STATE of Missouri, Appellant, v. Pierre CLAY, Respondent.
No. SC 94954
Supreme Court of Missouri, en banc.
Opinion issued February 9, 2016
Clay was represented by David E. Roland of the Freedom Center of Missouri in Mexico, (314) 604-6621, and Nick A. Zotos, an attorney in St. Louis, (314) 534-1797.
The city of St. Louis was represented by Winston E. Calvert, Erin McGowan and Matthew S. Dionne of the St. Louis city counselor‘s office in St. Louis, (314) 622-3361.
The St. Louis Regional Chamber was represented by J. Bennett Clark, Lee Marshall, Jason Meyer and Mary Longenbaker of Bryan Cave LLP in St. Louis, (314) 259-2000, and Jason R. Hall of the regional chamber in St. Louis, (314) 444-1175.
The St. Louis archdiocese was represented by Thomas M. Buckley of St. Louis, (314) 792-7075.
The Demetrious Johnson Charitable Foundation was represented by Douglas P. Dowd and Lia Obata Dowd of Dowd & Dowd PC in St. Louis, (314) 621-2500.
SSM Health was represented by J. Andrew Walkup of St. Louis, (314) 994-7800.
The American Civil Liberties Union of Missouri Foundation was represented by Anthony E. Rothert and Jessie Steffan of the ACLU in St. Louis, (314) 652-3114, and Gillian R. Wilcox of the ACLU in Kansas City, (816) 470-9933.
Laura Denvir Stith, Judge
The State appeals the trial court‘s holding that the right to bear arms set out in article I, section 23 of the Missouri Constitution is violated by
The legislature has the authority to adopt laws, except when expressly prohibited by the constitution, and section 23 is
I. FACTUAL AND PROCEDURAL HISTORY
Pierre Clay was stopped on January 26, 2015, for a traffic violation and found to possess a revolver. Police ran his record and arrested him after discovering he had a prior felony conviction. On February 25, 2015, Mr. Clay was charged by information with possession of marijuana in violation of
A person commits the crime of unlawful possession of a firearm if such person knowingly has any firearm in his or her possession and ... [s]uch person has been convicted of a felony under the laws of this state, or of a crime under the laws of any state or of the United States which, if committed within this state, would be a felony[.]
Mr. Clay does not deny that he comes within the scope of
II. STANDARD OF REVIEW
Rule 24.04(b)(1) permits a criminal defendant to raise “[a]ny defense or objection which is capable of determination without trial of the general issue ... before trial by motion.” “Whether a statute is constitutional is reviewed de novo: Statutes are presumed constitutional and will be found unconstitutional only if they clearly contravene a constitutional provision.” State v. Vaughn, 366 S.W.3d 513, 517 (Mo. banc 2012) (internal citations omitted).
III. ARTICLE I, SECTION 23, AS AMENDED, DOES NOT BAR REGULATION OF FIREARMS BY NONVIOLENT FELONS
Mr. Clay claims that article I, section 23, as amended in August 2014, bars the legislature from regulating the possession of firearms by nonviolent felons. This Court disagrees. The people of Missouri adopted Amendment 5 on August 5, 2014. Prior to that amendment, article I, section 23 of the Missouri Constitution stated:
That the right of every citizen to keep and bear arms, in defense of his home, person, and property, or when lawfully summoned in aid of the civil power, shall not be questioned; but this shall not justify the wearing of concealed weapons.
That the right of every citizen to keep and bear arms, ammunition, and accessories typical to the normal function of such arms, in defense of his home, person, family and property, or when lawfully summoned in aid of the civil power, shall not be questioned;
but this shall not justify the wearing of concealed weapons.The rights guaranteed by this section shall be unalienable. Any restriction on these rights shall be subject to strict scrutiny and the state of Missouri shall be obligated to uphold these rights and shall under no circumstances decline to protect against their infringement. Nothing in this section shall be construed to prevent the general assembly from enacting general laws which limit the rights of convicted violent felons or those adjudicated by a court to be a danger to self or others as result of a mental disorder or mental infirmity.
Art. I, sec. 23 (new language in bold italics, deleted language struck through).
A. The Pre-Amendment 5 Version of Article I, Section 23 Permitted Regulation of Firearms’ Possession by Felons
This Court recently interpreted article I, section 23 in two cases: Merritt, 467 S.W.3d 808, and McCoy, 468 S.W.3d 892. The defendants in both of those cases argued, as Mr. Clay argues here, that in authorizing the legislature to regulate the possession of firearms by violent felons, Amendment 5 must be read to prohibit the legislature from regulating the possession of firearms by nonviolent felons. This Court did not reach that issue in Merritt or McCoy because the crimes with which the defendants in those cases were charged occurred before the adoption of Amendment 5. This Court rejected those defendants’ argument that Amendment 5 applied retroactively and held that, to the contrary, the legislature‘s authority to regulate firearms must be determined under the version of article I, section 23 that was in effect at the time of their crimes. Merritt, 467 S.W.3d at 810, 812; McCoy, 468 S.W.3d at 893-95.2
In both Merritt and McCoy, this Court further held that because cases such as District of Columbia v. Heller, 554 U.S. 570 (2008), and McDonald v. City of Chicago, Illinois, 561 U.S. 742 (2010), have recognized that the right to bear arms is a fundamental right, strict scrutiny must be used in analyzing the constitutionality of any regulation of that right. Merritt, 467 S.W.3d at 812-13; McCoy, 468 S.W.3d at 895-96.3 These cases also recognize that strict scrutiny is not a monolithic concept. Rather, “the application of strict scrutiny depends on context, including the controlling facts, the reasons advanced by the government, relevant differences, and the fundamental right involved.” Merritt, 467 S.W.3d at
While most commonly courts apply strict scrutiny by determining whether a law was narrowly tailored to achieve a compelling state interest, in other cases, depending on the extent the regulation burdens a particular right, the courts look to whether a regulation imposes “reasonable, non-discriminatory restrictions” that serve “the State‘s important regulatory interests” or whether the encroachment is “significant.”4 Similarly, Heller looked at the nature of the regulation and the degree of infringement it imposed on the second amendment. 554 U.S. at 628-29. Heller found the absolute handgun ban in the case before it was a “severe restriction” that would be unconstitutional “[u]nder any of the standards of scrutiny that we have applied to enumerated constitutional rights[.]“. Id.
Most important here, while Heller declined to expressly determine which scrutiny level and test applied, it stated that whatever the level, its ruling “did not cast doubt on such longstanding prohibitions on the possession of firearms by felons and the mentally ill.” Heller, 554 U.S. at 626-27; accord, McDonald, 561 U.S. at 786.
While, unlike Heller and McDonald, Merritt and McCoy explicitly did apply strict scrutiny, they similarly held that it was unnecessary for them to determine which strict scrutiny test applies to the right to bear arms because
B. Amendment 5 did not Substantially Change the Right to Bear Arms
Dotson rejected this argument precisely because it found that Amendment 5 did not substantially change article I, section 23 but rather simply set out “a declaration of the law as it would have been declared by this Court after McDonald mandated that the fundamental right to bear arms applied to the states.” Id. at 192-93, 197, n. 5. While the ballot title did not detail all of the additions to and deletions from article I, section 23, this Court found these details were not central features of the constitutional amendment and the language in Amendment 5 did not mislead voters into thinking they were adding a new right to the Constitution. The amendment, rather, was an expression or declaration of existing rights; it simply enshrined the status quo as to the right to bear arms.7
Article I, section 23 does not support this argument. It would have been simple for the people to include language in Amendment 5 prohibiting the legislature from regulating possession of firearms by nonviolent felons. The amendment could, for instance, have said, “The legislature is prohibited from regulating the possession of firearms by nonviolent felons” or “The legislature may regulate the possession of firearms by violent felons and those adjudicated to have certain mental disorders but may not regulate the possession of firearms by others.” But, it did not. The amendment did not address nonviolent felons specifically in article I, section 23.
The only specific groups of citizens addressed by Amendment 5 are those who are “convicted violent felons or those adjudicated by a court to be a danger to self or others as a result of a mental disorder or mental infirmity.” Amendment 5 makes explicit that the clarification of the application of strict scrutiny and the other changes adopted cannot be construed to prohibit regulation of arms by such persons. The amendment simply is silent as to others. This does not mean that regulation of the possession of arms by others is not permitted. Were that the case, the amendment would have been very short indeed and would not have needed to address the level of scrutiny to be applied to regulations of the right to bear arms, for there could be no such regulation. Instead, Amendment 5 sets out the standard of scrutiny for regulation of arms possessed by persons other than convicted violent felons and persons with certain mental disorders or infirmities—such regulations may be adopted but will be subject to strict scrutiny.
This analysis follows not only from the language used in article I, section 23 as amended by Amendment 5 but also from general principles of constitutional construction.
[T]he Constitution is not a grant but a restriction upon the powers of the legislature. Consequently, the General Assembly has the power to do whatever is necessary to perform its functions except as expressly restrained by the Constitution. Deference due the General Assembly requires that doubt be resolved against nullifying its action if it is possible to do so by any reasonable construction of that action or by any reasonable construction of the Constitution.
Liberty Oil Co. v. Dir. of Revenue, 813 S.W.2d 296, 297 (Mo. banc 1991) (internal citations omitted) (emphasis added).
This Court reached a similar result in analyzing the previous version of article I, section 23 in Brooks v. State, 128 S.W.3d 844, 847-48 (Mo. banc 2004). At issue in Brooks was whether an act adopted by the legislature authorizing the wearing of concealed weapons violated the portion of the previous version of article I, section 23, which stated that Missourians have the right to bear arms but “this shall not justify the wearing of concealed weapons.” This Court held that this section did not
Similarly, here, Amendment 5 did not bar the General Assembly from adopting laws regulating possession of firearms by nonviolent felons. It does state that such laws are subject to strict scrutiny. “That strict scrutiny applies ‘says nothing about the ultimate validity of any particular law; that determination is the job of the court applying the standard.‘” Dotson, 464 S.W.3d at 197, citing Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 115 S.Ct. 2097, 132 L.Ed.2d 158, (1995).
This Court already has subjected
IV. CONCLUSION
Missouri‘s constitution does not prohibit the legislature from restricting nonviolent felons’ right to possess firearms.
Breckenridge, C.J., Fischer, Wilson and Russell, JJ., concur; Teitelman, J., dissents in separate opinion filed; Draper, J., concurs in opinion of Teitelman, J.
Richard B. Teitelman, Judge
The principal opinion holds that the
As the principal opinion notes, this Court recognized that under the former version of article I, section 23, the right to bear arms was considered a fundamental right and that restrictions on that right were subject to strict scrutiny. State v. Merritt, 467 S.W.3d 808, 812-13 (Mo. banc 2015); State v. McCoy, 468 S.W.3d 892, 895-96 (Mo. banc 2015). McCoy and Merritt both held that the
I. The studies and data offered by the State are insufficient
To survive strict scrutiny, the statutory ban on the possession of firearms by convicted nonviolent felons must be narrowly tailored to serve the compelling state interest in public safety. To determine whether
The State has provided very limited data indicating that convicted felons tend to commit more crimes than the general population. None of the studies, data or articles cited by the State differentiate between the rate and types of gun crimes committed by those with no prior convictions relative to individuals with prior nonviolent or violent convictions. The State does not show that any of the studies or
II. The ever-expanding scope of nonviolent felonies
The principal opinion asserts that “context matters” when courts apply strict scrutiny. If context matters, then this Court should consider the fact that the list of nonviolent and impersonal regulatory offenses is a long one and it grows every year.3 While it is beyond dispute that murderers, rapists and others who commit violent or dangerous felonies have amply demonstrated the inability to abide by the responsibilities entailed by the right the right to bear arms, that conclusion becomes considerably less certain and, in
III. Improper Applications of Case Law
In Merritt and McCoy, this Court relied on State v. Eberhardt, 145 So.3d 377 (La.2014), to support the conclusion that
The problem is that the statute at issue in Eberhardt is radically different from
Second, unlike the permanent ban imposed by
I would hold that
Notes
Dotson, 464 S.W.3d at 200.[T]he fact that this right [to bear arms] is “fundamental” from a legal perspective does not mean that it is improper for the voters to add a declaration that the right is “unalienable.” Similarly, the fact that the state always has had the obligation to uphold and protect this right together with the rest of the constitution does not mean it is improper for the voters to add a declaration that this is so.
