TERRY MELVIN SIMS, Petitioner-Appellee, Cross-Appellant, versus HARRY K. SINGLETARY, JR., Secretary, Florida Department of Corrections, Respondent-Appellant, Cross-Appellant.
No. 97-3355
D. C. Docket No. 93-1055-CIV-ORL-22
IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
(September 22, 1998)
Before DUBINA, CARNES and HULL, Circuit Judges.
DUBINA, Circuit Judge:
I. BACKGROUND
A. FACTS
The facts are recited verbatim from the Florida Supreme Court‘s opinion on direct review of Sims‘s conviction and sentence.
Terry Melvin Sims was convicted for the first-degree murder of George Pfeil, an off-duty deputy sheriff who entered a pharmacy while it was being robbed by Sims and three other men. Two of these other participants, Curtis Baldree and B.B. Halsell, were the state‘s chief witnesses. They testified that Sims and Baldree armed themselves with pistols and entered the pharmacy, while Halsell and the fourth participant, Gene Robinson, waited in a car a short distance away. Baldree said that he went to the back of the store to rob the pharmacist while Sims stayed at the front of the store watching the door. Sims ordered the customers and employees to the back of the store and into the bathroom. While Pfeil came into the store he and Sims exchanged gunfire. Pfeil was shot twice and Sims was wounded in the hip. Sims and Baldree escaped the scene and later joined their accomplices. The four men then departed the area.
This account of the robbery and the shooting was confirmed by pharmacist Robert Duncan, Duncan‘s wife and daughter both of whom worked at the store, and two customers who identified appellant. One of the customers, William Guggenheim, testified that he tried to leave the store when he saw a man pointing a gun at the pharmacist. He was stopped by Sims who took
his wallet. Guggenheim said he then saw Sims shoot a man who was entering through the front door. The main theory of defense was mistaken identity. The defense attempted to discredit Baldree and Halsell on the basis of their bad character, drug addiction, criminal records, and the plea arrangements between them and the state. The defense attacked the identification testimony of one of the customers as the product of a suggestive photographic line-up and questioned the testimony of Guggenheim on the basis of his earlier failure to choose appellant from a photographic line-up. The defense then presented evidence of appellant‘s resemblance to another individual said to be a frequent criminal associate of Baldree and Halsell.
The jury returned verdicts of guilty of first-degree murder and robbery. At the sentencing phase, the state presented a certified copy of a 1971 Orange County conviction for assault with intent to rob. The defense presented witnesses who testified to appellant‘s good character and difficult background circumstances. The jury recommended death. Finding several aggravating circumstances and no mitigating circumstances, the trial judge adopted this recommendation.
Sims v. State, 444 So. 2d 922, 923-24 (Fla. 1983).
B. PROCEDURAL HISTORY
Sims‘s conviction and sentence were affirmed on direct appeal. Sims v. State, 444 So. 2d 922 (Fla. 1983). Sims raised numerous issues on direct appeal: (1) whether he was denied his Sixth Amendment right to cross-examine a witness when the trial court curtailed defense counsel‘s cross-examination of Baldree; (2) whether the trial court erred in denying his motion for mistrial when a witness mentioned using Sims‘s “mug shot” in a photographic display; (3) whether the trial court erred in excluding from evidence documents corroborative of a defense witness‘s testimony; (4) whether the prosecutor made several improper comments during his closing argument; (5) whether the trial court
With respect to the sentencing issues, the Florida Supreme Court determined that two aggravating circumstances were improperly “double-counted” and that the aggravating factor that the murder was heinous, atrocious, or cruel was improper, but harmless. 444 So. 2d at 926. Despite these errors, and in light of no mitigating circumstances, the court found that the death sentence was nonetheless appropriate. The court found three aggravating circumstances valid: that the capital felony was committed in the course of a robbery, that it was committed for the purpose of avoiding arrest, and that Sims had previously been convicted of life-threatening crimes. Id. Thus, “[w]here there are some aggravating and no mitigating circumstances, death is presumed to be the appropriate punishment.” Id.
Sims next filed a state petition for writ of habeas corpus in the Florida Supreme Court.2 The Florida Supreme Court denied relief, finding all claims procedurally barred
Sims then filed a petition for writ of habeas corpus relief under
II. STANDARD OF REVIEW
The district court‘s grant or denial of habeas corpus relief is reviewed de novo. Byrd v. Hasty, 142 F.3d 1395, 1396 (11th Cir. 1998). “A district court‘s factual findings in a habeas corpus proceeding are reviewed for clear error.” Id. An ineffective assistance of counsel claim is a mixed question of law and fact which we review de novo. Dobbs v. Turpin, 142 F.3d 1383, 1386 (11th Cir. 1998).
III. ISSUES
- Whether Sims‘s attorneys were ineffective for the following reasons:
- failure to challenge the “suggestive identification procedures;”
- failure to object to the use of hypnotically-induced testimony;
failure to object to the use of shackles on the defendant; - failure to adequately confront and cross-examine Baldree;
- failure to object to improper prosecutorial comment; and
- counsel‘s commission of numerous omissions and errors that undermined confidence in the verdict.
- Whether Sims‘s constitutional rights were violated when unreliable hypnotically enhanced testimony was used against him.
- Whether the trial court unconstitutionally curtailed defense counsel‘s cross examination of witness Curtis Baldree.
- Whether the prosecution failed to reveal the actual terms of the plea agreement extended to James “B.B.” Halsell in exchange for his testimony.3
- Whether the prosecution withheld exculpatory documentary and testimonial evidence.
- Whether there was prosecutorial misconduct during closing argument at the penalty stage.
- Whether the trial court erred when it denied Sims‘s request for an evidentiary hearing to determine the “prosecution-proneness” of the jury empaneled in his case.
- Whether Sims was denied a fair trial because the trial court denied a motion for mistrial based on a witness‘s reference to Sims‘s “mug shot” during trial.
Whether Sims‘s federal rights were violated when the trial court ended post trial inquiry of a juror and denied Sims‘s motion for a new trial. - Whether the trial court erred in permitting the jury to return general verdicts on allegedly multiple and inconsistent counts of first degree murder.
- Whether Sims received ineffective assistance of appellate counsel on direct appeal.
- Whether Sims was denied the right to present a defense and have a fair trial because of the trial court‘s exclusion of three documents.
- Whether errors during the guilt phase require vacating Sims‘s death sentence.
- Whether there was constitutional error with regard to Sims‘s sentencing due to a Hitchcock violation.
IV. DISCUSSION
A. Guilt Stage Issues
1. Ineffective Assistance of Counsel at the Guilt-Stage
The law regarding ineffective assistance of counsel claims is well settled and well documented. In Strickland v. Washington, 466 U.S. 668 (1984), the Supreme Court set forth a two-part test for analyzing ineffective assistance of counsel claims. According to Strickland,
First, the defendant must show that counsel‘s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel‘s
errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.
Strickland, 466 U.S. at 687. “When applying Strickland, we are free to dispose of ineffectiveness claims on either of its two grounds.” Oats v. Singletary, 141 F.3d 1018, 1023 (11th Cir. 1998).
The various claims of ineffective assistance of counsel asserted by Sims are as follows:
(a) Sims claims that his attorneys provided ineffective counsel by failing to challenge the suggestive identification procedures at trial. Sims complains that a photographic line-up and media coverage interfered with the in-court identification of him by witnesses Sue Kovec (“Kovec“), William Guggenheim (“Guggenheim“), and Colleen Duncan (“Colleen“). The record discloses that Sims‘s counsel filed a pre-trial motion to suppress the suggestive identification procedures. R. Vol. 5, p. 958, 968; Vol. 7, pp. 1165-1211; Vol. 14, pp. 220, 300.4 The trial court conducted an evidentiary hearing and denied the motion. R. Vol. 5, p. 972. There is nothing in the record to suggest that the photographic line-up was suggestive. Detective Ralph Salerno (“Salerno“) testified that he showed the photographic line-up to the witnesses. R. Vol. 7, p. 1174; Vol. 14, p. 645. Robert Duncan (“Duncan“), the pharmacist, was unable to identify anyone; Guggenheim identified Baldree; and Kovec identified Baldree and Sims.
(b) Sims argues that his lawyers provided ineffective counsel by failing to object to the use of hypnotically-enhanced testimony. Specifically, Sims claims that counsel should have (1) thoroughly cross-examined the witnesses at trial regarding their hypnosis sessions and (2) argued that the testimony of the hypnotically refreshed witnesses should have been excluded under state law in effect at the time this case was tried in 1978. Both arguments center around the testimony of Duncan, Guggenheim, and Kovec, who were subjected to hypnosis a few days after the crime. The hypnotist, Bruce Drazen (“Drazen“), had been conducting hypnotic sessions for the police department for several years, although he had no formal educational training in hypnosis. R. Vol. 13, pp. 34-36. Drazen had not read the statements of the witnesses and had no knowledge of what the suspects looked like. Id. at 48. The main thrust of his hypnosis sessions was to develop better details of the perpetrators. Id. at 50. Either during or immediately after the hypnosis sessions, the witnesses talked to a police artist who attempted to draw pictures reflecting the characteristics of the alleged perpetrators. Id. at 59.
On appeal, the Florida Supreme Court affirmed the trial court‘s ruling, noting that in 1978, “it was evident that forensic hypnosis was often employed.” 602 So. 2d at 1256. The court further found that even if counsel had been ineffective, Sims was not prejudiced within the meaning of Strickland. First, Drazen did not know what the
Under the circumstances of the case, we cannot find that counsel‘s performance fell outside the range of reasonably competent assistance. Counsel‘s testimony at the Rule 3.850 hearing supports a reasonable interpretation that there was a strategic decision on counsel‘s part not to attempt to mount an attack on the unreliability of hypnotically refreshed testimony. R. Vol. 13, pp. 147-57; Vol. 14, pp. 303-08. Sims‘s attorneys felt confident that they could attack the reliability of the witnesses‘s identification on cross examination. Accordingly, under our precedents dealing with tactical choice by counsel, we conclude there was no deficient performance. See e.g. Davis v. Singletary, 119 F.3d 1471, 1477 (11th Cir. 1997)(attorney‘s failure to attempt to impeach a witness on grounds that the witness had been hypnotized was reasonable, tactical decision because bringing to the jury‘s attention the fact that a prosecution witness had been hypnotized would have run the risk of bolstering that witness‘s testimony in the eyes of the jury), cert. denied,
Sims also argues that his counsel should have been aware of two recent decisions of the Florida District Court of Appeals, Third District, which held that hypnotically
As the Florida Supreme Court noted on appeal of Sims‘s denial of post-conviction relief, the use of forensic hypnosis was admissible at the time of Sims‘s trial. “It was not
Accordingly, we are not persuaded that Sims‘s attorneys were ineffective by failing to object to the use of hypnotically refreshed testimony since the law at the time of Sims‘s trial supported the admissibility of such testimony. Assuming arguendo that Sims‘s attorneys were ineffective based on this failure to object, Sims has shown no prejudice within the meaning of Strickland. As previously noted, Drazen did not know what the killer looked like when he conducted the hypnosis sessions, so his questions were not suggestive. Further, assuming that none of the hypnotized witnesses testified, the State presented the testimony of Sims‘s accomplices who identified Sims as the triggerman. Sims cannot demonstrate that a reasonable possibility exists that the result of
(c) Sims claims that his attorneys were ineffective due to their failure to object when Sims was brought into court wearing shackles or to object to the extra security measures in place during his trial. At Sims‘s Rule 3.850 hearing Heffernan testified that he did object to the shackles and that the trial court ordered them removed. R. Vol. 13, p. 146. One of the prosecutors testified that Sims was shackled at the start of trial, but he thought Sims was brought in and seated before the jury entered the courtroom. R. Vol. 14, pp. 268-70. Rabinowitz stated that Sims came into the courtroom in shackles and Bill [Heffernan] objected, but the trial court denied the motion. Rabinowitz further stated that “[w]e were placed in a position that if we stood up, -- started asking the jury, we would be responsible for poisoning the venire.” R. Vol. 14, p. 312.
The record belies Sims‘s claim that counsel failed to object to the use of shackles. It was clear that counsel did object and then made a strategic decision not to call attention to the shackles. There is no merit to this claim.
Sims also argues that counsel should have objected to the extra security measures in place during his trial. At the post-conviction hearing, Heffernan commented that security was very tight, but he made no mention of how this affected his representation of Sims. R. Vol. 13, p. 144. In light of Sims‘s failure to show how this prejudiced his right to a fair trial, he is entitled to no relief on this claim.
(e) Sims argues that his lawyers were ineffective for failing to object to improper prosecutorial comment and argument and improper judicial instruction. During the course of the trial, the trial judge corrected Sims‘s counsel twice during voir dire, admonished counsel several times during opening argument, and advised counsel to “move on” during cross-examination of two witnesses. These admonitions by the trial court were done to correct misstatements of counsel. When Sims‘s counsel objected, the court similarly corrected the prosecutor. R. Vol. 1, p. 93. Sims also claims that the trial court improperly instructed defense counsel to discuss only the evidence. Three of the four rulings by the trial court were in response to appropriate objections by the prosecutor. R. Vol. 2, pp. 240, 241, 245. A review of the record demonstrates that none of the trial court‘s comments conveyed its opinion about the evidence or either party‘s case. There was no impropriety in the trial court‘s rulings or comments.
Sims claims he received ineffective counsel because his lawyers failed to object to improper prosecutorial comments and argument. The prosecutor‘s comments of which Sims complains here consist of vouching for the credibility of witnesses, referring to evidence not in the record, and attesting to the guilt of the defendant. Sims‘s counsel did not object during the closing argument to these comments. Heffernan stated at the post conviction hearing that he overlooked the objection at closing, but also commented that “it doesn‘t make a difference what a lawyer says at closing. . . . [the] court goes to great lengths to instruct [the] jury that what counsel says in closing is not evidence.” R. Vol. 13, p. 189.
We conclude that counsel‘s actions were not deficient; however, assuming arguendo that counsel‘s failure to object to the prosecutor‘s comments constituted ineffective assistance, Sims has shown no prejudice as a result of this inaction. Five eyewitnesses, including two accomplices, identified Sims during the trial as the
(f) Sims argues that his lawyers committed numerous errors and omissions during trial which undermined confidence in the verdict. After reading the record and determining that all of Sims‘s claims of ineffectiveness are without merit, we conclude that this claim too must fail. A defendant is entitled to a fair trial, not a flawless one. Rose v. Clark, 478 U.S. 570, 579 (1986). Our review of the record convinces us that Sims received extremely effective counsel. His attorneys vigorously cross-examined the State‘s witnesses and argued for the exclusion of vital evidence. Moreover, we note that the trial court complemented defense counsel on their performance. R. Vol. 4, p. 768. Based on the totality of the circumstances, Sims‘s counsels’ performance did not undermine confidence in the verdict.
2. The use of hypnotically enhanced testimony
Sims claims that his Fifth, Sixth, Eighth, and Fourteenth Amendment rights were violated during trial when the State used unreliable hypnotically enhanced testimony. The district court addressed this claim on the merits and denied relief. A merits determination is not necessary, however, because the claim is barred by the non-retroactivity doctrine of Teague v. Lane, 489 U.S. 288 (1989) (bars retroactive application in a
3. Defense counsel’s cross-examination of Baldree
4. False evidence claim
Sims contends that the prosecution failed to reveal the actual terms of the plea agreement extended to Halsell for his testimony. According to Sims, during trial, the prosecutor falsely argued that Halsell’s plea agreement included a ten year capped sentence which he had begun to serve at the time of trial. However, Halsell had not yet been sentenced at the time of trial and when he was actually sentenced, he received only a
At trial, the prosecution asked Halsell if he was under a ten year sentence for armed robbery and he replied that he was. R. Vol. 2, p. 299. The prosecution later asked if part of their deal was to cap his sentence at ten years and Halsell responded yes. R. Vol. 2, p. 300. At the Rule 3.850 hearing, both defense counsel testified that they understood that Halsell’s sentence would consist of a ten year cap. R. Vol. 13 & 14, p. 162-63, 278-79, 284-85, 315. Having read the record in its entirety, we see no deliberate deception by the prosecution. Accordingly, Sims’s claim lacks merit.
5. Brady claim
Sims argues that the State violated Brady v. Maryland, 373 U.S. 83 (1963), when it withheld exculpatory evidence he alleges would have linked Gayle to the crime. The alleged exculpatory evidence was a receipt for the purchase of “lock pullers”9 and a claim that the seller of the lock pullers had identified a photograph of Gayle as the buyer. Sims argues that this exculpatory evidence prejudiced him because it links Gayle to Robinson and shows that Gayle and Robinson together purchased the lock pullers that were used in the instant robbery. Sims contends this evidence would have supported his theory of defense that Gayle was the fourth participant in the crime, not Sims.
(1) that the Government possessed evidence favorable to the defendant (including impeachment evidence); (2) that the defendant does not possess the evidence nor could he obtain it himself with any reasonable diligence; (3) that the prosecution suppressed the favorable evidence; and (4) that had the evidence been disclosed to the defense, a reasonable probability exists that the outcome of the proceedings would have been different.
United States v. Meros, 866 F.2d 1304, 1308 (11th Cir. 1989)(citations omitted). For Brady purposes, evidence is material “only if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different.” United States v. Stewart, 820 F.2d 370, 374 (11th Cir. 1987)(quotations & citation omitted). “The question is not whether the defendant would more likely than not have received a different verdict with the evidence, but whether in its absence he received a fair trial, understood as a trial resulting in a verdict worthy of confidence.” Kyles v. Whitley, 514 U.S. 419, 434 (1995).
Sims abandoned the photograph component of this claim on appeal of the denial of his motion for post-conviction relief. Therefore, this portion of the argument is procedurally barred for federal habeas purposes. Lindsey v. Smith, 820 F.2d 1137, 1143 (11th Cir. 1987). The receipt portion of this argument lacks merit. The evidence was not “material” in the Brady sense. The receipt was undated and unsigned and could not have connected Gayle to Robinson. This evidence in no way demonstrates that Gayle was at the robbery/murder scene and, therefore, it was immaterial. In light of the evidence
6. Prosecutorial misconduct during closing argument at the penalty stage
Sims alleges that the prosecutor made several egregious statements during closing argument that denied him a fair trial. Specifically, the prosecutor vouched for the credibility of witnesses, expressed his personal belief in Sims’s guilt, made personal attacks on defense counsel, and referred to evidence not presented at trial. This claim was raised on direct appeal, and the Florida Supreme Court found the issue procedurally barred because it was not preserved for appellate review. 444 So.2d at 924. We conclude the district court correctly determined that the claim was procedurally barred for federal habeas purposes.
A federal court must dismiss those claims that are procedurally barred under state law. Harris v. Reed, 489 U.S. 255 (1989). Since the Florida Supreme Court found this claim to be procedurally barred, we are precluded from addressing the merits of this claim unless Sims can show “cause and prejudice” for his procedural default or that he is “actually innocent.” Johnson v. Singletary, 938 F.2d 1166, 1174-75 (11th Cir. 1991). Sims has not demonstrated that either exception applies to his case. Accordingly, the claim is procedurally barred.
7. Evidentiary hearing on the prosecution-proneness of the jury
The district court determined that this issue lacks merit. We agree. In Lockhart v. McCree, 476 U.S. 162 (1986), the Supreme Court held that a defendant was not entitled
8. Denial of motion for mistrial
Sims asserts that he was denied a fair trial because the trial court denied his motion for mistrial based on a witness’s reference to Sims’s “mug shots.” The Florida Supreme Court rejected this argument on direct appeal. 444 So. 2d at 924. The court found that “[s]ince these words were used by a defense witness and did not specifically refer to a prior conviction, we find that this vague reference to other possible criminal activity was not so prejudicial as to require a new trial.” Id. The district court also denied Sims relief on this claim.
During the prosecutor’s cross-examination of defense witness Detective Salerno, the witness mentioned that he had a “mug book” before he compiled the photographic line-up. R. Vol. 4, p. 650. Defense counsel objected to this “mug book” reference and the trial court overruled the objection. The witness later referred to a “mug shot” of Sims. Id. at 651. Defense counsel objected and moved for a mistrial. The trial court overruled the objection and admonished the witness not to use “that phrase again.” Id. at 652.
In habeas corpus proceedings, federal courts generally do not review a state court’s admission of evidence. McCoy v. Newsome, 953 F.2d 1252, 1265 (11th Cir. 1992). We will not grant federal habeas corpus relief based on an evidentiary ruling unless the ruling affects the fundamental fairness of the trial. Id. Accord Baxter v. Thomas, 45 F.3d 1501,
9. Post-trial inquiry of juror
Sims claims that his federal rights were violated when the trial court ended post-trial inquiry of a juror and denied Sims’s motion for a new trial. Defense counsel requested to interview the jurors following their verdict, and during the examination, one juror testified that the jury talked freely about the fact that Sims did not take the stand and testify in his own behalf. At this point, the trial court halted the interview.
Sims raised this issue on direct appeal, and the Florida Supreme Court concluded that the jury had been properly instructed not to consider Sims’s failure to testify and that the trial court had not erred in refusing to delve further into the matter. 444 So.2d at 924-25. “The general rule in Florida is that a juror’s testimony is relevant only if it concerns matters which do not essentially inhere in the verdict itself.” 444 So.2d at 925 (citing Florida cases). The Florida Supreme Court commented that a juror’s “consideration of a
Although Sims contends that his
10. General verdicts on allegedly multiple and inconsistent counts
Sims argues that the trial court erred in permitting the jury to return general verdicts on allegedly multiple and inconsistent counts of first degree murder. Sims states that the crime of murder was charged in alternative counts and that the trial court erred in denying his motion to require the State to select and pursue only one of the two counts. The Florida Supreme Court rejected this contention on direct appeal. 444 So.2d at 925. The district court correctly denied this claim on the basis of Schad v. Arizona, 501 U.S. 624, 644-45 (1991), in which the Supreme Court rejected a petitioner’s contention that a general guilty verdict that fails to differentiate between premeditated and felony murder is
11. Ineffective assistance of appellate counsel
Sims claims that his appellate counsel was ineffective for failing to raise numerous issues on appeal: (1) that the trial court committed fundamental error by repeatedly chastising defense counsel in the jury’s presence; (2) that Sims was denied the right to be present at his trial; (3) that the failure to require a special verdict violated Sims’s right to a unanimous jury verdict; and (4) that requiring Sims to prove that death was not the appropriate punishment violated his right to a reliable and non-arbitrary sentencing determination. In addition, Sims claims his appellate counsel was ineffective for failing (a) to ensure a complete record or file a supplemental brief, (b) to argue denial of Sims’s right to be present at all stages of his trial, (c) to challenge the denial of the motion for change of venue, and (d) to challenge the denial of the motion to suppress identification testimony. Sims raised numerous claims of ineffective assistance of appellate counsel in his state habeas motion. R. Vol. 27, Tab 1. Issues one, three, and four were not raised in that petition. The remaining grounds were addressed and rejected by the Florida Supreme Court. Sims v. Singletary, 622 So.2d 980 (Fla. 1993).
A federal court must dismiss those claims or portions of claims that either (1) have been explicitly ruled procedurally barred by the highest state court considering the claims, Harris v. Reed, 489 U.S. 255, 261-62 (1989), or (2) are not exhausted but would clearly be barred if returned to state court. Id. at 269-70 (O’Connor, J., concurring); Coleman v. Thompson, 501 U.S. 722, 735 n.1 (1991). This procedural bar applies to claims of ineffective assistance of counsel in habeas cases. Footman v. Singletary, 978 F.2d at 1211. Thus, claims one, three, and four are procedurally barred because they were not presented in the state courts and would be barred if they were now presented there.10 Sims cannot establish “cause and prejudice” or “actual innocence” to excuse his procedural default. Johnson v. Singletary, 938 F.2d 1166, 1174-75 (11th Cir. 1991). Accordingly, these claims are procedurally defaulted.
As noted earlier, claims two and (a) through (d) were asserted by Sims in his state habeas petition, see R. Vol. 27, Tab 1, pp. 73-83, and were rejected by the Florida Supreme Court. 622 So.2d at 981 (“We find no other valid basis for a claim of ineffectiveness here.“). Our review of the record demonstrates that none of the claims of ineffective assistance of appellate counsel merit relief.11
12. Denial of right to present a defense and have a fair trial
Sims asserts that he was denied the right to present a defense and have a fair trial based on the trial court’s exclusion of three documents. This claim was not, but could have been, raised on direct appeal or in Sims’s state post-conviction motion. The failure
In conclusion, we affirm the district court’s denial of federal habeas relief on the guilt stage issues raised by Sims. We now turn to the sentencing stage issues, upon which the district court granted Sims relief.
B. Penalty Stage Issues
1. Whether errors during the guilt phase require vacating the death sentence
Sims claims that numerous errors occurred during the guilt phase which require vacating his death sentence. These alleged errors were ineffectiveness of counsel, unnecessary use of shackles and excessive security measures, unreliable identification testimony, and the prosecutor’s knowing use of perjured testimony. The Florida Supreme Court rejected Sims’s contention on appeal from the denial of Sims’s motion for post-conviction relief, 602 So.2d at 1253, 1258; however, the district court determined that these alleged errors cumulatively resulted in prejudice to Sims during the sentencing phase. The district court’s holding is erroneous.
The district court’s reliance on the ineffective assistance of counsel at the guilt stage claim is based upon the hypnosis issue which is foreclosed by binding precedent, see Spaziano, and it is inconsistent with the district court’s holding that counsel was not
The district court also relied on the unreliable hypnotically induced identification testimony as cumulative error which prejudiced Sims. As stated previously, this claim is barred by the non-retroactivity doctrine of Teague. Accordingly, the district court’s reliance on this claim is misplaced.
The final cumulative error component was the district court’s finding that the State knowingly used perjured testimony when the prosecutor argued that Halsell’s plea agreement included a ten year sentence which he had begun to serve at the time of the trial knowing that Halsell had not yet been sentenced. This finding is inconsistent with the district court’s finding that there was no Giglio violation. ROA, Vol. 3, Tab 33, p. 19. Accordingly, the district court erred in finding cumulative guilt stage error which prejudiced Sims during the penalty phase.
2. Whether the Hitchcock error requires vacating the death sentence
As the Florida Supreme Court noted, the jury instruction was “not a model of clarity.” 602 So.2d at 1257. In its instruction, the trial court listed the aggravating factors which the jury could consider, see R. Vol. 5, p. 43-45, then mentioned the mitigating circumstances. The pertinent portion of the instruction read: “The mitigating circumstances which you may consider if established by the evidence among others are these: . . .” Id. at 45. The trial court then listed the statutory mitigating factors for the jury to consider. The trial court’s only reference to non-statutory mitigating factors was the phrase “among others.” Defense counsel did present non-statutory mitigating evidence at the sentencing hearing via testimony from a young woman with whom Sims had lived, the woman’s mother and daughter, and a fellow inmate at the jail who testified
We conclude that the trial court’s instructions did not limit the jury’s consideration of non-statutory mitigating circumstances and therefore did not constitute a Hitchcock error. See Buchanan v. Angelone, ___ U.S. ___, ___, 118 S.Ct. 757, 761 (1998)(reiterating the principle that a “sentencer may not be precluded from considering, and may not refuse to consider, any constitutionally relevant mitigating evidence.“). Sims’s sentencer was not precluded from considering all relevant mitigating evidence. The trial court instructed the jury to consider certain mitigating factors, among others. This instruction did not preclude the jury from considering all the mitigating evidence presented by defense counsel but, instead, instructed them to consider all the evidence that was presented. Accordingly, there was no Hitchcock error in this case.
Assuming arguendo that there was a Hitchcock error, the error was harmless beyond a reasonable doubt. We employ the Brecht v. Abrahamson, 507 U.S. 619 (1993), harmless error analysis to the Hitchcock error. See Williams v. Singletary, 114 F.3d 177, 180 (11th Cir. 1997)(”Brecht applies only at the second step of the inquiry in determining if an already established error is harmless.“), cert. denied, 118 S.Ct. 712 (1998).
In Booker v. Singletary, 90 F.3d 440, 442 (11th Cir. 1996), we stated:
In Brecht, the Court held that Chapman’s [v. California, 386 U.S. 18 (1967)] standard of “harmless beyond a reasonable doubt” was inapplicable to habeas corpus review. In place of Chapman, the Court substituted the standard established by Kotteakos v. United States, 328 U.S. 750, 66 S.Ct. 1239, 90 L.Ed. 1557 (1946), for resolving the harmless error issue on the
direct review of a criminal conviction. The Kotteakos standard asks whether the error “had substantial and injurious effect or influence in determining the jury’s verdict.” By substituting Kotteakos’ standard for Chapman’s, the Court in Brecht made it easier for a state to show that a constitutional violation did not prejudice an habeas petitioner’s case.
90 F.3d at 442 (citations omitted). We have held that Hitchcock errors are “trial type” errors governed by Brecht. See e.g., Horsley v. State of Ala., 45 F.3d 1486, 1492 (11th Cir. 1995); Boldender v. Singletary, 16 F.3d 1547 (11th Cir. 1994).
The Florida Supreme Court found that there was other non-statutory mitigating evidence that could have been presented to the jury for their consideration, but it was not overwhelming in light of the aggravating factors. 602 So.2d at 1257. The district court disagreed and found that there was no evidentiary support for the allegedly “valid” aggravating factors. The district court found that the only evidence relating to the first factor (that Sims had previously been convicted of a violent felony) was a stipulation read by the prosecutor which informed the jury that Sims had previously been convicted of assault with attempt to commit robbery. The district court cites no authority for the proposition that a stipulation is not adequate evidence. The district court found that the second aggravating factor (that the capital felony was committed while the defendant was engaged in the commission of the robbery) was established, but this factor alone cannot be sufficient to support a death sentence. As to the third factor, the district court found no evidence in the record from which the jury could find beyond a reasonable doubt that the capital felony was committed for the purpose of avoiding or preventing a lawful arrest.
On the contrary, we find sufficient support in the record for this aggravating factor. One of Sims’s co-defendants, Halsell, testified that Sims came to the motel room bleeding and said he killed a cop. R. Vol. 2, pp. 316, 350. Baldree also testified that Sims stated he killed a cop. R. Vol. 3, p. 437. A bystander testified that she saw a deputy draw a gun. R. Vol. 3, p. 470. Accordingly, the district court clearly erred in finding no evidentiary support for the valid aggravating factors.
The district court found that in light of the other non-statutory mitigating evidence which could have been presented, if counsel had been effective, the death sentence was not appropriate considering the lack of evidentiary support of the valid aggravating factors. We first observe that most of the non-statutory mitigating evidence which Sims’s asserts was not presented actually was presented. Defense counsel presented the testimony of a woman with whom Sims had lived and nursed while she was ill, the woman’s mother and daughter, and a fellow inmate. The only specific information defense counsel did not present was evidence of Sims’s troubled childhood. Sims argues that counsel’s failure to present this evidence was ineffective assistance. We disagree. Defense counsel stated at the Rule 3.850 hearing that Sims specifically told them not to bother his family members. R. Vol. 13, p. 230. His attorneys explained the necessity of mitigation to Sims, but he would not provide them any information. Counsel cannot be deemed deficient for failing to present additional evidence of mitigation of which they
The district court also determined that it was error for the sentencing court not to consider the evidence of sentencing disparity between Sims and his co-defendants. This error, according to the district court, also contributed to the substantial and injurious effect or influence underlying the jury’s sentencing recommendation. The Florida Supreme Court specifically held that the disparity between Sims’s sentence and the sentences his co-defendants received is not a mitigating factor. 602 So.2d at 1257. We reject Sims’s argument that his co-defendant’s lesser sentences constituted a mitigating factor, since the evidence shows that Sims was the triggerman. See Marek v. Singletary, 62 F.3d 1295, 1302 (11th Cir. 1995). As elicited from counsel at oral argument before this panel, the jury and the court knew that one of the co-defendants was only going to receive a two-year sentence and thought the other defendant was receiving a ten-year sentence. Thus, the court knew most of the sentence disparity facts anyway and this fact negates Sims’s contention. Accordingly, this alleged mitigating factor was not really mitigating after all and the district court erred in concluding that it had a substantial and injurious effect on the jury’s sentencing determination.
The district court then enumerated several sentencing stage errors which, in the court’s judgment, preclude a finding that the Hitchcock error was harmless beyond a
First, the district court found that the trial judge and jury would not have sentenced Sims to death or recommended a death sentence, respectively, if they had properly weighed the aggravating factor or factors. As stated previously, the aggravating factors were valid and supported by record evidence. Second, the district court also found that the jury was not informed of the importance of its recommendation. The district court cites no authority for this holding. Assuming, however, that this is a cognizable claim under Caldwell v. Mississippi, 472 U.S. 320 (1985)15, the Teague bar would apply
Next, the district court found that the prosecutor made improper and prejudicial arguments relating to the victim which had the result of inviting the jury to consider impermissible aggravating factors. This claim is based on Booth v. Maryland, 482 U.S. 496 (1987), which was overruled in Payne v. Tennessee, 501 U.S. 808 (1991). The net result is that victim impact statements and arguments are permissible. Thus, the district court’s reliance on this claim is misplaced.
Fourth, the district court found that the jury was not properly advised of the alternative sentence of life with a mandatory minimum of twenty-five years. We are at a loss to understand the district court’s reliance on this claim since it was never raised in the state courts and, thus, is procedurally barred. See Wainwright v. Sykes, 433 U.S. 72 (1977).
Fifth, the district court found that the trial court improperly considered a 1958 common law robbery conviction in aggravation when no evidentiary basis existed for the conviction. This ignores the fact that there was another conviction supporting that aggravating circumstance – a 1971 assault with intent to commit robbery. 602 So.2d at 1258. Accordingly, any error involving the 1958 conviction was harmless. Id.
Lastly, the district court found that trial counsel was ineffective at sentencing. The district court concluded that the defense attorneys did not take their responsibilities at the sentencing stage seriously. We disagree. The record discloses that defense counsel presented non-statutory mitigating evidence at the sentencing stage. The record also reveals that defense counsel made an effective argument at the sentencing stage. A defense attorney has limited resources and must make the best decisions possible regarding allocating resources based upon his or her knowledge and experience. As the trial court noted, defense counsel did a commendable job. R. Vol. 4, p. 768.
For the foregoing reasons, we reverse the district court’s grant of sentencing stage relief and remand this case with directions that the district court reinstate the death penalty. We affirm the district court’s denial of habeas relief as to the guilt stage errors.
AFFIRMED in part, REVERSED in part, and REMANDED.
