Lindsey K. SPRINGER, Plaintiff-Appellee, v. Christopher D. ALBIN; Jason C. White; Donald A. Anderson; Marc K. Collins; Kathy L. Beckner; Donald G. Shoemake; Brian Shern; William R. Taylor; Scott A. Wells; Diana S. Megli; Loy Dean Smith, Defendants-Appellants.
No. 09-5088.
United States Court of Appeals, Tenth Circuit.
Oct. 15, 2010.
427
Jonathan S. Cohen, John A. Dudeck, Jr., Esq., Richard Farber, Esq., John A. Nolet, James C. Strong, Francesca Ugolini Tamami, Robert D. Metcalfe, Trial Attorney, Department of Justice, Washington, DC, for Defendants-Appellants.
Before McKAY, Circuit Judge, BRORBY, Senior Circuit Judge, and EBEL, Circuit Judge.
ORDER
DAVID M. EBEL, Circuit Judge.
This matter is before the court on Appellee‘s petition for rehearing with suggestion for rehearing en banc. The petition for panel rehearing is granted solely to clarify on pages 13, 15, and 18 that the agents were executing a valid search warrant at the time the lawfully seized money allegedly was stolen. In all other respects, panel rehearing is denied. The panel‘s original order and judgment is withdrawn, and a revised order and judgment is attached to this order.
The suggestion for rehearing en banc was transmitted to all of the judges of the court who are in regular active service as required by
ORDER AND JUDGMENT*
Lindsey K. Springer, proceeding pro se,1 brought a Bivens action against eleven special agents of the Internal Revenue Service (IRS), asserting that they violated his Fourth Amendment rights by stealing $2,000 during or following the execution of a search warrant at his home. See Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971) (recognizing cause of action for damages against federal agents acting under their authority who allegedly violated plaintiff‘s Fourth Amendment rights). The district court denied the agent‘s motion for summary judgment, which was based in part on qualified immunity. In this interlocutory appeal, the agents appeal the district court‘s denial of qualified immunity. We first conclude that we have jurisdiction under
* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist the determination of this appeal. See
BACKGROUND
On September 16, 2005, the agents executed a search warrant at Mr. Springer‘s home as part of an investigation into his tax activities. The warrant authorized seizure of currency and other items. During the execution of the warrant, Jeanie Springer, Mr. Springer‘s wife, told the agents about currency in her bedroom dresser drawer. The currency consisted of $20 and $100 bills separated into bundles. Agent Loy Dean Smith photographed the currency, and Agents Donald A. Anderson and William R. Taylor separately counted it in front of Mrs. Springer. Both agents determined there was approximately $19,000. Agent Taylor prepared an evidence tag for the currency, stating on the tag that there was approximately $19,000 in cash. Based on the evidence tag, Agent Christopher D. Albin then recorded in the inventory of items seized that approximately $19,000 had been seized pursuant to the warrant.
Agents Taylor and Brian Shern took the currency to a bank to have it counted and to obtain a cashier‘s check. The bank teller, using a counting machine, counted the money twice, each time informing the agents that there was only $17,000. The agents obtained a cashier‘s check in that amount.
A week later, Mr. Springer filed a motion in district court for the return of the currency. See
Approximately two months later, Mr. Springer brought this Bivens action against the agents seeking the return of the $2,000 and damages of $1,000,000 from each agent for violating his Fourth Amendment rights. Three agents moved to dismiss the complaint for failure to state a claim upon which relief could be granted, asserting the lawfulness of the seizure of the currency under the warrant and the unavailability of a Bivens remedy because Mr. Springer had a remedy under the
The agents also moved in district court for summary judgment arguing that they are entitled to qualified immunity because their conduct did not violate the Fourth Amendment and the alleged Fourth Amendment violation is not clearly established. The district court denied summary judgment, first noting that it had already rejected the agents’ argument that no Fourth Amendment claim could exist. Further, the court found that there are genuine issues of material fact remaining for trial “concerning whether the amount of money discovered in [Mr. Springer‘s] house was actually $19,000 ... or only approximately $19,000” and “whether, where and how $2,000 of the cash disappeared.” Aplt.App., Vol. 2 at 370-71. Also, the court found that it had previously rejected the agents’ argument that no Fifth Amendment claim was available because Mr. Springer had an adequate post-deprivation remedy under the FTCA.
The agents moved to alter or amend the judgment under
JURISDICTION
As an initial matter, we consider Mr. Springer‘s motion to dismiss for lack of jurisdiction. He makes three separate jurisdictional arguments.
First, Mr. Springer argues that this appeal is untimely because the agents previously appealed from the district court‘s denial of qualified immunity asserted in their motion for judgment on the pleadings, but later withdrew the appeal. He contends that that motion and the summary-judgment motion raised the same arguments and that the agents failed to present new evidence in the summary-judgment motion to support the same qualified immunity claim they previously raised. We conclude that Mr. Springer‘s argument lacks merit.
Although there is some overlap between the agents’ qualified-immunity assertions in their motion for judgment on the pleadings and those in their motion for summary judgment, the arguments in the summary-judgment motion were more fully developed and relied on the agents’ declarations, which were not referred to in the motion for judgment on the pleadings. Furthermore, the district court‘s analysis of the motion for judgment on the pleadings focused on the allegations in the complaint, whereas the court‘s analysis of the motion for summary judgment looked to the evidence presented in the light most favorable to Mr. Springer. See Behrens v. Pelletier, 516 U.S. 299, 309, 116 S.Ct. 834, 133 L.Ed.2d 773 (1996). Due to the difference in analysis,
[i]t is clear that a defendant may assert qualified immunity through a motion to dismiss, take an appeal from the denial of such a motion, and if the appeal is resolved unfavorably to him, renew the issue of qualified immunity by way of a motion for summary judgment, appealing once again, if necessary, from the denial of the summary judgment motion.
Walker v. City of Orem, 451 F.3d 1139, 1146 n. 5 (10th Cir.2006); see also Behrens, 516 U.S. at 306-11 (recognizing that interlocutory appeals are permitted both at appeal of denial at dismissal stage and at later appeal of denial of summary judgment after further factual development).3
Next, Mr. Springer argues that we lack jurisdiction to hear this appeal because the district court found that the agents’ qualified immunity claims are based upon disputed facts that must be decided by a jury. “[A] defendant, entitled to invoke a qualified immunity defense, may not appeal a district court‘s summary judgment order insofar as that order determines whether or not the pretrial record sets forth a ‘genuine’ issue of fact for trial.” Johnson v. Jones, 515 U.S. 304, 319-20, 115 S.Ct. 2151, 132 L.Ed.2d 238 (1995); see also Thomas, 607 F.3d at 659 (“An appellate court lacks jurisdiction in an interlocutory qualified immunity appeal to resolve genuine disputes of fact.“). In other words, “we are not at liberty to review a district court‘s factual conclu-
But under the collateral order doctrine of Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 546, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949), “a district court‘s denial of a claim of qualified immunity, to the extent that it turns on an issue of law, is an appealable ‘final decision’ within the meaning of
“When a district court denies qualified immunity because of a factual dispute, that finding is not jurisdictionally dispositive on appeal if the defendants argue that immunity applies even under the plaintiff‘s version of the facts.” Armijo ex rel. Armijo Sanchez v. Peterson, 601 F.3d 1065, 1070 (10th Cir.2010) (quotation marks omitted); see also id. at 1074. Thus, “a district court‘s decision concerning the existence of a factual dispute is not dispositive of jurisdiction if the defendants can persuade us that, viewing those facts in the light most favorable to the plaintiff, qualified immunity is warranted.” Thomas, 607 F.3d at 662.
Even though the district court in this case concluded “that controverted issues of fact remain, [we] may consider the legal question of whether the [agents‘] conduct, taken as alleged by [Mr. Springer], violates clearly established law.” Thomas, 607 F.3d at 659. Even under the facts alleged by Mr. Springer, we decide a “purely legal” issue of whether those facts can “support a claim of violation of clearly established law.” Johnson, 515 U.S. at 313 (quotation marks omitted). We therefore are not required to resolve any genuine issues of material fact. And as the agents argue, whether currency was seized, lost, or stolen is irrelevant to the legal questions posed in this appeal.
Next, Mr. Springer argues that we lack jurisdiction because a Rule 59(e) motion applies only to judgments and the district court‘s orders of April 7, 2009, 2009 WL 961561, denying summary judgment and of May 21, 2009 WL 1457709, denying Rule 59(e) relief were not judgments. The Supreme Court has stated, however, that a district court‘s “order rejecting the defense of qualified immunity at ... the summary judgment stage is a ‘final’ judgment subject to immediate appeal.” Behrens, 516 U.S. at 307. It therefore follows that the summary-judgment order may be challenged by a Rule 59(e) motion before an appeal is taken. See
FOURTH AMENDMENT VIOLATION
We review de novo the district court‘s decision to deny the agents’ summary-judgment motion asserting qualified immunity. Armijo, 601 F.3d at 1070. Summary judgment is proper if “the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.”
“Because of the underlying purposes of qualified immunity, we review summary judgment orders deciding qualified immunity questions differently from other summary judgment decisions.” McBeth v. Himes, 598 F.3d 708, 715 (10th Cir.2010) (quotation marks omitted). Qualified immunity “protects governmental officials from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Pearson v. Callahan, 555 U.S. 223, 129 S.Ct. 808, 815, 172 L.Ed.2d 565 (2009) (quotation marks omitted). Qualified immunity therefore is unavailable only (1) if a constitutional violation occurred and (2) if the violated constitutional right was clearly established when the violation occurred. Id. at 815-16. We may address these inquiries in any order. Id. at 818. Mr. Springer has the burden of satisfying each inquiry. Thomas, 607 F.3d at 662.
The agents argue that there was no Fourth Amendment violation because they participated in a seizure pursuant to a valid warrant, which authorized the seizure of currency. The Fourth Amendment protects “[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.”
In his complaint, Mr. Springer contended that the alleged $2,000 theft by the agents occurred either during the execution of the search warrant at his home or on the way to the bank. He stated that “$ 19,000 was seized and taken pursuant to a Court Ordered Search Warrant from [his] home and possession and because only $ 17,000.00 of said seizure actually survived from the search of [his] home to the depositing bank” the agents “stole $ 2,000.00 from [him].” Aplt.App., Vol. 1 at 38. Further, he asserted that the theft occurred at his home while the agents served the warrant. Id. at 39. Liberally construing Mr. Springer‘s complaint, he clearly asserts that $19,000 was seized pursuant to a warrant and the $2,000 theft occurred after the seizure. Mr. Springer, however, does not challenge the initial seizure of the $19,000.4
We conclude that there was no clearly established law holding that a theft of money during the execution of a valid search warrant violates the Fourth Amendment. “The relevant dispositive inquiry in determining whether a right is clearly established is whether it would be clear to a reasonable officer that his conduct was lawful in the situation he confronted.” Saucier v. Katz, 533 U.S. 194, 202, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001), overruled in part on other grounds by Pearson, 129 S.Ct. at 818.
The key to the analysis is notice — an official somehow must be on notice that the conduct in question could violate the plaintiff‘s constitutional rights. There need not be precedent declaring the exact conduct at issue to be unlawful, as long as the alleged unlawfulness was apparent in light of preexisting law. DeSpain v. Uphoff, 264 F.3d 965, 979 (10th Cir.2001) (quotation marks omitted). “[F]or the law to be clearly established, there must be a Supreme Court or Tenth Circuit decision on point, or the clearly established weight of authority from other courts must have found the law to be as the plaintiff maintains.” Thomas, 607 F.3d at 669 (quotation marks omitted). “[T]here is no need that the very action in question have previously been held unlawful.” Safford Unified Sch. Dist. No. 1 v. Redding, 557 U.S. 364, 129 S.Ct. 2633, 2643, 174 L.Ed.2d 354 (2009) (brackets omitted) (quotation marks omitted). Rather, it is only necessary that the unlawfulness of the conduct be apparent in light of the existing law. DeSpain, 264 F.3d at 979. The plaintiff has the burden to cite law he believes is clearly established. Thomas, 607 F.3d at 669.
Mr. Springer has failed to meet his burden. His citation to Bivens is insufficient to show the unlawfulness of the agents’ conduct. Bivens generally established a cause of action for damages against federal agents acting under their authority who violate a plaintiff‘s Fourth Amendment rights. 403 U.S. at 389. But the factual situation that led the Court to decide that the plaintiff‘s complaint stated a cause of action under the Fourth Amendment in Bivens, is quite different from that here.
Furthermore, neither the Tenth Circuit nor the Supreme Court had case law on point in September 2005 establishing that a theft by federal agents of lawfully seized currency during the execution of a valid search warrant violated the Fourth Amendment. Other circuits, however, had considered a similar issue by September 2005. Those circuits split on the Fourth Amendment issue.
Three of the four cases that had addressed the failure to return lawfully seized property had held that there was no Fourth Amendment violation. In Shaul v. Cherry Valley-Springfield Central School District, 363 F.3d 177, 179 (2d Cir.2004), a school teacher filed a § 1983 action against school officials for unreasonably searching his classroom and taking certain items.5 He contended that the failure to return the
See Walker v. Mather (In re Walker), 959 F.2d 894, 896 (10th Cir.1992).
In Fox v. Van Oosterum, 176 F.3d 342, 344 (6th Cir.1999), the plaintiff filed a § 1983 action seeking the return of his driver‘s license. The Sixth Circuit held there was no seizure and no violation of the plaintiff‘s Fourth Amendment rights, because the plaintiff was not challenging the initial seizure of his wallet, but, rather, only the refusal to return the license to him. Id. at 349, 350 (noting that seizure was complete before defendants refused to return license). The court pointed out that “the Fourth Amendment protects an individual‘s interest in retaining possession of property but not the interest in regaining possession of property.” Id. at 351. “Once the act of taking the property is complete, the seizure has ended and the Fourth Amendment no longer applies.” Id.
In Lee v. City of Chicago, 330 F.3d 456, 458-59 (7th Cir.2003), the plaintiff‘s car was impounded for evidentiary purposes. The plaintiff, in his § 1983 action, did not dispute this seizure. Rather, he contended that the City of Chicago‘s refusal to return the car after concluding its search unless he paid a fee was an additional seizure under the Fourth Amendment. Id. at 460. The Seventh Circuit disagreed, holding that the Fourth Amendment applies to an individual‘s interest in retaining property, not in regaining property that has been lawfully taken. Id. at 466. “Once an individual has been meaningfully dispossessed, the seizure of the property is complete, and once justified by probable cause, that seizure is reasonable.” Id. “Conditioning the car‘s release upon payment of towing and storage fees after the search was completed neither continued the initial seizure nor began another,” id., and it did not “equate to a ’ seizure’ within the meaning of the Fourth Amendment,” id. at 471.
Likewise, in Wagner v. Higgins, 754 F.2d 186, 187 (6th Cir.1985), the plaintiff filed a § 1983 action asserting that after he was arrested and his automobile was impounded, police officials stole personal property from the automobile in violation of his Fourth and Fourteenth Amendment rights. Noting that the plaintiff did not challenge his arrest or the impoundment of his vehicle as violating the Fourth Amendment, the Sixth Circuit determined that there was no Fourth Amendment violation for the inventory search. Id. at 189-90. Further, the court held that after Parratt v. Taylor, 451 U.S. 527, 101 S.Ct. 1908, 68 L.Ed.2d 420 (1981), the plaintiff did not state a claim for relief under the Fourteenth Amendment and could seek return of the property under state conversion law. Wagner, 754 F.2d at 187, 191-92.6
Given the disparity in the law, we conclude that it was not clearly established at the time of the search that the agents’ alleged conduct of stealing money after it was lawfully seized pursuant to a valid search warrant violated the Fourth Amendment. Accordingly, we must also conclude that the agents were entitled to qualified immunity. We reverse the district court‘s denial of qualified immunity, and remand for the court to enter judgment in favor of the agents.
FIFTH AMENDMENT VIOLATION
The agents argue that Mr. Springer‘s arguments are more appropriately characterized as a Fifth Amendment claim for deprivation of property without due process. As they recognize, however, and as Mr. Springer emphasizes, he did not assert a Fifth Amendment claim. We therefore will not address one.
CONCLUSION
The judgment of the district court is REVERSED, and the case is REMANDED to the district court for further proceedings consistent with this decision. Mr. Springer‘s motions to dismiss and for sanctions are DENIED.
DAVID M. EBEL
UNITED STATES CIRCUIT JUDGE
