Lead Opinion
This habeas corpus petition comes to us again following our previous opinion remanding to the federal district court. Sanchez v. Roden (Sanchez I),
Previously, this court found that, contrary to the state court’s ruling, Sanchez had established a prima facie case of racial discrimination under step one of the framework established in Batson v. Kentucky,
I.'
We recite only the facts necessary to these habeas proceedings, as our previous opinion in this case describes Sanchez’s conviction and direct appeal in detail. In 2005, Sanchez was indicted for second-degree murder and unlawful possession of a firearm. During jury selection for his trial, state prosecutor Mark Lee exercised peremptory challenges, as relevant here,
On appeal to the Massachusetts Appeals Court, Sanchez contended, among other things, that Lee had improperly exercised peremptory challenges against young “men of color,” but the state appeals court rejected that contention, Commonwealth v. Sanchez,
This court disagreed with the Massachusetts Appeals Court and with the district court’s finding. Sanchez I,
On remand, the district court held an evidentiary hearing on September 8, 2014, in which Lee alone testified and was subject to cross-examination by petitioner’s counsel. Lee testified that he challenged Juror 261 — the 19-year-old black male— and several other jurors, including Jurors 201, 227, and 229, a white male college student, because of their youth. He stated that his general practice is to challenge young jurors, such that when he reviews jury questionnaires at the beginning of jury selection, “one of the very first things” he looks at is the age of prospective jurors, which he circles in red.
Lee testified that the dynamics of jury selection also played a “significant role” in exercising challenges. He stated, “I’m always monitoring how many peremptory challenges I have left versus how many peremptory challenges defense counsel has left and also in consideration of what I understand to be upcoming based upon the questionnaires.” He explained, “the
When asked to explain why he did not challenge Juror 243 — the 21-year-old white male college student from Russia— Lee testified that he was “running out of challenges.” He explained that when he has few challenges remaining, he reviews the jury “questionnaires to determine how many of the remaining challenges [he is] likely to have to use,” and he then accepts young jurors based on indications that “might make them not fit their chronological age.” In the case of Juror 243, Lee stated, “I took him, despite not wanting to take him,” as “he was born in Moscow ... [and] he came here on his own to begin his own education, and so I thought if I had to take a young juror, that would be somebody who might be a better candidate than most.” On cross-examination, Lee conceded that there was no way to know whether Juror 243 had grown up abroad, but he reiterated that he was looking for “somebody who has some level of maturity and life experiences,” and he thought Juror 243 seemed “a little bit older than someone else in terms of life experience.”
During cross-examination, Lee stated that the only “outward” difference between Juror 243 and Juror 261 was that one was white and the other black. The district judge then asked, “Well, one was 19 and one was 21, right, do I have that right?” Both Sanchez’s counsel and Lee responded affirmatively. The following colloquy between Sanchez’s counsel and Lee ensued:
Lee: Yes, [Juror 243] was two years older.
Sanchez’s Counsel: But you challenged people who were older than 21 for age, did you not?
Lee: Yes. There is a distinction, but, as I said, my inclination would have been to strike [Juror 243] under all things being equal.
Sanchez’s Counsel: So the two years was not the defining difference for you?
Lee: At that stage of the game, every possible distinction was relevant.
Subsequent questioning turned to the importance of trial dynamics to Lee’s choices.
In a February 4, 2015, order, the district court denied Sanchez’s habeas petition. In reaching its decision, the district court considered Lee’s testimony, oral argument by both parties, the Commonwealth’s Supplemental Answer to the 2012 habeas petition, which included jury questionnaires, as well as the parties’ opposing memoranda of law. The court specifically found Lee’s demean- or “professional and credible throughout.” At Batson step two, the court concluded that Lee’s testimony that he struck Juror 261 because of his age was facially valid and race-neutral. At Batson step three, the court focused on Lee’s testimony at the evidentiary hearing. Recognizing the practice of striking potential jurors because of their youth as an accepted trial strategy, the court credited Lee’s explanation of his decision to strike Juror 261 based on his age. As to the alleged inconsistency in Lee’s application of that prac
II.
Batson v. Kentucky,
Since this court previously determined that Sanchez had made a prima facie case, this appeal concerns only the latter two steps of the Batson inquiry as applied to Juror 261.
We review the district court’s decision to deny a petition for habeas corpus de novo, Sanchez I,
A. Batson Step Two
When called upon to provide a race-neutral basis for his actions, Lee explained that he challenged Juror 261 because of his “age.” Age is not a protected category under Batson. See United States v. Cresta,
Bearing in mind that at step two, the prosecution’s reason does not have to be “persuasive, or even plausible,” Purkett v. Elem,
B. Batson Step Three
The critical issue at this step “is the persuasiveness of the prosecutor’s justification for his peremptory strike.” Miller-El v. Cockrell,
Sanchez argues, as he did before the district court, that Lee was not motivated to challenge Juror 261 because of his youth, since were youth a criterion, he would have struck a similarly situated juror, Juror 243 (the 21-year-old white male born in Russia).
I took [Juror 243], despite not wanting to take him, but I was — there are a number of young jurors who I will take based upon what I consider to be indications on their questionnaire that might make them not fit their chronological age, which is to say that he was 21 years old, but I noted he was born in Moscow, I noted that he came here on his own to begin his own education, and so I thought if I had to take a young juror, that would be somebody who might be a better candidate than most.
Regarding Juror 261, in contrast, Lee testified that he “didn’t see anything else on [Juror 261’s] questionnaire that would give [him] reason to believe that he had a maturity level greater than that of an age 19-year-old person.”
Sanchez attempts to undercut the district court’s finding as to this explanation’s credibility. First, he points to Lee’s concession on cross-examination that he was aware jury members must be U.S. citizens as proof that Lee did not believe Juror 243 “came here on his own to begin his own education,” and so could not have perceived the juror to be more mature on that basis. Second, Sanchez argues that Lee could not have viewed being foreign-born as a sign of maturity because, had this been his view, he would not have struck Juror 201 (a 25-year-old male from Trinidad). Third, he argues that the district court improperly supplied Lee with the idea that the difference in age between 19 and 21 was meaningful. None of the arguments have merit.
Sanchez’s first argument does not establish clear error. Even if Lee was ultimately mistaken in his assumptions about Juror 243’s biography, what matters is whether the explanation genuinely reflected [his] true motive. Aranjo,
The second argument fares no better, and it misconstrues Lee’s testimony. Lee did testify that he generally sought to exclude young potential jurors, but he did not testify that he perceived being foreign-born as an absolute exception to his rule on youth. Lee stated that in the particular case of Juror 243, he was looking for indications that he was “a little bit older than someone else in terms of life experiences” because of the diminishing number of challenges remaining. Examining the dynamics of the jury selection process, the district court correctly noted that Lee “had substantially more flexibility when considering juror[ ] 201,” the Trinidadian, than when considering later jurors, as he had 12 out of 16 peremptory challenges remaining at the time. It was not clear error for the district court to credit the sincerity of Lee’s consideration of Juror 243’s foreign birth.
Sanchez’s third argument is qualitatively different. He argues that the district court improperly supplied Lee with a way to distinguish between Juror 243 and Juror 261. Sanchez points to a moment during cross-examination following a concession by Lee that both Jurors 243 and 261 were young college students and that their only “outward” ascertainable difference
Sanchez’s Counsel: But you challenged people who were older than 21 for age, did you not?
Lee: Yes. There is a distinction, but, as I said, my inclination would have been to strike [Juror 243] under all things being equal.
Sanchez’s Counsel: So the two years was not the defining difference for you? Lee: At that stage of the game, every possible distinction was relevant.
Although the district court does not refer to this particular exchange, Sanchez relies on Miller-El v. Dretke,
This argument lacks merit for a number of reasons. As a matter of law, any reliance on Dretke is misplaced. Dretke involved a Batson challenge in which the appellate court justified a prosecutor’s strike based on a “rational basis” for his actions that the court supplied, without taking full account of the record. Id. The Court held that neither trial nor appellate courts may disregard the record and “imagine a reason” for a prosecutor’s actions. Id. That is not what happened here. Here, in concluding that Lee perceived a difference in maturity between Juror 243 and Juror 261, the district court recited ample record evidence, including Lee’s testimony from before the contested exchange. The district court’s conclusions do not rely on, or even mention, the disputed exchange. But even so, we note that the disputed statement, that “every possible distinction was relevant,” referring to the difference in the jurors’ chronological ages, was made in response to opposing counsel’s question and not that of the district judge. We simply do not have a case where after the fact the district court concocted an explanation from whole cloth without record support.
Further, Lee’s choice to keep Juror 243 but strike Juror 261 is also supported by his testimony concerning the importance of strategically using and preserving strikes in light of the dynamics of jury selection. As the district court noted, consideration of the number of jurors to be seated and the number of remaining challenges of either party is valid. Mensah,
Sanchez’s remaining arguments do not convince us otherwise. Sanchez points to the fact that the prosecutor eliminated one-hundred percent of young black men from the venire. We have previously held that this is not alone sufficient to prove discrimination, especially where there are small numbers of potential jurors of the allegedly targeted group. See id. at 801 (cautioning against weighing heavily that prosecutor struck all Asian-Americans where only two were in venire); Caldwell v. Maloney,
We acknowledge both the difficulties in making a Batson determination on a cold record many years following the original jury selection and also the importance of protecting the right of every juror to serve and of every defendant to have a trial free of the taint of racial discrimination. See Batson,
III.
For the reasons stated, we affirm the denial of the habeas petition.
Notes
. The record does not clearly establish Juror 201’s race, but given indications in the state court proceedings that he was a "person of color,” we count him among the black jurors for the purposes of our Batson analysis.
. We previously held that Sanchez waived any objection to the prosecution’s challenges to other jurors by failing to raise them at trial, Sanchez I,
. Disputing Lee's explanation, Sanchez contends that our opinion in Sanchez I conclusively determined that "age” did not motivate Lee in striking Juror 261. See Sanchez I, 753 F.3d at 306. That contention is meritless, and it misses the point and purpose of the remand. Whatever conclusions we drew about Lee’s motivations in our prior opinion reflected only the limited facts then available on the state court record, id. at 307. Our prior analysis pertained only to Batson step one and does not determine our current review of the latter Batson steps, based on the district court's findings, which are based on a different and augmented record.
. As to other young jurors, the record amply supports the district court's determination that Lee declined to strike Juror 255 because she was, at age 27, not "overly young,” and declined to strike Juror 293, a 26-year-old female, and Juror 333, a 23-year-old female, because he had only three and two challenges remaining, respectively.
. To be clear, a trial judge has discretion to make inquiries of witnesses as necessary to facilitate a full and fair hearing. See Fed.R.Evid. 614(b); United States v. Melendez-Rivas,
Concurrence Opinion
concurring.
The majority opinion accurately sets forth the applicable law and cogently explains why, given our standard of review, we cannot reverse the district court’s rejection of Dagoberto Sanchez’s Batson challenge. Therefore, I reluctantly concur in the majority’s result and reasoning. I write separately to point out that Sanchez’s Batson challenge has traveled an arduous route through the state and federal courts and because of that historical journey, I am left with a queasy confidence in the decision we reach today. Let me explain.
When defense counsel first raised a Bat-son challenge in state court way back in September of 2006, the trial judge was ready with an immediate (and inappropriate) response. Without asking for the prosecution’s justification, the judge gratuitously said in reference to the just-struck 19-year-old African American (Juror No. 261): “I think his youth and the fact that he’s a full-time college student could be a problem.” Sanchez v. Roden,
And it should come as no surprise that nearly eight years later, when finally called upon to explain why he struck this particular juror, the prosecutor seized upon the juror’s “youth.” In doing so, the prosecutor did nothing more than parrot back the trial judge’s unprompted suggestion.
How well this case illustrates the Massachusetts Supreme Judicial Court’s warning that a trial judge who offers up his own reason for a prosecutor’s peremptory
Now, Sanchez’s habeas petition was essentially doomed when, following the district court’s evidentiary hearing, the district judge “found [the prosecutor’s testimony] to be credible in all respects.” Sanchez v. Roden, No. 12-cv-10931-FDS,
To be sure, the district judge also noted that the prosecutor’s testimony “was based in part on memory and in part on his routine empanelment practices, and [that] he endeavored to distinguish between the two as he testified.” Id. He also gave a nod to defense counsel’s “extensive cross-examination” of the prosecutor. Id. These factors, it appears, must have played contributory roles in the overall finding of credibility.
But the prosecutor’s testimony was not exactly monolithic. On direct, he explained why he accepted Juror No. 243, the 21-year-old white college student from Russia, but not Juror No. 261, the 19-year-old black college student from Boston:
I go through those [juror] questionnaires to determine how many of the remaining challenges I’m likely to have to use, and in that particular instance, I took him, despite not wanting to take him, but I was-there are a number of young jurors who I will take based upon what I consider to be indications on their questionnaire that might make them not fit their chronological age, which is to say that he was 21 years old, but I noted he was born in Moscow, I noted that he came here on his own to begin his own education, and so I thought if I had to take a young juror, that would be somebody who might be a better candidate than most.
Thus, the reason given for accepting one young college student while striking the other is that there was something “more” (my word, not the prosecutor’s) in the white juror’s questionnaire' — and which was absent from the young black man’s—
After confirming that the white 21-year-old had been born in Moscow, Russia (as opposed to Moscow, Maine) the prosecutor had the following exchange with Sanchez’s counsel:
Q. Okay. This is somebody who wouldn’t have the same experience with our system of law as other' citizens?
A. I don’t know. All I know is that he was born in another country and was attending school in the United States.
Q. Okay. And what about that did you find beneficial? Was there something about him that overcame the fact that he was young?
A. Barely, yes. The fact that I was down to six challenges and looking at him, my inclination was to strike him, but was there anything specifically that said to me, [’]oh, I want this person,[’] not that I can remember. It was more of a hold-your-nose situation and take him because I thought somebody who came to this country to go to school at the age of 21 may have been chronologically a little bit older than someone else in terms of life experiences, and that’s really what I’m looking at that somebody who has some level of maturity and life experience.
The prosecutor initially stood strong and maintained the position he took on direct, namely, that Juror No. 243 came to the United States on his own to attend college. But the very next exchange opened up a chink in the foundation:
Q. Well, he couldn’t have come here to go to school, he had to be a citizen [to serve on the jury], correct?
A. I didn’t mean that I knew his life history. I knew he was 21, and I knew that he was here attending school and he was born in another country.
This next colloquy brought the testimonial edifice tumbling down:
Q. The fact that the man was born in Russia, you don’t know whether he came here at six days old, six months old, six, sixteen years old; you have no idea?
A. Correct, absolutely no idea.
So much for the prosecutor’s professed belief that Juror 243 might be more mature than other 21-year-olds as a result of his having come to the United States on his own to further his education.
Nevertheless, seizing on this about-face to reject the district judge’s credibility determination would overlook the fact that the prosecutor actually gave another reason for believing this particular 21-year-old might be more mature than his chronological age would generally indicate. After all, the prosecutor also said that he relied on the fact that the prospective juror had been “born in Moscow.” Cross-examination did not substantially undercut this second reason. Indeed, he explained, “I thought somebody who came to this country to go to school at the age of 21 may have been chronologically a little bit older than someone else in terms of life experiences, and that’s really what I’m looking at that somebody who has some level of maturity and life experience.”
That Juror No. 243 was born in Moscow, Russia is uncontested on this record. And it’s a fact that technically differentiates ■Juror No. 243 from Juror No. 261, who was born in the Boston area. Whether this ostensibly race-neutral fact
This case is devoid of extrinsic evidence of racial discrimination. We do not, for example, have trial notes from the prosecutor indicating that race played a role in jury selection. We do not have evidence that the prosecutor manipulated trial procedures in an attempt to influence the racial makeup of the jury. See, e.g., Miller-El v. Dretke,
In sum, whether the prosecutor’s strike of Juror' No. 261 violated Batson comes down entirely to his credibility in explaining his strikes that day and, in particular, why he did not challenge Juror No. 243. We have said time and time again that making credibility determinations is a job for the district court, not something for us to do looking at a cold record. Absent other evidence in the record pointing to racial discrimination, we simply cannot say that the district judge clearly erred in accepting the prosecutor’s explanation and upholding the peremptory challenge. This holds true even if any one (or all) of us, sitting as the trial judge, might have reached a contrary conclusion.
Finally, because a trial judge faced with a Batson challenge must consider the to
The facts in this record certainly raise the judicial antennae. But given the standard of review, I can do no more than register my discomfort at having to affirm the denial of habeas relief even though the best evidence as to whether or not a Bat-son violation occurred — the prosecutor’s contemporaneous explanation — has been irretrievably lost to us.
. Presumably, place of birth would only make a difference if the individual lived there be
. Although counsel has represented that this has been a problem in Suffolk County, the arguments of counsel are not evidence.
