Shawn NORTHRUP, Plaintiff-Appellee, v. CITY OF TOLEDO POLICE DEPARTMENT; David R. Bright; Daniel Ray, Defendants-Appellants.
No. 14-4050
United States Court of Appeals, Sixth Circuit
May 13, 2015
785 F.3d 1128
To summarize, unlike the petitioners in Knox, plaintiffs here have proposed a class and a subclass which would include members whose “probable preferences” would have been in conflict with their own. We therefore continue to endorse the analysis we set out in our prior opinion in Schlaud I: the interests of part of the proposed class and the proposed subclass continue to be in conflict with the interests of the named plaintiffs. Neither Harris nor Knox changes our view that the district court did not abuse its discretion in finding plaintiffs’ proposed class or subclass certification inappropriate under
III. CONCLUSION
Accordingly, we AFFIRM the district court‘s judgment denying class certification to the plaintiffs on the basis of the plaintiffs’ failure to satisfy the adequacy-of-representation requirement in
Before: GILMAN, ROGERS, and SUTTON, Circuit Judges.
OPINION
SUTTON, Circuit Judge.
On a midsummer evening, Shawn and Denise Northrup went for a neighborhood walk with their daughter, grandson, and dog. Apparently in a happy-go-lucky mood, Shawn wore a t-shirt reading, “This Is The Shirt I Wear When I Don‘t Care.”
A passing motorcyclist stopped to complain about Shawn‘s visible firearm. The stranger, Alan Rose, yelled, “[Y]ou can‘t walk around with a gun like that!” But “[O]pen carry is legal in Ohio!” Denise responded. Id. at 28. As the Northrups walked away, Denise and Rose exchanged increasingly unprintable words until he was out of view (and earshot).
Rose called 911, reporting that “a guy walking down the street” with his dog was “carrying a gun out in the open.” R. 39 at 22-23. When asked what type of gun the guy was carrying, Rose replied, “A handgun, and he‘s telling me it‘s legal to carry out in the open.” Id. at 23. That‘s right, the dispatcher responded, it‘s legal “[i]f you have a CCW“—a concealed-carry weapon permit. “I‘ll get a crew out though.” Id. The legality of Northrup‘s behavior threw Rose for a loop, prompting him to add: “I‘m not going to call a crew out if it‘s legal to carry a gun out in the open.” Id.
Despite Rose‘s change of heart, the dispatcher sent an officer to the scene anyway. “I‘m not an officer,” she worried. Id. She dispatched Officer David Bright with the message that someone was “walking his dog on Rochelle [Road] carrying a handgun out in the open.” R. 26 at 35, 115. Ten minutes later, Bright spotted the Northrups, their dog, and the “gun on [Shawn‘s] hip.” Id. at 36. He got out of his vehicle, said “excuse me, sir,” and asked Shawn to hand the dog‘s leash to his wife, which Shawn did. Id. at 37.
At that point, according to Officer Bright, Shawn pulled out his cell phone, in what [Officer Bright] believed to be “furtive movement,” then “moved his hands back toward his weapon“—where his cell phone was. Id. Bright asked Shawn to turn around with his hands over his head. Id. at 38. Rather than comply, Shawn “kept asking” why Bright was there. Id. And rather than answer, Bright “walked up and unsnapped and temporarily took possession of his firearm.” Id.
Shawn adds these details. Before Officer Bright emerged from his car, Shawn began holding his phone (and leash and arms) out in front of him to record the interaction. Bright walked up with “his hand on his firearm,” announced that if Shawn “go[es] for the weapon, he‘s going to shoot,” and refused to answer any of Shawn‘s questions, such as: “[W]hat was going on?” “[A]m I free to go?” “[A]m I under arrest here?” R. 28 at 33-35. After Bright disarmed Shawn and explained he was responding to a call, Bright demanded Shawn‘s driver‘s license and concealed-carry permit. Shawn gave Bright his license, but Denise told Bright to look up the permit himself, prompting Bright to threaten to “arrest [Shawn] for inducing panic right now.” Id. at 36.
At that point, Bright placed Shawn in handcuffs and put him in the squad car. Bright suspected Shawn had committed the Ohio offense of “inducing panic.” R. 26 at 47; see
Shawn Northrup sued Officer Bright, Sergeant Ray, and other members of the Toledo Police Department in federal court, alleging violations of his rights under the First, Second, Fourth (and Fourteenth)
Officer Bright claims that he had a “reasonable suspicion” that Northrup was engaged in criminal activity based on two undisputed facts: (1) Northrup was visibly carrying a gun on his holster, and (2) Bright was responding to a 911 call. That reasonable suspicion, Bright claims, justified his disarmament, detention, and citation of Northrup. Before addressing whether he is right, we should mention a few guiding principles.
Qualified immunity protects the officers from this lawsuit if either of two things is true: The officers did not violate Northrup‘s Fourth Amendment rights, or any such rights were not clearly established at the time of the search. Summary judgment is appropriate if no material fact dispute clouds the officers’ defense and if they are entitled to judgment as a matter of law. And the nonmovant—here Northrup—gets the benefit of all reasonable inferences in the record.
The
The facts of Terry make the abstract more concrete. A Cleveland police officer noticed two young men pacing outside a store and closely scrutinizing it. Id. at 5-6. Afraid the two men might be planning an armed robbery—“casing” the joint in the Court‘s words—the officer approached the men, identified himself as a police officer, and asked what they were doing. Id. at 6-7. The men were evasive, leading the officer to spin one of the men around and pat down his clothing to check if he was armed. Id. He was. The officer found a concealed and illegal to possess at the time—handgun. Id. When the Supreme Court considered the men‘s argument that this “stop and frisk” amounted to an unreasonable search and seizure, Chief Justice Warren wrote for eight Justices that police officers may reasonably intrude into a pedestrian‘s personal security if they can “point to specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant that intrusion.” Id. at 21.
In today‘s case, Officer Bright relies on two “specific and articulable facts“: Northrup‘s open possession of a firearm and the 911 call about what Northrup was doing. The Fourth Amendment no doubt permitted Bright to approach Northrup and to ask him questions. But that is not what he did. He relied on these facts to stop Northrup, disarm him, and handcuff him. Ohio law permits the open carry of firearms,
Clearly established law required Bright to point to evidence that Northrup may have been “armed and dangerous.” Sibron v. New York, 392 U.S. 40, 64 (1968) (emphasis added). Yet all he ever saw was that Northrup was armed—and legally so. To allow stops in this setting “would effectively eliminate Fourth Amendment protections for lawfully armed persons.” United States v. King, 990 F.2d 1552, 1559 (10th Cir.1993); accord United States v. Ubiles, 224 F.3d 213, 218 (3d Cir.2000); United States v. Black, 707 F.3d 531, 540 (4th Cir.2013); United States v. Roch, 5 F.3d 894, 899 (5th Cir.1993).
This requirement and the impropriety of Officer Bright‘s demands are particularly acute in a State like Ohio. Not only has the State made open carry of a firearm legal, but it also does not require gun owners to produce or even carry their licenses for inquiring officers. See
What about the verbal dispute between the Northrups and the motorcyclist? Doesn‘t that justify Bright‘s suspicion that the Northrups were engaged in criminal activity? No, for at least two reasons. There is no evidence that Bright knew about the dispute: All that the dispatcher told him was there was a man “walking his dog on Rochelle [Road] carrying a handgun out in the open.” R. 26 at 35, 115. Even if Bright had known about the argument, the statute that he suspected Northrup of violating—“inducing panic“—does not cover what happened. Under Ohio law, “inducing panic” applies to circulating a false warning of an impending “catastrophe,” threatening to commit an “offense of violence,” or committing an offense with “reckless disregard of the likelihood” that it will cause “serious public inconvenience or alarm,”
What about the possibility that Northrup was carrying a firearm not covered by the Ohio law? Had Northrup had been carrying a gun that looked like an assault rifle or some other illicit firearm, that might have justified the officer‘s conduct. See Embody v. Ward, 695 F.3d 577, 580–81 (6th Cir.2012). But there is no evidence that this was the case, and Bright indeed does not even make this argument.
What about the possibility that Northrup was not licensed to carry a gun or that he was a felon prohibited from possessing a gun? Where it is lawful to possess a firearm, unlawful possession “is not the default status.” Black, 707 F.3d at 540; Ubiles, 224 F.3d at 217. There is no “automatic firearm exception” to the Terry rule. Florida v. J.L., 529 U.S. 266, 272 (2000). In Ubiles, the Third Circuit showed why.
Officer Bright adds that he faced a difficult choice: “[R]espond to the communities’ fear and the appearance of the gunman by performing an investigatory stop, or do nothing while Northrup continued walking down Rochelle and hope that he was not about to start shooting.” Appellant‘s Br. 16. Law enforcement, to be sure, is not an easy job, and it often puts officers to difficult choices. But this was not one of them. The argument indeed presents a false dichotomy. Nothing in the Fourth Amendment prohibited Officer Bright from responding to the call and ascertaining through a consensual encounter whether Northrup appeared dangerous. Until any such suspicion emerged, however, Bright‘s hope that Northrup “was not about to start shooting” remains another word for the trust that Ohioans have placed in their State‘s approach to gun licensure and gun possession.
What about Officer Bright‘s perception that Northrup made a “furtive movement” toward the gun during the encounter? Officer Bright was not the only witness to this encounter, however. Northrup claims that he put both of his hands in front of him as soon as the officer approached—with one holding the cell phone and the other holding the dog leash. R. 28 at 33-35. Only the officer claims that Northrup made a furtive movement after he put both hands in front of him. On this record, only a jury may decide whether Northrup made any such movement and whether it justified the officer‘s conduct.
While open-carry laws may put police officers (and some motorcyclists) in awkward situations from time to time, the Ohio legislature has decided its citizens may be entrusted with firearms on public streets.
Officer Bright‘s other arguments on appeal rise and fall with his reasonable suspicion defense. If Bright had no reason to stop and frisk Northrup, he violated clearly established law in handcuffing—fully
Unlike Officer Bright, Sergeant Ray is entitled to qualified immunity. “[W]here individual police officers, acting in good faith and in reliance on the reports of other officers, have a sufficient factual basis for believing that they are in compliance with the law, qualified immunity is warranted, notwithstanding the fact that an action may be illegal when viewed under the totality of the circumstances.” Humphrey v. Mabry, 482 F.3d 840, 847 (6th Cir.2007). Sergeant Ray did not arrive until after Northrup was handcuffed in the back of Officer Bright‘s police car. Ray was then told Bright‘s account of events, including of Northrup‘s “furtive movement” toward his gun and his failure to produce identification when initially requested. R. 26 at 63; R. 29 at 23; R. 38-2 at 3. With this information in hand, Ray contacted the Toledo Police Department detective‘s bureau to help determine the proper charge. A detective advised Ray to cite Northrup for failure to disclose personal information,
Northrup has a claim against Sergeant Ray only if we infer that Officer Bright, in his initial conversation apprising Ray of recent events, confessed to an illegal seizure. There is no basis in the record for such an inference. During his deposition, Northrup stated that he did not overhear the conversation between Bright and Ray, R. 28 at 38, and Northrup‘s wife does not mention the content of that conversation in her affidavit, R. 38-3 at 4-5. Accordingly, Ray should receive qualified immunity.
For these reasons, we affirm in part and reverse in part and remand for further proceedings.
JEFFREY S. SUTTON
UNITED STATES CIRCUIT JUDGE