State v. DeanState v. Dean
WELBAUM, P.J.
{¶ 1} Defendant-appellant,
Facts and Course of Proceedings
{¶ 2} On January 5, 2017, the Champaign County Grand Jury returned a four-count indictment charging Dean with aggravated menacing in violation of
{¶ 3} The charges originated from an incident at a Dollar General store in Urbana, Ohio, where Dean allegedly threatened to blow up the store, shoot one of the employees, and blow up the employee‘s car. Following this incident, the police went to Dean‘s
{¶ 4} After being indicted, Dean pled not guilty to the charges and the matter was scheduled for a jury trial. Prior to trial, Dean filed a motion in limine to preclude the State from introducing evidence at trial of other crimes, wrongs or acts pursuant to
{¶ 5} On May 8, 2017, after holding a hearing on the matter, the trial court issued a decision denying Dean‘s request to exclude evidence of the prior incident at Dollar General. In reaching that decision, the trial court determined that such “other act” evidence was relevant to establish Dean‘s identity, which is permissible under
{¶ 6} Dean‘s request to exclude evidence of rude comments he allegedly made to his grandmother during the prior incident at Dollar General was initially denied by the trial court. However, in order to prevent undue prejudice, the trial court later changed its
{¶ 7} The trial court, on the other hand, denied Dean‘s request to exclude evidence indicating that he was on post-release control. The trial court found that Dean‘s post-release control status was a necessary fact in establishing the lawful-arrest element of the resisting arrest charge since the arrest was based on Dean violating the conditions of his post-release control.
{¶ 8} Dean‘s request to exclude evidence regarding his prior encounters with police was granted in part and denied in part by the trial court. In granting Dean‘s request, the trial court ordered that an audio recording of Dean‘s encounter with police be redacted to omit certain statements by the officers that indicated Dean had 100 prior police encounters. The trial court ordered the redaction because the court found that the statements were inaccurate and merely colloquial in nature.
{¶ 9} Following the trial court‘s decision on Dean‘s motion in limine, the matter proceeded to a two-day jury trial. At trial, the State presented the testimony of Dollar General employee Anne Dingey. Dingey testified that she was working on December 21, 2016, when Dean and his grandmother entered the Dollar General. Dingey claimed that she was standing behind Dean and his grandmother putting away baskets and carts when she heard Dean mumble “b****” under his breath. After Dingey heard this, she decided to stay at the front of the store with the other cashier, Kandyce Kemp. Dingey testified that she decided to stay up front with Kemp because Dean was in the store a month prior and was very hostile and used foul language such as “these stupid b******” and “dumb m***** f******.” Trial Trans. (May 24, 2017), p. 150. Dingey testified that
{¶ 10} Continuing, Dingey testified that while she was at the front of the store, Dean and his grandmother came to her register to check out. During that time, Dingey testified that Dean slid a jar on the counter very forcefully, smashing her middle finger. When Dingey yanked her hand back, she observed Dean give her an “ugh” look. Id. at 160. According to Dingey, Dean then started mumbling “stupid b****” and “dumba**” under his breath. Id.
{¶ 11} After Dingey finished scanning their items, Dingey testified that Dean‘s grandmother began to retrieve money to pay, but because she moved very slowly, Dean grabbed the money from his grandmother and handed it to Dingey. When Dingey went to give Dean‘s grandmother her change back, Dingey claimed that Dean grabbed her hand and took the change. Dingey said she tried to ask Dean‘s grandmother if she wanted a receipt, but was interrupted by Dean calling her a “dumb b****,” “stupid,” and “an absolute dumb m***** f*****.” Id. at 161.
{¶ 12} Following Dean‘s remarks, Dingey testified that she asked Dean to be respectful, but he continued to use profanity toward her. At that point, Dingey told Dean to leave the store and Dean responded by whispering “Are you okay?” Trial Trans. (May 24, 2017), p. 162. Dingey testified that she responded “I‘m fine. But * * * you seem very angry.” Id. After making that comment, Dingey claimed that Dean “exploded” and told her that he was going to come back and blow up the store, shoot her, and blow up her vehicle. Id. Thereafter, Dingey testified that she once again told Dean to leave the store, and as he left, he threatened to kill her.
{¶ 13} Dingey testified that Dean‘s threats scared her and that she believed the
{¶ 14} After Dean and his grandmother were gone, Dingey testified that she called the Dollar General district manager. Thereafter, the police arrived at the scene and Dingey reported the incident to Officer Steve Molton of the Urbana Police Department. Dingey testified that the district manager also arrived at the scene and provided Officer Molton with the store‘s surveillance video, which Officer Molton used to identify Dean.
{¶ 15} Dingey‘s co-worker, Kandyce Kemp, also testified at trial. Kemp confirmed that Dingey stayed at the front of the store after Dean called Dingey a “b****” while she was putting away baskets and carts. Kemp also confirmed that Dingey seemed nervous after Dean‘s comment, and later observed Dean use profanities while Dingey was scanning his items. Kemp further observed Dean go “off the handle” when Dingey told him he seemed angry. Trial Trans. (May 24, 2017), p. 202. According to Kemp, Dean called Dingey a “f****** b****” and told Dingey “I‘m going to shoot you.” Id. Kemp also observed Dean flip a shopping cart over outside the store and heard him threaten to blow up the store.
{¶ 16} In addition to Dingey and Kemp‘s testimony, Officer Molton testified that he was dispatched to the Dollar General in Urbana, Ohio, regarding a disturbance involving
{¶ 17} In addition to recognizing Dean, Molton testified that he was aware Dean was on post-release control. As a result, Molton contacted Chris Caughman of the Adult Parole Authority, and advised him of the allegations against Dean. Caughman also testified at trial and confirmed that he worked for the Adult Parole Authority and served as Dean‘s post-release control supervisor. Caughman testified that Molton apprised him of the December 21, 2016 incident at Dollar General, which led him to authorize Dean‘s arrest for violating the conditions of his post-release control.
{¶ 18} After receiving instructions to arrest Dean, Molton testified that he requested his supervising officer, Sergeant Chris Snyder, to meet him at Dean‘s residence and assist him with the arrest. Upon arriving at the residence, Molton testified that he knocked on the door and made contact with Dean, who permitted him inside the residence to discuss the incident at Dollar General. Molton testified that he activated a digital audio recorder on his person in order to record the encounter. The State admitted the audio recording into evidence as State‘s Exhibit No. 1 and played it for the jury.
{¶ 19} The audio recording establishes that Molton asked Dean about the incident
{¶ 20} In response to the officers’ commands, Dean can be heard saying “shoot me.” Thereafter, another voice can be heard saying “he threw the hammer at Steve.” Dean then once again yells for the officers to shoot him. However, instead of shooting Dean, the officers continue to give multiple commands such as “Michael come out here,” “put your hands up,” “turn around and put your hands up,” and “put your hands behind your back.” Meanwhile, Dean continues to yell for the officers to shoot him and at one point says: “I‘m going to die right? I want to, I want to make sure I die. Pull the f****** trigger right f****** here.”
{¶ 21} Shortly after Dean‘s comments, one of the officers can be heard saying “he‘s running,” followed by a lot of heavy breathing and coughing. Dean then says: “They sprayed mace may-maw. They sprayed mace, ok? I love you, alright?” A few moments later, Molton can be heard saying “my glasses went flying” and then speaks to Dean‘s grandmother about finding his glasses. Molton also tells Dean‘s grandmother that “[Dean] came at us with a hammer and refused to comply.” Molton later explains to
{¶ 22} After the recording was played for the jury, Officer Molton testified that his conversation with Dean was initially laid back and casual, but turned combative after he told Dean he was going to accompany him to the bathroom. Specifically, Molton testified that as he stepped toward Dean, Dean spun around and hit Molton in the face with a closed fist, causing his glasses to fly off his face. Thereafter, Molton testified that he grabbed Dean‘s upper body, but Dean broke away from his hold and ran into the bathroom.
{¶ 23} Once Dean was in the bathroom, Molton testified that Dean turned around and wielded a hammer over his head. In response, Molton drew his weapon and yelled “hammer” in an effort to notify Sergeant Snyder of the threat. Molton testified that he gave several commands for Dean to drop the hammer, but Dean did not comply. Instead, Molton testified that Dean threw the hammer at him, which struck Molton in the chest. Molton testified that he was not injured by the hammer because he was wearing a Kevlar vest. The county coroner, Dr. Josh Richards, testified to a reasonable degree of medical certainty that the hammer thrown at Molton is a weapon capable of causing death, i.e., a deadly weapon.
{¶ 24} After being struck by the hammer, Molton testified that Dean stood facing him with his fists clenched and started to yell for the officers to shoot him. In response, Molton testified that Sergeant Snyder made several commands for Dean to put his hands behind him. After Dean failed to comply, Molton testified that Snyder sprayed Dean with pepper spray and chased Dean into the kitchen where Snyder eventually placed Dean in
{¶ 25} In addition to Molton‘s testimony, Sergeant Snyder testified that he initially stood in the doorway of Dean‘s residence and observed Molton talking to Dean and Dean‘s grandmother about the incident at Dollar General. Snyder testified that he observed Dean hit Molton after Molton attempted to accompany Dean to the bathroom. Snyder also testified that he then went inside the residence to intervene and help subdue Dean. Snyder claimed he heard Molton yell “hammer” and then observed Dean holding a hammer over his head. Snyder testified that Molton gave multiple commands for Dean to drop the hammer, but Dean instead threw the hammer at Molton. According to Snyder, Dean yelled for the officers to shoot him and would not comply with the officers’ commands to get down on the ground and put his hands behind his head. As a result, Snyder testified that he sprayed Dean with pepper spray, which ultimately caused Dean to surrender.
{¶ 26} Next, Officer Michael Hughes testified that he was sitting in his vehicle outside Dean‘s residence when Snyder radioed him to come into the residence. When Hughes entered the residence, he observed Molton and Snyder with their firearms drawn. Hughes testified that Snyder advised him that Dean had just thrown a hammer at Molton. Hughes then heard Dean yell “shoot me.” After Dean failed to comply with the officers’ orders to put his hands behind his back, Hughes testified that Snyder pulled out his pepper spray and sprayed Dean. Hughes claimed Dean then ran into the kitchen where Snyder was able to place him in custody.
{¶ 27} After presenting the foregoing testimony and evidence, the State rested its case. In his defense, Dean declined to call any witnesses, but admitted evidence of the
{¶ 28} At sentencing, the trial court sentenced Dean to 18 months in prison for the assault charge, 18 months in prison for the resisting arrest charge, 11 years in prison for the felonious assault charge, and 10 years in prison for the repeat violent offender specification. The trial court also imposed an additional 699 days in prison for Dean‘s post-release control violation. All the prison terms were ordered to be served consecutively to one another; accordingly, Dean received an aggregate prison term of 25 years and 11 months.
{¶ 29} In addition to the prison time, the trial court imposed a $1,000 fine for the assault charge, a $1,000 fine for the resisting arrest charge, and a $5,000 fine for the felonious assault charge, for a total fine of $7,000. The trial court also ordered Dean to pay court costs and the costs of his legal fees and expenses.
{¶ 30} Dean now appeals from his conviction and sentence, raising four assignments of error for review.
First Assignment of Error
{¶ 31} Dean‘s First Assignment of Error is as follows:
APPELLANT WAS DENIED HIS CONSTITUTIONAL RIGHT TO EFFECTIVE ASSISTANCE OF COUNSEL DUE TO DEFENSE COUNSEL‘S FAILURE TO RAISE THE ISSUE OF APPELLANT‘S COMPETENCY TO STAND TRIAL.
{¶ 32} Under his First Assignment of Error, Dean contends that his trial counsel was ineffective in failing to raise the issue of his competency to stand trial. We disagree.
{¶ 33} In order to succeed on an ineffective assistance claim, Dean must show that his trial counsel rendered deficient performance and that counsel‘s deficient performance prejudiced him. Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). To establish deficient performance, Dean must prove that his trial counsel‘s performance fell below an objective standard of reasonable representation. Id. at 688; State v. Bradley, 42 Ohio St.3d 136, 142, 538 N.E.2d 373 (1989). In evaluating counsel‘s performance, “a court must indulge a strong presumption that counsel‘s conduct falls within the wide range of reasonable professional assistance; that is, the defendant must overcome the presumption that, under the circumstances the challenged action ‘might be considered sound trial strategy.’ ” Strickland at 689, quoting Michel v. Louisiana, 350 U.S. 91, 101, 76 S.Ct. 158, 100 L.Ed. 83 (1955).
{¶ 34} To show prejudice, defendant must establish that there is a reasonable probability that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different. State v. Hale, 119 Ohio St.3d 118, 2008-Ohio-3426, 892 N.E.2d 864, ¶ 204, citing Strickland at 687-688, 694; Bradley at paragraph two of the syllabus. The failure to make a showing of either deficient performance or prejudice defeats a claim of ineffective assistance of counsel. Strickland at 697.
{¶ 35}
{¶ 36} In this case, Dean claims that his trial counsel should have questioned his competence to stand trial due to the behavior he exhibited on December 21, 2016, and while at court. Specifically, Dean points to the explosive behavior he exhibited toward Anne Dingey and toward the police officers during his arrest, noting that he quickly went from being casual and laid back to combative. Dean also claims he displayed “aberrant” behavior during the trial court proceedings when he failed to stand for the jury on two separate occasions, for which he was admonished by the trial court. Dean also points to his refusal to speak on his own behalf at sentencing and to various inarticulate comments he made in response to the trial court‘s questions at sentencing.
{¶ 37}
{¶ 38} As the Supreme Court of Ohio has stated, “the term ‘mental illness’ does not necessarily equate with the definition of legal incompetency. Legal incompetence has a specific meaning [as set forth in
{¶ 39} Based on our review of the record properly before this court, we cannot conclude that Dean‘s trial counsel erred by not requesting a competency evaluation or that if one had been requested, there is a reasonable probability that the result of the trial would have been different. Accordingly, Dean‘s First Assignment of Error is overruled.
Second Assignment of Error
{¶ 40}
THE TRIAL COURT ERRED IN PERMITTING THE ADMISSION OF HIGHLY PREJUDICAL OTHER ACTS EVIDENCE, THUS DEPRIVING APPELLANT OF HIS CONSTITUTIONAL RIGHT TO A FAIR TRIAL.
{¶ 41} Under his Second Assignment of Error, Dean contends that the trial court erred in permitting the State to elicit testimony at trial regarding Dean‘s presence and rude behavior at the Dollar General Store a month prior to the incident in question, as well as his status as a post-release control supervisee. Dean maintains that this amounts to evidence of other crimes, wrongs or acts that is inadmissible at trial under
{¶ 42}
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident. In criminal cases, the proponent of evidence to be offered under this rule shall provide reasonable notice in advance of trial, or during trial if the court excuses pretrial notice on good cause shown, of the general nature of any such evidence it intends to introduce at trial.
{¶ 43} “Generally, evidence of other acts is admissible if (1) it is offered for a purpose other than to prove the character of a person in order to show action in conformity with that character,
{¶ 44} “A trial judge has considerable discretion to determine whether the specific evidence is of such a nature that it falls within one of the other purposes under
Testimony Regarding Prior Incident at Dollar General
{¶ 45} Dean claims that the portion of Anne Dingey‘s testimony indicating that Dean was behaving rudely at the Dollar General a month prior to the incident in question amounts to other-act evidence that was not offered for any of the permissible purposes outlined in
{¶ 46} Dingey‘s testimony regarding her prior encounter with Dean at Dollar General was not presented for purposes of proving that Dean was acting in conformity with his character. Rather, the State‘s purpose in presenting this evidence was to demonstrate why Dingey initially felt threatened by Dean on the day in question and to further explain how she was able to identify him from her prior encounter with him. As
{¶ 47} Dingey‘s testimony regarding the prior encounter is relevant to the issue of whether Dingey believed that Dean would cause her serious physical harm for purposes of establishing the aggravated menacing charge. Her testimony is also relevant to how Dingey positively identified Dean, as she had not only one, but two rude encounters with him at the Dollar General. We agree with the State that even though there is other evidence in the record establishing Dean‘s identity, whether or not there was a need for Dingey‘s identification testimony is irrelevant in determining its admissibility under
{¶ 48} In addition, the danger of any unfair prejudice caused by Dingey‘s testimony did not substantially outweigh its probative value. “For the evidence to be excluded on this basis, ‘the probative value must be minimal and the prejudice great.’ ” State v. Hardy, 2017-Ohio-7635, ___ N.E.3d ___, ¶ 69 (2d Dist.), quoting State v. Morales, 32 Ohio St.3d 252, 257, 513 N.E.2d 267 (1987). In an effort to reduce any prejudice, the trial court prohibited Dingey from testifying about rude comments Dean made to his
{¶ 49} For the foregoing reasons, the trial court did not abuse its discretion in admitting evidence regarding the prior incident at Dollar General.
Dean‘s Status as a Post-Release Control Supervisee
{¶ 50} Dean next argues that the evidence presented at trial indicating he was on post-release control at the time of the offense in question was inadmissible other acts evidence under
{¶ 51} As with Dingey‘s testimony, the evidence indicating that Dean was on post-release control was not presented as proof of Dean‘s character. Rather, the State‘s purpose in presenting this evidence was to demonstrate why the police had authority to arrest Dean. As previously noted, Dean‘s post-release control supervisor, Chris Caughman, testified that after he was informed of the alleged threats Dean made at the Dollar General, he authorized Officer Molton to arrest Dean for violating the conditions of his post-release control. Caughman‘s testimony was relevant to prove that Dean
{¶ 52} The Supreme Court of Ohio reached a similar conclusion in State v. Cowans, 87 Ohio St.3d 68, 717 N.E.2d 298 (1999). In Cowans, the defendant‘s parole officer, Sandra Higgins, testified at trial regarding a search she conducted at the defendant‘s home that yielded various items of stolen property belonging to a murder victim. While testifying, Higgins informed the jury that she was the defendant‘s parole officer. The defendant argued that evidence of his status as a parolee should have been excluded under
We cannot agree. At no time during the guilt phase did the trial court, the parties, or any witness refer to the basis for Cowans‘s parolee status. The jury was informed only that Cowans was a parolee. The jury never learned that he had a prior murder conviction or even a felony conviction until the sentencing phase. In addition, the trial court instructed the jury not to consider Cowans‘s parolee status as character evidence.
Moreover, Cowans‘s status as a parolee was relevant in the guilt phase, even though the nature of his previous crime was not. Higgins searched Cowans‘s house and found property that had been stolen from Mrs. Swart. Higgins was able to search Cowans‘s house because she was his parole officer. Without knowing her relationship to Cowans, the jury could not have understood why Higgins was searching Cowans‘s house. Cf. State v. Allen (1995), 73 Ohio St.3d 626, 632, 653 N.E.2d 675, 683.
Thus, Higgins‘s position as Cowans‘s parole officer was, as the trial court put it, “inextricably intertwined” with her testimony about the search. Accordingly, Cowans‘s fourth proposition is overruled.
{¶ 53} Like in Cowans, the underlying conviction for which Dean was serving post-release control was never disclosed to the jury. None of the testimony nor the audio recording of Dean‘s encounter with police referenced Dean‘s prior conviction or the fact that Dean had been previously arrested. While the trial court did not specifically instruct the jury not to consider Dean‘s status as a post-release control supervisee as character evidence, the court did generally instruct the jury not to use evidence of other acts properly admissible under
{¶ 54} Furthermore, after a thorough review of the record, we find that Dean‘s status as a post-release control supervisee was “inextricably intertwined” with the resisting arrest charge since that charge requires the State to prove that Dean resisted or interfered with a “lawful arrest.” See
{¶ 55} For the foregoing reasons, the trial court did not abuse its discretion in admitting evidence regarding Dean‘s post-release control.
{¶ 56} Having found no merit to the arguments Dean raised under
Third Assignment of Error
{¶ 57} Dean‘s Third Assignment of Error is as follows:
THE TRIAL COURT ERRED IN FAILING TO MERGE APPELLANT‘S CONVICTIONS FOR PURPOSES OF SENTENCING BECAUSE THEY WERE ALLIED OFFENSES OF SIMILAR IMPORT.
{¶ 58} Under his Third Assignment of Error, Dean contends that his convictions for assault, resisting arrest, and felonious assault are allied offenses of similar import that the trial court should have merged for purposes of sentencing.
{¶ 59} Ohio‘s allied offense statute,
(A) Where the same conduct by defendant can be construed to constitute two or more allied offenses of similar import, the indictment or information may contain counts for all such offenses, but the defendant may be convicted of only one.
(B) Where the defendant‘s conduct constitutes two or more offenses of dissimilar import, or where his conduct results in two or more offenses of the same or similar kind committed separately or with a separate animus as to each, the indictment or information may contain counts for all such
offenses, and the defendant may be convicted of all of them.
{¶ 60} ” ‘[W]hen determining whether offenses are allied offenses of similar import within the meaning of
{¶ 61} As to the question of import and significance, “two or more offenses of dissimilar import exist within the meaning of
{¶ 62} In regards to animus, ” ‘[w]here an individual‘s immediate motive involves the commission of one offense, but in the course of committing that crime he must, A priori, commit another, then he may well possess but a single animus, and in that event may be convicted of only one crime.’ ” State v. Ramey, 2015-Ohio-5389, 55 N.E.3d 542, ¶ 70 (2d Dist.), quoting State v. Logan, 60 Ohio St.2d 126, 131, 397 N.E.2d 1345 (1979).
{¶ 63} As previously noted, Dean was convicted of assault, resisting arrest, and felonious assault. Dean claims that these offenses should have been merged at sentencing because all of the actions underlying the offenses were perpetrated in furtherance of resisting arrest and thus committed with a single animus. However, contrary to Dean‘s claim otherwise, we find it clear that Dean‘s offenses were not
{¶ 64} In this case, Dean completed an assault against Officer Molton at the beginning of the encounter at Dean‘s residence when Dean spun around and punched Molton in the face as Molton was attempting to accompany him to the bathroom. Dean then committed the offense of resisting arrest when he fled to the bathroom, grabbed a hammer, and wielded the hammer above his head to prevent the officers from arresting him. Dean also failed to comply with Officer Molton and Sergeant Snyder‘s orders to drop the hammer and get on the ground. Thereafter, Dean committed felonious assault when he threw the hammer, a deadly weapon, at Molton, which struck him in the chest. Dean then continued to resist arrest by failing to follow Snyder‘s commands to put his hands up and by fleeing into the kitchen after being pepper sprayed.
{¶ 65} Although Officer Molton did not suffer any serious injuries from the incident, Dean nevertheless caused separate harm to Officer Molton by punching him in the face and striking him in the chest with a hammer. In addition, the arresting officer, Snyder, and the assaulted officer, Molton, are different individuals, and thus different victims. See State v. Copeland, 8th Dist. Cuyahoga No. 102952, 2016-Ohio-1537, ¶ 36 (holding that defendant‘s offenses of resisting arrest and assault were not allied offenses because the defendant committed the separate offense of assault when she kicked an officer in the face and also because the arresting officer and assaulted officer were two different individuals). For the foregoing reasons, Dean‘s offenses are not allied offenses subject to merger for sentencing.
{¶ 66} Dean‘s Third Assignment of Error is overruled.
{¶ 67} Dean‘s Fourth Assignment of Error is as follows:
THE TRIAL COURT ERRED IN IMPOSING FINANCIAL SANCTIONS AS PART OF APPELLANT‘S SENTENCE.
{¶ 68} Under his Fourth Assignment of Error, Dean contends that the trial court impermissibly intertwined Dean‘s obligation to repay legal fees and expenses with his assessment of fines and court costs. Dean also contends that the record does not support the trial court‘s finding that Dean had the present and future ability to pay the financial sanctions imposed by the trial court.
{¶ 69} As to the repayment of legal fees and expenses, we have held that “although a defendant can indirectly be required to repay his court-appointed counsel fees as a special condition of probation, he cannot be directly required to repay court-appointed counsel fees as a criminally enforceable sanction and court-appointed counsel fees may not be taxed as costs.” State v. Springs, 2015-Ohio-5016, 53 N.E.3d 804, ¶ 9 (2d Dist.). Accordingly, the obligation to reimburse appointed-counsel fees cannot properly be blended into a post-confinement repayment schedule. Id. at 12. Rather, if the county desires to enforce reimbursement of legal fees and expenses, it is required to pursue civil execution collection proceedings. (Citation omitted.) Id.;
{¶ 70} In his reply brief, Dean concedes that the trial court did not impose a post-confinement payment plan for reimbursement of his legal fees and costs. Furthermore, at the sentencing hearing and in the sentencing entry, the trial court specifically advised Dean that his legal fees and expenses would be separately collected by the Clerk of Court
{¶ 71} Dean‘s second argument challenges the financial sanctions imposed by the trial court on grounds that the court improperly found that Dean had the present and future ability to pay the sanctions. ”
{¶ 72} In reviewing a trial court‘s imposition of costs and financial sanctions as part of a felony sentence, we apply the standard set forth in
The Court has reviewed and considered the information contained in the presentence report related to your age, health, education, and employment history. As well [as] statements made here today of the Prosecutor, your attorney, and yourself in considering your present and future ability to pay your financial obligations before imposing such a financial sanction on you. The Court finds that based on what is presented up today that you are employable and in good health.
Sentencing Trans. (May 26, 2017), p. 42.
{¶ 74} When Dean objected to the financial sanctions and requested the court to waive the $7,000 fine, the trial court stated:
The Court considered your request. The Court denies the request. The Court, number one, finds that the Defendant is capable of employment. Number two, that the Defendant has held a number of jobs in the past. Number three, that the Defendant acknowledges being able to provide for his family. But was unwilling to tell the Court how he provided for his family. So that leads the Court to believe that he was lawfully employed because I don‘t think that the Defendant is meaning to suggest to the Court that he got his funding from illegal sources. Number four, the Defendant will have opportunity to perform work in the institution.
Id. at 48-49.
{¶ 76} We also do not find by clear and convincing evidence that the record does not support the financial sanctions imposed by the trial court. In sentencing Dean, the trial court reviewed two PSI reports prepared for Dean in Champaign County Case Nos. 2006-CR-176 and 2012-CR-349. The PSI report from case No. 2012-CR-349 indicates that prior to his 2006 imprisonment, Dean had been employed at ORBIS, American Pan, and Tru Tech. The same PSI report also indicates that Dean was employed for two weeks in July 2012 after he was released from prison, but was subsequently laid off. Both PSI reports reviewed by the trial court indicate that Dean is in good health with no financial obligations other than a $60 per month child support payment. The record of Dean‘s birthdate indicates he is currently 34 years old and will be approximately 60 years old at the expiration of his prison term.
{¶ 77} Based on Dean‘s age, health, and employment history, we find that there was sufficient information in the record for the trial court to find that Dean has the present and future ability to pay the $7,000 fine and court costs.
{¶ 78} Dean‘s Fourth Assignment of Error is overruled.
Conclusion
. . . . . . . . . . . . .
TUCKER, J., concurs.
DONOVAN, J., concurring in part and dissenting in part:
{¶ 80} I disagree with the majority‘s resolution of the assessment of fines and costs against an indigent individual with no identifiable assets or income, no stable or recent work history, and who will serve more than a quarter century in prison. I am firmly convinced and would find by clear and convincing evidence that the record does not support a finding that Dean has the present and/or future ability to pay. Although the trial court considered ability to pay, the record does not support its findings.
{¶ 81} First, in sentencing Dean, the trial court considered two PSI reports prepared for Dean in Champaign County Case Nos. 2006-CR-176 and 2012-CR-349. In other words, the most recent information that the trial court relied upon was five years old and some of the information was eleven years old. While it is not necessarily unreasonable for a trial court to rely upon a PSI from a prior case, the PSI information before the trial court was stale and could not reasonably be relied upon to provide accurate information about Dean‘s health and financial circumstances, including any recent employment history and the amount, if any, of his child support arrearage.
{¶ 82} Nevertheless, even if the court has properly considered the stale information, the information in the PSIs does not support the trial court‘s findings.
{¶ 83} Prior PSIs from 2006 and 2012 reflect that Dean has an 8th or 9th grade education. As a 34-year-old with a sentence of 25 years and 11 months, he will not be
{¶ 84} The Ohio Supreme Court has been clear and unequivocal by recognizing the importance of a thorough and current evaluation of a criminal defendant‘s ability to pay fines and court costs in preserving due process and equal protection of the law. Absent an updated PSI, no accurate current evaluation can be made on this record. In fact, the Ohio Supreme Court issued powerful guidance reaffirming this principle the day before this case was scheduled to be argued. It stated:
Here in Ohio, I have spoken out unequivocally that courts are centers of justice not automatic teller machines whose purpose is to generate revenue for governments including themselves. * * * Court cases are not business transactions. We do not buy and sell a commodity: we perform a public service. * * * [T]he courts’ fundamental and unquestionable responsibility is
to ensure that justice is done. We should not be expected to engage in practices designed to maximize revenue by taking advantage of our citizens or ignoring basic constitutional standards.
Letter of Chief Justice O‘Connor to all state judges, January 29, 2018.
{¶ 85} Likewise, the U.S. Supreme Court “has long been sensitive to the treatment of indigents in our criminal justice system.” Bearden v. Georgia, 461 U.S. 660, 664, 103 S.Ct. 2064, 76 L.Ed.2d 221 (1983). We should do no less. We should not ignore the practical reality that even if working while in custody, Dean cannot earn base pay of more than $24.00 monthly.
THE COURT: * * * Mr. Dean, what is the last job you‘ve had?
THE WITNESS: I ain‘t had a job.
THE COURT: I‘m sorry?
THE WITNESS: I ain‘t had no job.
THE COURT: Why is that?
THE WITNESS: Because I was filing for Social Security.
THE COURT: Why?
THE WITNESS: That is what I said. I was filing for Social Security.
THE COURT: You had been previously employed at Orbis, American Pan, and Trutec prior to your 2006 imprisonment.2 You were also employed for two weeks in July of 2012 after you were released from prison and you were laid off. Do you remember that? THE WITNESS: Yes. It‘s been a long time ago.
THE COURT: Okay. When you were released from prison in November of 2015, why didn‘t you obtain employment?
THE WITNESS: Everybody ain‘t got that option.3 4
THE COURT: Did you make any efforts to work with your PRC officer to obtain employment?
THE WITNESS: I did everything I had to do.
THE COURT: Did you attend any job readiness programs through
Department of Job and Family Services? THE WITNESS: Yeah, I took care of responsibilities.
THE COURT: Did you contribute financially to your mother‘s home?
THE WITNESS: I took care of responsibilities.
{¶ 86} The trial court concluded from this exchange that Dean is “capable of employment.” This is not the standard – present and future ability to pay is. The record established that between 2006 and 2017, Dean was in prison for approximately 9 years. Not surprisingly Dean‘s words reflect the reality that ex-felons may be capable of employment but as far as “obtaining employment,” as he attested, “Everybody ain‘t got that option.” Dean no doubt created this impediment by his criminal conduct, but it evinces his lack of employability.
{¶ 87} Furthermore, the trial court‘s conclusion that Dean provides for his family and refuses to reveal how he is employed is simply not borne out by the record. When asked about contributing financially to his mother‘s home, Dean responded “I took care of responsibilities.” There is no evidence a wife (girlfriend), if any, or his children were provided for by him, and in fact the 2012 PSI reflects his children are with their mother(s) at addresses other than Dean‘s. The trial court should not conjecture what “I took care of responsibilities” at his mother‘s house means. Conjecture may lead to the conclusion Dean mows the grass, does the laundry, or takes his mother on errands (as sadly this case illustrates by the trip to the Dollar Store with his grandmother that led to his arrest and indictment.)
{¶ 88} The court surmises that Dean was lawfully employed “because I don‘t think that the defendant is meaning to suggest to the Court that he got his funds from illegal
{¶ 89} Lastly, the trial court noted, as a basis for imposing a financial sanction, that “there have been indications through the media that other defendants have struck it rich.” There is nothing in this record to suggest that Dean will be one of those defendants. Suffice it to say, an evaluation of a defendant‘s future ability to pay based on unsupported speculation and conjecture is contrary to the statutory mandate to consider whether a defendant is likely in the future to be able to pay a financial sanction and amounts to nothing more than an arbitrary and fanciful determination.
{¶ 90} Unquestionably fines play a role in sentencing, but we must be mindful of
A fine also cannot serve to rehabilitate or reform, if rehabilitation is defined as an extensive modification of an individual‘s anti-social attitudes or correction of his aggressive or compulsive criminal behavior. Thus, if the offender appears to be in need of substantial therapy and reformative treatment, (or a long term of imprisonment) a fine would be an inappropriate disposition. * * * The threat of monetary deprivation has only a limited capacity to dissuade an offense, although the exact limits of its deterrence are impossible to establish. * * * Nevertheless, fines can be useful in dealing with serious offenses, if they are imposed in combination with other sanctions in circumstances which indicate that a monetary deprivation will furnish some independent deterrent or correctional force. In addition, a fine used alone can provide especially effective deterrence whenever the prime motivation for a crime is pecuniary; in such cases, the fine serves to deprive the offender of his gain, as well as to exact monetary punishment. If the fine is large enough to outweigh the possible monetary gain, the threat of it may discourage even serious crimes. As a rule, however, a fine is most efficacious where the offense is minor, the offender is rational, and monetary gain is at best a secondary motive.
Fining the Indigent, 71 Colum.L.Rev. 1281, 1285-88 (1971).
{¶ 91} Here the offenses are not minor, the offender is not rational, and he has a long history of alcohol, cocaine, and OxyContin abuse as borne out by the record.
{¶ 92} When punishment is harsher than deserved, justice has not been attained and an injustice has occurred. I am reminded of Portia‘s words in The Merchant of Venice:
The quality of mercy is not strained.
It droppeth as the gentle rain from heaven
Upon the place beneath. It is twice blest:
It blesseth him that gives and him that takes.
‘Tis mightiest in the mightiest; it becomes
The throned monarch better than his crown.
His scepter shows the force of temporal power,
The attribute to awe and majesty
Wherein doth sit the dread and fear of kings;
But mercy is above this sceptered sway.
It is enthroned in the heart of kings;
It is an attribute to God himself;
And earthly power doth then show likest God‘s
When mercy seasons justice.
William Shakespeare, The Merchant of Venice, Act 4, Scene 1.
{¶ 93} As noted by Judge Stone in In re Weinstein, 518 So.2d 1370, 1376 (Fla.App.1988), “[A] soupçon of mercy does not dilute the elixir we call justice; it infuses it, if not with godliness, then at least with humanity. If we must err, let it be on the side of humaneness.”
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Jane A. Napier
Krista Gieske
Hon. Nick A. Selvaggio