STATE OF MINNESOTA, Respondent, vs. Rarity Shemeire Abdul Lampkin, Appellant.
A20-0361
STATE OF MINNESOTA IN COURT OF APPEALS
Filed July 25, 2022
Ross, Judge
Dakota County District Court, File No. 19HA-CR-18-2641
Kathryn M. Keena, Dakota County Attorney, Heather Pipenhagen, Assistant County Attorney, Hastings, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Michael McLaughlin, Assistant Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Johnson, Presiding Judge; Worke, Judge; and Ross, Judge.
SYLLABUS
The general self-defense authorization expressed in
OPINION
ROSS, Judge
Rarity Lampkin responded to his girlfriend’s attempt to physically prevent him from leaving their shared apartment building by pulling her from the exit door and causing her to fall. The jury found Lampkin guilty of domestic assault, rejecting his self-defense claim. Lampkin appeals from his conviction, arguing that the state failed to prove all the elements of the assault charge and that the district court incorrectly instructed the jury on self-defense. We hold that the evidence supports the assault elements. But we also hold that the district court erroneously instructed the jury that Lampkin could use reasonable force to “resist an assault against the person” because the law of self-defense justifies a person to use force more broadly to resist any “offense against the person” and the facts could support Lampkin’s contention that he used reasonable force to resist his girlfriend’s unlawful attempt to detain him—arguably false imprisonment. We nevertheless affirm Lampkin’s conviction because the error was not plain in light of caselaw.
FACTS
Rarity Lampkin lived in an Inver Grove Heights apartment with his pregnant girlfriend, whom we will call Jane for her privacy. Jane was eight months’ pregnant in October 2018, when the two argued. Lampkin left the apartment but returned the next morning to collect his safe. Fearing that Lampkin would never return if he left with the safe, Jane physically prevented him from leaving. The confrontation escalated and Jane’s
A surveillance camera captured the struggle on video beginning when the couple approached the exit door. It depicts Jane physically preventing Lampkin from leaving. It shows her pulling at him, pushing him, and using her body to block him from getting out the door with the safe. Jane finally grabbed the door’s crossbar, pulling it to keep the door closed and latched while she maintained her blocking position between the door and Lampkin, who was behind her and still struggling to get out.
The video then shows the moment that became the primary focus of the trial. Lampkin took hold of Jane’s shoulders from behind and pulled her backwards, wresting her hands from the crossbar and causing her to fall to the floor. Lampkin picked up the safe and left the building.
Inver Grove Heights police officers arrived, and paramedics took Jane to the hospital. She told one officer that “she had been pushed down by her boyfriend.” She told her physician that Lampkin pushed her down twice, once in the apartment and once at the door. Neither Jane nor her unborn child suffered significant injury. The state charged Lampkin with domestic assault under
At trial Jane took “all responsibility for what happened to [her] child’s father.” Despite her earlier statements that Lampkin pushed her to the floor, she testified that her fall was an accident. She said that she hit Lampkin first, trying to keep him from leaving, and that Lampkin did not fight back but was just “trying to . . . run out the door” with the safe. She told the jury that she was hanging onto the crossbar of the door to keep Lampkin from opening it when she “just went down.”
The district court instructed the jury on self-defense, defining the term to mean “that the person used reasonable force . . . to resist an assault against the person . . . .” The jury rejected Lampkin’s self-defense argument and found him guilty. The district court convicted Lampkin and sentenced him to 21 months in prison.
Lampkin appeals.
ISSUES
I. Is the evidence sufficient to prove Lampkin’s guilt beyond a reasonable doubt?
II. Did the district court plainly err by incorrectly instructing the jury on self-defense?
ANALYSIS
Lampkin asks us to reverse his assault conviction. He argues first that the state offered insufficient evidence to prove his guilt. He argues second that the district court incorrectly instructed the jury on self-defense. For the following reasons, we hold that the evidence was sufficient to prove his guilt but that the district court erroneously instructed the jury. The improper instruction was not a plain error, however, and so we will not reverse Lampkin’s conviction.
I
We first address Lampkin’s assertion that the state failed to prove his guilt. We consider claims of insufficient evidence by reviewing the evidence in the light most favorable to the guilty verdict. State v. Hayes, 831 N.W.2d 546, 552 (Minn. 2013). We review evidence supporting the verdict to decide whether a reasonable jury could conclude that the evidence establishes the defendant’s guilt beyond a reasonable doubt as to each element of the offense. State v. Hokanson, 821 N.W.2d 340, 353 (Minn. 2012). Lampkin focuses only on the mental-state element of his domestic-assault conviction. To prove that Lampkin committed domestic assault, the state had to prove that Lampkin “intentionally inflict[ed] or attempt[ed] to inflict bodily harm” on Jane.
The evidence sufficiently supports the jury’s finding that Lampkin intended the act that caused bodily harm. The intent element of the statute requires that the state prove that Lampkin did not act accidentally or involuntarily. State v. Dorn, 887 N.W.2d 826, 830–31 (Minn. 2016); State v. Fleck, 810 N.W.2d 303, 309–10 (Minn. 2012). Two witnesses testified that Jane reported soon after the incident that Lampkin pushed her down. Although
We also reject Lampkin’s assertion that the evidence reasonably implies that Jane consented to being pulled from the door. Jane testified that she fell while “[f]ighting, just trying to fight for the door to keep from getting the door open.” Rather than consenting, Jane was resisting Lampkin’s efforts to wrest her from the door.
The state provided sufficient evidence to prove that Lampkin acted volitionally. We decline to reverse his conviction on this ground.
II
We next address Lampkin’s contention that the district court improperly instructed the jury on self-defense. The district court has broad discretion in instructing the jury, and we typically review allegedly improper instructions for an abuse of that discretion. State v. Shane, 883 N.W.2d 606, 613 (Minn. App. 2016). But Lampkin failed to object to the
A. Self-Defense Instruction with an Assault or Bodily-Harm Element Was Erroneous
Lampkin sought to convince the jury that he used reasonable force in self-defense under
1. Plain Language of Subdivision 1(3) Undermines State’s Position
The unambiguous statute on its face does not limit justified self-defense to resisting only assault or other offenses that result in bodily harm, as the state maintains. It instead permits a person to forcefully resist “an offense against the person” with no express requirement that the resisted offense involve bodily harm.
2. Subdivision 1(3) in Context Undermines State’s Position
The subdivision’s context corroborates our understanding. The context of section 609.06, subdivision 1(3), informs us that the legislature was mindful of the concept of bodily harm when it enacted
3. Related History of Self-Defense Statute Undermines State’s Position
We find additional support for our understanding in the legislature’s placement of the false-imprisonment statute in the category of crimes. Statutory law has long recognized a distinction—rooted in the common law—between crimes “against the person” and other types of offenses. The supreme court in 1925 documented this, for example, as it reviewed a conviction of carrying concealed weapons with intent to cause harm, relying in part on “the fact that the [concealed weapons] statute is a part of the chapter dealing with crimes against public safety—not of the chapter dealing with crimes against the person.” State v. Simon, 203 N.W. 989, 989 (Minn. 1925).
Early supreme court caselaw on the self-defense statute puts it in its historical context and illuminates its meaning by emphasizing its relationship to common-law self-defense. Construing the term “an offense” in
Although the concept of using deadly force to thwart nondangerous felonies may be unanimously unconscionable and unreasonable today, it was not yet so in 1963 when the legislature enacted sections 609.06 and 609.065. As Justice Stevens observed, “Under the common law capital punishment was mandatory for all felonies, and even through the last century it was mandatory for large categories of offenses.” Spaziano v. Florida, 468 U.S. 447, 483 (1984) (Stevens, J., concurring) (emphasis added). In fact, it was not until 1985—more than 20 years after Minnesota codified the elements of self-defense—that the United States Supreme Court in Tennessee v. Garner finally held unconstitutional state statutes authorizing the killing of unarmed fleeing felons who posed no risk of harm to anyone. 471 U.S. 1, 11 (1985). It was in the period that states were moving away from harsh common-law consequences that the Minnesota legislature refined the elements of self-defense statutorily. The 1963 text, which continues unchanged today, shows that the legislature refined the common-law elements in two ways. First, while it continued to permit intentionally lethal force to resist great bodily harm, it no longer authorized lethal force against all felonies—only those personal-offense felonies that occur in one’s home.
4. Supreme Court Dictum Undermines State’s Position
We also see support for our holding in the supreme court’s response to a self-defense argument involving sexual groping. Taking the state’s interpretation of subdivision 1(3) to its logical conclusion, a person has no right to use reasonable force to resist the personal offense of nonconsensual sexual contact unless the groping also happens to involve that person’s physical pain or injury. See
5. State v. Soukup Limited by Context
It is true, as the state emphasizes, that our discussion of the self-defense statute in State v. Soukup appears on the surface to suggest a bodily-harm element. 656 N.W.2d 424, 429 (Minn. App. 2003), rev. denied (Minn. Apr. 29, 2003). In Soukup, we said that an “offense against the person” is “an offense of a physical nature, carrying the potential to cause bodily harm.” Id. The state infers from this statement that an “offense against the person” is essentially synonymous with an “assault against a person” and that, consequently, the non-assaultive offense of false imprisonment is not an offense that triggers the right to use force in self-defense. But Soukup should not be construed as having introduced a bodily-harm requirement into the defense because it is never our prerogative to add words to a statute. See Rohmiller v. Hart, 811 N.W.2d 585, 590 (Minn. 2012). Our holding today clarifies rather than conflicts with Soukup, because “a court’s expressions that go beyond the facts before the court are dicta and are deemed to be merely the individual views of the author of the opinion and not binding in subsequent cases.” Dahlin v. Kroening, 784 N.W.2d 406, 410 (Minn. App. 2010) (quotation omitted), aff’d, 796 N.W.2d 503 (Minn. 2011). For the following reasons, we read Soukup as confined to circumstances that we do not face.
In Soukup we did not analyze or purport to decide today’s issue. We were deciding only whether a defendant could rely on self-defense to prevail against a charge of disorderly conduct when the nature of the disorderly conduct included the potential for physical harm, akin to assault. Soukup, 656 N.W.2d at 429. And the bodily-harm element was properly incorporated in that case because, like most self-defense situations, the specific harm that naturally results from the alleged predicate offense was indeed physical, bodily harm. See id. at 429–30. (“Here, [the alleged attacker] undeniably started the fight by grabbing the back of appellant’s coat, and plainly committed an offense against appellant’s person—namely, assault.”). We therefore emphasize that our broad statement in Soukup applies to those circumstances like the one we addressed in that case (and in most cases), in which the personal offense on which the defendant bases his self-defense claim is an offense that threatens bodily harm. It does not apply to cases in which the predicate offense against the person involves a harm other than physical pain or injury.
Unlike Soukup, in this rare case the offense on which the self-defense theory arguably rests—false imprisonment—involves no risk of physical pain or injury. This distinguishes this case not only from Soukup but also from the long line of self-defense cases that involve an alleged act of potential bodily harm. Other than Morgan, discussed above and decided on other grounds, this is the first time the circumstances squarely present the issue. In every precedential opinion where a Minnesota appellate court has referenced a threat-of-bodily-harm prerequisite to the use of nonlethal force in self-defense under
6. Erroneous Instruction Here
Based on our holding that
Although Lampkin did not request an instruction that directed the jury to decide generally whether his conduct was a reasonable use of force to resist “an offense against [his] person” or to decide specifically whether his conduct was a reasonable use of force to resist the offense of false imprisonment, both his rationale for the self-defense instruction and his argument to the jury implicated those bases for the instruction. In arguing to the district court why he was entitled to the self-defense instruction, Lampkin maintained,
We are not persuaded otherwise by the fact that, at one point during the row, Lampkin made it out the door momentarily but reentered quickly to retrieve the safe while continuing to resist Jane’s attempts to keep him inside. The self-defense statute does not expressly or implicitly withhold the defense from those who resist an offense while also attempting to retain their personal property. And the statute separately authorizes the use of reasonable force “by any person in lawful possession of . . . personal property . . . in resisting . . . [the] unlawful interference with such property.”
B. Error in Framing of Self-Defense Instruction Was Not Plain
In this case of first impression, we hold the district court’s error in instructing the jury was not plain. An error is plain if it is so clear or obvious at the time of the appeal that “the trial court should be able to recognize and correct the error without the parties’ help.”
DECISION
The evidence is sufficient to prove that Lampkin had the requisite intent to support the assault conviction. Although the district court erroneously described the predicate
Affirmed.
