STATE OF WISCONSIN, PLAINTIFF-RESPONDENT, v. BENJAMIN J. KLAPPS, DEFENDANT-APPELLANT.
Case No.: 2019AP1753-CR, 2019AP1754-CR
COURT OF APPEALS OF WISCONSIN
December 23, 2020
2021 WI APP 5
Neubauer, C.J., Gundrum and Davis, JJ.
PUBLISHED OPINION; Submitted on Briefs: July 16, 2020
Appellant ATTORNEYS: On behalf of the defendant-appellant, the cause was submitted on the briefs of Jefren E. Olsen, assistant state public defender of Madison.
Respondent ATTORNEYS: On behalf of the plaintiff-respondent, the cause was submitted on the brief of Daniel J. O‘Brien, assistant attorney general, and Joshua L. Kaul, attorney general.
COURT OF APPEALS DECISION DATED AND FILED December 23, 2020
Sheila T. Reiff Clerk of Court of Appeals
NOTICE
This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports.
A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See
APPEALS from an order of the circuit court for Winnebago County: SCOTT C. WOLDT, Judge. Affirmed.
Before Neubauer, C.J., Gundrum and Davis, JJ.
BACKGROUND
¶2 In 2000, Klapps pled guilty to sexual assault of a child and felony bail jumping but was found not guilty by reason of mental disease or defect.2 He was committed to the Department of Health and Family Services (Department) at Winnebago
¶3 Since his original commitment, Klapps has been conditionally released and revoked and recommitted many times. Most recently, in late February 2019, the Department filed a petition to revoke Klapps’ conditional release to a group home based on several incidents in late 2018 and early 2019. The Department alleged Klapps sexually harassed, made inappropriate comments to, and ultimately threatened to harm, staff at the group home.
¶4 On March 6, 2019, the court held a revocation hearing. The only witness to testify was Klapps’ case manager, Patrick Woodbridge, who testified to the incidents in late 2018 and early 2019 while Klapps was out on conditional release at the group home.
¶5 Woodbridge detailed a series of incidents that demonstrated a “troublesome pattern” over the course of about five weeks, involving inappropriate comments that were often sexual in nature and culminating in “very threatening comments.” These included telling his sex offender treatment therapist that he was having sexual fantasies about his case manager. His therapist told Klapps that having sexual fantasies with someone he worked with directly is considered a risk. Woodbridge was assigned to be his new case manager based on Klapps’ self-reported inappropriate fantasies about his other case manager.
¶6 The next day, Klapps told a staff member, D.K., that he had a “hard on for 3 hours but it went away,” then continually asked her why she was not doing his room checks anymore, and followed her around. He then asked D.K. if she was afraid of him and when she said, “No,” he said, “Good, because if I was going to attack you, I have had plenty of chances” and “I have feelings for you as a staff resident relationship.”
¶7 Although Klapps repeatedly was cautioned about his comments and behavior after these incidents, he continued. Three days later, he again approached D.K. and told her he had feelings for her and could not help the way he felt, repeating that if he were going to attack her, he would have already done so, but would not act on his feelings because he did not want to get in trouble.
¶8 Klapps subsequently told D.K. he was having suicidal thoughts, but not an “urge” to kill himself, and that it was his urges that were dangerous. He told D.K. that he was having sexual urges about her since that morning, causing her to go into her office and shut her door, where she then heard Klapps pacing back and forth.
¶9 The staff determined to take Klapps into custody based on his risky behavior. When told of the allegations, he said, “I did not touch [D.K.] or do anything,” complained that the staff lied, and said that if he was placed back at the same group home, he would “beat the hell out of them.”
¶10 At the hearing on the petition for the termination of his conditional release, the State argued that these incidents, as well as others demonstrating that he was pushing boundaries, established a pattern of escalating risky behavior and threatening sexual comments, which posed a risk to himself and the community, especially staff members.
¶11 Klapps argued that there was no physical contact or specific threats of harm, and he specifically told staff he was not going to act on his thoughts. He argued that because he only saw his therapist every other week, and not for a stretch of three weeks at that time, he had to disclose these thoughts to the staff. He
¶12 The trial court found revocation of Klapps’ conditional release was supported by clear and convincing evidence. The court explained that its ruling was based on “the only evidence before [the] court“—namely, Woodbridge‘s testimony. The court found that revocation was appropriate because the evidence was that Klapps kept making threats despite being “told numerous times not only to stop talking about his sexual conquests but [also] his urges with staff people and he continues to do it.” In his oral ruling, the trial judge also noted that he recalled the conclusions of a psychologist, Dr. Allen Hauer, who had assessed whether Klapps could be safely released to the community and, if so, under what conditions, in reports submitted in prior proceedings from 2015 to 2018. Hauer did not examine or issue a report in the 2019 proceeding. The judge recalled Hauer‘s conclusion that Klapps’ personality disorder as a sexual predator could not be treated with drugs, and he was unlikely to change. No objection was made to the court‘s discussion of this recollection.
¶13 The court found Klapps’ statement that he would “beat the hell out of people” if he went back to the group home, along with his repeated, persistent, inappropriate statements and behavior despite being advised to stop, demonstrated that Klapps posed “a substantial risk of bodily harm to others.”
¶14 Klapps filed a notice of intent to seek postdisposition relief in the trial court. He did not file a motion for postdisposition relief before filing this direct appeal. Additional facts will be discussed where relevant.
DISCUSSION
Standard of Review
¶15 The State contends that Klapps’ failure to move for postdisposition relief in the trial court forfeits his appellate challenge. To determine whether a motion for postdisposition relief is required we must interpret
A Motion for Postdisposition Relief is Required by WIS. STAT. § 971.17(7m) for New Issues
¶16 Klapps contends that the trial court evidenced objective bias (the appearance of bias) against him by referencing the earlier conclusions of Hauer discussing his mental health and performance on conditional release, denying him due process. He contends that the trial judge‘s comments indicate that the judge had already decided his case before taking evidence. Klapps acknowledges that he did not object at the time of the hearing such that he forfeited any challenge based on his inability to confront Hauer or the court‘s reliance on a prior report. He has not challenged his counsel‘s failure to object with an ineffective assistance of counsel claim; rather, he claims that the error is one that need not be preserved due to its nature as “structural error.”
¶17 The State responds to the bias claim by noting that Klapps’ failure to file a
¶18
(7m) MOTION FOR POSTDISPOSITION RELIEF AND APPEAL.
(a) A motion for postdisposition relief from a final order or judgment by a person subject to this section shall be made in the time and manner provided in [
WIS. STAT. §§] 809.30 to 809.32 . An appeal by a person subject to this section from a final order or judgment under this section or from an order denying a motion for postdisposition relief shall be taken in the time and manner provided in [WIS. STAT. §§] 808.04(3) and809.30 to 809.32 . The person shall file a motion for postdisposition relief in the circuit court before a notice of appeal is filed unless the grounds for seeking relief are sufficiency of the evidence or issues previously raised.
(Emphasis added.)
¶19 When interpreting
¶20 Employing these principles, we conclude that the plain meaning of
¶21 The same provision also directs that postdisposition motions “shall” be made in the time and manner provided in
¶22 Notably,
¶24 We see no basis to interpret the circumstances under which a postdisposition motion is required to be any different than that of a postconviction motion. The procedural statutes governing this issue employ identical language and equally mandate the raising of new issues prior to appeal, whether it be in a postdisposition or postconviction context. Klapps provides no argument, much less legal authority, to the contrary.
¶25 Likewise, the rationale for the rule in postconviction proceedings is equally applicable to postdisposition proceedings after the revocation of supervised release. This is not a mere rule of convenience: it is essential to the orderly administration of justice, as it promotes efficiency and justice by giving the parties and the trial judge notice, allowing the trial court to correct or avoid the alleged error, encouraging the attorneys to prepare diligently, and avoids sandbagging by failing to object and later claiming error, all to the end of eliminating the need for appeal. State v. Huebner, 2000 WI 59, ¶10, 235 Wis. 2d 486, 611 N.W.2d 727.
¶26 In sum,
¶27 It is undisputed that Klapps’ judicial bias challenge was not “previously raised.” Had Klapps filed a postdisposition motion, the trial court could have directly addressed the claim. Klapps deprived the trial court of that opportunity before appealing directly to this court, raising the issue for the first time.
Our Review of Forfeited Objections Is Under Our Discretionary Reversal Authority
¶28 Klapps contends that, despite his failure to file a postdisposition motion in the trial court, his claim of objective judicial bias is a structural constitutional violation that cannot be forfeited, and which requires a new hearing. We disagree as, absent a challenge based on ineffective
¶29 First, the State aptly points out that our supreme court has made clear that failure to object, even to a claimed structural constitutional violation, forfeits the challenge. State v. Pinno, 2014 WI 74, ¶¶55-63, 356 Wis. 2d 106, 850 N.W.2d 207 (claimed denial of the structural public trial right at voir dire was forfeited by failure to timely object). Review is available under an ineffective assistance of counsel framework, in which the defendant has the burden of proof to show both deficient performance and prejudice. See Kimmelman v. Morrison, 477 U.S. 365, 375 (1986); Coffee, 389 Wis. 2d 627, ¶22; Pinno, 356 Wis. 2d 106, ¶¶81-86.5
¶30 Likewise, the United States Supreme Court has affirmed that, even as it applies to alleged structural errors, absent an objection at trial and on appeal, the issue is to be reviewed under an ineffective assistance of counsel framework. Weaver v. Massachusetts, 137 S. Ct. 1899, 1910-13 (2017) (“[T]he burden is on the defendant to show either a reasonable probability of a different outcome in his or her case or ... to show that the particular public-trial violation was so serious as to render his or her trial fundamentally unfair.“); see also United States v. Williams, 974 F.3d 320, 344 (3d Cir. 2020) (applying Weaver and explaining that “[t]he unique considerations raised by appeal on an unpreserved error should not be disregarded simply because of the nature of the error“); Ahmed v. Madden, No. 3:18-CV-2309-H-JLB, 2019 WL 4254500, at *7 (S.D. Cal. Sept. 9, 2019) (applying Weaver to ineffective assistance of counsel claims for, among other things, trial counsel‘s failure to seek recusal of “biased” judge and explaining that the judge‘s challenged rulings “do not suggest judicial bias” and “[b]ecause Petitioner does not demonstrate prejudice, these claims to ineffective assistance of counsel are without merit“).
¶31 We may also invoke our power of discretionary reversal under
¶32 While Klapps contends that a claim of objective judicial bias should be
We Decline to Exercise Our Power of Discretionary Reversal
¶33 Regardless of forfeiture, Klapps asks that we exercise our power of discretionary reversal, arguing that he is entitled to a new revocation proceeding before an unbiased judge in the interest of justice. Klapps’ specific challenge is to the consideration of the psychologist‘s conclusions which, he argues, is evidence that the trial court had already decided the case. Klapps asserts that the real focus of the controversy should have been on whether he was dangerous at the time of the revocation hearing as evidenced by his behavior while at the group home, but the judge‘s focus on Hauer‘s earlier statements obscured and prevented the real controversy from being fully tried.
¶34 Discretionary reversal may be warranted if the court “had before it testimony or evidence which had been improperly admitted, and this material obscured
¶35 As we are reviewing a claim of judicial bias, we consider the relevant standard of review and applicable law. “Whether a judge was objectively not impartial is a question of law that we review independently.” State v. Pirtle, 2011 WI App 89, ¶34, 334 Wis. 2d 211, 799 N.W.2d 492; see also State v. Goodson, 2009 WI App 107, ¶7, 320 Wis. 2d 166, 771 N.W.2d 385 (“Whether a circuit court‘s partiality can be questioned is a matter of law that we review independently.“).
¶36 There is a presumption that a judge acted fairly, impartially, and without prejudice. Goodson, 320 Wis. 2d 166, ¶8. “A defendant may rebut the presumption by showing that the appearance of bias reveals a great risk of actual bias.” State v. Herrmann, 2015 WI 84, ¶3, 364 Wis. 2d 336, 867 N.W.2d 772. “Such a showing constitutes a due process violation.” Id. Where such an error occurs, it is “so intrinsically harmful as to require automatic reversal.” Neder v. United States, 527 U.S. 1, 7 (1999); see Williams v. Pennsylvania, 136 S. Ct. 1899, 1909 (2016) (“[A]n unconstitutional failure to recuse constitutes structural error.“).
¶37 We pause here briefly to set forth the standard governing the trial court‘s decision at the revocation hearing.
The state has the burden of proving by clear and convincing evidence that any rule or condition of release has been violated, or that the safety of the person or others requires that conditional release be revoked. If the court determines after hearing that any rule or condition of release has been violated, or that the safety of the person or others requires that conditional release be revoked, it may revoke the order for conditional release and order that the released person be placed in an appropriate institution under [
WIS. STAT. §] 51.37(3) until the expiration of the commitment or until again conditionally released under this section.
Thus, at the revocation hearing, the court was charged with reviewing the evidence to determine whether Klapps had violated any of the rules of his conditional release or presented a danger to himself or others. See
¶39 As to the substance of the trial court‘s comments, while Klapps forfeited a challenge to the lack of notice and opportunity to address Hauer‘s earlier conclusions, Klapps has provided no rebuttal to the substance of the psychologist‘s testimony had the State called him to set forth the conclusions recounted.10 Most importantly, Klapps does not argue that the trial judge‘s recollection of the psychologist‘s conclusions was inaccurate.
¶40 We also fail to understand how Klapps’ complaint that a fact-finding judge recalls information from a prior revocation proceeding evidences prejudgment, unless, of course, the stated recollection is objected to as inaccurate. In short, we do not see how Klapps’ apparent belief that the bell should be unrung works as a practical matter, unless, again, the information is erroneous. Klapps does not contend it is.
¶41 Moreover, as Klapps had been committed and this proceeding was to revoke his release for the fifth time, he was undoubtedly aware of Hauer‘s conclusions and did not choose to have an independent psychological evaluation in the proceeding, as was his right. See
¶42 To summarize, there is nothing to support Klapps’ argument that the real controversy—whether he was dangerous at the time of the revocation hearing as evidenced by his behavior at the group home in the days before the hearing—was not tried. The entire focus of the revocation hearing was on Klapps’ conduct at the group home. Klapps does not develop any argument that there was insufficient evidence to support the trial court‘s conclusion that he presented a substantial risk of serious bodily harm to others. Instead, he points only to the court‘s rejection of his argument that his comments demonstrated a “measure of improved control” given his therapist‘s unavailability. Klapps’ disagreement with the trial judge‘s conclusion is nothing more than that. He fails to address the threat to “beat the hell” out of
¶43 Ultimately, Klapps fails to explain how the trial judge‘s recollection of the psychologist‘s conclusions from prior proceedings transforms into prejudgment as compared to simply finding that Klapps’ comments and behavior at the group home were sexually predatory—not only highly inappropriate, but persistent, intimidating, and threatening. That the judge found his behavior was not treatable with drugs and was unlikely to change is all part and parcel of the facts supporting a conclusion of continuing dangerousness in Klapps’ fifth revocation hearing.
¶44 In short, Klapps has failed to show that the trial court‘s conclusion based on the facts presented evidenced prejudgment as compared to simply disagreeing with Klapps’ characterization of his behavior. He also has failed to show that the issue of his dangerousness at the time of the revocation hearing was not fully or fairly tried. We see no serious prejudice to Klapps or grounds to conclude that the proceeding was unfair, lacked integrity, or amounted to a denial of due process.
¶45 For these and the above reasons we reject Klapps’ judicial bias claim. We see no reason to exercise our discretionary reversal authority. We reject Klapps’ request for reversal, as we cannot conclude that the real controversy was not fully tried.
By the Court.—Order affirmed.
Notes
While we question the basis for the court‘s unexplained conclusion that the alleged structural error “could not be waived,” id., ¶57, we see no indication, and Klapps has provided none, that the decision permits this court to analyze Klapps’ claim outside of our statutory discretionary reversal authority, see Vollmer v. Luety, 156 Wis. 2d 1, 16-17, 456 N.W.2d 797 (1990) (the common law “integrity of the fact-finding” exception grants the supreme court the power to review waived error that is unavailable to the court of appeals; there are only two grounds for the court of appeals to reverse a judgment under
