Lead Opinion
OPINION
The question presented here is whether a Minnesota statute that prohibits knowingly false reports of police misconduct violates the First Amendment because it allows the State to punish some people, but not others, depending on the viewpoint expressed about the police. A jury found Melissa Jean Crawley guilty of violating the challenged law, Minn.Stat. § 609.505, subd. 2 (2010), based on the fact that she informed a police officer that another officer forged her signature, knowing that the information conveyed was false. The court of appeals reversed her conviction after concluding that section 609.505, subdivision 2, is unconstitutional because it criminalizes false speech “critical” of the police but not false speech that favors the police. State v. Crawley,
On April 17, 2008, Melissa Jean Crawley went to the Winona County Law Enforcement Center, met with Winona Police Department Sergeant Christopher Nelson, and informed Nelson that a police officer had forged her signature on a medical release form at a Winona hospital. Nelson asked Crawley who she thought had forged her signature. Crawley noted that the form was signed “Melissa Crawley at 0600 hours,” and informed Nelson that “it has to be a police officer that did that. I don’t sign things and date them 0600 hours.” The release related to treatment Crawley received at the hospital for injuries sustained in an assault that Winona police were investigating, and Crawley informed Nelson she thought her signature was forged by “the police officer who requested the records, whoever was doing the investigation.”
Nelson investigated Crawley’s report. During his investigation, Nelson spoke to a nurse who told Nelson that she saw Craw-ley sign the release while Crawley was at the hospital. The State charged Crawley on April 30, 2008, with falsely reporting an act of police misconduct, Minn.Stat. § 609.505, subd. 2(a)(2), and falsely reporting a crime, Minn.Stat. § 609.505, subd. 1 (2010).
(a) Whoever informs, or causes information to be communicated to, a peace officer, whose responsibilities include investigating or reporting police misconduct, that a peace officer, as defined in section 626.84, subdivision 1, paragraph (c), has committed an act of police misconduct, knowing that the information is false, is guilty of a crime and may be sentenced as follows:
(1) up to the maximum provided for a misdemeanor if the false information does not allege a criminal act; or
(2) up to the maximum provided for a gross misdemeanor if the false information alleges a criminal act.
(b) The court shall order any person convicted of a violation of this subdivision to make full restitution of all reasonable expenses incurred in the investigation of the false allegation unless the court makes a specific written finding that restitution would be inappropriate under the circumstances. A restitution award may not exceed $8,000.
Crawley moved to dismiss the charge under subdivision 2(a)(2). In her motion to dismiss, Crawley relied wholly on Choker v. Crogan,
Crawley appealed her conviction to the Minnesota Court of Appeals. In a divided decision, the court of appeals reversed Crawley’s conviction and remanded the case for sentencing on the subdivision 1 verdict. Crawley,
From 1791 to the present, ... the First Amendment has permitted restrictions upon the content of speech in a few limited areas, and has never included a freedom to disregard these traditional limitations. These historic and traditional categoi’ies long familiar to the bar ... include[d] obscenity, defamation, fraud, incitement, and speech integral to criminal conduct....
- U.S. -,
Following this framework, in Part I of this opinion, we conclude that section 609.505, subdivision 2, is a content-based regulation of speech. In Part II, we construe section 609.505, subdivision 2, narrowly and conclude that the statute punishes only speech that meets the Minnesota definition of defamation, an unprotected category of speech. In Part III, we evaluate the statute under the constitutional rule that prohibits the State from drawing distinctions based on content within an unprotected category of speech. Finally, in Part IV, we conclude that under our narrowing construction, section 609.505, subdivision 2, is constitutional.
The constitutionality of a statute presents a question of law, which we review de novo. State v. Cox,
Section 609.505, subdivision 2, criminalizes' knowingly false reports of police misconduct. Neither party disputes that the statute regulates speech. But while Craw-ley contends that the statute impermissi-bly discriminates on the basis of content, and even viewpoint,
II.
Because section 609.505, subdivision 2, is a content-based regulation of speech, we must determine if the statute, as written, criminalizes only unprotected speech.
To be a constitutional exercise of the police power of á state, a statute that punishes speech must not be overly broad.
We construe statutes de novo. Krummenacher v. City of Minnetonka,
A.
We begin with the language of the statute. Section 609.505, subdivision 2, provides in relevant part:
(a) Whoever informs, or causes information to be communicated to, a peace officer, whose responsibilities include investigating or reporting police misconduct, that a peace officer, as defined in section 626.84, subdivision 1, paragraph (c), has committed an act of police misconduct, knowing that the information is false, is guilty of a crime and may be sentenced as follows:
(1) up to the maximum provided for a misdemeanor if the false information does not allege a criminal act; or
(2) up to the maximum provided for a gross misdemeanor if the false information alleges a criminal act.
Under the statute, in order for a person to be subject to criminal sanctions, he or she must “know[ ]” that the information he or she communicates to a peace officer is false. And the statute specifies the “information” that is actionable: “that a peace officer ... has committed an act of police misconduct.”
“[A]ct of police misconduct” has a clear, technical meaning when we turn to other statutes on the same subject, and to applicable rules. See Minn.Stat. § 645.08(1) (2010) (requiring that, when Minnesota statutes are construed, “technical words and phrases and such others as have acquired a special meaning ... are construed according to such special meaning or their definition”). First, Minnesota Rules 6700.2000-.2600 (2011) create procedures and guidelines for the investigation, processing, and resolution of misconduct allegations against licensed peace officers. The rules define “[mjisconduct” as “an act or omission by an employee or appointee of an agency licensed by the board which may result in disciplinary action by the agency or appointing authority.” Minn. R. 6700.2000, subp. 8. The model state professional conduct policy, developed by the state Board of Police Officer Standards and Training pursuant to Minn.Stat. § 626.8457, subd. 1, 2, (2010), outlines 35 rules of conduct, including a prohibition against committing a crime while on or off duty. See Board of Police Officer Standards and Training, Professional Conduct of Peace Officers Model Policy (2011). Considering these provisions, we construe “act of police misconduct” in Minn.Stat. § 609.505, subd. 2, to mean a specific act or omission that violates a policy or rule of professional conduct, adopted by a law enforcement agency, which would expose a peace officer to discipline.
The use of the identical phrase “a peace officer” in section 609.505, subdivision 2, can apply to situations in which the officer who is the subject of the false report is the same officer who is informed about the report. The statute can also apply to situations where the officer who is the subject of the false report is not the same officer who is informed about the report. A peace officer is identified generally by the reference to the statutory definition of “peace officer” at Minn.Stat. § 626.84, subd. l(c)(l)(2010).
We thus conclude that section 609.505, subdivision 2, as written, makes it a crime for a person to inform a peace officer, whose responsibilities include investigating or reporting police misconduct, that a peace officer, who may or may not be the same peace officer being so informed, committed an act of police misconduct, knowing that the information conveyed is false.
B.
It is clear that, as written, section 609.505, subdivision 2, is overly broad because it punishes a substantial amount of protected speech in addition to unprotected speech.
To establish a defamation claim in Minnesota, a plaintiff must prove four elements: he or she must show that the defamatory statement is “communicated to someone other than the plaintiff;” that “the statement is false;” that the statement tends to “harm the plaintiffs reputation” and to lower the plaintiff “in the estimation of the community,” Bahr v. Boise Cascade Corp.,
Because the statute, as written, does not require knowingly false accusations of police misconduct to be communicated to someone other than the plaintiff in order for the speech to be criminal, the statute fails to fulfill the first element of defamation: publication to a third person. The statute also fails to fulfill the fourth element because it does not require the statement to be “of and concerning” a specific individual. Because the statute does not
The United States Supreme Court has recognized that the overbreadth doctrine as “strong medicine” that has been employed “sparingly.” Broadrick,
[T]he complete invalidation of legislatively adopted laws [the overbreadth doctrine] permits is “strong medicine” that this court does not hastily prescribe. Where the overbreadth of the challenged law is both “real” and “substantial,” and where “the words of the [law] simply leave no room for a narrowing construction,” “so that in all its applications the [law] creates an unnecessary risk of chilling free speech,” this court will completely invalidate it. When possible, however, this court narrowly construes a law subject to facial overbreadth attack so as to limit its scope to conduct that falls outside first amendment protection while clearly prohibiting its application to constitutionally protected expression.
Although the statute does not satisfy all of the elements of defamation, we can uphold its constitutionality by construing it narrowly to refer only to defamation. The United States Supreme Court generally allows, and even encourages, state supreme courts to sustain the constitutionality of state statutes regulating speech by construing them narrowly to punish only unprotected speech. For example, in Chaplinsky, the Supreme Court upheld a New Hampshire statute as constitutional because the highest court of New Hampshire authoritatively construed the statute to reach only “fighting words.”
We are unable to say that the limited scope of the statute as thus construed contravenes the Constitutional right of free expression. It is a statute narrowly drawn and limited to define and punish specific conduct lying within the domain of state power, the use in a public place of words likely to cause a breach of the peace.
Id.
The Supreme Court has also deferred to our authoritative construction of statutes regulating speech. In S.L.J., we examined the constitutionality of the disorderly conduct statute, Minn.Stat. § 609.72, subd.
Since the statute punishes words alone — “offensive, obscene, or abusive language” — it must be declared unconstitutional as a violation of the First and Fourteenth Amendments unless it only proscribes the use of “fighting words.” Section 609.72, subd. 1(3), however, punishes words that merely tend to “arouse alarm, anger, or resentment in others” rather than only words “which by their very utterance inflict injury or tend to incite an immediate breach of the peace.” Since the statute does not satisfy the definition of “fighting words,” it is unconstitutional on its face.
S.L.J.,
Then in In re R.A.V.,
Under our narrowing construction, we conclude that the only speech reached by section 609.505, subdivision 2, is defamation.
Moreover, the mental state required for a conviction under section 609.505, subdivision 2, exceeds the actual malice standard for defamation of a public official established by the Supreme Court. See New York Times Co. v. Sullivan,
C.
Crawley was convicted under section 609.505, subdivision 2, before our narrowing construction of the statute. She is therefore entitled to have a jury determine whether her statements to Winona Police Department Sergeant Christopher Nelson were “of and concerning” another peace officer. See State v. Vance,
III.
Section 609.505, subdivision 2, does not pass constitutional muster based solely upon our construction that narrows the statute to defamation. Rather, we must evaluate the statute under Supreme Court precedent laying out the constitutional prohibition on content discrimination within unprotected categories of speech, and we turn now to that analysis.
A.
Defamation and other categories of speech that may be restricted without violating the First Amendment are often referred to as “not within the area of constitutionally protected speech.” R.A.V. v. City of St. Paul,
Crawley argues that subdivision 2 is viewpoint-based, in addition to being content-based, because it impermissibly discriminates against “a certain class of anti-government speech” while permitting an otherwise “similarly situated class of pro-government speech” to go unpunished. We disagree and conclude that subdivision 2 is not viewpoint-based. Speech that is supportive of peace officer conduct fails to satisfy the elements of defamation because it does not tend to harm the plaintiffs reputation and to lower the plaintiff in the estimation of the community. If the statute were to reach pro-government speech as well as defamation, the statute would punish a substantial amount of protected speech and be facially unconstitutional as overly broad. Because speech that is supportive of peace officer conduct does not fall within the unprotected category of defamation, the statute does not discriminate on the basis of viewpoint.
B.
We begin with the general rule of R.A.V., which is that content-based distinctions drawn within unprotected categories of speech are unconstitutional.
In R.A.V., the Supreme Court considered a St. Paul ordinance that made it a misdemeanor to display a symbol, “including, but not limited to, a burning cross or Nazi swastika, which one knows or has reasonable grounds to know arouses anger, alarm or resentment in others on the basis of race, color, creed, religion or gender.”
Displays containing abusive invective, no matter how vicious or severe, are permissible unless they are addressed to one of the specified disfavored topics. Those who wish to use “fighting words” in connection with other ideas — to express hostility, for example, on the basis of political affiliation, union membership, or homosexuality — are not covered. The First Amendment does not permit St. Paul to impose special prohibitions on those speakers who express views on disfavored subjects.
Id. at 391,
By prohibiting “only a particular type of threat” — cross burning — within the broader unprotected category of “true threats,” the Virginia cross-burning statute fell within the first of three exceptions to the general prohibition against content-based discrimination within unprotected categories of speech announced in R.A.V. Black,
1.
The first exception identified in R.A.V. is the exception that the Court applied in Black: when the basis for the content discrimination of a subclass “consists entirely of the very reason the entire class of speech at issue is proscribable, no significant danger of idea or viewpoint discrimination exists.”
The Court further explained and applied the first R.A.V. exception in Black, concluding that the Virginia cross-burning statute at issue validly banned a “particularly virulent form of intimidation.”
Turning to the issues in this case, we conclude that section 609.505 subdivision 2, fails to meet the first R.A.V. exception.
The Supreme Court describes “[t]he legitimate state interest” underlying defamation as “the compensation of individuals for the harm inflicted upon them by defamatory falsehood.” Gertz v. Robert Welch, Inc.,
2.
The second exception to R.A.V. states that a “valid basis for according differential treatment to even a content-defined subclass of proscribable speech is that the subclass happens to be associated with particular ‘secondary effects’ of the speech, so that the regulation is ‘justified without reference to the content of the ... speech.’ ” R.A.V.,
We note, first, that secondary-effects jurisprudence is an independent and complex area of First Amendment law that, as in Renton, most often applies to municipal efforts to regulate, through measures such as zoning ordinances, constitutionally-protected speech that occurs at legal businesses, such as theaters that exhibit pornographic movies or stage nude dancing.
Knowingly false accusations of misconduct against a peace officer have substan
In addition, other matters requiring police time and attention may suffer as a result of investigations of knowingly false reports of police misconduct. The public resources dedicated to law enforcement agencies are already inadequate in many communities throughout the State to maintain an ideal level of order and safety. The public resources, including wasted police time, expended in investigating knowingly false reports of police misconduct would further exacerbate this problem. Thus, the secondary effects of knowingly false accusations of peace officer misconduct — the expenditure of public resources to conduct investigations and the diversion of those resources away from other matters — -justify the regulation “ ‘without reference to the content of the ... speech.’ ” R.A.V.,
3.
The third R.A.V. exception is a general exception that allows distinguishing a subclass even without identifying “any particular ‘neutral’ basis, so long as the nature of the content discrimination is such that there is no realistic possibility that official suppression of ideas is afoot.” Id. at 390,
The Supreme Court has made a distinction between ideas and false statements of fact:
Under the First Amendment there is no such thing as a false idea. However pernicious an opinion may seem, we depend for its correction not on the conscience of judges and juries but on the competition of other ideas. But there is no constitutional value in false statements of fact. Neither the intentional lie nor the careless error materially advances society’s interest in “uninhibited, robust,and wide-open” debate on public issues. 18
Gertz,
Turning to the instant case, section 609.505, subdivision 2, criminalizes knowingly false reports of police misconduct, which are false statements of fact. As discussed in Part I of this opinion, we construe “an act of police misconduct” to mean a specific act or omission which violates a policy or rule of professional conduct, adopted by a law enforcement agency, that would expose a peace officer to discipline. In order for a person to be convicted under section 609.505, subdivision 2, he or she must knowingly report a specific act or omission by a peace officer that may subject the peace officer to disciplinary action. For instance, under the statute, a knowingly false accusation that a peace officer engaged in a specific act of illegal racial profiling may be punishable, whereas a statement that “a peace officer is a scoundrel” would never be criminal. Accordingly, we hold that section 609.505, subdivision 2, does not pose a threat of “official suppression of ideas.” R.A.V.,
4.
We note here that reliance on Chaker v. Crogan,
IV.
Because we construe section 609.505, subdivision 2, narrowly to reach only defamatory speech not protected by the First Amendment, and because the statute falls within two of the R.A.V. exceptions to the constitutional prohibition against content discrimination within a category of unprotected speech, we conclude that section 609.505, subdivision 2 is constitutional. Accordingly, we reverse the judgment of the court of appeals that the statute is unconstitutional. But because Crawley was convicted under section 609.505, subdivision 2, before our narrowing construction of the statute, we reverse her conviction and remand for a new trial.
Reversed and remanded.
Notes
. Minnesota Statutes § 609.505, subd. 1, provides:
Whoever informs a law enforcement officer that a crime has been committed or otherwise provides information to an on-duty peace officer, knowing that the person is a peace officer, regarding the conduct of others, knowing that it is false and intending that the officer shall act in reliance upon it, is guilty of a misdemeanor. A person who is convicted a second or subsequent time under this section is guilty of a gross misdemeanor.
. Crawley does not challenge the constitutionality of Minn.Stat. § 609.505, subd. 1. Our review is therefore limited to section 609.505, subdivision 2.
. The State and amicus curiae Minnesota Attorney General ask us to limit our review to section 609.505, subdivision 2(a)(2), the sub-paragraph that addresses knowingly false reports of police misconduct that allege the officer committed a crime, rather than review subdivision 2 as a whole. (Subdivision 2 also includes subparagraph (a)(1), which applies to false reports of police misconduct in which the alleged act of misconduct is not a crime.) Crawley and amicus curiae American Civil Liberties Union of Minnesota oppose a limited review, arguing that the statutory text implicating the First Amendment — "[wjhoever informs, or causes information to be communicated, to a peace officer ... knowing that the information is false, is guilty of a crime” — is within paragraph 2(a), which is antecedent to and applies to both subparagraphs (a)(1) and (a)(2).
We will not limit our review as requested by the State and amicus Minnesota Attorney General. In the statement of the case Craw-ley filed in the court of appeals, she identified the legal issue in her appeal as whether the district court erred "in failing to conclude that Minnesota Statutes section 609.505, subdivision 2, constitutes a viewpoint- and content-based restriction that violates the First Amendment.” In its brief to the court of appeals, the State argued that review should be limited to subdivision 2(a)(2), a limit that Crawley opposed as she does here. The court of appeals addressed the entirety of subdivision 2 in its decision. Crawley,
Given the record on appeal, the decision of the court of appeals holding subdivision 2 unconstitutional, and the fact that the constitutionality of subdivision 2 is an important question with statewide impact that is likely to recur until we resolve it, see Minn. R. Civ.App. P. 117, subd. 2(a), (b), (d), we address the entirety of section 609.505, subdivision 2, in this opinion.
. Content-neutral time, place, and manner restrictions, on the other hand, are subject to a less exacting standard of review: ‘‘[Reasonable time, place, or manner restrictions] are valid provided that they are justified without reference to the content of the regulated speech, that they are narrowly tailored to serve a significant governmental interest, and that they leave open ample alternative channels for communication of the information.” Clark v. Cmty. for Creative Non-Violence,
. Crawley argues that subdivision 2 discriminates on the basis of viewpoint because it criminalizes false critical information but not false exonerating information. In Morse v. Frederick,
Discrimination against speech because of its message is presumed to be unconstitutional .... When the government targets not subject matter, but particular views taken by speakers on a subject, the violation of the First Amendment is all the more blatant. Viewpoint discrimination is thus an egregious form of content discrimination. The government must abstain from regulating speech when the specific motivating ideology or the opinion or perspective of the speaker is the rationale for the restriction.
(citation omitted) (internal quotation marks omitted). We address whether section 609.505, subdivision discriminates on the basis of viewpoint in Part III.
. The court of appeals held that section 609.505, subdivision 2, criminalizes the "intentional lie.” State v. Crawley, 789 N.W.2d
. The Supreme Court has held that although as applied to a particular defendant an ordinance might be neither vague nor overbroad or otherwise invalid, the defendant could raise its vagueness or unconstitutional over-breadth as applied to others, and an ordinance which was facially unconstitutional could not be applied to the defendant unless a satisfactory limiting construction was placed on the ordinance by state courts. See Plummer v. City of Columbus,
. "Peace officer” means ... an employee or an elected or appointed official of a political subdivision or law enforcement agency who is licensed by the [Board of Peace Officer Standards and Training], charged with the prevention and detection of crime and the enforcement of the general criminal laws of the state and who has the full power of arrest, and shall also include the Minnesota State Patrol, agents of the Division of Alcohol and Gambling Enforcement, state conservation officers, Metropolitan Transit police officers, Department of Corrections Fugitive Apprehension Unit officers, and Department of Commerce Insurance Fraud Unit officers, and the statewide coordinator of the Violent Crime Coordinating Council....
Minn.Stat. § 626.84, subd. 1(c) (2010).
. A statute may be declared facially unconstitutional as overly broad if it prohibits or chills a substantial amount of protected speech along with unprotected speech. See Ashcroft,
. Minnesota Statutes § 609.72, subd. 1 (1976), provided:
Whoever does any of the following in a public or private place, knowing, or having reasonable grounds to know that it will, or will tend to, alarm, anger or disturb others or provoke an assault or breach of the peace, is guilty of disorderly conduct, which is a misdemeanor:
(1) Engages in brawling or fighting; or
(2) Disturbs an assembly or meeting, not unlawful in its character; or
(3)Engages in offensive, obscene, or abusive language or in boisterous and noisy conduct tending reasonably to arouse alarm, anger, or resentment in others.
See S.L.J.,
. As discussed later in our opinion, although the Supreme Court deferred to our authoritative construction of the St. Paul ordinance to punish only "fighting words,” it concluded that the ordinance was facially unconstitutional because the ordinance impermissibly discriminated on the basis of content within
. Unlike the resolution at issue in Board of Airport Commissioners of the City of Los Angeles v. Jews for Jesus, Inc.,
In Secretary of State of Maryland, the Supreme Court struck down a statute regulating fundraising activities because there was "no core of easily identifiable and constitutionally proscribable conduct that the statute prohibit[ed].”
Here there is no core of easily identifiable and constitutionally proscribable conduct that the statute prohibits.... The flaw in the statute is not simply that it includes within its sweep some impermissible applications, but that in all its applications it operates on a fundamentally mistaken premise that high solicitation costs are an accurate measure of fraud.
Id. at 965-66,
Unlike the resolution in Board of Airport Commissioners and the statute in Secretary of State of Maryland, section 609.505, subdivision 2 is susceptible to a narrowing construction. Although section 609.505, subdivision 2, as written, contemplates the punishment of protected speech in some of its applications, there is a "core of easily identifiable and constitutionally proscribable conduct” — defamation — that the statute prohibits.
. The dissent erroneously asserts that we "rely on the canon of constitutional avoidance” to uphold subdivision 2. See, e.g., FCC v. Fox Television Stations, Inc.,
. The dissent argues that "subdivision 2 creates a greater risk of chilling protected speech than the now-invalidated Stolen Valor Act” because "[ujnlike the Stolen Valor Act— which regulated “easily verifiable facts”— subdivision 2 regulates false statements that are not easily or objectively verifiable” (citation omitted). But whether or not alleged
. The dissent asserts that subdivision 2 "punishes precisely the type of speech that is at the 'very center' of the First Amendment: statements critical of government officials” (quoting Rosenblatt v. Baer,
. We also note that the examples the Court gave for the "secondary effects” exception in R.A.V. are not consistent with zoning ordinances applied to protected expression. For one example of this exception, the Court said that a state "could, for example, permit all obscene live performances except those involving minors.” R.A.V.,
The Supreme Court has held that direct impact on listeners cannot be a "secondary effect” within the meaning of Renton. R.A.V.,
. Testimony at a House committee hearing on the proposed law supports this analysis. A sponsor of the House legislation who was also a state conservation officer gave two examples of investigations from the Minnesota Department of Natural Resources: one investigation required a computer to be analyzed; another required an outside investigator to be assigned the case because of potential conflicts of interest. Each of the investigations cost the agency $5,000. See Hearing on H.F. 381, H. Comm. Pub. Safety Policy and Fin., 84th Minn. Leg., Feb. 15, 2005 (audio tape) (statement of Rep. Tony Cornish).
. The Ninth Circuit also noted that "laws targeting false statements of fact ... are unlikely to directly express or relate to an identifiable viewpoint, meaning that the exception in R.A.V. for cases in which 'there is no realistic possibility that official suppression of ideas is afoot,’ would probably apply.” United States v. Alvarez,
. As we concluded earlier, the speech that is criminalized by section 609.505, subdivision 2, as we have narrowly construed it, falls squarely within the category of defamation.
Dissenting Opinion
(dissenting).
The question presented by this case is whether Minn.Stat. § 609.505, subd. 2 (2010), is a law unconstitutionally “abridging the freedom of speech” under the First Amendment to the United States Constitution. The court concludes that subdivision 2 fully comports with the Constitution, but does so only after rewriting the statute. Construing the statute as written, I would hold that subdivision 2 is an unconstitutional content- and viewpoint-based restriction on core First Amendment speech. Therefore, I respectfully dissent.
I.
In answering the constitutional question presented by this case, the first step is to determine the kind and extent of speech regulated by Minn.Stat. § 609.505, subd. 2. Subdivision 2 states as follows:
Whoever informs, or causes information to be communicated to, a peace officer, whose responsibilities include investigating or reporting police misconduct, that a peace officer, as defined in section 626.84, subdivision 1, paragraph (c), has committed an act of police misconduct, knowing that the information is false, is guilty of a crime....
Subdivision 2 requires proof of only four elements. In order to obtain a conviction, the State must prove the defendant (1) informed or caused information to be communicated to (2) a peace officer, whose responsibilities include investigating or reporting police misconduct, (3) that a peace officer committed an act of police misconduct, (4) knowing the information communicated is false. The statute is unambiguous, and it has no other requirements.
The court largely agrees with my reading of subdivision 2. Yet, rather than applying the statutory provision as written, the court engrafts two additional elements onto subdivision 2 that are absent from the text of the statute. First, that a defendant must communicate the alleged act of police misconduct to a different peace officer than the officer against whom the misconduct is alleged. Second, that the officer receiving the communication must reasonably understand the communication to refer to a specific individual. The court does so to support its conclusion that subdivision 2 criminalizes only common law defamation, an unprotected category of speech
In adopting a limiting construction, the court appears to rely on the canon of constitutional avoidance, which provides that, “[w]here possible,” we “should interpret a statute to preserve its constitutionality.” Hutchinson Tech., Inc. v. Comm’r of Revenue,
In this case, the court applies the canon of constitutional avoidance beyond its permissible scope by giving subdivision 2 an unreasonable construction.
The court justifies its approach by relying primarily on two decisions of the Supreme Court of the United States. In one, the Court examined the constitutionality of a state statute regulating offensive speech, Chaplinsky v. New Hampshire,
In contrast to the court’s approach, I would not rewrite subdivision 2 to fit into common law defamation in order to evade constitutional scrutiny. Instead, I would give the statute its plain and ordinary meaning. Accordingly, the relevant constitutional question is not whether the State may regulate defamation, but whether the State may broadly criminalize knowingly false statements regarding police misconduct.
II.
Answering that question first requires determining the applicable standard of review. The threshold step in determining the standard of review is to decide whether the statute regulates protected or unprotected speech. If the statute regulates protected speech in a non-content-neutral fashion, then the court must subject the statute to strict scrutiny, which requires the State to show a compelling interest justifying the statute and that the statute is narrowly tailored to achieve that compelling interest. See Brown v. Entm’t Merchs. Ass’n, — U.S. -,
A.
The First Amendment states that “Congress shall make no law ... abridging the freedom of speech.” U.S. Const, amend I. These words are broad, categorical, and arguably absolute. Yet the Supreme Court has recognized that certain categories of speech-including “[incitement]; obscenity; defamation; speech integral to criminal conduct; so-called ‘fighting words’; child pornography; fraud; true threats; and speech presenting some grave and imminent threat the government has a power to prevent” — are unprotected. United States v. Alvarez, — U.S. -,
1.
Subdivision 2 criminalizes knowingly false statements of fact. See State v. Crawley,
In United States v. Alvarez, the Supreme Court answered that question, concluding that knowing falsehoods are not a separate category of unprotected speech. Specifically, the question in Alvarez was the constitutionality of the Stolen Valor Act, 18 U.S.C. § 704(b), (c) (2006), which made it a crime for a person to falsely claim the receipt of a military decoration or medal. Alvarez,
The opinion concurring in the judgment (authored by Justice Breyer and joined by Justice Kagan), which is arguably the binding rationale of Alvarez, largely eschewed a “strict categorical analysis.” Id. at 2551 (Breyer, J., concurring); see also Marks v. United States,
Accordingly, we are bound by the conclusion of a majority of Justices in Alvarez that knowing falsehoods are not categorically unprotected under the First Amendment. See State v. Brist,
2.
Moreover, even if some of the speech criminalized by Minn.Stat. § 609.505, subd. 2, is constitutionally unprotected, the statute nevertheless risks First Amendment harm because it has a “chilling effect” on other, more valuable protected speech. Phila. Newspapers, Inc. v. Hepps,
As the Supreme Court has recognized, an animating principle of the First Amendment was to limit the government’s ability to suppress dissident and minority expression. See Roth,
Commentators have observed that the First Amendment was responsive in part to the law of seditious libel, as developed by the English Court of the Star Chamber, which made it a crime for citizens to publish or make comments that were critical of the King. See Erwin Chemerinsky, Constitutional Law: Principies and Policies § 11.1.1, at 923 (3d ed.2006); Thomas M. Cooley, A Treatise on the Constitutional Limitations Which Rest Upon the Legislative Power of the States of the American Union 342-43 (1868). Truth was not a defense to a charge of seditious libel. In fact, the more truth associated with the libelous statement, the greater the libel and the harm to the government. See John E. Nowak & Ronald Rotunda, Constitutional Law § 16.3, at 1266 (8th ed.2010). Based on that history, one commentator observed that the First Amend
Professor Chafee’s account of the First Amendment is arguably in tension with the Sedition Act of 1798, which Congress passed just 7 years after the First Amendment’s ratification. The Sedition Act criminalized the publication of “false, scandalous and malicious writing or writings against the government of the United States, or either house of the Congress of the United States, or the President of the United States, with intent to defame ... or to bring them ... into contempt or disrepute.” Sedition Act of 1798, ch. 74, 1 Stat. 596. Following its passage, however, the Act met widespread, vociferous opposition — including by Thomas Jefferson and First Amendment drafter James Madison — “reflecting] a broad consensus that the Act, because of the restraint it imposed upon criticism of government and public officials, was inconsistent with the First Amendment.” New York Times Co.,
The point of the foregoing discussion is not to conclusively resolve the historical debate over the primary motivation animating the ratification of the First Amendment, but rather to highlight the indisputable principle that criticism of the government — and those who run it — is at the core of the First Amendment. The Supreme Court has recognized as much: “[c]riticism of government is at the very center of the constitutionally protected area of free discussion[, and] [c]riticism of those responsible for government operations must be free, lest criticism of government itself be penalized.” Rosenblatt v. Baer,
The key risk posed by subdivision 2 — a criminal statute — is that legitimate, truthful criticism of public officials will be suppressed for fear of unwarranted prosecution. “[E]ven minor punishments can chill protected speech.” Ashcroft v. Free Speech Coalition,
To be sure, subdivision 2’s scienter requirement — that the defendant must know that the statement of police misconduct is false — reduces the risk that a person would suppress a truthful report of police misconduct. But, as the Court has explained, the threat of criminal punishment creates a strong chilling effect, and a scienter requirement may be an insufficient “antidote to the inducement to ... self-censorship.” Gertz,
Like the Stolen Valor Act, the potentially far-reaching applicability of Minn.Stat. § 609.505, subd. 2, risks significant First Amendment harm. Subdivision 2 authorizes punishment not only for a person who directly reports police misconduct, but also for a person who “causes information [that a peace officer has committed an act of police misconduct] to be communicated to[ ] a peace officer.” Minn.Stat. § 609.505, subd. 2 (emphasis added). The required mental state for “causing] information to be communicated to a peace officer” is not before us in this case, but a privately spoken or written statement could subject a speaker to punishment under subdivision 2. In fact, under subdivision 2’s plain language, a speaker who merely repeats a false report of police misconduct told to him by a friend or family member may be subject to prosecution if the statement is later communicated to an officer whose responsibilities include investigating or reporting police misconduct. Put differently, subdivision 2 does not require a person to communicate the false statement directly to a peace officer, which means that a false statement about police misconduct made on the news, in the privacy of one’s home, or at a social club could potentially subject a person to criminal liability. Subdivision 2 is therefore similar to the type of far-reaching regulation of speech that the Court struck down in Alvarez. See Alvarez,
In fact, subdivision 2 creates a greater risk of chilling protected speech than the now-invalidated Stolen Valor Act. Unlike the Stolen Valor Act — which regulated “easily verifiable facts,” Alvarez,
Finally, even the three dissenters in Alvarez (Justices Alito, Scalia, and Thomas) likely would be skeptical about the constitutionality of subdivision 2. The Alvarez dissent recognized that “there are broad areas in which any attempt by the state to penalize purportedly false speech would present a grave and unacceptable danger of suppressing truthful speech.” Alvarez,
B.
Having concluded that the speech regulated by Minn.Stat. § 609.505, subd. 2, is entitled to protection under the First Amendment, the next question is whether subdivision 2 is a content-based or content-neutral regulation of speech. If the statute regulates speech based on content, then it is unconstitutional unless it survives strict scrutiny. See Playboy Entm’t Grp., Inc.,
A statute regulates content when it “singles out speech of a particular content and seeks to prevent its dissemination completely.” Va. State Bd. of Pharmacy v. Va. Citizens Consumer Council,
III.
Strict scrutiny is a “demanding standard.” Brown v. Entm’t Merchs. Ass’n, - U.S. -,
The State asserts that the sole purpose of subdivision 2 is to “reduce the adverse impact on public safety occasioned by the diversion of investigative resources away from resolving legitimate complaints.” The State’s interest in preventing the unwarranted expenditure or diversion of valuable public resources is no doubt a legitimate government interest, and may even be a compelling one. But even assuming that subdivision 2 furthers a compelling government interest, the statute is unconstitutional because it is not narrowly tailored. See R.A.V. v. City of St. Paul,
First, subdivision 2 is unnecessarily ov-erinclusive; the statute punishes more speech than is necessary to further the statute’s asserted justification. See Brown,
Second, subdivision 2 is unnecessarily underinclusive. See id. at 2740 (invalidating a statute regulating violent video games based in part on its underinclusiveness); City of Ladue v. Gilleo,
Accordingly, subdivision 2 can survive strict scrutiny only if the State is able to demonstrate that its decision to single out false statements regarding the misconduct of peace officers is “actually necessary” to achieve its asserted compelling interest. Brown,
IV.
Subdivision 2 also fails to survive constitutional scrutiny because, as the court of appeals observed, the statute is viewpoint discriminatory. State v. Crawley,
Viewpoint discrimination represents a particularly “egregious” form of content discrimination. Gen. Media Commc’ns, Inc. v. Cohen,
An example of viewpoint-discriminatory speech regulation occurred in R.A.V., a case in which the Supreme Court examined a St. Paul ordinance that targeted “fighting words” that the speaker “knows or has reasonable grounds to know arouses anger, alarm or resentment in others on the basis of race, color, creed, religion or gender.”
[Under the St. Paul ordinance,] “fighting words” that do not themselves invoke race, color, creed, religion, or gender— aspersions upon a person’s mother, for example — would seemingly be usable ad libitum in the placards of those arguing in favor of racial, color, etc., tolerance and equality, but could not be used by those speakers’ opponents. One could hold up a sign saying, for example, that all “anti — Catholic bigots” are misbegotten; but not that all “papists” are, for that would insult and provoke violence “on the basis of religion.” St. Paul has no such authority to license one side of a debate to fight freestyle, while requiring the other to follow Marquis of Queens-berry rules.
Id. at 391-92,
The Supreme Court once again addressed viewpoint discrimination in Lamb’s Chapel v. Ctr. Moriches Union Free Sch. Dist.,
Like the law in R.A.V. and the policy in Lamb’s Chapel, subdivision 2 discriminates based on the viewpoint of the speaker. It criminalizes speech on only one side of the issue of police misconduct: speech that is critical of the conduct of peace officers. It does not prohibit, for example, a third party from using false statements of fact to impugn the credibility of a complainant alleging police misconduct. Nor does it prohibit any party from communicating a false statement of fact supportive of a peace officer. To state the issue differently, the State can prosecute an individual under subdivision 2 for holding a sign at a rally against police brutality falsely stating that “Officer A beat me when I was arrested,” but the State cannot prosecute someone for holding a sign falsely stating that “Officer A has never beat a suspect.” Subdivision 2 targets for punishment only those false statements of fact that are critical of the government; false factual statements seeking to absolve a police officer or impugn a complainant “would seemingly be useable ad libitum.” R.A.V.,
Subdivision 2, however, is even more problematic than the laws at issue in R.A.V. and Lamb’s Chapel because the particular viewpoint that is targeted here by subdivision 2 — anti-government sentiment — is at the core of the First Amendment. See supra Part II.A.2. Individuals who report police misconduct are directly criticizing a public official, typically in relation to the exercise of the official’s public functions and duties. “Suspicion that viewpoint discrimination is afoot is at its zenith when the speech restricted is speech critical of the government,” Ridley v. Mass. Bay Transp. Auth.,
Some commentators have observed that viewpoint-discriminatory laws regulating protected areas of speech may be per se unconstitutional. 1 Rodney A. Smolla, Smolla and Nimmer on Freedom of Speech § 3.11, at 3-14 to 3-15 (3d ed.1996). Indeed, in Rosenberger,
V.
For the foregoing reasons, I would hold that subdivision 2 is an unconstitutional restriction on the freedom of speech under the First Amendment to the United States Constitution. I would therefore affirm the court of appeals, reverse Crawley’s conviction under Minn.Stat. § 609.505, subd. 2, and remand to the district court for conviction and sentencing on the lesser-included offense under Minn.Stat. § 609.505, subd. 1.
. Even if the court is correct that it is not applying the canon of constitutional avoidance to subdivision 2 — a dubious proposition at best — the line of overbreadth cases relied upon by the court still require a limiting construction to be a reasonable interpretation of the challenged statute. See United States v. Stevens, —• U.S.-,
. The statute upheld by the court in this case scarcely resembles the statute enacted by the Legislature. The court evaluates the following statute for its compliance with the First Amendment (with the court’s alterations in italics):
Whoever informs, or causes information to be communicated to, a peace officer, whose responsibilities include investigating or reporting police misconduct, that another peace officer, as defined in section 626.84, subdivision 1, paragraph (c), who can be reasonably identified from the statement or its context, has committed an act of police misconduct, knowing that the information is false, is guilty of a crime....
It is one thing to apply a narrowing construction to an ambiguous statute with two or more reasonable constructions to avoid constitutional infirmity. But it is entirely another to add language to an otherwise unambiguous statute. As we have stated, "[i]t is the exclusive province of the [L]egislature to define by
. The court's opinion leaves the reader with the impression that the Supreme Court has encouraged state courts to rewrite statutes to survive First Amendment scrutiny. Nothing could be further from the truth. In fact, the Supreme Court has disapproved of the practice by state courts of rewriting, rather than adopting a reasonable limiting construction of, statutes and ordinances. See Shuttlesworth v. City of Birmingham,
It is said, however, that no matter how constitutionally invalid the Birmingham ordinance may have been as it was written, nonetheless the authoritative construction that has now been given it by the Supreme Court of Alabama has so modified and narrowed its terms as to render it constitutionally acceptable.... [I]n affirming the petitioner’s conviction in the present case, the Supreme Court of Alabama performed a remarkable job of plastic surgery upon the face of the ordinance.
Shuttlesworth,
. The other possibilities are that the statute regulates protected or unprotected speech in a content-neutral fashion, but neither the court nor the parties assert that subdivision 2 is content-neutral.
. The strongest argument in favor of the constitutionality of subdivision 2 is that each of the opinions in Alvarez discussed the potential constitutionality of 18 U.S.C. § 1001 (2006), which makes it a federal crime to “knowingly and willfully” make any "materially false, fictitious, or fraudulent statement or representation” in "any matter within the jurisdiction of the executive, legislative, or judicial branch of the Government of the United States.” See Alvarez,
. In Alvarez, Justice Breyer analyzed the Stolen Valor Act under "intermediate scrutiny,” which requires a proportional "fit” between the government interest and the restriction on speech.
. Minn.Stat. § 609.505, subd. 1, provides:
Whoever informs a law enforcement officer that a crime has been committed or otherwise provides information to an on-duty peace officer, knowing that the person is a peace officer, regarding the conduct of others, knowing that it is false and intending that the officer shall act in reliance upon it, is guilty of a misdemeanor. A person who is convicted a second or subsequent time under this section is guilty of a gross misdemeanor.
Dissenting Opinion
(dissenting).
I join in the dissent of Justice Stras.
Dissenting Opinion
(dissenting).
I join in the dissent of Justice Stras.
