STATE ex rel. J. ZANE SUMMERFIELD υ. C. H. MAXWELL, CLERK, ETC., et al.
(No. 12328)
Supreme Court of Appeals of West Virginia
April 17, 1964
148 W. Va. 535
BROWNING, JUDGE
For the reasons stated herein, the writ prayed for is granted.
Writ granted.
Submitted April 14, 1964. Decided April 17, 1964.
Mahan, Higgins, Thrift & Graney, R. J. Thrift, Jr., for relator.
Warren A. Thornhill, III, for respondents.
BROWNING, JUDGE:
In this original proceeding in mandamus, petitioner, J. Zane Summerfield, a candidate for the nomination for the office of prosecuting attorney of Fayette County on the democratic ticket, seeks to compel the respondents, the board of ballot commissioners for Fayette County, to omit the name of the respondent, Bob Prowse, also a candidate for such nomination, from the official ballot of the democratic party to be voted on in that county at the primary election to be held on May 12, 1964.
The petition identifies the parties and alleges in substance that: any eligible, duly qualified person securing the nomination to the office of prosecuting attorney of the democratic party would be entitled to be voted for and elected to that office at the general election to be held on November 3, 1964, and thereafter to assume and undertake the duties thereof; that the respondent, Prowse, is not now and will not be on January 1, 1965, an attorney at law, duly licensed and admitted to practice in the courts of this state, does not possess the qualifications therefor and is not a member of the West Virginia State Bar. The petition then alleges that the prosecuting attorney must, by law, perform various acts constituting the practice of law, which can only be performed by a person duly licensed to practice law in this state, and the respondent, Prowse, not being licensed or qualified to perform such duties, is disqualified to be elected to, or to hold, the office of prosecuting attorney of Fayette County, and concludes with the prayer above mentioned.
Respondent, Prowse, appearing in response to the rule, demurred to the petition, primarily on the ground that mandamus will not lie in the premises, and answered, admitting the substantial allegations of the petition, but averring that no provision of the constitution, or any statute requiring the performance of acts constituting the practice of law, requires that the prosecuting attorney personally perform such acts. The answer also avers that provision is made by statute for the appointment of assistant prosecuting attorneys in Fayette County, which statute specifically provides that such assistants must be practicing attorneys, and who, therefore, could perform any legal functions which he was ineligible to perform. Petitioner demurred to the answers of both respondents on the grounds that such answers are insufficient in law to constitute a defense to this proceeding.
Thus, there is presented the principal issue in this proceeding, which is whether or not a person who is not a member of the West Virginia State Bar, and entitled to practice the profession of law in this state, may be elected to and serve in the capacity of prosecuting attorney. This question is one of first impression in this state, although there is considerable authority elsewhere to which reference will hereinafter be made.
However, the threshold question presented in this proceeding in mandamus is whether in such proceeding a writ may issue giving the petitioner the relief which he seeks. It will be noted that the respondent, Prowse, has not presented himself with a certificate of election to the office of prosecuting attorney with the request that he be qualified and sworn so as to execute the duties of that office. He has not been elected to the office of prosecuting attorney of that county and he has not even become the nominee of his political party for such office. However, he has complied with the formal requirements in the office of the clerk of the circuit court of Fayette County necessary to make him a “candidate” for the democratic nomination for that office, has paid the necessary filing fee and otherwise formally qualified to have his name placed upon the primary election ballot for the election to be held on May 12, 1964.
The word “jurisdiction” is not easy to define as it is used in constitutions, statutes and appellate court opinions. Literally, it is composed of two Latin words meaning “I speak by the law“. The “jurisdiction” of this Court comes from three sources—the constitution of this state; the legislature; and the common law, from which emanates some of its so-called inherent power. The constitution of this state specifically provides by
A review of the Zickefoose and Duke cases and the prior cases cited therein relating to the “jurisdiction” of this Court in mandamus “to compel any officer” of elections to “perform legally any duty” imposed upon him by the provisions of
It would seem that at that point unanimity of perception ceases and the majority and the minority came to a parting of the ways. It is the view of the minority that, inasmuch as no “officer or person” is empowered under the provisions of
In no previous case has this Court considered the precise question presented in this case as to whether this Court has the authority in a mandamus proceeding to prohibit the proper officials from placing the name of an allegedly illegal candidate upon a primary election ballot. However, that question gives this Court no difficulty and certainly under the principle laid down in the Zickefoose case and the other cases to which reference has heretofore been made there is no reason for establishing a different rule as to the candidacy of a person for a county office prior to the primary election rather than removing his name from the general election ballot subsequent to a primary election at which he had been nominated by his party. A board of ballot commissioners has not “legally” performed the duties required of it, which is to prepare a ballot of candidates for the offices to
When this Court is presented with a question of first impression and finds that the constitutional and statute law of this state are silent upon it, the Court looks to the decisions of courts of last resort in other jurisdictions for guidance although it is not bound by the decisions of such courts. There is ample authority elsewhere upon the primary question before this Court in this case and reference to such cases will be made chronologically. The first such case that we find is The People ex rel. Hughes v. May, 3 Mich. 598, decided in 1855. In that case it was held that no person who had not been previously admitted to practice as an attorney at law was eligible to hold the office of prosecuting attorney. The Michigan constitutional
In the case of State v. Russell, 83 Wis. 330, 53 N. W. 441 (1892), a Minnesota attorney, “of great learning and experience“, was employed as special counsel to assist in the prosecution of a murder case. Such attorney was not a resident of Wisconsin or a member of the Wisconsin bar and the Supreme Court, on appeal, in holding the appointment of such attorney to be prejudicial error, said: “There is no statute that requires the attorney general to be a lawyer, or the judges of this court to be lawyers. Such a qualification is inherent in the very office itself, and required by the duties to be performed by him. The prosecutor of the pleas of the state is here called the ‘district attorney.’ To be a district ‘attorney,’ he must be a lawyer. He is not an attorney in fact. He must be an attorney at law. The name of the office implies it.” Furthermore, the Court stated in its opinion that “Attorneys must take our constitutional oath, and district attorneys must also give a bond. All others are strangers to our laws and in our courts. But it is plain enough that the assistant counsel of our district attorneys must be attorneys at law, and, if so, they must be of this state.”
The pertinent question before the Supreme Court of South Dakota in Danforth v. Egan, 119 N. W. 1021 (1909), was whether an attorney who had been disbarred for violation of legal ethics was eligible to hold the office of prosecuting attorney of one of the counties of that state. This was an election contest after the disbarred attorney had received a majority of votes cast for that office in the
In the case of State ex rel. Kinsella v. Eberhart, Governor, 133 N. W. 857 (1911), the Court upheld the action of the governor of Minnesota in removing Kinsella from the office of county attorney upon the ground of “malfeasance and nonfeasance” in office, but stated in the opinion that “The statute does not authorize removal of a county attorney simply because of his ignorance of the law, for, strange as it may seem, the Constitution does not require such officers to be attorneys at law, or that they be learned in the law. . . . There is nothing to prevent a layman, absolutely unqualified from the standpoint of knowledge and experience, from holding the office of county attorney, and then securing the necessary legal assistance from an attorney.” To the same effect see State ex rel. Knappen v. Clough (1876), 23 Minn. 17. The legislature of Minnesota has not subsequent to the decisions of the appellate court in those two cases seen fit to provide by legislation that a county attorney must be an attorney at law. However, the present statute
This is the first headnote of the case of Enge v. Cass, 148 N. W. 607 (N.D., 1914): “In order to be eligible to hold the office of state‘s attorney, the incumbent must be duly licensed to practice as an attorney and councelor at law in the courts of this state. While no express requirement to such effect is contained either in the Constitution or statutes of this state, such is the clear and necessary implication to be deduced from the language employed both in section 173 of the Constitution and in the provisions of the Code prescribing the duties of a state‘s attorney.” In the case of People ex rel. Livers et al. v. Hanson et al. (Ill., 1919), 125 N. E. 268, it was held that where the state‘s attorney is disqualified from presenting a petition for leave to file an information in the nature of quo warranto, the assistant state‘s attorney is also disqualified. In People v. Munson (Ill., 1925), 150 N. E. 280, the defendant, Munson, was convicted of robbery and was granted a writ of error by the Supreme Court of Illinois. The Court held that the trial court committed reversible error in not sustaining a motion to quash the indictment for the reason that the state‘s attorney of the county wherein the defendant was convicted was by the records shown not to have been an attorney licensed to practice law in the state of Illinois. It is interesting to note that neither the constitution nor any statute of Illinois requires that the incumbent of the office of state‘s attorney be licensed to practice law in that state, which is exactly the situation before this Court in this case.
A novel question was presented for decision by the Supreme Court of Illinois in People ex rel. Elliott, Attorney General v. Benefiel (1950), 91 N. E. 2d 427. The attorney general of that state brought a proceeding of quo
In the very recent case of State of Indiana ex rel. The Indiana State Bar Association, etc. v. Moritz (Ind., 1963), 191 N. E. 2d 21, the Indiana State Bar Association sought a permanent injunction to restrain the defendant, Moritz, from the practice “of law as a prosecuting attorney“. Neither the constitution nor a statute of that state prohibited a person not an attorney at law from holding the office of prosecuting attorney. It is interesting to compare the following language of
“It shall be the duty of the prosecuting attorney to attend to the criminal business of the State, in the county in which he is elected and qualified, and when he has information of the violation of any penal law committed within such county, he shall institute and prosecute all necessary and proper proceedings against the offender, and may in such case issue or cause to be issued a summons for any witness he may deem material. Every public officer shall give him information of the violation of any penal law committed within his county. It shall also be the duty of the prosecuting attorney to attend to civil suits in such county in which the State, or any department, commission or board thereof, is interested, and to advise, attend to, bring, prosecute or defend, as the case may be, all matters, actions, suits and proceedings in which such county or any county
board of education is interested. It shall also be the duty of the prosecuting attorney, when requested by the attorney general, to perform or to assist the attorney general in performing, in the county in which he is elected, any legal duties required to be performed by the attorney general, and which are not inconsistent with the duties of the prosecuting attorney as the legal representative of such county. It shall also be the duty of the prosecuting attorney, when requested by the attorney general, to perform or to assist the attorney general in performing, any legal duties required to be performed by the attorney general, in any county other than that in which such prosecuting attorney is elected, and for the performance of any such duties in any county other than that in which such prosecuting attorney is elected he shall be paid his actual expenses.
“Upon the request of the attorney general the prosecuting attorney shall make a written report of the State and condition of the several causes in which the State is a party, pending in his county, and upon any matters referred to him by the attorney general as provided by law.”
It is apparent that a person who is not licensed to practice law in this state could not perform the duties required by this section. Therefore, while the Legislature has not specifically provided that no one other than a practicing attorney may hold the office of prosecuting attorney, the inference is strong from the language just quoted, that they must have assumed that such official must be an attorney licensed to practice his profession in this state. In all of the cases, criminal and civil, in which the state and the people of Fayette County will be vitally interested there will be representing the opposition a capable attorney at law who is a member of the bar of this state. The people of this state and the people of Fayette County are entitled to have an equally capable attorney at law to represent them. Vol. II, Debates and Proceedings of the First Constitutional Convention of West Virginia, p. 565, lends support to this conclusion. The original provision of the Constitution of 1863 was reported out of committee, in part, as follows:
“The voters of every county shall on the day appointed for electing members of the legislature, whenever it may be necessary, elect one sheriff, one prosecuting attorney, one surveyor of lands . . . .” Mr. Parker, of Cabell, moved to delete the reference to “one prosecuting attorney” and proposed to create a district attorney for each of the proposed nine judicial circuits, stating in support thereof, “. . . in the present state of our country, it is impossible in some counties to find a lawyer. . . .” Mr. Van Winkle, opposing such amendment stated, on page 567, “. . . There is nothing . . . to prevent the prosecuting attorney from residing in a different county from that for which he was elected prosecutor. That exception was made on account of the difficulty suggested—that there is not in every county of the State a resident lawyer capable of discharging the duties of that office. . . .”
This Court held in In re Eary, 134 W. Va. 204, 58 S. E. 2d 647 (1950), that the right to practice law is not a natural or constitutional right but is in the nature of the privilege or franchise which this Court has the inherent power to grant or refuse. However, the legislature of this state by
It is the judgment of this Court that the respondent, Prowse, is not eligible to hold the office of prosecuting attorney of Fayette County inasmuch as he is not a practicing attorney at law in the court of that county or in any other court of this state. Therefore, the writ of mandamus will issue directing the respondents, the board of ballot commissioners of Fayette County, to remove the name of the respondent, Prowse, from the persons eligible to be placed upon the primary election ballot for the primary election to be held on the 12th day of May, 1964, and directing such respondents to strike or omit his name
Writ awarded.
HAYMOND, PRESIDENT, dissenting in part and concurring in part.
As I firmly believe that mandamus is not the proper remedy to compel a county board of ballot commissioners to omit or remove from an election ballot the name of any candidate who has filed and has been certified by the proper authority as a candidate to be voted for in a primary election, I dissent from the holding of the majority of this Court which, adhering to the erroneous and ill considered cases of State ex rel. Duke v. O‘Brien, 145 W. Va. 600, 117 S. E. 2d 353; State ex rel. Zickefoose v. West, 145 W. Va. 498, 116 S. E. 2d 398; Adams v. Londeree, 139 W. Va. 748, 83 S. E. 2d 127; and State ex rel. Pack v. Karnes, 83 W. Va. 14, 97 S. E. 302, instead of the sound and well reasoned cases of State ex rel. Schenerlein v. The City of Wheeling, 144 W. Va. 434, 108 S. E. 2d 788; State ex rel. Harwood v. Tynes, 137 W. Va. 52, 70 S. E. 2d 24; and State ex rel. McKnight v. Board of Ballot Commissioners of Wetzel County, 86 W. Va. 496, 103 S. E. 399, is that mandamus lies and is a proper remedy to accomplish that result. The reasons for my dissent on that phase of this case are the same as those stated in detail and at length in the dissenting opinion filed by me in State ex rel. Zickefoose v. West, 145 W. Va. 498, 116 S. E. 2d 398. That dissent appears at page 514 of volume 145 of the West Virginia Reports and at page 407 of volume 116 S. E. 2d; and instead of repeating those numerous and specific reasons in this dissent, I here make express reference to that dissenting opinion for a more detailed expression of my views on that question. In addition to such reference, I now reiterate and reemphasize, as one of the main reasons set forth in that dissenting opinion, that it is the basic principle in the law of mandamus, repeatedly recognized and applied by this Court, until recently, that a writ of mandamus will not be awarded to require the
I do not question the jurisdiction or the authority of this Court to determine, in the exercise of a judicial function, the qualification or the eligibility of a candidate for public office in a proper proceeding; but, in my considered judgment, this Court may not, in a mandamus proceeding, require a board of ballot commissioners to omit or remove from an election ballot the name of a candidate on the ground that he is not qualified to be elected to or is not eligible to hold the office for which he seeks to be a candidate. If the board of ballot commissioners, an administrative agency, can not determine the qualification or the eligibility of a candidate for public office, as the majority opinion seems to concede, I can not agree that this Court in a mandamus proceeding can determine that question for the board and then require the board to comply with the order of the Court and do what it can not do in the first instance. The board of ballot commissioners does not possess and can not be validly vested with judicial power and, of course, can not determine, in the first instance, the judicial question of the qualification or the eligibility of a candidate for public office. In preparing ballots for an election the board of ballot commissioners performs a purely administrative act and this Court, in directing the board how to perform that function and, in effect, in this proceeding performing that function for the board, necessarily exercises administrative rather than judicial power which, by numerous decisions of this Court and by reason of the provisions of
Though I emphatically dissent from the foregoing holding, inasmuch as it has been determined by the majority in this proceeding that mandamus is the proper remedy to require the board of ballot commissioners to omit or remove the name of the defendant Prowse as a candidate for the Democratic nomination for the office of Prosecuting Attorney of Fayette County, West Virginia, from the official printed ballots to be used at the Primary Election on May 12, 1964, I concur in the holding of the majority that the defendant Prowse, not being an attorney at law licensed or authorized to practice in the courts of this State, is not qualified to be elected to and is not eligible to hold the office of prosecuting attorney in that county. I would, however, refuse the writ prayed for because, as previously stated, mandamus is not the proper remedy to obtain the relief sought by the petitioner in this proceeding.
