new rule not contemplated by either our legislature or our supreme court. But the legislature, not this court, enacted
¶ 15 For all the above reasons, we conclude a peace officer has, at a minimum, an indirect interest in the outcome of a criminal investigation conducted by his employer. The trial court therefore erred when it denied Eddington‘s motion to strike the deputy from the venire panel.10
¶ 16 In evaluating the deputy‘s fitness to serve as a juror here, we are also concerned by the deputy‘s awareness of Eddington‘s in-custody status. Contrary to the prosecutor‘s suggestion below, this was neither common knowledge nor a trivial fact. Indeed, criminal defendants have a constitutional right to appear in non-jail attire precisely to avoid reminding the jury of a defendant‘s in-custody status—knowledge that would create an “unacceptable risk” that the presumption of innocence will be eroded. Estelle v. Williams, 425 U.S. 501, 504-05 (1976). If forcing a criminal defendant to appear before a jury in jail attire erodes the presumption of innocence sufficiently to violate the defendant‘s right to due process, we are skeptical that a trial court retains the discretion to empanel jurors who are aware of a defendant‘s in-custody status, especially given the ease with which a venireperson may be replaced at that early stage in the proceedings. Cf. State v. Murray, 184 Ariz. 9, 35, 906 P.2d 542, 568 (1995) (finding motion for mistrial based on witnesses’ testimony exposing defendant‘s custodial status properly denied when information “not prejudicial” in context of case).
¶ 17 The trial court‘s reasoning in rejecting the motion to strike suggests the court may have believed it lacked the discretion to strike the deputy once he sincerely avowed his impartiality. Indeed, a potential juror‘s inability to “render a fair and impartial verdict” is the only criterion articulated under
¶ 18 Although we find Eddington‘s motion to strike should have been granted, the trial court‘s ruling is nevertheless subject to harmless error review. See State v. Garza, 216 Ariz. 56, ¶ 32, 163 P.3d 1006, 1015 (2007); State v. Hickman, 205 Ariz. 192, ¶ 28, 68 P.3d 418, 424 (2003). “Reversal is not required if a fair and impartial jury was ultimately empanelled.” Garza, 216 Ariz. 56, ¶ 32, 163 P.3d at 1015; accord State v. Kuhs, 223 Ariz. 376, ¶ 27, 224 P.3d 192, 198 (2010). The state argues the error was harmless because Eddington was ultimately tried by a fair and impartial jury. We agree.
¶ 19 Eddington contends he was prejudiced because his use of a peremptory strike on the deputy prevented him from striking a juror who worked as an engineer for Raytheon and had rendered a guilty verdict in another case. Although these details may have made this juror less appealing to Eddington, they in no way suggested the juror was biased or could not serve as a fair and impartial trier of fact. Cf. State v. MacDonald, 110 Ariz. 152, 153-54, 515 P.2d 1172, 1173-74 (1973) (finding no prejudice when defendant merely argued “peremptory challenges are very valuable” and was prevented from “exercising his peremptory challenges to his best advantage“). “[W]hen a defendant secures an impartial jury, even through the curative use of a peremptory challenge, a conviction by that jury will not have prejudiced that defendant.” Hickman, 205 Ariz. 192, ¶ 31, 68 P.3d at 425. Because Eddington has not articulated beyond mere speculation how the trial court‘s error affected the outcome of the case, we find the error harmless.
¶ 20 We recognize that in order to preserve an appellate claim that a trial court erred in failing to strike a venireperson for cause, a defendant must use a peremptory strike to remove that person from the panel. State v. Rubio, 219 Ariz. 177, ¶ 12, 195 P.3d 214, 218 (App. 2008). Thus, under all but the most extraordinary circumstances, defendants will be unable, as here, to show prejudice and secure any relief arising from a trial court‘s erroneous failure to strike a venireperson for cause. See Hickman, 205 Ariz. 192, ¶ 31, 68 P.3d at 425 (acknowledging near impossibility of determining effect on trial when defendant uses peremptory strike to remove juror challenged for cause). For this reason, an appellate challenge to a trial court‘s failure to strike a potential juror for cause would, in most criminal cases, evade review if we routinely declined to reach such claims in every case wherein we found no prejudice from the error. We think the better practice is to address such claims on their merits when, as here, we can provide our trial courts important guidance in so doing.
Jury Instructions
¶ 21 Eddington contends he is entitled to appellate relief because the trial court gave three erroneous jury instructions, all of which he failed to challenge below. Because he did not properly allege these errors in the trial court when they could have been corrected, see
¶ 22 A principal reason for applying the fundamental error standard of review
Second-Degree Murder
¶ 23 The trial court defined second-degree murder with the following instruction:
The crime of second degree murder requires proof of one of the following:
- The defendant intentionally caused the death of another person; or
- The defendant caused the death of another person by conduct which the defendant knew would cause death or serious physical injury; or
- Under circumstances manifesting extreme indifference to human life, the defendant recklessly engaged in conduct that created a grave risk of death and thereby caused the death of another person. The risk must be such that disregarding it was a gross deviation from what a reasonable person in the defendant‘s situation would have done; or
- The defendant intentionally, knowingly or under circumstances manifesting extreme indifference to human life recklessly engaged in conduct that created a grave risk of death and caused the death of another person.
The court then clarified that “recklessly” as used in the above instruction “means that a defendant is aware of and consciously disregards a substantial and unjustifiable risk that conduct will result in the death of another,” adding, “The risk must be such that disregarding it is a gross deviation from what a reasonable person would do in the situation.”
¶ 24 Eddington now contends the fourth point listed above was erroneous. In his view, this portion of the instruction “inserted a fourth way of committing second degree murder, which reemphasized the third way (extreme indifference recklessness).” It follows, he claims, that the instruction confused jurors by “includ[ing] the terms intentional or knowing, which are not elements of extreme indifference second degree murder.” He also maintains the instruction was deficient because “it neglect[ed] to include the ‘gross deviation’ language required for extreme indifference second degree murder.” All these arguments rest on an inaccurate characterization and isolated reading of the provision in question.
¶ 25 Reading this instruction in its overall context, as we must, see State ex rel. Thomas v. Granville, 211 Ariz. 468, ¶ 8, 123 P.3d 662, 665 (2005), we find that it correctly stated the law, even though the fourth enumerated point was unnecessary and arguably inadvisable. Contrary to Eddington‘s interpretation, this fourth provision neither “reemphasized” second-degree murder with extreme indifference to human life nor defined a new, “fictional” offense. Rather, it simply restated the three ways of committing second-degree murder. The statements regarding mens rea therefore were accurate. Second-degree murder can be committed by “intentionally ... [or] knowing[ly] ... caus[ing] the death of another person,” as the challenged provision states. See
¶ 26 As to the fourth point‘s definition of reckless second-degree murder under circumstances manifesting extreme indifference to human life, see
¶ 27 Eddington further criticizes the instruction because it omitted the word “thereby” in the fourth point, which he claims implied “the conduct d[id] not necessarily have to be connected to the mental state.” But the instruction implied nothing of the sort. In summarizing the three ways of committing second-degree murder, the trial court merely omitted this word to avoid the flawed syntax that would result from saying the offense could be committed by “intentionally or knowingly ... thereby causing the death of another person.” It was apparent in context that any reckless conduct must have been the cause of death for the jury to pronounce guilt. Thus, despite the formal differences between the third and fourth points, the jury was able to reach a legally correct decision on the second-degree murder charge. See Granville, 211 Ariz. 468, ¶ 8, 123 P.3d at 665.
¶ 28 Although the fourth provision may be criticized for its redundancy, it correctly set forth the applicable law when read in conjunction with the court‘s other instructions. Accordingly, we find no error, fundamental or otherwise, that would entitle Eddington to relief.11
Heat-of-Passion Manslaughter
¶ 29 The trial court instructed the jury that second-degree murder and heat-of-passion manslaughter12 were both lesser-included offenses of first-degree murder. In an instruction fashioned from State v. LeBlanc, 186 Ariz. 437, 438, 924 P.2d 441, 442 (1996), the court then told the jurors they must not consider the lesser manslaughter offense unless they either acquitted Eddington of the greater offense of second-degree murder or were unable to reach a verdict after deliberation. We found no error in the use of the LeBlanc instruction as applied to second-degree murder and heat-of-passion manslaughter in State v. Garcia, 220 Ariz. 49, ¶¶ 13, 6-8, 202 P.3d 514, 515, 516-17 (App. 2008).
¶ 30 Eddington claims, however, that Garcia was wrongly decided and that LeBlanc does not apply to second-degree murder and heat-of-passion manslaughter because the latter is not truly a lesser-included offense of the former. See Peak v. Acuña, 203 Ariz. 83, ¶¶ 5-6, 50 P.3d 833, 834-35 (2002) (holding heat-of-passion manslaughter not lesser-included offense of second-degree murder for double jeopardy purposes). The manslaughter offense, he points out, is comprised of the same elements as second-degree murder but has the additional elements—or “circumstance[s],” as the court described them in Peak—of being caused by a sudden quarrel or heat of passion that is the result of adequate provocation. 203 Ariz. 83, ¶ 6, 50 P.3d at 834. Thus, he claims, as applied here, the LeBlanc instruction “prevented the jury from properly considering whether [Eddington] was guilty of second-degree murder or manslaughter.”
¶ 31 This argument is logically compelling, given that we presume juries follow instructions, LeBlanc, 186 Ariz. at 439, 924 P.2d at 443, and a jury literally following the LeBlanc instruction would never reach the issue of adequate provocation in order to find a defendant guilty of manslaughter under
¶ 32 Even if we assume it was error to give the LeBlanc instruction as to heat-of-passion manslaughter, the jury was aware both from defense counsel‘s argument and from the trial court‘s instructions that, if the murder was the result of a sudden quarrel or the heat of passion stemming from adequate provocation by the victim, Eddington would be guilty of the less serious offense of manslaughter, not second-degree murder. The jury was instructed pursuant to
¶ 33 Given this lack of prejudice, we need not address Eddington‘s additional arguments based on his alternative contentions that (1) inadequate provocation is an element of second-degree murder or (2) adequate provocation is an affirmative defense that a defendant bears the burden of proving by a preponderance of the evidence. Assuming Eddington is correct on either point, the jury‘s verdict here included an implicit finding that the murder was not the result of adequate provocation. And, as to the second point specifically, he was not prejudiced to the extent the trial court‘s instructions relieved him of his burden of proof. Cf. State v. Valverde, 220 Ariz. 582, ¶ 17, 208 P.3d 233, 237 (2009) (finding no prejudice in failure to instruct jury regarding defendant‘s burden of proving self-defense). Moreover, Eddington‘s failure to support his prejudice argument in his opening brief with citations to the record provides an independent ground to reject his claims. See
Manslaughter
¶ 34 The trial court instructed the jury that it could consider the lesser offense of manslaughter only if it acquitted Eddington of first- and second-degree murder and heat-of-passion manslaughter or if, after a full consideration of the facts, it was unable to reach a verdict on these three offenses. The court then provided the following manslaughter instruction:
The crime of manslaughter requires proof that the defendant:
- caused the death of another person; and
- was aware of and showed a conscious disregard of a substantial and unjustifiable risk of death.
The above definition of recklessly applies to this offense.
Second degree murder and manslaughter may both result from recklessness. The difference is that the culpable recklessness involved in manslaughter is less than the culpable recklessness involved in second degree murder.
If you determine that the defendant is guilty of either second degree murder or manslaughter but you have a reasonable doubt as to which it was, you must find the defendant guilty of manslaughter.
¶ 35 Eddington contends the trial court “prejudicially misstated the law by errone-
¶ 36 But we find no prejudice here. The jury was properly instructed that manslaughter is a lesser-included offense of reckless second-degree murder. See State v. Valenzuela, 194 Ariz. 404, ¶ 11, 984 P.2d 12, 14-15 (1999). The jury was also made aware that second-degree murder and manslaughter are similar offenses and that, to find Eddington guilty of the greater offense, all jurors had to be convinced beyond a reasonable doubt that he was guilty of second-degree murder rather than manslaughter. The record thus suggests the jury necessarily considered the elements of manslaughter pursuant to
¶ 37 To the extent the trial court erred in informing the jurors they first had to consider heat-of-passion manslaughter before they could consider reckless manslaughter, any such error did not affect the verdict. Cf. State v. White, 144 Ariz. 245, 247, 697 P.2d 328, 330 (1985) (jury necessarily rejects all lesser-included offenses by convicting of greatest offense). Thus, no prejudice has been shown on the record before us.
Disposition
¶ 38 For the foregoing reasons, we affirm Eddington‘s conviction and sentence.
CONCURRING: GARYE L. VÁSQUEZ, Presiding Judge.
KELLY, Judge, specially concurring.
¶ 39 I concur with my colleagues’ decision affirming Eddington‘s conviction because Eddington was not prejudiced by the trial court‘s refusal to strike a venireperson for cause. But I disagree with their conclusion that the court abused its discretion by not striking the deputy for cause. And I disagree with their creation of a new per se rule disqualifying peace officers from jury service when their agency conducted the investigation that is the subject of a criminal trial. As a preliminary matter, it is unnecessary for us to address whether the court erred when it denied Eddington‘s motion to strike the deputy for cause. “A defendant in a criminal case must show prejudice” before he is entitled to harmless error review for the curative use of a peremptory challenge. State v. Hickman, 205 Ariz. 192, 128, 68 P.3d 418, 424 (2003). Because Eddington failed to prove the denial of his challenge for cause resulted in a jury that could not be fair and impartial, he has shown no prejudice. Absent a showing of prejudice, Eddington is not entitled to review, and we need not consider or analyze whether the court erred in refusing to strike the deputy for cause. But my colleagues nevertheless have granted review and decided that the trial court abused its discretion. I disagree.
¶ 40 Here, the court conducted appropriate voir dire on all of the issues potentially related to whether the deputy should have been struck for cause. After the court learned that the deputy was employed by the Pima County Sheriff‘s Department and knew “about half” of the witnesses, it asked him whether his employment and familiarity with witnesses would affect his ability to be fair and the deputy said it would not. The deputy expressly stated that neither his training in law enforcement nor his employment as a court security officer for the previous two years would affect his ability to be fair and impartial.
¶ 41 At the request of Eddington‘s counsel, the court called the deputy to the bench and allowed counsel to question him. He told her he did not recognize Eddington or the names of his codefendants and that he had limited contact with defendants in the courthouse. He stated that other than the two years he had been working as a courtroom deputy, he had been a detective in Green Valley and “a corrections officer at [the] very beginning.” The deputy told counsel he knew, but had not worked with or had a personal relationship with, one of the investigating detectives, and
¶ 42 Relying upon
¶ 43 I cannot agree with my colleagues’ finding of error based on the application of their new per se rule that peace officers must be disqualified when their agency conducted the criminal investigation because they “have a particular interest in seeing that matters their offices have investigated are prosecuted successfully.” Although I agree there are many situations in which it would be appropriate for the trial court, in the exercise of its discretion, to disqualify a similarly situated venireperson, I reject the creation of a per se rule which strips the trial court of its fact-finding role and discretion.
¶ 44 I disagree with my colleagues’ announcement of this new rule because such action is more appropriate for the legislature or our supreme court, in its rule-making capacity, after due consideration of the rule‘s effect on the various jurisdictions within our state and the practicality of its application in connection with multi-agency investigations. A rule-making body could address, for example, my concern that the rule sweeps too broadly. In a county with millions of residents, thousands of law enforcement officers, and great distances between its communities, there will be situations in which the court appropriately finds that the peace-officer venireperson had no direct or indirect interest in the outcome of the criminal case investigated by his or her agency. At the same time, the rule is too narrow to serve its purported purpose because it does not encompass other employees of investigating agencies who share the same alleged interests as the peace officers. I see no reasoned basis to exclude from a criminal jury peace officers employed by the investigating law enforcement agency, but not counsel or clerical and laboratory employees employed by the same agency. Additionally, my colleagues have not addressed the rule‘s effect on small counties with small jury pools.
¶ 45 Neither our supreme court, in modifying the rule governing challenges for cause, nor the legislature, in amending the statute governing excuse from jury duty, found it necessary to create such a per se rule, even though these were logical opportunities for such action had either the legislature or the court considered it appropriate.
¶ 46 Finally, I note that our legislature recently has provided that a peace officer may apply to be excused temporarily from jury duty.
¶ 47 Accordingly, because we are not required in the first instance to reach the issue of error and because the record supports the trial court‘s exercise of its discretion in denying Eddington‘s motion to strike the deputy for cause, I disagree with my colleagues’ conclusion that the court abused its discretion in refusing to strike the deputy or disqualify him for cause. Because Eddington failed to raise the issue of disqualification under
