Salena GLENN, Plaintiff-Appellant, v. COMMISSIONER OF SOCIAL SECURITY, Defendant-Appellee.
No. 13-2486.
United States Court of Appeals, Sixth Circuit.
Aug. 13, 2014.
763 F.3d 494
ON BRIEF: Howard D. Olinsky, Olinsky Law Group, Syracuse, New York, for Appellant. Jason Scoggins, Social Security Administration, Chicago, Illinois, for Appellee. Before: CLAY and STRANCH, Circuit Judges; BLACK, District Judge.
To harmonize
McCarthy also challenges the district court‘s denial of her request for fees incurred after May 12, 2012, when API supposedly offered to stipulate to her August 2008 eligibility for post-retirement healthcare benefits. But McCarthy did not preserve this argument because she did not include it in her statement of the issues presented for review, as mandated by
IV.
For these reasons, the decision of the district court is affirmed in part and reversed in part. The case is remanded to the district court with instructions to recalculate the amount of attorney‘s fees and expenses to which McCarthy is entitled under
STRANCH, Circuit Judge.
Salena Glenn successfully petitioned for review of the denial of her claim for social security benefits and won remand to the Commissioner. The district court‘s decision was based on a Report and Recommendation (R & R) of a magistrate judge finding five errors, both legal and factual, in the administrative law judge‘s (ALJ‘s) reasoning. Each error independently required remand. The district court denied Glenn‘s subsequent application for attorney‘s fees under the Equal Access to Justice Act (EAJA), finding that the government‘s position on appeal was “substantially justified” because the magistrate judge rejected three of Glenn‘s claims of error. Because the district court improperly applied the law, we REVERSE the decision of the district court denying fees and REMAND for a determination of the appropriate fee award.
I. BACKGROUND
As the result of a 2007 car accident, Glenn suffers from a degenerative disc disease in her back, a closed head injury and cerebral concussion that cause dizziness and memory loss, left shoulder tendonitis, and post-traumatic headaches. She also suffers from major depression, with symptoms including slow thought processes, mood swings, agitation, poor concentration, anxiousness, feelings of anger and hopelessness, paranoia, auditory hallucinations, and suicidal and homicidal ideation. Glenn also suffers from hidradenitis suppurativa, a chronic skin condition that has caused cysts around the vulva that occasionally prevent her from walking and require frequent bathroom breaks.
In 2008, Glenn filed for social security benefits, alleging disability since March 28, 2007, the date of her car accident. Following her hearing—at which Glenn appeared without counsel—the ALJ issued a September 2010 decision denying Glenn‘s application for benefits at the fifth step of the required sequential analysis.1 See
The magistrate judge issued an R & R finding five errors in the ALJ‘s reasoning with each error independently warranting remand; in July 2013, the district court reversed and remanded to the ALJ for further review. The errors included: giving incorrect weight to the opinion of nonexaming physician Dr. Joh who did not provide indicia of supportability, see
Glenn and her counsel filed a motion for attorney‘s fees in the amount of $7,531.52, pursuant to the EAJA,
Glenn now appeals the denial of attorney‘s fees, arguing that the district court‘s decision to deny fees was legally and factually erroneous.
II. STANDARD OF REVIEW
A district court‘s denial of fees under the EAJA is reviewed for abuse of discretion. Pierce v. Underwood, 487 U.S. 552, 559 (1988). “A district court abuses its discretion when it relies on clearly erroneous findings of fact, when it improperly applies the law, or uses an erroneous legal standard.” Stough v. Mayville Cmty. Schs., 138 F.3d 612, 614 (6th Cir.1998). In other words, if this court is “firmly convinced that a mistake has been made,” this court will reverse under the abuse-of-discretion standard. Id.; DeLong v. Comm‘r of Soc. Sec., 748 F.3d 723, 725 (6th Cir.2014).
Under the EAJA, “a court shall award to a prevailing party” in a civil action against the United States “fees and other expenses... unless the court finds that the position of the United States was substantially justified or that special circumstances make an award unjust.”
The government‘s position is substantially justified if it is “justified in substance or in the main—that is, justified to a degree that could satisfy a reasonable person.” Pierce, 487 U.S. at 565. This standard “means, of course, more than merely undeserving of sanctions for frivolousness“; and is not different from having “a reasonable basis both in law and fact.” Id. (internal quotation marks omitted).
Remand “alone,” which occurs when the ALJ‘s decision was not “supported by substantial evidence,” does not necessarily require an award of fees because the remand standard is not the equivalent of a finding that the government‘s position was not substantially justified. Couch v. Sec‘y of HHS, 749 F.2d 359, 360 (6th Cir.1984). “[T]he [g]overnment could take a position that is not substantially justified, yet win; even more likely, it could take a position that is substantially justified, yet lose,” but objective indicia such as a string of losses can be indicative. Pierce, 487 U.S. at 569. The government‘s position in defending the ALJ‘s analysis might be substantially justified despite remand, for example, where remand was based solely on the ALJ‘s “failure to explain his findings adequately” and not on “the weight he found appropriate for various medical opinions.” DeLong, 748 F.3d at 727. Or the government‘s position in defending the reduced weight given to a treating physician‘s opinion could be substantially justified where, although the case was remanded, the reduced-weight could be justified by significant evidence in the record such as a short treating relationship and evidence that the claimant was enrolled in college full-time. See Damron v. Comm‘r of Soc. Sec., 104 F.3d 853, 855-56 (6th Cir.1997). On the other hand, where the government defends an ALJ decision that was reached by selectively considering the evidence, its position is not substantially justified. Howard v. Barnhart, 376 F.3d 551, 554 (6th Cir.2004). “[T]he [g]overnment bears the burden of proving that a given position was substantially justified, and it discharges that burden by proving that the position had a reasonable basis both in law and fact.” DeLong, 748 F.3d at 725-26 (internal citation and quotation marks omitted).
In denying fees, the district court did not conclude that the government met its burden to show that its position on the five reversible errors had a reasonable basis in both fact and law. It concluded instead that the government was justified in opposing remand of the entire case because Glenn raised other errors that the magistrate judge rejected. This reasoning is contrary to law. Pierce does not reduce the “substantially justified” standard to a matter of comparing the number of successful claims to unsuccessful claims in a single appeal. Rather, the question is whether the government‘s litigating position in opposing remand is “justified to a degree that could satisfy a reasonable per
The government failed to meet its burden to prove that it was substantially justified in opposing remand of such an error-ridden benefit determination, especially in light of the particular errors identified. Several of the ALJ‘s errors in analysis were plainly contrary to law. The ALJ‘s decision to give great weight to the unsupported opinion of Dr. Joh was improper under the requirement that the weight given to nonexamining physicians is limited by the supporting explanations and the consistency with treating and examining sources. See
The others errors reveal that the ALJ‘s conclusions are contrary to the record. For example, the ALJ found that Glenn could perform light work but based this conclusion solely on an assessment from Dr. Shelby-Lane that did not support a light work finding. Dr. Shelby-Lane opined that Glenn could occasionally lift 15 pounds and could only sit for up to six hours in an eight-hour work-day if she were permitted to change positions; this is not consistent with light work. Soc. Sec. Admin., SSR 96-9p, at *7 (1996) (explaining that the basis for unskilled sedentary work is eroded where the need to alternate between sitting and standing cannot be accommodated by scheduled breaks); Soc. Sec. Admin., SSR 83-10, at *5-6 (1983) (light work requires lifting 20 pounds and frequently lifting and carrying up to 10 pounds, plus standing or walking 6 hours in an 8 hour day); Soc. Sec. Admin., SSR 83-12, at *4 (1983) (Because “a person cannot ordinarily sit or stand at will” in an unskilled job, a requirement of alternating sitting and standing is not ordinarily consistent with light work.). And the ALJ mischaracterized Glenn‘s daily activities—describing Glenn as capable of caring for her children and cooking when the record shows that a roommate helped with the children, based on doctor‘s orders, and that Glenn only cooked weekly—while failing to consider the physical effects coextensive with these activities. See Rogers, 486 F.3d at 248-49. The government did not meet its burden to prove that defending these errors had a reasonable basis in fact, and the district court made no finding that it did so.
IV. CONCLUSION
In denying fees, the district court “improperly applie[d] the law” and “use[d] an erroneous legal standard.” See Stough, 138 F.3d at 614. Based on this record, we are “firmly convinced that a mistake has been made,” and must conclude that the court abused its discretion. DeLong, 748 F.3d at 725. For this reason, we REVERSE the district court‘s denial of fees and REMAND for a determination of the appropriate fee award.