Roger SEFZIK, Appellant, v. TEXAS DEPARTMENT OF TRANSPORTATION, Appellee.
No. 13-06-550-CV.
Court of Appeals of Texas, Corpus Christi-Edinburg.
June 19, 2008.
Rehearing Overruled Oct. 2, 2008.
Because the Glynns were the managing conservators at the time of the children‘s adoption, their consent was not simply “part of the adoption process” as stated by the majority. Instead, the Glynns’ consent to the adoption was statutorily required.
I note that the trial court‘s application of quasi-estoppel to find the Glynns had standing would mean only that the Glynns have the right to be heard, not the right to win. See Whitworth v. Whitworth, 222 S.W.3d 616, 622 n. 3 (Tex.App.-Houston [1st Dist.] 2007, no pet.); see also
Betsy J. Johnson, Office of the Atty. Gen. of Texas, Austin, TX, for Appellee.
Before Chief Justice VALDEZ and Justices BENAVIDES and VELA.
OPINION
Opinion by Justice BENAVIDES.
Appellant, Roger Sefzik, sued the appellee, the Texas Department of Transportation (TxDot), seeking a declaration that the Texas Administrative Procedure Act‘s provisions governing “contested cases” apply to TxDot‘s denial of an application for a permit to erect an outdoor-advertising sign. Sefzik also sought damages for constitutional due process violations. TxDot filed a plea to the jurisdiction, asserting that sovereign immunity barred Sefzik‘s claims. The trial court granted TxDot‘s plea to the jurisdiction, and Sefzik now appeals. We affirm, in part, and reverse and remand, in part.
I. BACKGROUND
On March 18, 2005, Sefzik filed an application with TxDot for a permit to erect an outdoor-advertising sign at a designated location on the north side of Interstate 30 in Greenville, Texas. Sefzik sought to advertise on behalf of two businesses at the specific location: T-Bar Fence, Inc. and Gym‘s Star Gymnastics. As part of the
Apparently, Gym‘s Star Gymnastics had not been operating for the requisite 90 days at the time TxDot received Sefzik‘s application. Rather, the 90-day waiting period did not end until April 2, 2005. TxDot did not immediately notify Sefzik of the defect in his application. On April 4, 2005, Daum Advertising applied for a per-mit to erect an advertising sign at the same location on behalf of the same businesses.
On June 15, 2005, TxDot denied Sefzik‘s application for a permit. In its denial letter, TxDot informed Sefzik that his application to advertise for Gym Star Gymnastics did not satisfy the 90-day waiting period at the time that TxDot received his application. Additionally, TxDot informed Sefzik that Daum Advertising‘s permit had been received on April 4, 2005, which was 92 days after Gym‘s Star Gymnastics opened for business. It told Sefzik that because Daum Advertising‘s application satisfied the 90-day waiting period, Daum Advertising was awarded the permit.
On June 20, 2005, Sefzik resubmitted his permit application,2 and on June 29, 2005, he appealed the previous denial of his application.3 Sefzik filed his appeal with Michael Behrens, TxDot‘s Executive Director. He argued that his application was the only one on file on April 2, 2005 when the 90-day waiting period expired. Sefzik argued that TxDot should have notified him of the deficiency in his permit application so that he could resubmit his application. He requested an oral, contested-case hearing, which he asserted was required under
On October 7, 2005, Behrens denied Sefzik‘s appeal without holding a hearing. Behrens opined that TxDot acted reasonably in denying Sefzik‘s permit application because the initial application did not meet the 90-day waiting period. Behrens cited to the administrative code, which states that applications are considered on a first-come, first-serve basis.5 Sefzik filed a motion for rehearing,6 arguing that TxDot failed to comply with the Administrative Procedure Act (“APA“)‘s7 contested case
Sefzik then filed the underlying lawsuit in Travis County District Court. Sefzik alleged jurisdiction pursuant to
TxDot filed a plea to the jurisdiction and a general denial, asserting that Sefzik‘s claims were barred by sovereign immunity. It asserted that Sefzik was not entitled to a contested-case proceeding; therefore, he was not entitled to appeal under
Sefzik argued in response that sovereign immunity is not implicated by actions for declaratory relief or for violations of constitutional rights; therefore, he was not required to establish a waiver of immunity. The trial court agreed with TxDot and granted its plea to the jurisdiction, and this appeal ensued.14
II. STANDARD OF REVIEW
We review a trial court‘s ruling on subject-matter jurisdiction de novo. Tex. Natural Resource Comm‘n v. IT-Davy, 74 S.W.3d 849, 855 (Tex.2002). When reviewing a trial court‘s order on a plea to the jurisdiction, a court of appeals should consider only the “pleadings and evidence pertinent to the jurisdictional question.” Jenkins v. Entergy Corp., 187 S.W.3d 785, 795 (Tex.App.-Corpus Christi 2006, pet. denied) (citing County of Cameron v. Brown, 80 S.W.3d 549, 555 (Tex.2002)).
“A plea to the jurisdiction is a dilatory plea, the purpose of which is to defeat a cause of action without regard to whether the claims asserted have merit.” Bland Indep. Sch. Dist. v. Blue, 34 S.W.3d 547, 554 (Tex.2000). Although the claims form the context of the jurisdictional inquiry, the plea should be decided “without delving into the merits of the case.” Id. In some circumstances, a court will be unable to determine the jurisdictional question without some development of the evidence in the case; in those circumstances, the trial court has discretion to refuse to decide the jurisdictional question until after the case has progressed past the preliminary hearing stages. Id. But a party should not be required to put on their entire case in order to establish that they are entitled to be in court in the first place. Id. (“The purpose of a dilatory plea is not to force the plaintiffs to preview their case on the merits but to establish a reason why the merits of the plaintiffs’ claims should never be reached.“).
III. SOVEREIGN IMMUNITY AND ACTIONS FOR DECLARATORY RELIEF
In this appeal, we must examine the effect of sovereign immunity on a claim for declaratory relief. The principal disagreement between the parties involves the logical construct of the sovereign immunity doctrine. TxDot argues that sovereign immunity, as a general rule, bars claims for declaratory relief and that a plaintiff must therefore establish a waiver of sovereign immunity to proceed with a claim for declaratory relief. We believe, however, that TxDot‘s analysis ignores the theoretical underpinnings of the doctrine of sovereign immunity and the substantial precedent holding that suits for declaratory relief are not suits against the State, and it requires a plaintiff to establish his or her right to declaratory relief in order to establish jurisdiction. Accordingly, we refuse to require Sefzik to establish that he is entitled to declaratory relief before the trial court can even consider his request for that relief. Rather, we hold, as many other courts have held, that a claim for declaratory relief generally does not implicate the doctrine of sovereign immunity in the first place.
A. Suits for declaratory relief do not implicate sovereign immunity
“Sovereign immunity, unless waived, protects the State from lawsuits for damages.” Gen. Serv. Comm‘n v. Little-Tex Insulation Co., 39 S.W.3d 591, 594 (Tex.2001) (emphasis added); see also IT-Davy, 74 S.W.3d at 853; Hawkins v. El Paso First Health Plans, Inc., 214 S.W.3d 709, 716-18 (Tex.App.-Austin 2007, pet. filed) (holding that suit for declaratory relief was not a suit against the State because it did not seek to impose liability or seek money damages). The doctrine is based on the premise that the legislature‘s policy-making function deserves protection. IT-Davy, 74 S.W.3d at 854. As the Texas Supreme Court has explained,
[s]ubjecting the government to liability may hamper governmental functions by shifting tax resources away from their intended purposes toward defending
lawsuits and paying judgments. Accordingly, the Legislature is better suited than the courts to weigh the conflicting public policies associated with waiving immunity and exposing the government to increased liability, the burden of which the general public must ultimately bear.
Id. (citations omitted).
For example, sovereign immunity bars a claim for damages arising out of a breach of contract unless a waiver of sovereign immunity can be established or consent is obtained from the legislature. Id. This ensures that current policymakers are not bound by their predecessors’ long-term contracts and can respond to changing conditions in the public‘s best interest. Id.
Certain types of actions, however, do not implicate these concerns and, therefore, do not implicate the sovereign immunity doctrine. Nueces County v. Ferguson, 97 S.W.3d 205, 217 (Tex.App.-Corpus Christi 2002, no pet.). For example, Texas courts have consistently distinguished suits against the State for money damages from suits for declaratory relief-the latter does not implicate the sovereign immunity doctrine. See IT-Davy, 74 S.W.3d at 855; Hawkins, 214 S.W.3d at 716; City of Dallas v. Blanton, 200 S.W.3d 266, 279 (Tex. App.-Dallas 2006, no pet.); Ferguson, 97 S.W.3d at 218. “[N]o consent is required when suit is filed seeking only a declaration or enforcement of rights.” Ferguson, 97 S.W.3d at 217.15 In fact, just recently, this Court specifically held as much. See Powell v. Tex. Dep‘t of Criminal Justice, 251 S.W.3d 783, 790-91 (Tex.App.-Corpus Christi 2008, pet. filed).
The reason for this distinction is that “suits to compel state officers to act within their official capacity do not attempt to subject the State to liability.” IT-Davy, 74 S.W.3d at 855; Hawkins, 214 S.W.3d at 716-18; Blanton, 200 S.W.3d at 279 (“A party generally can maintain a suit to determine its rights without legislative permission because such suits are not considered ‘suits against the State’ for purposes of sovereign immunity.“). In other words, suits for declaratory relief do not hamper current policymakers’ ability to perform their job in the public interest by binding them to outdated or expired policies. If a statute sought to be construed through a declaratory judgment is outdated, and thus a declaration of rights under that statute causes problems for the general public, it is the policymakers’ job to change the statute, not to ignore it or violate it with impunity.
On more than one occasion, this Court has rejected the idea that the State is immune from declaratory judgment actions seeking to determine a party‘s rights under a statute. See Ferguson, 97 S.W.3d at 218; Dewhurst v. Gulf Marine Inst. of Tech., 55 S.W.3d 91, 97 (Tex.App.-Corpus Christi 2001, pet. denied) (“[W]e distinguish suits to determine a party‘s rights against the State from suits seeking damages. A party can maintain a suit to determine its rights without legislative permission.“); see also Nueces County v. Hoff, 105 S.W.3d 208, 211 (Tex.App.-Corpus Christi 2003) (noting that sovereign immunity is not implicated when the suit “does not seek to impose liability on the State, seek money damages against the
B. By characterizing the APA‘s declaratory relief provision as a “waiver” of immunity, TxDot asks this Court to improperly reach the merits of Sefzik‘s claims
TxDot argues that because Sefzik has not demonstrated compliance with the requirements of the APA‘s declaratory relief provisions, he has not demonstrated a waiver of immunity. The dissent extends this reasoning to TxDot‘s UDJA claim, asserting that Sefzik has to demonstrate he is entitled to declaratory relief in order to establish jurisdiction. TxDot‘s and the dissent‘s view of sovereign immunity would skew the Court‘s jurisdictional analysis because it would require the Court to decide the merits of Sefzik‘s declaratory judgment action.
When a statutory waiver of immunity is involved, it is axiomatic that the plaintiff‘s failure to plead the statutory elements means that sovereign immunity bars the suit. For example, the
By characterizing the APA‘s declaratory relief provision as a waiver of immunity, TxDot sets up additional hurdles for a plaintiff to cross before ever reaching the merits of his or her claim. For example, TxDot argues that the legislature has imposed strict limits on the scope of a trial court‘s ability to review agency decisions, and for that reason, a party seeking a declaratory judgment under
These arguments go to the merits of Sefzik‘s claims for declaratory relief, not to jurisdiction. It may be that Sefzik‘s claims for declaratory relief are not contemplated by the UDJA or the APA. But that is for the trial court to decide on the merits. By characterizing the APA as a waiver of sovereign immunity, TxDot asks this Court to delve into the merits of Sefzik‘s claim, which is improper at this stage of the proceedings. Bland Indep. Sch. Dist., 34 S.W.3d at 554.
C. Exercising jurisdiction does not violate separation of powers
TxDot further argues that by exercising jurisdiction over a UDJA claim based on the interpretation of a constitutional or statutory provision, the trial court would violate separation of powers concerns. Specifically, TxDot argues that “if the courts could review any and all statutes and constitutional provisions without reliance on a separate basis of jurisdiction, the courts would in essence exercise unmitigated control over the other branches of government.” Br. of Appellee at 9, Sefzik v. Tex. Dep‘t of Transp., No. 13-06-550-CV (Tex.App.-Corpus Christi Feb. 12, 2007). We do not perceive any violation of the separation of powers doctrine by our holding that a suit for declaratory relief does not invoke the doctrine of sovereign immunity. TxDot fails to recognize that sovereign immunity is a common-law doctrine, and it is the courts’ province to define the scope of that doctrine and whether it exists in the first place. Reata Constr. Corp. v. City of Dallas, 197 S.W.3d 371, 375 (Tex.2006).
Moreover, under TxDot‘s analysis, a suit to test the construction of the statute that applies to an administrative agency could not be entertained. The net effect of such an analysis is that administrative agencies can ignore the APA with impunity, leaving a party entitled to procedures under the APA without any method of enforcing those procedures. In short, an agency can deny that the APA applies and claim sovereign immunity from an action seeking to test that determination. Because TxDot‘s analysis makes the APA a meaningless exercise of legislative power, we decline to adopt it.
For all the foregoing reasons, we focus only on the type of relief Sefzik seeks-declaratory relief-and hold that a suit seeking to determine his rights under the UDJA or the APA does not invoke the doctrine of sovereign immunity. Accordingly, the trial court erred in granting TxDot‘s plea to the jurisdiction as to his claims for declaratory relief.
IV. SOVEREIGN IMMUNITY AND SEFZIK‘S CONSTITUTIONAL CLAIMS
Sefzik brought claims against TxDot for violations of his rights under the Fifth and Fourteenth Amendments to the United States Constitution and under Article I, section 19 of the Texas Constitution.
Sefzik‘s claim for constitutional violations sought damages from TxDot. TxDot‘s argument against this claim was raised in a jurisdictional plea based solely on sovereign immunity-TxDot did not argue, and we do not decide, whether any cause of action for damages actually exists for the alleged constitutional violations. Perry v. Texas A & I Univ., 737 S.W.2d 106, 108 (Tex.App.-Corpus Christi 1987, writ ref‘d n.r.e.) (“[T]he issues before us are restricted to the question of the application of the principles of governmental immunity to these defendants and not whether any cause of action for damages arises from the allegations of constitutional violations.“).
As we have previously stated, “[i]n addressing the issue of immunity from suit, it is critical to recognize that the action is one for damages and not one seeking injunctive relief.” Id. As such, Sefzik‘s claim for damages for constitutional violations is a “suit against the State” that invokes the doctrine of sovereign immunity. Id. This Court‘s prior holdings treat the constitutional provisions as waivers of immunity and require that the plaintiff plead a valid cause of action thereunder in order to establish immunity. Id. at 109; see also State Dep‘t of Pub. Safety v. Petta, 44 S.W.3d 575, 581 (Tex.2001) (holding that suit against department of public safety under
For example, in Perry v. Texas A & I University, a counselor at Texas A & I University sued the university alleging the deprivation of property in violation of the Fourteenth Amendment to the United States Constitution and Article I, section 19 of the Texas Constitution. 737 S.W.2d at 107. The counselor sought damages from the University. Id. We referenced the general rule that a suit that seeks to impose liability on the State invokes the doctrine of sovereign immunity. Id. at 109. The counselor argued that “when a violation of constitutional or property rights is alleged, the courts have a right to review the acts of legislative and administrative bodies.” Id. We rejected this argument, noting that the counselor was not seeking review of administrative or legislative acts but, rather, was seeking monetary damages. Id. We then held that the counselor had not alleged that she had a vested property right that was denied. Id. We held that “because there was no pleading by the plaintiff to take her out of the general rule that the courts of the State of Texas have no jurisdiction to impose liability on the State without legislative consent, we sustain the judgment [dismissing her claims for lack of jurisdiction].” Id.17
Sefzik‘s permit application merely sought a governmental benefit to which he was not already entitled. As such, Sefzik merely had an expectation of the governmental benefit-his expectation is not a protected property right. Smith, 559 S.W.2d at 694; Shrieve, 2005 WL 1034086, at *5-6. This is not a case where a permit has been granted but has later been taken away by the State without cause. See, e.g., House of Tobacco, Inc. v. Calvert, 394 S.W.2d 654, 657-58 (Tex.1965); Richardson v. Alsup, 380 S.W.2d 923, 923 (Tex.App.-Eastland 1964, writ ref‘d). Accordingly, we hold that Sefzik has failed to demonstrate that sovereign immunity is waived for his due process and due course of law claims. Thus, the trial court did not err in sustaining TxDot‘s plea to the jurisdiction as to these claims.
V. CONCLUSION
We hold that the trial court erred in sustaining TxDot‘s plea to the jurisdiction as to Sefzik‘s requests for declaratory relief under the Uniform Declaratory Judgments Act and under the Administrative Procedure Act. We reverse and remand those requests for further proceedings. Finding that Sefzik‘s due process and due course of law claims are barred by sovereign immunity, we affirm the trial court‘s order sustaining TxDot‘s plea to the jurisdiction as to these claims.
Dissenting Opinion by Justice VELA.
VELA, Justice, dissenting.
I agree with the majority‘s opinion with respect to its holding that the trial court did not err in sustaining TxDOT‘s plea to the jurisdiction as to Sefzik‘s due process and due course of law claims. I, too, would hold that the trial court did not err in sustaining TxDOT‘s plea to the jurisdiction as to these claims. I would also hold that the trial court did not err in granting TxDOT‘s plea to the jurisdiction with respect to Sefzik‘s claims under the UDJA and the APA.
I. The Texas Administrative Procedure Act
First, Sefzik urges that the trial court has jurisdiction pursuant to the Texas Administrative Procedure Act.
By its plain language, section 2001.038 allows a plaintiff to challenge either the validity or applicability of agency rules. Star Houston, Inc. v. Tex. Dep‘t of Transp., 957 S.W.2d 102, 111 (Tex.App.-Austin 1997, writ denied). To qualify for a declaratory judgment, one must seek validation or application of a rule. That same rule must interfere with or impair a legal right or privilege before it can be applied. Sefzik‘s claim is that it is the permit application process, as addressed in the administrative code, that interferes with or impairs his legal right or privilege. The APA does not. Rather, the APA, if applied, would expand rather than interfere or impair Sefzik‘s right to judicial review.
II. Uniform Declaratory Judgments Act (UDJA)
The UDJA enables a person whose “rights, status, or other legal relations are affected by a statute, municipal ordinance, contract, or franchise may have determined any question of construction or validity arising under the instrument, statute, ordinance, contract, or franchise and obtain a declaration of rights, status, or other legal relations thereunder.”
Section 21.159 of the Texas Administrative Code (TAC) explicitly denies a permit or license holder contractual or property rights from the issuance of a permit or license. It states, “Issuance of a permit or license shall not be deemed to create a contract or property right in the permit holder or license holder.”
If the UDJA were construed as Sefzik insists it should be, any suit brought affecting a governmental entity would require its participation as a party and would effectively waive the State‘s immunity. This would defeat the legislative intent that statutes be construed as written and would destroy “the legislature‘s interest in managing state fiscal matters through the appropriations process.”
For the reasons set forth above, I would hold that the trial court is without subject matter jurisdiction.
