Cornelia A. Clark, J., delivered the opinion of the Court, in which Sharon G. Lee, C.J., and Jeffrey S. Bivins and Holly Kirby, JJ., joined.
We granted this appeal to determine whether a party filing a motion under Tennessee Rule of Criminal Procedure 36.1 (“Rule 36.1”) states a colorable claim for
I. Factual and Procedural Background
The following facts are derived from the single-volume technical record included in the record on appeal. On August 12,1996, James D. Wooden (“Mr. Wooden”) pleaded guilty to aggravated burglary, a Class C felony, and theft of property valued over $1,000, a Class D felony, in Bradley County Criminal Court (“Criminal Court”) case number 96297. Based upon this plea, the Criminal Court classified Mr. Wooden as a Range I standard offender and imposed a three-year sentence for the aggravated burglary conviction and a two-year sentence for the theft conviction. The Criminal Court ordered these sentences served concurrently but suspended the sentences upon Mr. Wooden’s service of thirty days in jail.
On September 23, 1997, Mr. Wooden was tried in the Criminal Court in case number 97-133 on the charge of aggravated robbery. The charged offense allegedly occurred on January 15, 1997. A jury convicted Mr. Wooden of the lésser-includ-ed offense of facilitation of aggravated robbery, a Class C felony.
See
Tenn. Code Ann. § 39-13-402(b) (2014);
id.
§ 39-11-403(b) (2014).
1
The Criminal Court classified Mr. Wooden as a Range I standard offender, which placed him in a three-to-six-year sentencing range,
see id.
§ 40-35-112(a)(3) (2014), with the statutory presumptive sentence established as “the minimum sentence in the range if there are no enhancement or mitigating factors,”
see id.
§ 40-35-210(c) (Supp. 1996).
2
Mr. Wood
Almost seventeen years later, on May 1, 2014, Mr. Wooden filed pro se in the-Criminal Court a motion under Rule 36.1. Mr. Wooden alleged that his sentences in case numbers 96-297 and 97-133 were illegal because the sentences were “raised above the presumptive sentence' without enhancement factors being placed on the record [by the Criminal Court] as required by statute.” Mr. Wooden alleged an additional illegality as to his sentence for case number 97-133, arguing,that the Criminal Court should have .ordered it served consecutively to the sentences in ease number 96-297 because, a statute required consecutive service of a. sentence for an offense committed while on probation. See Tenn. Code Ann. § 40-35-115(b)(6) (2014) (stating that a court “may order sentences to run . consecutively” if “[t]he, defendant is sentenced for an offense committed while on probation”).
On May 14, 2014, the Criminal Court denied Mr. Wooden’s Rule 36.1 motion. The Criminal Court did not appoint counsel, hold 'a hearing, or wait for a response to be filed. The Criminal Court explained that, “[a]fter review of the corresponding court files,” it' had determined that Mr. Wooden’s sentences had expired, and had concluded that it had no jurisdiction to rule on Rule 36.1 motions relating to “expired cases.” ■ " '
Mr. Wooden appealed, still proceeding pro se. On appeal, he contended, that the Criminal Court erred by dismissing his motion for lack of jurisdiction based on his sentences having expired and reiterated the-claims stated in his Rule 36.1 motion regarding the illegality of his sentences. ■The State argued in its brief that the trial court’s dismissal should be affirmed because Mr. Wooden had failed to present a colorable claim for relief under Rule 36.1. 3
The Court of Criminal Appeals agreed with the State’s argument. Specifically, the interrnediate appellate court concluded that Mr. Wooden had failed to state a colorable claim regarding- his sentences in case number 96-297 because he had received the minimum sentences for each offense. ■ The Court of Criminal Appeals further explained that any error the Criminal Court 'made by increasing the sentence in. case number 97-133 above the statutory presumptive minimum would have resulted in ... a voidable judgment rather than an “illegal sentence” and was therefore not enough to establish a-colorable claim for relief under Rule 36.1.
State v. Wooden,
'E2014-0169-CCA-R3-CD, ■
Mr. Wooden timely filed in this Court an application for permission to appeal. See Tenn. R. App. P. 11. This Court granted Mr. Wooden’s pro se application and appointed counsel to represent him before this Court. State v. Wooden, No. 2014-01069-SC-R11-CD (Tenn. May 15, 2015) (order granting the application, appointing counsel, and providing instructions for the scheduling of oral arguments). 4
II. Standards of Review
Whether Mr. Wooden’s motion states a colorable claim for correction of an illegal sentence under Rule 36.1 is a question of law, to which de novo review applies.
See Summers v. State,
III. Analysis
In this Court, Mr. Wooden asserts that his allegations that the Criminal Court contravened a statute by increasing his sentence in case number 97-133 above the presumptive minimum without finding enhancement factors to justify the increase were sufficient to state a colorable claim for relief under Rule 36.1. He also argues that the Court of Criminal Appeals disregarded Rule 36,1’s unambiguous language and conflated motions under Rule 36.1 with habeas corpus petitions when it concluded otherwise. 5 The State asserts that the Court of Criminal Appeals correctly concluded that Mr. Wooden’s allegations were not sufficient to state a colorable claim for relief under Rule 36.1. A review of the development of Tennessee law regarding the correction of illegal sentences is helpful to a proper understanding of Rule 36.1.
A. Correcting Illegal Sentences
In 1978, this Court recognized that, “[a]s a general rule, a trial judge may correct an
In 2005, in
Moody,
this Court confronted the question of whether motions for correction of illegal* sentences and petitions for writ of certiorari were the proper procedural vehicles -for raising and appealing challenges to illegal sentences.
Id.
at 514. After the trial court dismissed Mr. Moody’s motion to correct an illégal sentence, he sought to appeal by filing a petition for writ of certiorari with the Court of Criminal Appeals, but the intermediate appellate court declined to issue the discretionary writ.
Id.
This Court granted review and began the analysis by affirming the rule announced in
Burkhart
— that an allegedly illegal sentence may be challenged at any time.
Id.
at 516. Nevertheless, the
Moody
Court rejected the
Burk-hart
procedure and clarified that “the proper procedure for challenging an illegal sentence at the trial level is through a petition for writ of habeas corpus, the grant or denial of which can then be appealed under the Rules of Appellate Procedure.”
Id.
(citing
Stephenson v. Carlton,
After Moody settled the question of the proper procedure for seeking correction of an illegal sentence, this Court’s attention turned to providing guidance as to the types of sentences that should be viewed as “illegal” for purposes of habeas corpus relief. We enumerated the following four non-exclusive categories of illegal sentences:
(1) a sentence imposed pursuant to an inapplicable statutory scheme; (2) a sentence designating a [release eligibility date] where a [release eligibility date] is specifically prohibited by statute; (3) a sentence ordered to be served concurrently where statutorily required to be served consecutively; and (4) a sentence not authorized for the offense by any statute[.]
Davis v. State,
Significantly, however, neither
Moody
nor
Cantrell
provided the State with a means of seeking correction of an illegal sentence. Although
Moody
identified ha-beas corpus relief as the proper procedural vehicle, habeas corpus relief then and now is only available to “person[s] imprisoned or restrained of liberty.” Tenn. Code Ann. § 29-21101(a) (2012) (emphasis added). Moreover, although Rule 36 of the Tennessee Rules of Criminal Procedure provided a method for correcting clerical mistakes in judgments, orders, or the record, it did not provide the State with a means of correcting illegal sentences.
See Wilkerson v. Carlton,
No. E2007-02453-CCA-R3-HC,
B. Tennessee Buie of Criminal Procedure 36.1
Against this jurisprudential backdrop, Rule 36.1 was adopted, effective July 1, 2013, with the express purpose “to provide a mechanism for the defendant or the State to seek to correct an illegal sentence.” Tenn. R. Crim. P. 36.1 advisory comm’n cmt. (emphasis added). At the same time, Rule 3 of the Tennessee Rules of Appellate Procedure was “amended to provide for an appeal as of right from the trial court’s ruling on a motion filed under Rule 36.1 to correct an illegal sentence.” Id.
This is the first appeal to this Court involving the proper interpretation of Rule 36.1, although the Court of Criminal Appeals has interpreted it on numerous occasions. As relevant to this appeal, Rule 36.1 provides as follows:
(a) Either the defendant or the state may, at any time, seek the correction of an illegal sentence by filing a motion to correct an illegal sentence in the trial court in which the judgment of conviction was entered. For purposes of this rule, an illegal sentence is one that is not authorized by the applicable statutes or that directly contravenes an applicable statute.
(b) Notice of any motion filed pursuant to this rule shall be promptly provided to the adverse party. If the motion states a colorable claim that the sentence is illegal, and if the defendant is indigent and is not already represented by counsel, the trial court shall appoint counsel to represent the defendant. The adverse party shall have thirty days within which to file a written response to the motion, after which the court shall hold a hearing on the motion, unless all parties waive the hearing.
(c)(1) If the court determines that the sentence is not an illegal sentence, the court shall file an order denying the motion.
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(d) Upon the filing of an amended uniform judgment document or orderotherwise disposing of a motion filed pursuant to this rule, the defendant or the.' state may initiate an appeal as of right pursuant to Rule 3, Tennessee Rules of Appellate Procedure. ■
Tenn. R. Crim. P. 36.1(a), (b), (c)(1), (d) (emphasis added). The procedure prescribed by Rule 36.1 differs from the procedure applicable to habeas corpus petitions challenging illegal sentences in at least two ways. First, Rule 36.1 addresses the void that existed when Burkhart, Moody and Cantrell were decided by authorizing the 'State to seek correction of an illegal sentence. Second, unlike a habeas corpus petition, which generally must be Hied in a court in the cotmty where the petitioner is incarcerated, 7 a motion under Rule 36.1 must be filed “in the trial court in which the judgment of conviction was entered.” Tenn. R. Crim. P. 36.1(a). Neither of these differences is determinative of this appeal. Rather, this appeal turns on the meaning of “colorable claim” and “illegal sentence” for purposes of Rule' 36.1(a).
C. “Colorable Claim”
Rule 36.1 does not define “color-able claim.” . Nevertheless, this term is defined for purposes of post-conviction relief as follows: “A colorable claim is a claim, in a petition for post-conviction relief, that, if taken as true, in the light most favorable to petitioner, would entitle petitioner to relief under the Post-Conviction Procedure. Act.” Tenn. Sup. Ct. R. 28, § 2(H). Since the Court of Criminal Appeals first interpreted “colorable claim” in Rule 36.1, and in many subsequent decisions, the intermediate appellate court has uniformly incorporated into Rule 36.1 the foregoing post-conviction definition of the term.
See, e.g., State v. Greene,
No. M2013-02710-CCA-R3-CD,
Neither the State nor Mr. Wooden takes issue with interpreting Rule 36.1 as incorporating the definition of colorable claim provided in Tennessee Supreme Court Rule 28, section 2(H). We agree as well that the term has the same general meaning in both contexts. More precisely staL ed, we conclude, for purposes of Rule 36.1, that “colorable claim” means a claim that, if taken as true and viewed in a light most favorable to the moving party, would entitle the moving party to relief under Rule 36.1.
The Court of Criminal Appeals has held that stating a colorable claim for' relief under Rule 36.1 does not require the moving party to Support its motion with documents from the record of the underlying proceeding in which the allegedly illegal sentence was imposed.
Brady v. State,
No. E2013-00792-CCA-R3-PC,
As the Court of Criminal Appeals has noted, and as the State and Mr. Wooden point out in this appeal, Rule 36.1 is silent as to the nature of the factual allegations and documentation required to state a col-orable claim. In the face of this silence, we turn to another rule of criminal procedure, which prescribes the form and content of motions — Tennessee Rule of Crimi
Considering the text of Rule 47, along with that of Rule 36.1, we conclude that, at a minimum, any motion filed under. Rule 36.1must state with particularity the factual allegations on which the claim for relief from an.illegal sentence is based. Additionally,-,the moving party may support the.motion with affidavits. Finally, when determining whether a Rule 36.1 motion sufficiently states a colorable claim, a trial comrt may consult the record of the proceeding from which the allegedly illegal sentence emanated. Indeed, by requiring Rule 36.1 motions to be filed “in the trial court in which the judgment of conviction was entered,” Rule 36.1 ensured that a trial court considering a Rule 36.1 motion would have ready access to the record of the proceedings from which the allegedly illegal sentence(s) arose.
In this case, Mr. Wooden included, in his motion sufficiently specific factual allegations describing the basis, of his claim for relief from an allegedly illegal sentence. In addition, Mr. Wooden attached copies of the judgment documents that reflected the sentences he attacked as illegal in his Rule 36.1motion. The allegations in Mr. Wooden’s motion, and the judgment documents he. submitted in support of his motion, are sufficient to enable a court to determine whether Mr. Wooden has stated a color-able claim for relief under Rule 36.1.
Additionally, we agree with the Court of Criminal Appeals that an appellate court may determine, in the first instance, whether the allegations of a Rule 36.1motion,' and any supporting materials, state a colorable claim for relief under Rule 36.1.
See, e.g., Greene,
But, before considering whether' the allegations of Mr. Wooden’s motion and the judgment documents submitted along with it state a colorable claim for relief under Rule 36.1, we. must first consider Mr. Wooden’s assertion that the term “illegal sentence”' in Rule 36.1 has a meaning distinct from the meaning this Court assigned to it for purposes of habeas corpus petitions challenging illegal sentences.
D. Illegal Sentence .
Rule 36.1(a) provides that an illegal sentence, is “one that is not authorized by the applicable statutes .or that directly contravenes an applicable statute.” Tenn. R. Crim. P. 36.1(a). - The Rule 36.1 definition mirrors that adopted by this Court in 2011, when defining the term for purposes of habeas corpus petitions seeking correction of illegal sentences. We stated, in particular, that an illegal sentence means “one which is ‘in direct contravention of the express provisions of [an applicable statute],’ ”
Cantrell,
Having reached this conclusion, we next review, briefly, the types of sentences that should be deemed illegal for purposes of Rule 36.1. As explained in
Cantrell,
mistakes in sentencing are inevitable, but few sentencing errors render sentences illegal.
Cantrell,
E. Has a colorable claim for relief under Rule 36.1 been stated?
With these principles in mind, we approach the final question in this appeal — whether Mr. Wooden’s claims, taken as true and in a light most favorable to him, would entitle him to relief under Rule 36.1.
Mr. Wooden received a five-year sentence in case number 97-133. This sentence was two years above the statutory presumptive sentence of three years; but within the statutorily prescribed three-to-six-year sentencing range applicable to his Range I offender classification and the Class C felony of which he was convicted— facilitation of aggravated robbery. See Tenn. Code Ann. § 40-35-112(a)(3). Mr. Wooden nonetheless alleges in his motion that his five-year sentence is illegal because the trial court increased the sentence above the presumptive statutory minimum, but failed to find any enhancement factors to support the increase, and therefore directly contravened a statute. See Tenn. Code Ann. § 40-35-210(c) (Supp. 1996). 8
Mr. Wooden’s claim falls squarely within the second category of sentencing errors— appealable errors. In
Cantrell,
we described a trial court’s erroneous “consider
IV Conclusión
The Court of Criminal Appeals correctly concluded that Mr. Wooden has failed to state a colorable claim for relief. Accordingly, we affirm the judgment of the Court of Criminal Appeals, which affirmed the trial court’s dismissal of Mr. Wooden’s Rule 36.1 motion. Costs of this appeal are taxed to Mr. Wooden, for which execution may issue if necessary.
Notes
. The text of most of the statutes relevant to the issues in this appeal has not changed; thus, quotations and citations in this opinion are to the current statutes, unless specifically noted otherwise.
. The current version of this statute provides: The court shall impose a sentence within the range of punishment, determined by whether the defendant is a mitigated, standard, persistent career or repeat violent offender. In imposing a specific sentence within the range of punishment, the court shall consider, but is not bound by, the following advisory sentencing guidelines:
(1) The minimum sentence within the range of. punishment is the sentence that should be imposed, because the [G]eneral [AJssembly set the minimum length of sentence for each felony class to reflect the relative seriousness of each criminal offense in the felony classifications; and
(2) The sentence length within the range should be adjusted, as appropriate, by the presence or absence of mitigating and en
Tenn. Code Ann. § 40-3 5-210(c) (2014).
. The State did not ask the Court of Criminal Appeals to affirm the trial court’s conclusion that it lacked jurisdiction to decide Mr. Wooden’s motion because his sentences had expired. Nor did- the State argue that Mr. Wooden's motion was moot as a result of the expiration of his sentences.
. The Court is grateful to attorney James Sto-vall of the Knoxville law firm of Ritchie, Dillard, Davies and Johnson for providing Mr. Wooden with outstanding representation in the proceedings before this Court.
. Mr. Wooden has not renewed his assertion that his sentences in case number 96-297 were illegal or his assertion that his sentence in case number 97-133 was illegal because it was ordered to-be served concurrently with the sentences imposed in case number 96-297. Another opinion filed today addresses the question of whether Rule 36.1 authorizes relief from expired illegal sentences.
State v. Brown,
. Tenn. R. App. P. 49 (stating that the rules "shall take effect on July 1, 1979”).
.
See
Tenn. Code Ann. § 29-21-105 (2012) (stating that a habeas corpus petition should be filed with "the court or judge most convenient in point of distance to the applicant, unless a sufficient reason be given in the petition for not applying to such court or judge”);
Carter v. Bell,
. This statute provided in relevant part that ‘‘[t]he presumptive sentence for a Class B, C, D and E felony shall be the minimum sentence in the range if there are no enhancement or mitigating factors.” Tenn. Code Ann. § 40-35-210(c) (1996 Supp.).
. We note that Mr. Wooden's prior felony convictions in case number 96-297 would have qualified as an enhancement factor for purposes of sentencing on case number 97-133. See id. § 40-35114(1).
. As a result of our conclusion that Mr. . Wooden has failed to state a colorable claim for relief, we decline, as did the Court of Criminal Appeals, to address whether the expiration of Mr. Wooden's sentences rendered his Rule 36.1 claim moot.
