Case Information
*1 Before ANDERSON, Chief Judge, and BLACK and HALL [*] , Circuit Judges.
BLACK, Circuit Judge:
The opinion filed in this case on October 12, 2000, is withdrawn, and the following opinion is substituted in its place. The petition for rehearing filed by Appellees is otherwise DENIED.
In 1998, a statute enacted by the legislature of the State of Alabama amended the obscenity provisions of the Alabama Code to make the distribution of certain defined sexual devices a criminal offense. Vendors and users of such devices filed a constitutional challenge to the statute. The district court declined to hold the statute violated any constitutional right but determined the statute was unconstitutional because it lacked a rational basis. The court permanently enjoined enforcement of the statute. We reverse and remand.
I. BACKGROUND
The case was tried by the district court from the parties' extensive stipulated facts, reprinted in full in the district court's published opinion. See Williams v. Pryor, 41 F.Supp.2d 1257, 1261-1273 (N.D.Ala.1999).
After the 1998 amendment, the Alabama Code obscenity provisions provide, in pertinent part, the following:
It shall be unlawful for any person to knowingly distribute, possess with intent to distribute, or offer or agree to distribute any obscene material or any device designed or marketed as useful primarily for the stimulation of human genital organs for any thing of pecuniary value.
* Honorable Cynthia Holcomb Hall, U.S. Circuit Judge for the Ninth Circuit, sitting by designation. at 1259 (quoting Ala.Code § 13A-12-200.2(a)(1) (Supp.1998)). [1] A first violation is a misdemeanor punishable by a maximum fine of $10,000 and up to one year of jail or hard labor; a subsequent violation is a class C felony. See id. The State has conceded the statute's proscription of the distribution of sexual devices in Alabama does not apply to devices acquired as gifts or by purchases in another state. See id. at 1265. The statute also does not restrict possession or use of a sexual device by an individual, but only the commercial distribution of the devices. See id.
The plaintiffs-appellees are vendors or users of sexual devices. See id. at 1261-65. The stipulated facts contain two expert opinions that describe the standard medical and psychological therapeutic uses of sexual devices, including their frequent prescription in marital and non-marital sexual or relationship counseling—often as a necessary component for successful therapy. See id. at 1265-73. The facts also describe a number of other sexual products the distribution of which is not prohibited by the statute, such as ribbed condoms or the virility drug Viagra. See id. at 1265.
The district court performed a careful evaluation of the plaintiffs' constitutional challenges. After considering Supreme Court precedent, the court determined the statute does not implicate previously recognized fundamental constitutional rights. See id. at 1275-84. The court also declined to extend those rights to provide a fundamental right to the use of sexual devices, a right that would be burdened by the statute. See id. The district court next reviewed the statute under rational basis scrutiny and concluded the statute lacked a rational basis. See id. at 1284-1293. The court accordingly held the statute unconstitutional and issued a permanent injunction against its enforcement. See id. at 1293.
We review de novo the district court's decision on the constitutionality of a statute.
See, e.g., Mason
v. Florida Bar,
II. ANALYSIS
Whether a statute is constitutional is determined in large part by the level of scrutiny applied by the
courts. Statutes that infringe fundamental rights, or that make distinctions based upon suspect classifications
such as race or national origin, are subject to strict scrutiny, which requires that the statute be narrowly
tailored to achieve a compelling government interest.
See, e.g., Reno v. Flores,
Rational basis scrutiny is a highly deferential standard that proscribes only the very outer limits of
a legislature's power. A statute is constitutional under rational basis scrutiny so long as "there is
any
reasonably conceivable state of facts
that could provide a rational basis for the" statute.
FCC v. Beach
Communications, Inc.,
Where there are plausible reasons for Congress' action, our inquiry is at an end. This standard of review is a paradigm of judicial restraint....
On rational-basis review, ... a statute ... comes to us bearing a strong presumption of validity, and those attacking the rationality of the [statute] have the burden to negative every conceivable basis which might support it. Moreover, because we never require a legislature to articulate its reasons for enacting a statute, it is entirely irrelevant for constitutional purposes whether the conceived reason ... actually motivated the legislature.... In other words, a legislative choice is not subject to courtroom fact-finding and may be based on rational speculation unsupported by evidence or empirical data. Only by faithful adherence to this guiding principle of judicial review of legislation is it possible to preserve to the legislative branch its rightful independence and its ability to function.
Id.
at 313-15,
The district court systematically considered whether the Alabama sexual devices distribution criminal
statute has a rational basis.
See
We conclude the district court erred in determining the statute lacks a rational basis. The State's
interest in public morality is a legitimate interest rationally served by the statute. The crafting and
safeguarding of public morality has long been an established part of the States' plenary police power to
An example of such an exceptional circumstance recognized by this Court is the irrationality of
government attempts to regulate the dress and grooming of adults.
See DeWeese v. Town of Palm Beach,
legislate and indisputably is a legitimate government interest under rational basis scrutiny.
See, e.g., Barnes
v. Glen Theatre, Inc.,
In addition, the district court's application of rational basis scrutiny to the three state interests it
considered was erroneous because the court relied heavily upon three Supreme Court decisions,
Romer v.
Evans,
First, the
Turner v. Safley
decision established a deferential reasonableness standard as the level of
scrutiny to be applied when a prison regulation infringes an inmate's constitutional interests.
See Turner,
482
In fact, the State's interest in public morality is sufficiently substantial to satisfy the government's
burden under the more rigorous intermediate level of constitutional scrutiny applicable in some cases.
See, e.g., City of Erie v. Pap's A.M.,
U.S. at 89-91,
Second, the district court also erred by applying
Romer v. Evans.
In
Romer,
the Supreme Court
invalidated a provision of the Colorado state constitution that imposed a special limitation on participation
in the political process upon one group, homosexuals. Applying rational basis scrutiny, the Court held that
Colorado's provision was unconstitutional.
See
Third, the Equal Protection Clause as-applied analysis of
City of Cleburne
has little relevance to the
fundamental rights facial challenge raised by the plaintiffs in this case. The Supreme Court recently
reaffirmed that the Equal Protection Clause is violated (in cases in which heightened scrutiny does not apply)
when the plaintiff—whether a class, group, or simply one individual—proves "that she has been intentionally
treated differently from others similarly situated and that there is no rational basis for the difference in
treatment."
Village of Willowbrook v. Olech,
at 3255, the Court considered the city's arguments that the permit requirement was based on the following
government interests: neighbors' negative opinions and fears of elderly neighbors, proximity to a junior high
school, location on a flood plain, size of the home and number of residents it would house, fire hazards,
neighborhood serenity, and danger to neighbors.
See id.
at 448-50,
The city does not require a special use permit ... for apartment houses, multiple dwellings, boarding and lodging houses, fraternity or sorority houses, dormitories, apartment hotels, hospitals, sanitariums, nursing homes for convalescents or the aged (other than for the insane or feebleminded or alcoholics or drug addicts), private clubs or fraternal orders, and other specified uses. It does, however, insist on a special permit for the Featherston home, and it does so, as the District Court found, because it would be a facility for the mentally retarded.... But this difference is largely irrelevant unless the Featherston home and those who would occupy it would threaten legitimate interests of the city in a way that other permitted uses such as boarding houses and hospitals would not. Because in our view the record does not reveal any rational basis for believing that the Featherston home would pose any special threat to the city's legitimate interests, we affirm the judgment below insofar as it holds the ordinance invalid as applied in this case.
Id.
at 447-48,
Finally, the plaintiffs maintain the district court did not err in finding the statute to be constitutionally
irrational because Alabama's statute is contrary to a wide spectrum of public and professional opinions. The
plaintiffs argue these opinions recognize numerous legitimate and beneficial uses of sexual devices, especially
the necessity of sexual devices for some persons to achieve medical or emotional health. However misguided
the legislature of Alabama may have been in enacting the statute challenged in this case, the statute is not
constitutionally irrational under rational basis scrutiny because it is rationally related to the State's legitimate
power to protect its view of public morality. "The Constitution presumes that ... improvident decisions will
eventually be rectified by the democratic process and that judicial intervention is generally unwarranted no
matter how unwisely we may think a political branch has acted."
Vance v. Bradley,
939, 942-943, 59 L.Ed.2d 171 (1979). This Court does not invalidate bad or foolish policies, only
unconstitutional ones; we may not "sit as a super-legislature to judge the wisdom or desirability of legislative
policy determinations made in areas that neither affect fundamental rights nor proceed along suspect lines."
New Orleans v. Dukes,
For the foregoing reasons, we hold the Alabama statute challenged in this case has a rational basis.
We therefore reverse the district court's judgment to the contrary.
B. Fundamental Rights Analysis
In their fundamental rights arguments, the plaintiffs challenged the constitutionality of the statute on its face and as applied. We conclude the district court correctly rejected the facial challenge, but we remand the as-applied challenges.
1. Facial Challenge
"A facial challenge to be successful 'must establish that
no
set of circumstances exists under which
the Act would be valid.' "
Gulf Power Co. v. United States,
Initially, we must determine how to frame the nature and scope of a constitutional right that would
facially invalidate the Alabama statute. Alabama maintains the plaintiffs are claiming simply a "right to sell
or buy" sexual devices. Such a right would receive little constitutional protection because ordinary economic
and commercial regulations are subject only to rational basis scrutiny.
See, e.g., Beach Communications,
508
U.S. at 314,
In light of the Supreme Court's decision in
Carey v. Population Services International,
[T]he Constitution protects individual decisions in matters of childbearing from unjustified intrusion by the State. Restrictions on the distribution of contraceptives clearly burden the freedom to make such decisions.... This is so not because there is an independent fundamental "right of access to contraceptives," but because such access is essential to exercise of the constitutionally protected right of decision in matters of childbearing that is the underlying foundation of the holdings in Griswold, Eisenstadt v. Baird, and Roe v. Wade.
We conclude there is no controlling precedent that specifically establishes the facial
unconstitutionality of this statute.
[6]
The fundamental constitutional rights of privacy recognized to date by
Alabama suggests two precedents interpreting similar statutes,
Sewell v. Georgia,
We therefore must determine whether we may, in this case, recognize an "extension of the 'right to
privacy[,]' which the Supreme Court has recognized as fundamental in certain contexts," that is broad enough
to facially invalidate the Alabama statute.
2. As-Applied Challenges
We conclude the district court did not adequately consider the as-applied fundamental rights challenges raised by the plaintiffs. Accordingly, we remand for the district court to consider these claims in the first instance.
The district court failed to specifically consider the as-applied challenges raised by the four "user"
plaintiffs. Betty Faye Haggermaker and Alice Jean Cope are married women who use sexual devices with
their husbands.
See
We remand the as-applied challenges for due consideration by the district court because the record
and stipulations in this case simply are too narrow to permit us to decide whether or to what extent the
Alabama statute infringes a fundamental right to sexual privacy of the specific plaintiffs in this case. In
Glucksberg,
its most recent case in which an argument for recognition of a new fundamental right was
*13
presented, the Supreme Court instructed that a fundamental right must be "objectively, deeply rooted in this
Nation's history and tradition" and "implicit in the concept of ordered liberty, such that neither liberty nor
justice would exist if [the right] were sacrificed."
III. CONCLUSION
The Alabama statute making it a criminal offense to commercially distribute sexual devices in the State is rationally related to the State's legitimate government interest in public morality. The district court therefore erred invalidating the statute under rational basis scrutiny. The statute also survives the plaintiffs' facial challenge asserting fundamental constitutional rights. We conclude, however, the plaintiffs' as-applied fundamental rights challenges must be considered further by the district court.
REVERSED AND REMANDED.
