Case Information
*1 ***********************************************
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MERINDA J. SEMPEY STAMFORD HOSPITAL (AC 42215) Keller, Bright and Bear, Js.
Syllabus
The plaintiff sought to recover damages from the defendant in connection with the alleged wrongful termination of her employment by the defen- dant, alleging claims for wrongful discharge in violation of an implied
contract, negligent infliction of emotional distress, and a violation of the Connecticut Unfair Trade Practices Act (CUTPA) (§ 42-110a et seq.). After the trial court granted the defendant’s motion to strike all three counts, the plaintiff filed a substitute complaint, recasting the first count as one sounding in racial discrimination in her discharge from employ- ment. Thereafter, the plaintiff filed an amended substitute complaint, amending the allegations in the second and third counts. The defendant filed another motion to strike all three counts, and a motion to dismiss the first count. The trial court granted the motion to strike and rendered a judgment of dismissal as to the entire complaint, from which the plaintiff appealed to this court, which affirmed the dismissal of count one but reversed the judgment of dismissal as to counts two and three because the defendant did not seek a dismissal of those counts. On remand, the plaintiff filed another substitute complaint setting forth four counts, which alleged claims for wrongful discharge in breach of an implied employment contract, defamation, negligent infliction of emotional distress, and a violation of CUTPA. After the trial court granted the defendant’s motion to strike each count, the plaintiff filed another substitute complaint incorporating counts one, two, and four from her previously stricken complaint and repleading count three. The trial court, again, granted the defendant’s motion to strike the complaint and also granted a motion for judgment filed by the defendant. From the judgment rendered thereon, the plaintiff appealed to this court, claiming that the trial court improperly struck each count of her operative complaint. Held :
1. The trial court properly struck the first count of the plaintiff’s operative complaint; the factual allegations contained in the plaintiff’s complaint for wrongful termination in breach of an implied contract neither set
forth the facts essential to the establishment of an implied contract nor specified any particular public policy that was alleged to have been implicated by her discharge from the defendant’s employ. 2. The trial court properly struck the second count of the plaintiff’s operative
complaint alleging defamation, in which the plaintiff alleged that the defendant had made false statements regarding the reason for the plain- tiff’s termination when it contested the plaintiff’s claim for unemploy- ment benefits; there was nothing in the record that indicated that the plaintiff sought the permission of the court or the agreement of the defendant to amend her complaint by adding a new cause of action after the case was remanded to the trial court by this court, and it was clear that any statements made by representatives of the defendant before the Employment Security Division of the Department of Labor when contesting the plaintiff’s eligibility for unemployment benefits were absolutely privileged because such proceedings were quasi-judicial in nature. 3. The plaintiff could not prevail on her claim that the trial court improperly
struck the third count of the operative complaint, in which she alleged a claim for negligent infliction of emotional distress based on the defen- dant’s conduct in improperly withholding from her three personal folders that contained various certificates and personal records when it dis- charged her from employment, and in making false allegations of wrong- doing when it contested her eligibility for unemployment benefits; state- ments made by representatives of the defendant before the Employment Security Division of the Department of Labor when contesting the plain- tiff’s eligibility for unemployment benefits were absolutely privileged because such proceedings were quasi-judicial in nature, and with respect to the plaintiff’s claim that the defendant improperly withheld from her *3 the three personal folders, the plaintiff made no allegation that the documents in those folders were irreplaceable or of such value that it was patently unreasonable for the defendant to withhold them. 4. The trial court properly struck the fourth count of the plaintiff’s operative complaint alleging a violation of CUTPA; the plaintiff did not allege any
acts committed by the defendant in the conduct of any trade or com- merce, the allegations she did make clearly fell outside of CUTPA, and the only posttermination conduct relied on by the plaintiff were statements made by the defendant to the Employment Security Division of the Department of Labor, which were protected by an absolute privi- lege, and could not be used as a basis for the CUTPA claim. Argued September 11—officially released November 26, 2019
Procedural History Action to recover damages for, inter alia, the plain- tiff’s alleged wrongful termination, and for other relief, brought to the Superior Court in the judicial district of Fairfield, where the court, Hon. Richard P. Gilardi , judge trial referee, granted the defendant’s motion to strike; thereafter, the court granted the defendant’s motion to dismiss and rendered a judgment of dismissal, from which the plaintiff appealed to this court, which reversed the judgment in part and remanded the case for further proceedings; subsequently, the court, Rad- cliffe, J. , granted the defendant’s motions to strike; thereafter, the court granted the defendant’s motion for judgment and rendered judgment in favor of the defendant, from which the plaintiff appealed to this court. Affirmed .
Laurence V. Parnoff , for the appellant (plaintiff). Justin E. Theriault , with whom, on the brief, was Beverly W. Garofalo , for the appellee (defendant).
Opinion BRIGHT, J. The plaintiff, Merinda J. Sempey, a former employee of the defendant, Stamford Hospital, appeals from the judgment of the trial court, rendered following the court’s decision striking all four counts of the plain- tiff’s operative complaint. On appeal, the plaintiff claims that the court committed error because she sufficiently had pleaded causes of action for wrongful discharge, defamation, negligent infliction of emotional distress, and a violation of the Connecticut Unfair Trade Prac- tices Act (CUTPA), General Statutes § 42-110a et seq. We affirm the judgment of the trial court.
We begin with the procedural history of this case. The plaintiff commenced this action against the defendant in September, 2014, sounding in three counts: (1) wrongful discharge in violation of an implied contract, (2) negli- gent infliction of emotional distress, and (3) a violation of CUTPA. On November 26, 2014, the defendant filed a motion to strike each count of the complaint. As to count one, the defendant argued that a cause of action for wrongful discharge could not be maintained because the plaintiff had been an at-will employee. As to count two, the defendant alleged that the plaintiff’s complaint failed to set forth any conduct that rose to the level required to maintain a cause of action for negligent infliction of emotional distress. As to count three, the defendant alleged that CUTPA does not apply in the context of an at-will employment relationship. The court granted the motion to strike on August 6, 2015.
On August 20, 2015, the plaintiff filed a substitute complaint, recasting the first count of her original com- plaint as one sounding in racial discrimination in her discharge from employment in violation of the Connect- icut Fair Employment Practices Act, General Statutes § 46a-60 et seq. Counts two and three substantively were similar to the original complaint. On September 10, 2015, the defendant filed a motion to strike each count of the substitute complaint. As to count one, the defen- dant argued that the plaintiff had failed to assert her claim for racial discrimination within the ninety day limitations period set forth in General Statutes § 46a-101 (e). As to the second and third counts, the defendant alleged that the plaintiff had made no substantive changes from the original complaint, which the court already had stricken as insufficient. The defendant also filed a motion to dismiss count one of the plaintiff’s complaint because it was not filed within the ninety day limitations period set forth in § 46a-101 (e).
By agreement of the parties, the defendant withdrew
its motions to strike and to dismiss, and, on September
18, 2015, the plaintiff filed an amended substitute com-
plaint; she amended only the allegations in the second
and third counts. On September 21, 2015, the defendant
filed a motion to strike each count of the plaintiff’s
*5
amended substitute complaint and a motion to dismiss
the first count of the complaint for the same reasons
set forth in the previous motions. On January 6, 2016,
the court granted the defendant’s motion to strike, and
it rendered a judgment of dismissal
as to the entire
complaint
.
[2]
The plaintiff appealed from that judgment.
This court affirmed the dismissal, on timeliness
grounds, of count one of the plaintiff’s amended substi-
tute complaint, but reversed the judgment of dismissal
as to counts two and three because the defendant had
not moved to dismiss those counts and sought only to
strike them. See
Sempey Stamford Hospital
, 180
Conn. App. 605, 624,
On remand, the plaintiff, on April 6, 2018, filed another substitute complaint setting forth four counts against the defendant: (1) wrongful discharge in breach of an implied employment contract, (2) defamation, (3) negligent infliction of emotional distress, and (4) a violation of CUTPA. On May 3, 2018, the defendant filed a motion to strike each count of the complaint, with prejudice , and a supporting memorandum. As to count one, the defendant alleged that it was substan- tially similar to count one of the original complaint, which already had been stricken long ago, that the plain- tiff had been an at-will employee, and that it failed to set forth a cognizable claim for wrongful discharge. As to count two, the defendant alleged that any statements relied on by the plaintiff were protected by absolute privilege because they occurred in connection with unemployment proceedings before the Employment Security Division of the Department of Labor, which are quasi-judicial proceedings. As to counts three and four, the defendant alleged that the court previously had stricken these causes of action on two occasions, and the plaintiff’s repleaded allegations were not mate- rially different from those previously stricken for insuf- ficiency. It also alleged that counts three and four should be stricken on their merits. The defendant fur- ther asked the court to strike the complaint in its entirety with prejudice due to the plaintiff’s repeated failure to plead viable causes of action. The defendant also requested that the court enter sanctions against the plaintiff by awarding it attorney’s fees incurred in filing yet another motion to strike. On July 2, 2018, the court granted the motion, striking all four counts of the plaintiff’s amended substitute complaint. The court did not award the defendant any attorney’s fees.
On July 13, 2018, the plaintiff filed another substitute *6 complaint incorporating counts one, two, and four from the April 6, 2018 complaint, specifically stating that she was doing so in order to preserve her right to appeal, and repleading count three, which alleged negligent infliction of emotional distress (operative complaint). In response, the defendant filed a motion to strike the operative complaint, again, with prejudice . The court granted the defendant’s motion on September 10, 2018. On September 26, 2018, the defendant filed a motion for judgment, which the court granted on October 9, 2018. This appeal followed. Additional facts will be set forth as necessary.
On appeal, the plaintiff claims that the court improp- erly struck each count of her operative complaint. We disagree.
‘‘The standard of review in an appeal challenging
a trial court’s granting of a motion to strike is well
established. A motion to strike challenges the legal suffi-
ciency of a pleading, and, consequently, requires no
factual findings by the trial court. As a result, our review
of the court’s ruling is plenary. . . . We take the facts
to be those alleged in the complaint that has been
stricken and we construe the complaint in the manner
most favorable to sustaining its legal sufficiency. . . .
Thus, [i]f facts provable in the complaint would support
a cause of action, the motion to strike must be denied.’’
(Internal quotation marks omitted.)
Sullivan Lake
Compounce Theme Park, Inc.
,
‘‘[A]fter a court has granted a motion to strike, [a
party] may either amend his pleading [pursuant to Prac-
tice Book § 10-44] or, on the rendering of judgment, file
an appeal. . . . The choices are mutually exclusive [as
the] filing of an amended pleading operates as a waiver
of the right to claim that there was error in the sus-
taining of the [motion to strike] the original pleading.
. . . Stated another way: When an amended pleading
is filed, it operates as a waiver of the original pleading.
The original pleading drops out of the case and although
it remains in the file, it cannot serve as the basis for any
future judgment, and previous rulings on the original
pleading cannot be made the subject of appeal.’’ (Inter-
nal quotation marks omitted.)
Lund Milford Hospital,
Inc.
,
‘‘If the plaintiff elects to replead following the grant- ing of a motion to strike, the defendant may take advan- tage of this waiver rule by challenging the amended complaint as not materially different than the [stricken] . . . pleading that the court had determined to be legally insufficient. That is, the issue [on appeal becomes] whether the court properly determined that the plaintiffs had failed to remedy the pleading deficien- cies that gave rise to the granting of the motions to strike or, in the alternative, set forth an entirely new cause of action. It is proper for a court to dispose of *7 the substance of a complaint merely repetitive of one to which a demurrer had earlier been sustained. . . . Furthermore, if the allegations in a complaint filed sub- sequent to one that has been stricken are not materially different than those in the earlier, stricken complaint, the party bringing the subsequent complaint cannot be heard to appeal from the action of the trial court striking the subsequent complaint.’’ (Citation omitted; internal quotation marks omitted.) Id., 850–51.
Having set forth our standard of review and the gen- eral principles of law concerning a motion to strike, we next address each count of the plaintiff’s complaint. As to the first count of her complaint, which alleges wrongful discharge in breach of an implied employment contract, the plaintiff argues that the defendant’s employee manual created an implied contract between the parties by imposing ‘‘standards of conduct’’ on her, and the defendant, thereafter, improperly discharged her without good cause and in violation of public policy. The defendant argues that there was no implied con- tract between the parties and that the plaintiff failed to set forth any language from the employee manual that would create such a contract. Additionally, the defendant argues that the plaintiff also failed to allege any particular public policy that supposedly was vio- lated by the defendant’s discharge of her from her at- will employment. We conclude that the court properly struck this count of the plaintiff’s complaint.
We have examined thoroughly the plaintiff’s claim
for wrongful termination in breach of an implied con-
tract, and we conclude that the factual allegations con-
tained in the complaint neither set forth the facts essen-
tial to the establishment of an implied contract nor
specify any particular public policy that was alleged to
have been implicated by her discharge from the defen-
dant’s employ. See
Bridgeport Harbour Place I, LLC
Ganim
,
As to the second count of the operative complaint, which incorporated for purposes of preservation the cause of action for defamation, newly pleaded in the April 6, 2018 substitute complaint, the plaintiff alleged that the defendant made false statements regarding why the plaintiff was terminated when it contested the plain- tiff’s claim for unemployment benefits. We conclude that the court properly struck this count.
First, there is nothing in the record that indicates
*8
that the plaintiff sought the permission of the court or
the agreement of the defendant to amend her complaint
by adding a new cause of action after the case was
remanded to the trial court by this court. See
Lund
v.
Milford Hospital, Inc.
, supra,
In
Petyan
, our Supreme Court cited with approval
the reasoning by the court,
Berdon, J
., in
Magnan
v.
Anaconda Industries, Inc.
,
As to the plaintiff’s cause of action for negligent inflic- tion of emotional distress, she argues that she provided the necessary allegations in her operative complaint to support this count. The defendant argues that the plaintiff’s pleading remained insufficient as a matter of law and that the court, therefore, properly struck this count. Having examined the operative complaint, we agree with the defendant that this count is pleaded insufficiently as a matter of law and, therefore, that the court properly struck it.
The essential allegations of the plaintiff’s claim of
*9
negligent infliction of emotional distress are that the
defendant improperly withheld from her three personal
folders that contained various certificates and personal
records when it wrongfully discharged her from
employment, and that it made up false allegations of
wrongdoing when it contested her eligibility for unem-
ployment benefits. As we held previously in this opin-
ion, statements made by representatives of the defen-
dant before the Employment Security Division of the
Department of Labor when contesting the plaintiff’s
eligibility for benefits are absolutely privileged because
such proceedings are quasi-judicial in nature. See
Pet-
yan
v.
Ellis
, supra,
Our Supreme Court has explained that ‘‘negligent
infliction of emotional distress in the employment con-
text arises only where it is based upon unreasonable
conduct of the defendant in the termination process.
. . . The mere termination of employment, even where
it is wrongful, is therefore not, by itself, enough to
sustain a claim for negligent infliction of emotional
distress. The mere act of firing an employee, even if
wrongfully motivated, does not transgress the bounds
of socially tolerable behavior.’’ (Citation omitted; inter-
nal quotation marks omitted.)
Parsons United Tech-
nologies Corp
.,
As for her CUTPA count, the plaintiff argues that she
sufficiently pleaded her cause of action because she
‘‘alleged false and deceptive claims being made by the
defendant to intentionally deprive her of benefits to
which she was entitled . . . .’’ Although the plaintiff
concedes that an employer-employee relationship does
not give rise to a CUTPA claim; see
Quimby Kimberly
Clark Corp
.,
The judgment is affirmed.
In this opinion the other judges concurred.
[1]
The plaintiff had brought a claim of racial discrimination before the
Commission on Human Rights and Opportunities, which, on August 25, 2014,
issued a release of jurisdiction pursuant to General Statutes § 46a-100 et
seq. That release required the plaintiff to commence an action in the Superior
Court, within ninety days, alleging discrimination under the Connecticut
Fair Employment Practices Act. Although having commenced the present
action on September 3, 2014, within the ninety day timeframe, the plaintiff
did not allege a claim of racial discrimination in violation of the Connecticut
Fair Employment Practices Act in her original complaint. In fact, it was not
until she filed her substitute complaint on August 20, 2015, that she raised
such a claim.
[2]
Notwithstanding the judgment of dismissal rendered on January 6, 2016,
dismissing the case in its entirety, the plaintiff, on May 11, 2016, filed another
substitute complaint alleging (1) tortious conduct, (2) racial discrimination
and (3) a violation of CUTPA. Because the case already had been dismissed
by the trial court, however, there was no action pending in which the plaintiff
could file a substitute pleading and the trial court properly ignored it.
[3]
The record contains no pleading pursuant to Practice Book § 10-60
requesting permission to add new counts or containing the written consent
of the defendant to the addition of new counts. We also note that this court
remanded the case for the express purpose of giving the plaintiff ‘‘the
opportunity either to defend herself against a motion to dismiss
those counts
or to replead
the stricken counts
.’’ (Emphasis added.)
Sempey
v.
Stamford
Hospital
, supra,
