STATE OF ALASKA, OFFICE OF THE GOVERNOR, GOVERNOR MIKE DUNLEAVY, in an official capacity v. THE ALASKA LEGISLATIVE COUNCIL, on behalf of THE ALASKA STATE LEGISLATURE
Supreme Court No. S-18003
THE SUPREME COURT OF THE STATE OF ALASKA
November 12, 2021
No. 7567
MAASSEN, Justice.
Superior Court No. 1JU-20-00938 CI
Notice: This opinion is subject to correction before publication in the PACIFIC REPORTER. Readers are requested to bring errors to the attention of the Clerk of the Appellate Courts, 303 K Street, Anchorage, Alaska 99501, phone (907) 264-0608, fax (907) 264-0878, email corrections@akcourts.gov.
Appeal from the Superior Court of the State of Alaska, First Judicial District, Juneau, Philip M. Pallenberg, Judge.
Appearances: Margaret Paton Walsh, Assistant Attorney General, Anchorage, Janell Hafner, William E. Milks, Assistant Attorneys General, and Treg R. Taylor, Attorney General, Juneau, for Appellant. Megan A. Wallace, Hilary Martin, and Marie Y. Marx, Alaska State Legislature, Legislative Affairs Agency, Division of Legal and Research Services, Juneau, for Appellee.
Before: Winfree, Maassen, Carney, and Borghesan, Justices, and Fabe, Senior Justice.* [Bolger, Chief
MAASSEN, Justice.
I. INTRODUCTION
Under the Alaska Constitution, many executive positions subject to appointment by the governor — including agency heads and members of boards and commissions — require legislative confirmation. This case concerns the effect of the Alaska Legislature‘s failure to exercise its confirmation power during the disruptions in regular government activity due to the COVID-19 pandemic. The legislature relies on a preexisting statute and a 2020 modification of it to assert that its failure to act is the same as a denial of confirmation for all those appointees, with the consequence that they could not continue to serve as recess appointments. The governor argues that his appointees remain in office and continue to serve until the legislature votes on their confirmation, one way or the other, in joint session. The superior court granted summary judgment to the legislature, and the governor appealed.
In April 2021 we considered the appeal on an expedited basis and reversed the superior court‘s judgment in a brief order. We concluded that the laws defining legislative inaction as tantamount to rejection violate
II. FACTS AND PROCEEDINGS
A. Legal Background
The Alaska Constitution directs that “[a]ll executive and administrative offices, departments,
The legislature has further defined by statute the process for confirming these appointees.
B. Facts
In 2020, during the Second Regular Session of the Thirty-First Alaska State Legislature, Governor Mike Dunleavy presented over 90 appointees to the legislature for confirmation.5 Soon after, the global COVID-19 pandemic disrupted the normal functioning of government. In March 2020 the governor declared a public health emergency.6
Later in the month the legislature, uncertain about when the pandemic would allow it to physically meet, passed legislation effectively extending the deadline for confirmation of the governor‘s appointees beyond the end of the regular session.7 House Bill 309 allowed the Second Session of the Thirty-First Alaska State Legislature to act on appointments “at any time.”8 It overrode the statutory deadline of
The governor‘s public health emergency declaration expired on November 15. Under H.B. 309, the legislature‘s failure to act on the governor‘s nominations became “tantamount to a declination of confirmation” on December 15.10 The next day the governor
C. Proceedings
In December 2020 the Legislative Council filed a complaint against the governor in superior court. The Legislative Council requested a declaration that the governor had violated
In February 2021 the superior court granted the Legislative Council‘s motion, deciding that
The governor appealed to this court and asked for expedited consideration, which we granted. On April 8, 2021, following oral argument, we issued an order reversing the superior court‘s summary judgment order and vacating the final judgment. We concluded that
III. STANDARD OF REVIEW
“We review a grant of summary judgment de novo and will affirm the judgment if there are no contested issues of material fact and if the moving party is entitled to judgment as a matter of law.”11 “We apply our independent judgment to questions of constitutional law and review de novo the construction of the Alaska and federal Constitutions.”12
IV. DISCUSSION
A. The Alaska Constitution Does Not Authorize The Legislature To Define Legislative Inaction On The Governor‘s Appointments As The Equivalent Of Rejection.
The first challenged law on this appeal is the last sentence of
“A party raising a constitutional challenge to a statute bears the burden of demonstrating the constitutional violation. A presumption of constitutionality applies, and doubts are resolved in favor of constitutionality.”14 The starting point for our analysis of a constitutional question not directly controlled by precedent is the plain text of the constitutional provision, as clarified by its drafting history.15 Applying these rules we conclude that the Constitution‘s plain text, as supported by its drafting history, requires a joint session vote to either confirm or reject a governor‘s appointees.
1. The Constitution‘s plain text requires a joint session vote.
“Our analysis of a constitutional provision begins with, and remains grounded in, the words of the provision itself.”17 “Unless the context suggests otherwise, words are to be given their natural, obvious and ordinary meaning.”18 “We are not vested with the authority to add missing terms or hypothesize differently worded provisions ... to reach a particular result.”19
The governor relies on the plain language of sections 25 and 26 for his argument that appointees continue to serve until the legislature affirmatively votes to reject their appointments. He points to the phrase “subject to confirmation by a majority of the members of the legislature in joint session” and argues that the delegates “intended that confirmation would turn on a joint session majority vote.”20 He argues that “[c]onfirmation and declination are simply two sides of the same coin“; both are results of a process that can “necessarily only be effectuated by a vote.”
We agree with the governor‘s analysis. Both of the Constitution‘s confirmation provisions,
The Legislative Council argues that
The Legislative Council argues that
The Legislative Council also argues that the governor‘s position requires adding language to the Constitution, because under his reading appointments are “subject to confirmation or declination” by a majority of the members of the legislature in joint session. The Legislative Council argues that adding these words to
In sum, because the rejection-by-inaction language of
2. Constitutional history shows that the delegates intended a confirmation process involving a joint session vote.
“Legislative history and the historical context, including events preceding ratification, help define the constitution.”26 The governor argues that the delegates’ discussions during Alaska‘s Constitutional Convention show that they intended confirmation to “turn on a joint session majority vote.” Again we agree with the governor‘s position.
The concept of joint session deliberations came up repeatedly during the convention debates about the confirmation process. It originated with the drafters of the article on the judiciary, who applied it first to “the
We vest in the governor the appointive power for the heads of these departments. That is subject to confirmation by the houses of the legislature meeting in joint session. All the way through [this article] you will note that we have given the power of approval of the governor‘s appointments to a joint session of the legislature. We did so after checking with the department on the legislative which was following a similar procedure in the matter of approval of appointments. I might also add that the approval of appointments has been done in Alaska in that manner for many years by a joint session of both houses.[28]
A day later, in further discussions of the executive article, Delegate Rivers suggested to the convention that “the body go on record unanimously as to what method they desire to approve in confirming appointments” across the board, rather than having to decide on a confirmation process every time they discussed an executive appointment.29 He asked “unanimous consent that this group express as a policy the intent that approval of appointments shall be confirmed by legislatures in joint session and that we will correct our proposals to conform to that policy.”30
Several delegates objected, contending that joint session requirements ran contrary to the idea of a bicameral legislature and that confirmation “by the advice and consent of the senate” might therefore be a better choice.31 But when Delegate Maynard Londborg asked for “one good reason why we should run it with both houses,” he got a number of responses.32 Delegate Thomas Harris suggested that if confirmation were left to the 20-member senate it could become bogged down in horse-trading:
[T]he senate is going to get together and say, “Well, if you will appoint this man, I‘ll help you and you help me, and we‘ll slice it up like a piece of pie and we‘ll all get our friends in.” That‘s what we didn‘t want. We want the governor to make the appointments, not the senate.[33]
Delegate Robert McNealy had the perhaps less cynical view that involving both houses would make it more likely there would be a legislator with personal knowledge of an appointee to help shape the consensus:
[Y]our representatives will be elected from 24 representative districts and it may be that one of the governor‘s appointees may be next door or right in the bailiwick of one of the representatives [whereas the appointee] might live at some little distance from one of the senators, and I think it‘s a certainty that every member of the house of representatives should know ... anyone that is appointed from his particular district, ... and would [therefore] be able to advise and vote intelligently and in that manner assist the senate in this joint confirmation.[34]
And Delegate John McNees added that “an appointment by your executive department and a confirmation by your legislature as a total would mean the truest reflection of your entire elective thinking.”35 These arguments prevailed, as the delegates ultimately agreed with Delegate John Hellenthal‘s motion that “it shall be the policy of this body that such
The Legislative Council argues, however, that the delegates “did appear to recognize that inaction would mean rejection.” It notes language proposed during the discussion of recess appointments that seemed to equate inaction with rejection by implying that a legislature‘s failure to act on an appointment would create a vacancy requiring a recess appointment.37 But this proposal was not adopted. Delegate Victor Rivers moved successfully to withdraw it, and Delegate Vic Fisher supported the move by explaining that there was “presently ... a law to this effect in our statute books” and it therefore did not need to be included in the Constitution: “I think that the subject can be very adequately covered by legislation.”38 Delegate Mildred Hermann agreed, explaining that “the mere statement that this is the law that we have at the present time is sufficient to describe it as a statutory measure and as a statutory measure it does not belong in the constitution.”39
As the law to which the delegates were referring, the Legislative Council identifies
The Legislative Council also argues that the delegates’ discussion does not reveal any intent to limit the legislature‘s power to establish its own confirmation procedures. It points out that the delegates, while declining to include a “detailed procedure” for confirmations in the Constitution, were open to the idea of defining it by statute. We do not disagree that procedural details were left for later legislation, and that
The Legislative Council also cites Munson v. Territory of Alaska, 16 Alaska 580 (D. Alaska 1956), a territorial case, to support its assertion that the framers intended legislative inaction to amount to rejection. The federal district court in Munson held that “the failure of the legislature to act on [an appointee‘s] ‘appointment’ is, in effect, rejection.”45 The Legislative Council argues that this shows a longstanding legal history in Alaska of treating inaction as rejection in the confirmation context. But Munson was decided after the constitutional convention; the framers could not have had the case in mind when they were discussing the confirmation process.46 And because Munson precedes
If anything, the constitutional convention shows Alaska‘s break with other jurisdictions’ approach. A benefit of the state‘s small population was the hope that a joint session of both houses of the legislature would be more likely to include legislators who knew the appointees personally and could comment on their qualifications, thus making more informed decisions about whether to confirm and ensuring that the entire state was represented in the process.48 Rejection by inaction negates every benefit of a joint session; it casts no reflection whatsoever on the appointees’ fitness for the positions to which they were appointed, and it is especially difficult to see how it could be read as a legislative judgment that they were unfit to serve as recess appointments. A failure to act also may lead, as it did here, to a large number of critical vacancies in the executive branch, effectively weakening it while serving no articulable purpose consistent with the framers’ intent.49
We therefore conclude that
V. CONCLUSION
We REVERSE the superior court‘s summary judgment order and VACATE the final judgment.
